Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 36 of 95

FUTURE PERFECT PLANNING, LLC
Investment adviser

SEC file number

801-130233

Source date

February 25, 2026
FUTURE PERFECT VENTURES, LLC
Exempt reporting adviser

SEC file number

802-136038

Source date

March 27, 2026
FUTURE POSITIVE MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-134905

Source date

August 31, 2026
FUTURE STAR FINANCIAL ASSETS MANAGEMENT INC
Exempt reporting adviser

SEC file number

802-133699

Source date

May 20, 2025
FUTURE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117023

Source date

March 31, 2026
FUTURECORP ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-136682

Source date

June 30, 2026
FUTUREIT INC.
Investment adviser

SEC file number

801-136553

Source date

June 3, 2026
FUTUREMONEY RIA, LLC
Investment adviser

SEC file number

801-129583

Source date

March 30, 2026
FUTURESELECT PORTFOLIO MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-107183

Source date

March 30, 2026
FVC MANAGEMENT CONSULTANTS CYPRUS LTD
Exempt reporting adviser

SEC file number

802-136701

Source date

June 10, 2026
FVLCRUM PARTNERS, LLC
Investment adviser

SEC file number

801-128462

Source date

March 30, 2026
FWD GLOBAL LLC
Exempt reporting adviser

SEC file number

802-122821

Source date

June 30, 2026
FWG HOLDINGS, LLC
Investment adviser

SEC file number

801-118769

Source date

March 30, 2026
FWG INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-126553

Source date

March 30, 2026
FWG INVESTMENTS, LLC
Investment adviser

SEC file number

801-112954

Source date

May 22, 2026
FWH MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-128381

Source date

March 30, 2026
FWL INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-110851

Source date

March 31, 2026
FYRFLY VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-122667

Source date

May 11, 2026
G SQUARE HEALTHCARE PRIVATE EQUITY LLP
Exempt reporting adviser

SEC file number

802-77400

Source date

June 29, 2026
G SQUARED EQUITY MANAGEMENT LP
Investment adviser

SEC file number

801-112429

Source date

March 30, 2026
G STREET CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135250

Source date

March 31, 2026
G VISION CAPITAL LLC
Exempt reporting adviser

SEC file number

802-134028

Source date

August 18, 2025
G&S CAPITAL LLC
Investment adviser

SEC file number

801-79801

Source date

May 1, 2026
G. A. REPPLE & COMPANY
Investment adviser

SEC file number

801-63426

Source date

March 30, 2026
G. DEWAYNE MCANALLY, LLC
Investment adviser

SEC file number

801-125817

Source date

March 24, 2026
G. W. HENSSLER & ASSOCIATES, LTD
Investment adviser

SEC file number

801-37240

Source date

March 31, 2026
G.W. SHERWOLD ASSOCIATES, INC.
Investment adviser

SEC file number

801-118949

Source date

February 13, 2026
G10 CAPITAL LIMITED
Investment adviser

SEC file number

801-106515

Source date

March 31, 2026
G10 LLC
Investment adviser

SEC file number

801-128984

Source date

July 8, 2026
G2 CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-113196

Source date

March 27, 2026
G2 INVESTMENT PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-79978

Source date

March 30, 2026
G20 CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-79179

Source date

March 9, 2026
G2VP, LLC
Exempt reporting adviser

SEC file number

802-110868

Source date

March 27, 2026
GABELLI & COMPANY INVESTMENT ADVISERS, INC.
Investment adviser

SEC file number

801-65243

Source date

July 7, 2026
GABELLI FUNDS, LLC
Investment adviser

SEC file number

801-37706

Source date

July 14, 2026
GABLES CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-54966

Source date

March 25, 2026
GADDIS PREMIER WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-125772

Source date

April 30, 2026
GADSDEN, LLC
Investment adviser

SEC file number

801-112416

Source date

July 27, 2026
GAGARIN CAPITAL ADVISERS, LLC
Exempt reporting adviser

SEC file number

802-132629

Source date

September 11, 2026
GAGNON ADVISORS, LLC
Investment adviser

SEC file number

801-79567

Source date

August 12, 2026
GAGNON SECURITIES, LLC
Investment adviser

SEC file number

801-64836

Source date

August 12, 2026
GAIN CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132748

