Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 50 of 95

LAKEMORE CREDIT MANAGER V-INTERNATIONAL LTD.
Exempt reporting adviser

SEC file number

802-130098

Source date

April 29, 2026
LAKEMORE CREDIT MANAGER V-MASTER LTD.
Exempt reporting adviser

SEC file number

802-130097

Source date

April 29, 2026
LAKEMORE PARTNERS MANAGEMENT US LLC
Investment adviser

SEC file number

801-119768

Source date

April 29, 2026
LAKERIDGE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-121373

Source date

June 17, 2026
LAKESHORE CAPITAL GROUP, INC.
Investment adviser

SEC file number

801-127919

Source date

January 21, 2026
LAKESHORE FINANCIAL PLANNING INC.
Investment adviser

SEC file number

801-114302

Source date

February 11, 2026
LAKESIDE ADVISORS INC
Investment adviser

SEC file number

801-21230

Source date

April 14, 2026
LAKESIDE CAPITAL MANAGEMENT - PARALLEL, LLC
Exempt reporting adviser

SEC file number

802-122835

Source date

May 7, 2026
LAKESIDE DRIVE MANAGEMENT LLC
Investment adviser

SEC file number

801-123672

Source date

April 29, 2026
LAKEVILLE ASSOCIATES, LLC
Exempt reporting adviser

SEC file number

802-112884

Source date

March 27, 2026
LAKEVILLE CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-108763

Source date

March 5, 2026
LAKEWOOD ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-113632

Source date

August 25, 2026
LAKEWOOD CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-73099

Source date

March 10, 2026
LAKPA LLC
Investment adviser

SEC file number

801-133940

Source date

March 27, 2026
LALIT VENTURES, LLC
Exempt reporting adviser

SEC file number

802-122792

Source date

August 24, 2026
LAMA PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-126087

Source date

March 26, 2026
LAMINAR WEALTH LLC
Investment adviser

SEC file number

801-135823

Source date

June 18, 2026
LAMINGTON CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136645

Source date

June 3, 2026
LANARK FINANCIAL, INC.
Investment adviser

SEC file number

801-58257

Source date

September 25, 2026
LANCASTER INVESTMENT MANAGEMENT LLP
Investment adviser

SEC file number

801-72835

Source date

June 16, 2026
LANCASTER LABS, LLC
Investment adviser

SEC file number

801-134850

Source date

July 27, 2026
LAND & BUILDINGS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-69951

Source date

March 30, 2026
LANDAAS & COMPANY, LLC
Investment adviser

SEC file number

801-45055

Source date

March 30, 2026
LANDED MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-132488

Source date

March 9, 2026
LANDER & ASSOCIATES INC
Investment adviser

SEC file number

801-111968

Source date

June 10, 2026
LANDFAIR CAPITAL AG
Exempt reporting adviser

SEC file number

802-130259

Source date

March 26, 2026
LANDFAIR CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-130258

Source date

March 26, 2026
LANDMARK INVESTMENT PARTNERS, L.P.
Investment adviser

SEC file number

801-129515

Source date

March 31, 2026
LANDMARK MANAGEMENT, LLC
Investment adviser

SEC file number

801-73439

Source date

March 30, 2026
LANDMARK WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130036

Source date

March 11, 2026
LANDMARK WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-130333

Source date

September 11, 2026
LANDMARK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-80788

Source date

September 15, 2026
LANDOLT SECURITIES, INC.
Investment adviser

SEC file number

801-135200

Source date

June 29, 2026
LANDON CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-116715

Source date

March 31, 2026
LANDSCAPE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-79530

Source date

March 19, 2026
LANDSEER ADVISORS LLC
Investment adviser

SEC file number

801-119282

Source date

March 23, 2026
LANDSEER ASSET MANAGEMENT UK LLP
Exempt reporting adviser

SEC file number

802-128564

Source date

January 20, 2026
LANE BROTHERS & CO INC
Investment adviser

SEC file number

801-130414

Source date

March 27, 2026
LANE GENERATIONAL LLC
Investment adviser

SEC file number

801-119363

Source date

May 5, 2026
LANE KAWAOKA
Exempt reporting adviser

SEC file number

802-136952

Source date

August 3, 2026
LANE42 INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-132605