Source date

April 1, 2026
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-126224

Source date

March 24, 2026
GAINGELS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-123301

Source date

March 31, 2026
GAINGELS VENTURES LLC
Exempt reporting adviser

SEC file number

802-123298

Source date

March 31, 2026
GAINLINE CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-117953

Source date

March 31, 2026
GAINLINE FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-128065

Source date

August 26, 2026
GAINPLAN LLC
Investment adviser

SEC file number

801-81166

Source date

July 6, 2026
GAINSPOLETTI WEALTH PLANNERS ADVISORY LLC
Investment adviser

SEC file number

801-132267

Source date

April 1, 2026
GAJA ADVISORS LTD
Exempt reporting adviser

SEC file number

802-122414

Source date

June 29, 2026
GAJA ALTERNATIVE ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-122413

Source date

June 29, 2026
GALAPAGOS ADVISORY LLC
Investment adviser

SEC file number

801-129546

Source date

March 31, 2026
GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-128371

Source date

May 5, 2026
GALAXY DIGITAL CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-117094

Source date

July 1, 2026
GALAXY INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-114875

Source date

March 25, 2026
GALAXY MUSE
Exempt reporting adviser

SEC file number

802-123717

Source date

March 13, 2026
GALAXY QUANT CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136090

Source date

March 31, 2026
GALAXY SERVICE PARTNERS HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-134121

Source date

June 10, 2026
GALECKI FINANCIAL MANAGEMENT INC
Investment adviser

SEC file number

801-47181

Source date

February 2, 2026
GALEN HEALTHCARE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113108

Source date

April 30, 2026
GALEN MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-77922

Source date

April 30, 2026
GALENA ASSET MANAGEMENT (ASIA) PTE. LTD
Exempt reporting adviser

SEC file number

802-76004

Source date

October 16, 2025
GALENA ASSET MANAGEMENT SA
Exempt reporting adviser

SEC file number

802-80120

Source date

October 16, 2025
GALILEI INVESTMENT OFFICE LLP
Investment adviser

SEC file number

801-123595

Source date

March 30, 2026
GALILEO GLOBAL LTD
Exempt reporting adviser

SEC file number

802-136595

Source date

May 28, 2026
GALILEO INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-78672

Source date

May 8, 2026
GALLACHER CAPITAL LLC
Investment adviser

SEC file number

801-134871

Source date

July 8, 2026
GALLACHER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-68279

Source date

March 30, 2026
GALLAGHER CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-123612

Source date

March 3, 2026
GALLAGHER FIDUCIARY ADVISORS, LLC
Investment adviser

SEC file number

801-68868

Source date

July 24, 2026
GALLAGHER WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-131231

Source date

March 5, 2026
GALLANT CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-114079

Source date

March 27, 2026
GALLATIN & COMPANY, LLC
Investment adviser

SEC file number

801-60165

Source date

February 26, 2026
GALLATIN CAPITAL LLC
Exempt reporting adviser

SEC file number

802-75003

Source date

March 30, 2026
GALLATIN POINT CAPITAL LLC
Investment adviser

SEC file number

801-110146

Source date

July 23, 2026
GALLATIN RIVER CAPITAL LLC
Investment adviser

SEC file number

801-136393

Source date

August 12, 2026
GALLERIA FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-63967

Source date

February 13, 2026
GALLIARD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-49780

Source date

March 20, 2026
GALLIOTT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-120725

Source date

March 31, 2026
GALLO PARTNERS LP
Investment adviser

SEC file number

801-129560

Source date

March 26, 2026
GALLOWAY ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-68901

Source date

June 26, 2026
GALNET ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75630

Source date

February 25, 2026
GALVANIZE CLIMATE SOLUTIONS LLC
Investment adviser

SEC file number

801-122755

Source date

July 14, 2026
GALVEZ CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-135936

Source date

March 23, 2026
GALVIN, GAUSTAD & STEIN, LLC
Investment adviser

SEC file number

801-71464

Source date

September 3, 2026
GAM LONDON LIMITED
Investment adviser

SEC file number

801-22307

Source date

March 31, 2026
GAM USA INC.
Investment adviser

SEC file number

801-35671

Source date

August 4, 2026
GAM24, LLC
Investment adviser

SEC file number

801-130195

Source date

March 31, 2026
GAMBIT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132187

Source date

August 3, 2026
GAMCO ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-14132

Source date

March 31, 2026
GAME CHANGERS VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134865

Source date

February 27, 2026
GAME CREEK CAPITAL, LP
Investment adviser

SEC file number

801-74747

Source date

April 1, 2026
GAME PLAN FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-112290

Source date

March 18, 2026
GAMMA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-129754

Source date

September 17, 2026
GAMMA INVESTING LLC
Investment adviser

SEC file number

801-127959

Source date

March 13, 2026
GAMMA REAL ESTATE CAPITAL MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-132642

Source date

March 18, 2026
GAMUT CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-106760

Source date

March 27, 2026
GANESH INTERNATIONAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-119934

Source date

March 27, 2026
GANESHA LAB VENTURES LLC
Exempt reporting adviser

SEC file number

802-128878

Source date

March 2, 2026
GAOCHENG CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-118565

Source date

March 26, 2026
GAOTENG GLOBAL ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-122938

Source date

March 24, 2026
GAP ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-133963

Source date

May 5, 2026
GAPSTONE CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-113242

Source date

March 30, 2026
GARCIA HAMILTON & ASSOCIATES LP
Investment adviser

SEC file number

801-56194

Source date

March 30, 2026
GARDA CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-107078

Source date

March 27, 2026
GARDANT INVESTOR SGR S.P.A.
Exempt reporting adviser

SEC file number

802-123501

Source date

February 19, 2026
GARDE CAPITAL, INC.
Investment adviser

SEC file number

801-70472

Source date

March 25, 2026
GARDEN CITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-133955

Source date

June 29, 2026
GARDEN INVESTMENT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-130995

Source date

March 27, 2026
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-79500

Source date

March 31, 2026
GARDEN STATE RETIREMENT SPECIALISTS, LLC
Investment adviser

SEC file number

801-134796

Source date

September 15, 2026
GARDNER ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-136462

Source date

May 11, 2026
GARDNER LEWIS ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-36476

Source date

July 21, 2026
GARDNER RUSSO & QUINN LLC
Investment adviser

SEC file number

801-41357

Source date

March 31, 2026
GARHWAL, CHAN & WILLIAMS INC.
Investment adviser

SEC file number

801-134542

Source date

January 26, 2026
GARLIKOV ADVISORS INC
Investment adviser

SEC file number

801-19290

Source date

March 19, 2026
GARNER ASSET MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-107524

Source date

March 23, 2026
GARNER FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-79008

Source date

February 11, 2026
GARNET CREDIT MANAGEMENT LLC
Investment adviser

SEC file number

801-132278

Source date

March 29, 2026
GARNET EQUITY CAPITAL HOLDINGS, INC.
Investment adviser

SEC file number

801-78064

Source date

February 24, 2026
GARNETT ADVISORS, LLC
Investment adviser

SEC file number

801-114876

Source date

March 24, 2026
GARNETT STATION PARTNERS, LLC
Investment adviser

SEC file number

801-115316

Source date

May 12, 2026
GARRETT NAGLE & CO., INC.
Investment adviser

SEC file number

801-11370

Source date

March 9, 2026
GARRETT WEALTH ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-80598

Source date

September 2, 2026
GARRISON BRADFORD & ASSOCIATES INC
Investment adviser

SEC file number

801-10937

Source date

March 31, 2026
GARRISON MURPHY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113887