Source date

April 13, 2026
LANG & BECKER, INC.
Investment adviser

SEC file number

801-136187

Source date

April 9, 2026
LANGAN FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-136832

Source date

August 26, 2026
LANGAR INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-129148

Source date

March 18, 2026
LANGHAM HALL MANAGEMENT SARL
Exempt reporting adviser

SEC file number

802-116813

Source date

June 5, 2026
LANGLEY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120616

Source date

August 26, 2026
LANIAKEA FUNDS MANAGER, LLC
Exempt reporting adviser

SEC file number

802-131293

Source date

March 17, 2026
LANIER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-107331

Source date

May 26, 2026
LANIER FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-129903

Source date

March 16, 2026
LANSDOWNE PARTNERS (UK) LLP
Investment adviser

SEC file number

801-80091

Source date

July 27, 2026
LANSDOWNE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132336

Source date

March 17, 2026
LANSING MANAGEMENT, LP
Investment adviser

SEC file number

801-108705

Source date

March 17, 2026
LANSING STREET ADVISORS LLC
Investment adviser

SEC file number

801-126210

Source date

August 13, 2026
LANTERN CAPITAL PARTNERS, L.P.
Exempt reporting adviser

SEC file number

802-132979

Source date

August 17, 2026
LANTERN VENTURES LTD.
Exempt reporting adviser

SEC file number

802-122573

Source date

August 20, 2025
LANTERN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-79035

Source date

August 18, 2026
LANTZ FINANCIAL LLC
Investment adviser

SEC file number

801-114035

Source date

August 17, 2026
LANX MANAGEMENT, LLC
Investment adviser

SEC file number

801-71650

Source date

March 31, 2026
LAP LATIN AMERICAN PARTNERS LLC
Exempt reporting adviser

SEC file number

802-135206

Source date

March 25, 2026
LAPIS ADVISERS, LP
Investment adviser

SEC file number

801-71696

Source date

March 27, 2026
LARAMAR MULTI-FAMILY VALUE MANAGER, LLC
Investment adviser

SEC file number

801-73548

Source date

March 31, 2026
LARAWAY FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-63115

Source date

February 24, 2026
LARCH CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-118304

Source date

May 1, 2026
LARCH LANE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-127747

Source date

March 6, 2026
LARIMER CAPITAL CORP
Investment adviser

SEC file number

801-29070

Source date

March 4, 2026
LARKHAVEN CAPITAL LTD
Exempt reporting adviser

SEC file number

802-135488

Source date

February 4, 2026
LARRAINVIAL US IA LLC
Investment adviser

SEC file number

801-137226

Source date

August 4, 2026
LARRY MATHIS FINANCIAL PLANNING, L.L.C.
Investment adviser

SEC file number

801-128560

Source date

March 4, 2026
LARSEN, GLEN ALLEN
Investment adviser

SEC file number

801-130356

Source date

March 30, 2026
LARSON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-116807

Source date

May 8, 2026
LARSON FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-71543

Source date

March 13, 2026
LARSON FINANCIAL PLANNING INC.
Investment adviser

SEC file number

801-121184

Source date

March 9, 2026
LARSON WILLIAMS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-135871

Source date

March 19, 2026
LAS OLAS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-100492

Source date

August 21, 2026
LAS OLAS CAPITAL WEALTH LLC
Investment adviser

SEC file number

801-135935

Source date

August 24, 2026
LASAGNA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-131394

Source date

March 3, 2026
LASALLE AIFM EUROPE SARL
Exempt reporting adviser

SEC file number

802-136555

Source date

May 22, 2026
LASALLE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129577

Source date

March 31, 2026
LASALLE DEBT INVESTORS
Investment adviser

SEC file number

801-73839

Source date

July 23, 2026
LASALLE INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-132648