Source date

August 25, 2026
GARRISON POINT ADVISORS, LLC
Investment adviser

SEC file number

801-112623

Source date

April 27, 2026
GARRISON POINT CAPITAL, LLC
Investment adviser

SEC file number

801-77191

Source date

May 26, 2026
GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-125798

Source date

August 12, 2026
GARUDA VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130125

Source date

March 30, 2026
GASAWAY INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-121052

Source date

June 24, 2026
GASBER FINANCIAL ADVISORS, INC
Investment adviser

SEC file number

801-72295

Source date

February 23, 2026
GASSMAN FINANCIAL LLC
Investment adviser

SEC file number

801-135561

Source date

July 10, 2026
GATE CITY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-111028

Source date

March 13, 2026
GATE RESIDENTIAL PROPERTIES, LLC
Exempt reporting adviser

SEC file number

802-108557

Source date

March 30, 2026
GATEMORE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-131274

Source date

July 6, 2026
GATEPASS CAPITAL, LLC
Investment adviser

SEC file number

801-129402

Source date

June 19, 2026
GATES CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-65550

Source date

March 12, 2026
GATES PASS ADVISORS, LLC
Investment adviser

SEC file number

801-123686

Source date

July 14, 2026
GATEWAY CAPITAL (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-122237

Source date

March 30, 2026
GATEWAY INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-68972

Source date

July 21, 2026
GATEWAY INVESTMENT MANAGEMENT SERVICES (DIFC) LIMITED
Exempt reporting adviser

SEC file number

802-134538

Source date

March 3, 2026
GATEWAY PARTNERS II LIMITED
Exempt reporting adviser

SEC file number

802-120615

Source date

February 25, 2026
GATEWAY VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-123590

Source date

March 31, 2026
GATEWAY WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-126635

Source date

June 12, 2026
GATEWOOD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-113523

Source date

March 23, 2026
GATHER VENTURES LLC
Exempt reporting adviser

SEC file number

802-122507

Source date

April 1, 2026
GATOR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77606

Source date

April 22, 2026
GATSBY MANAGEMENT, LLC
Investment adviser

SEC file number

801-136817

Source date

August 31, 2026
GAUGE CAPITAL LLC
Investment adviser

SEC file number

801-86176

Source date

March 31, 2026
GAUS, INC.
Investment adviser

SEC file number

801-134433

Source date

August 18, 2026
GAVEA INVESTIMENTOS LTDA
Exempt reporting adviser

SEC file number

802-76220

Source date

April 15, 2026
GAVILAN INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-125898

Source date

May 12, 2026
GAVLTD INTERNATIONAL CORPORATION
Investment adviser

SEC file number

801-121452

Source date

March 25, 2026
GAW CAPITAL ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-75834

Source date

March 30, 2026
GAW CAPITAL ASSET MANAGEMENT (SG) PTE. LTD.
Exempt reporting adviser

SEC file number

802-121648

Source date

March 30, 2026
GAZELLE FINANCE LLC
Exempt reporting adviser

SEC file number

802-110496

Source date

March 27, 2026
GB MEDIA MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-137397

Source date

August 27, 2026
GBC INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-120745

Source date

January 28, 2026
GBG WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131408