Source date

March 31, 2026
LASALLE INVESTMENT MANAGEMENT
Exempt reporting adviser

SEC file number

802-76999

Source date

March 31, 2026
LASALLE INVESTMENT MANAGEMENT ASIA PTE. LTD
Exempt reporting adviser

SEC file number

802-75121

Source date

March 30, 2026
LASALLE INVESTMENT MANAGEMENT SECURITIES, LLC
Investment adviser

SEC file number

801-48201

Source date

March 31, 2026
LASALLE INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-19395

Source date

March 31, 2026
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Investment adviser

SEC file number

801-33422

Source date

July 29, 2026
LATASH INVESTMENTS, LLC
Investment adviser

SEC file number

801-62261

Source date

March 30, 2026
LATERAL CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-132740

Source date

March 18, 2026
LATERAL INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-112357

Source date

June 26, 2026
LATHAM CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135766

Source date

March 16, 2026
LATHROP INVESTMENT MANAGEMENT COMPANY
Investment adviser

SEC file number

801-131853

Source date

March 25, 2026
LATIN AMERICA REAL ASSETS CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136694

Source date

June 9, 2026
LATITUDE ADVISORS, LLC
Investment adviser

SEC file number

801-70420

Source date

April 22, 2026
LATITUDE INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-126713

Source date

May 8, 2026
LATKO WEALTH MANAGEMENT, LTD.
Investment adviser

SEC file number

801-113279

Source date

January 27, 2026
LATOUR CAPITAL MANAGEMENT
Exempt reporting adviser

SEC file number

802-107395

Source date

March 11, 2026
LATR VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127963

Source date

February 9, 2026
LATTICE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134146

Source date

March 30, 2026
LATTICE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130136

Source date

May 8, 2026
LATTICE STRATEGIES LLC
Investment adviser

SEC file number

801-63451

Source date

June 10, 2026
LATTICEWORK CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-121919

Source date

March 26, 2026
LATTIS MANAGEMENT LP
Investment adviser

SEC file number

801-134298

Source date

September 4, 2026
L'ATTITUDE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121407

Source date

March 31, 2026
LAUDE VENTURES MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-131056

Source date

March 31, 2026
LAUER CAPITAL MANAGEMENT LTD
Investment adviser

SEC file number

801-48112

Source date

March 30, 2026
LAUER WEALTH, LLC
Investment adviser

SEC file number

801-121657

Source date

February 25, 2026
LAUFER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-109945

Source date

June 3, 2026
LAUGHLIN FINANCIAL LLC
Investment adviser

SEC file number

801-123521

Source date

January 23, 2026
LAUNCHPAD CAPITAL MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-120933

Source date

March 31, 2026
LAUREATE CAPITAL REAL ESTATE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123765

Source date

March 30, 2026
LAUREATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136080

Source date

May 1, 2026
LAUREL OAK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-133907

Source date

September 8, 2026
LAUREL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-69151

Source date

March 17, 2026
LAUREL WEALTH PLANNING LLC
Investment adviser

SEC file number

801-79116

Source date

May 26, 2026
LAURION CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-73253

Source date

March 27, 2026
LAURIUM CAPITAL (PTY) LTD
Exempt reporting adviser

SEC file number

802-128072

Source date

July 14, 2026
LAURUS GLOBAL EQUITY MANAGEMENT INC.
Investment adviser

SEC file number

801-122919

Source date

March 19, 2026
LAUTERBACH FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-64326

Source date

March 31, 2026
LAUXERA CAPITAL PARTNERS
Exempt reporting adviser

SEC file number

802-120884

Source date

March 18, 2026
LAV ADVANCED MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-110847

Source date

March 23, 2026
LAV ASSET MANAGEMENT (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-128589

Source date

March 20, 2026
LAV GLOBAL MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-115014

Source date

March 23, 2026
LAV INVESTMENT ADVISER LIMITED
Exempt reporting adviser

SEC file number

802-120861

Source date

March 23, 2026
LAV MANAGEMENT COMPANY, LIMITED
Exempt reporting adviser

SEC file number

802-77620

Source date

March 23, 2026
LAVA VENTURES LTD.
Exempt reporting adviser

SEC file number

802-130026

Source date

March 31, 2026
LAVA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131417

Source date

March 5, 2026
LAVACA CAPITAL, LLC
Investment adviser

SEC file number

801-113042

Source date

March 31, 2026
LAVELLE CAPITAL LP
Investment adviser

SEC file number

801-122492

Source date

March 31, 2026
LAVEN ADVISORS LLP
Exempt reporting adviser

SEC file number

802-130176

Source date

March 19, 2026
LAVROCK VENTURES, LLC
Exempt reporting adviser

SEC file number

802-129839

Source date

March 12, 2026
LAW & ASSOCIATES INC
Investment adviser

SEC file number

801-16929

Source date

April 16, 2026
LAWLEY RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-107260

Source date

July 8, 2026
LAWRENCE W. KELLY & ASSOCIATES, INC.
Investment adviser

SEC file number

801-24322

Source date

March 26, 2026
LAWSHARES, LLC
Exempt reporting adviser

SEC file number

802-112643

Source date

March 28, 2026
LAWSON KROEKER INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-27034

Source date

March 4, 2026
LAXMI CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129139

Source date

March 25, 2026
LAYER GLOBAL HK ADVISOR LIMITED
Exempt reporting adviser

SEC file number

802-137452

Source date

September 4, 2026
LAYER GLOBAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-137401

Source date

August 28, 2026
LAYLA CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-129542

Source date

March 13, 2026
LAYLINE ADVISORS, LLC
Investment adviser

SEC file number

801-114790

Source date

January 9, 2026
LAZARD ASSET MANAGEMENT (CANADA)INC
Investment adviser

SEC file number

801-50349

Source date

March 31, 2026
LAZARD ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-61701

Source date

March 30, 2026
LAZARI CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-112927

Source date

May 19, 2026
LB PARTNERS LLC
Investment adviser

SEC file number

801-130606

Source date

July 29, 2026
LBB HOLDING COMPANY LLC
Investment adviser

SEC file number

801-117046

Source date

March 30, 2026
LBC CREDIT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73863

Source date

May 1, 2026
LBJ FAMILY WEALTH ADVISORS, LTD.
Investment adviser

SEC file number

801-64374

Source date

February 9, 2026
LBMC INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-55589

Source date

March 27, 2026
LC MANAGEMENT (INTERNATIONAL) LIMITED
Exempt reporting adviser

SEC file number

802-130140

Source date

March 27, 2026
LC VERO MANAGER LLC
Investment adviser

SEC file number

801-134421

Source date

September 15, 2026
LCG ASSOCIATES, INC.
Investment adviser

SEC file number

801-17169

Source date

March 26, 2026
LCIF GP S.A R.L.
Exempt reporting adviser

SEC file number

802-126903

Source date

March 31, 2026
LCM CAPITAL LLP
Exempt reporting adviser

SEC file number

802-108430

Source date

April 16, 2026
LCM CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-67893

Source date

April 22, 2026
LCN CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-78069

Source date

March 30, 2026
LCP ADVISOR I LLC
Exempt reporting adviser

SEC file number

802-120633

Source date

February 17, 2026
LCP INSTITUTIONAL, LLC
Investment adviser

SEC file number

801-127386

Source date

March 19, 2026
LCR WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-121653

Source date

June 23, 2026
LCV BLOCKCHAIN MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117247

Source date

March 31, 2026
LCV MANAGEMENT, LP
Investment adviser

SEC file number

801-134488

Source date

July 28, 2026
LCW SERVICES, LLC
Investment adviser

SEC file number

801-134316

Source date

April 10, 2026
LDN WEALTH, LLC
Investment adviser

SEC file number

801-134987

Source date

February 24, 2026
LDR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-75986

Source date

March 31, 2026
LDR PARTNERS LP
Exempt reporting adviser

SEC file number

802-129038

Source date

March 27, 2026
LDVM, LLC
Exempt reporting adviser

SEC file number

802-121862

Source date

March 26, 2026
LDVP MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-100509