Source date

March 10, 2026
GBM WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-129803

Source date

September 3, 2026
GBX FUND MANAGEMENT, LTD.
Exempt reporting adviser

SEC file number

802-107834

Source date

March 27, 2026
GC ADVISORS HOLDINGS LIMITED
Exempt reporting adviser

SEC file number

802-116840

Source date

March 30, 2026
GC ADVISORS LLC
Investment adviser

SEC file number

801-70448

Source date

August 28, 2026
GC COMPANIES LLC
Exempt reporting adviser

SEC file number

802-112794

Source date

March 30, 2026
GC OPAL ADVISORS LLC
Investment adviser

SEC file number

801-111632

Source date

August 28, 2026
GC WEALTH MANAGEMENT RIA, LLC
Investment adviser

SEC file number

801-128318

Source date

March 31, 2026
GCG MANAGEMENT, LLC
Investment adviser

SEC file number

801-74126

Source date

March 29, 2026
GCI FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-131018

Source date

June 16, 2026
GCI PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-128369

Source date

March 31, 2026
GCM GROSVENOR L.P.
Investment adviser

SEC file number

801-54965

Source date

June 30, 2026
GCM GROSVENOR WEALTH L.P.
Investment adviser

SEC file number

801-135898

Source date

March 19, 2026
GCP CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-71705

Source date

March 30, 2026
GCP INVESTMENT ADVISOR, LLC
Investment adviser

SEC file number

801-79729

Source date

March 30, 2026
GCP MANAGEMENT (2015) LTD.
Exempt reporting adviser

SEC file number

802-115113

Source date

March 30, 2026
GCW PARTNERS LLP
Investment adviser

SEC file number

801-113227

Source date

June 25, 2026
GDA LUMA CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-127929

Source date

March 31, 2026
GDEV MANAGEMENT, LLC
Investment adviser

SEC file number

801-136705

Source date

June 10, 2026
GE INVESTMENT MANAGEMENT CORP
Investment adviser

SEC file number

801-126850

Source date

January 30, 2026
GE VERNOVA INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-129639

Source date

March 27, 2026
GEA SPHERE, LLC
Investment adviser

SEC file number

801-122502

Source date

August 10, 2026
GEBHARDT GROUP, INC
Investment adviser

SEC file number

801-80379

Source date

March 12, 2026
GEC ADVISORS LLC
Investment adviser

SEC file number

801-86179

Source date

April 14, 2026
GEEK VENTURES, LLC
Exempt reporting adviser

SEC file number

802-132179

Source date

March 19, 2026
GEF CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-115141

Source date

March 31, 2026
GEF MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-38983

Source date

March 30, 2026
GEG ADVISORS LLC
Investment adviser

SEC file number

801-134174

Source date

September 18, 2026
GEHRIG CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-120868

Source date

September 15, 2026
GEM ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-67414

Source date

March 30, 2026
GEM CAPITAL, L.P.
Investment adviser

SEC file number

801-73628

Source date

March 27, 2026
GEM INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-80328

Source date

March 30, 2026
GEMBRIDGE CAPITAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-136237

Source date

April 10, 2026
GEMCORP CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-130200

Source date

March 31, 2026
GEMINI ISRAEL FUNDS IV LTD.
Exempt reporting adviser

SEC file number

802-75737

Source date

March 11, 2026
GEMMER ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-56517

Source date

March 23, 2026
GEMSPRING CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-108389

Source date

March 31, 2026
GEMSSTOCK AG
Exempt reporting adviser

SEC file number

802-135989

Source date

March 26, 2026
GEMSSTOCK GUERNSEY IC LIMITED
Exempt reporting adviser

SEC file number

802-135479

Source date

March 26, 2026
GEMSSTOCK LIMITED
Exempt reporting adviser

SEC file number

802-100405

Source date

August 19, 2026
GEN CAP AMERICA, INC.
Investment adviser

SEC file number

801-73892

Source date

March 25, 2026
GEN FINANCIAL MANAGEMENT INC.
Investment adviser

SEC file number

801-57823

Source date

February 20, 2026
GEN LABS LIMITED
Exempt reporting adviser

SEC file number

802-134711

Source date

October 16, 2025
GENBRIDGE CAPITAL MANAGEMENT COMPANY, LTD.
Exempt reporting adviser

SEC file number

802-115140

Source date

March 31, 2026
GENCAP PTY LTD
Exempt reporting adviser

SEC file number

802-134010

Source date

September 24, 2026
GENEOS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-62331

Source date

April 10, 2026
GENER8TOR EQUITY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132397

Source date

March 13, 2026
GENER8TOR MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127873

Source date

March 25, 2026
GENERAL ATLANTIC SERVICE COMPANY, L.P.
Investment adviser

SEC file number

801-63864

Source date

August 12, 2026
GENERAL CATALYST GROUP MANAGEMENT, LLC
Investment adviser

SEC file number

801-115155

Source date

July 21, 2026
GENERAL EQUITY HOLDINGS LP
Investment adviser

SEC file number

801-112549

Source date

March 24, 2026
GENERAL GLOBAL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-132800