Source date

March 31, 2026
LEA PARTNERS GMBH
Exempt reporting adviser

SEC file number

802-130273

Source date

March 31, 2026
LEACH, BICKMORE & WEISS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135775

Source date

July 24, 2026
LEAD CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-129598

Source date

March 19, 2026
LEAD EDGE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-100349

Source date

April 9, 2026
LEAD MANAGEMENT COMPANY LTD.
Exempt reporting adviser

SEC file number

802-118656

Source date

June 5, 2026
LEADENHALL CAPITAL PARTNERS LLP
Investment adviser

SEC file number

801-108327

Source date

March 25, 2026
LEADER CAPITAL CORP.
Investment adviser

SEC file number

801-56684

Source date

January 28, 2026
LEADING EDGE FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-120413

Source date

September 2, 2026
LEADING EDGE INVESTMENT ADVISORS,LLC
Investment adviser

SEC file number

801-68249

Source date

February 26, 2026
LEADOUT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117645

Source date

July 2, 2026
LEAP INNOVATIONS VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-125020

Source date

February 20, 2026
LEAPFROG INVESTMENTS GROUP, LTD.
Exempt reporting adviser

SEC file number

802-79451

Source date

March 30, 2026
LEARGAS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-128097

Source date

March 27, 2026
LEARN CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-79547

Source date

April 1, 2026
LEATHERBACK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-119407

Source date

March 31, 2026
LEATHERBACK INVESTMENTS LLC
Investment adviser

SEC file number

801-129879

Source date

March 12, 2026
LEAVELL INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-14752

Source date

September 22, 2026
LEAWOOD VENTURE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-112695

Source date

February 18, 2026
LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-77960

Source date

March 12, 2026
LEBENTHAL GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-110652

Source date

March 12, 2026
LECAP ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-127599

Source date

March 17, 2026
LECLAIR WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-131227

Source date

August 27, 2026
LECONTE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-78438

Source date

March 13, 2026
LEDER FIDUCIARY CAPITAL LLC
Investment adviser

SEC file number

801-136327

Source date

April 22, 2026
LEDERER & ASSOCIATES INVESTMENT COUNSEL
Investment adviser

SEC file number

801-26228

Source date

December 8, 2025
LEDGEWOOD MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128327

Source date

February 12, 2026
LEDGEWOOD WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-114871

Source date

September 14, 2026
LEDGEWYN EXCHANGE LTD
Exempt reporting adviser

SEC file number

802-134490

Source date

September 5, 2025
LEE DANNER & BASS INC
Investment adviser

SEC file number

801-30924

Source date

July 1, 2026
LEE EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-73418

Source date

March 31, 2026
LEE FINANCIAL COMPANY, LLC
Investment adviser

SEC file number

801-10722

Source date

July 31, 2026
LEE JOHNSON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-62355

Source date

March 25, 2026
LEE OVERLAY PARTNERS LTD
Investment adviser

SEC file number

801-57009

Source date

September 25, 2026
LEE, KELLEHER, & KLEIN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-130558

Source date

June 5, 2026
LEEB CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-4565

Source date

May 28, 2026
LEEDS CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-129771

Source date

April 27, 2026
LEEDS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134804

Source date

February 26, 2026
LEEDS EQUITY ADVISORS LLC
Investment adviser

SEC file number

801-74395

Source date

July 17, 2026
LEEK II, JAY ALAN
Exempt reporting adviser

SEC file number

802-111741

Source date

March 27, 2026
LEELYN SMITH, LLC
Investment adviser

SEC file number

801-113460

Source date

April 12, 2026
LEEWARD FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-119921

Source date

September 11, 2026
LEEWARD INVESTMENTS, LLC
Investment adviser

SEC file number

801-122220

Source date

March 10, 2026
LEE-WAY FINANCIAL SERVICES, INC
Investment adviser

SEC file number

801-135765

Source date

March 5, 2026
LEFAVI WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-73029

Source date

March 25, 2026
LEFEVRE PARK CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-137274