Source date

March 31, 2026
GENERAL INCEPTION MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127516

Source date

March 27, 2026
GENERAL INDUSTRIAL PARTNERS LLP
Investment adviser

SEC file number

801-110965

Source date

June 29, 2026
GENERAL INNOVATION CAPITAL, LLC
Investment adviser

SEC file number

801-131138

Source date

May 28, 2026
GENERAL PARTNER, INC.
Investment adviser

SEC file number

801-115312

Source date

January 20, 2026
GENERATE CAPITAL ADVISORS, PB LLC
Investment adviser

SEC file number

801-128744

Source date

September 9, 2026
GENERATION CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-70216

Source date

August 7, 2026
GENERATION GROWTH CAPITAL PARTNERS III, LLC
Exempt reporting adviser

SEC file number

802-136130

Source date

May 19, 2026
GENERATION GROWTH CAPITAL PARTNERS IV, LLC
Exempt reporting adviser

SEC file number

802-128058

Source date

May 19, 2026
GENERATION INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-77005

Source date

May 4, 2026
GENERATION INVESTMENT MANAGEMENT US LLP
Investment adviser

SEC file number

801-63595

Source date

May 4, 2026
GENERATION PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-107884

Source date

May 5, 2026
GENERATION PMCA CORP.
Investment adviser

SEC file number

801-60917

Source date

February 24, 2026
GENERATIONAL EQUITY LABS, INC
Exempt reporting adviser

SEC file number

802-129168

Source date

March 29, 2026
GENERATIONAL FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-137020

Source date

September 17, 2026
GENERATIONAL PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-132141

Source date

April 29, 2026
GENERATIONAL WEALTH, INC.
Investment adviser

SEC file number

801-118828

Source date

April 16, 2026
GENERATIONS WEALTH, LLC
Investment adviser

SEC file number

801-80555

Source date

March 30, 2026
GENERATIVE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-132428

Source date

April 1, 2026
GENERATIVE INVESTMENT PARTNERS LP
Investment adviser

SEC file number

801-126311

Source date

March 31, 2026
GENERATIVE VENTURES I LIMITED
Exempt reporting adviser

SEC file number

802-128679

Source date

March 30, 2026
GENERATOR VENTURES, LLC
Exempt reporting adviser

SEC file number

802-129992

Source date

March 24, 2026
GENEREUX INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-112129

Source date

June 29, 2026
GENEROUSWEALTH, LLC
Investment adviser

SEC file number

801-135730

Source date

September 21, 2026
GENESEE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-77930

Source date

June 1, 2026
GENESEE VALUE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112710

Source date

February 24, 2026
GENESES INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131675

Source date

May 1, 2026
GENESIA INVESTMENTS LLC
Investment adviser

SEC file number

801-129413

Source date

February 4, 2026
GENESIS ADVISORS, LLC
Investment adviser

SEC file number

801-134853

Source date

February 6, 2026
GENESIS ASSET MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-108428

Source date

January 16, 2026
GENESIS CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-107204

Source date

March 27, 2026
GENESIS CAPITAL II LTD
Exempt reporting adviser

SEC file number

802-118607

Source date

February 23, 2026
GENESIS CAPITAL III LTD
Exempt reporting adviser

SEC file number

802-124721

Source date

February 23, 2026
GENESIS CAPITAL LTD
Exempt reporting adviser

SEC file number

802-118608

Source date

February 23, 2026
GENESIS FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-131745

Source date

March 11, 2026
GENESIS FORTUNE CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-118606

Source date

February 11, 2026
GENESIS FORTUNE LTD
Exempt reporting adviser

SEC file number

802-117506

Source date

February 27, 2026
GENESIS INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-134325

Source date

March 19, 2026
GENESIS INVESTMENT MANAGEMENT, LLP
Investment adviser

SEC file number

801-63018

Source date

March 31, 2026
GENESIS PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-122157

Source date

July 16, 2026