Source date

August 11, 2026
LEFT BRAIN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113256

Source date

March 20, 2026
LEFT LANE CAPITAL LLC
Investment adviser

SEC file number

801-129035

Source date

March 31, 2026
LEGA Z ADVISORY LLC
Investment adviser

SEC file number

801-113695

Source date

March 18, 2026
LEGACIES WEALTH LLC
Investment adviser

SEC file number

801-99370

Source date

May 29, 2026
LEGACY ADVISORS, LLC
Investment adviser

SEC file number

801-66582

Source date

March 26, 2026
LEGACY ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-128187

Source date

February 27, 2026
LEGACY BEYOND WEALTH LLC
Investment adviser

SEC file number

801-129033

Source date

March 11, 2026
LEGACY BRIDGE, LLC
Investment adviser

SEC file number

801-107113

Source date

March 18, 2026
LEGACY CAPITAL GROUP CALIFORNIA, INC.
Investment adviser

SEC file number

801-69566

Source date

April 22, 2026
LEGACY CAPITAL MANAGEMENT, LIMITED LIABILITY COMPANY
Investment adviser

SEC file number

801-129864

Source date

August 27, 2026
LEGACY CAPITAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130850

Source date

August 20, 2026
LEGACY CAPITAL WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-112442

Source date

June 15, 2026
LEGACY CG LLC
Investment adviser

SEC file number

801-57457

Source date

March 11, 2026
LEGACY CHIEF FINANCIAL OFFICE, LLC
Investment adviser

SEC file number

801-135513

Source date

April 8, 2026
LEGACY CORNERSTONE WEALTH LLC
Investment adviser

SEC file number

801-120618

Source date

September 17, 2026
LEGACY EDGE ADVISORS, LLC
Investment adviser

SEC file number

801-128842

Source date

April 16, 2026
LEGACY FINANCIAL ADVISORS CORPORATION
Investment adviser

SEC file number

801-62026

Source date

February 11, 2026
LEGACY FINANCIAL ADVISORS II, LLC
Investment adviser

SEC file number

801-134038

Source date

February 20, 2026
LEGACY FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-72637

Source date

July 17, 2026
LEGACY FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-79803

Source date

May 18, 2026
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC
Investment adviser

SEC file number

801-127031

Source date

March 30, 2026
LEGACY FINANCIAL SERVICES GROUP, INC.
Investment adviser

SEC file number

801-136525

Source date

May 19, 2026
LEGACY FINANCIAL STRATEGIES, LLC
Investment adviser

SEC file number

801-107930

Source date

July 21, 2026
LEGACY INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-63567

Source date

February 6, 2026
LEGACY INVESTMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-126757

Source date

August 21, 2026
LEGACY KNIGHT MFO, LLC
Investment adviser

SEC file number

801-121664

Source date

May 14, 2026
LEGACY PARTNERS, LLC
Investment adviser

SEC file number

801-72850

Source date

January 29, 2026
LEGACY PCG, LLC
Investment adviser

SEC file number

801-108057

Source date

March 23, 2026
LEGACY PHARMA INVEST GP INC.
Exempt reporting adviser

SEC file number

802-129460

Source date

March 27, 2026
LEGACY PLANNING ADVISORS, LLC
Investment adviser

SEC file number

801-112270

Source date

February 3, 2026
LEGACY ROAD LLC
Investment adviser

SEC file number

801-134027

Source date

March 31, 2026
LEGACY SOLUTIONS, LLC
Investment adviser

SEC file number

801-126819

Source date

March 21, 2026
LEGACY TWO ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-136028

Source date

May 7, 2026
LEGACY WEALTH ADVISOR LLC
Investment adviser

SEC file number

801-132971

Source date

March 6, 2026
LEGACY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-119518

Source date

March 18, 2026
LEGACY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-128702

Source date

March 30, 2026
LEGACY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-132330

Source date

March 17, 2026
LEGACY WEALTH ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-118042

Source date

March 13, 2026
LEGACY WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-126092

Source date

March 22, 2026
LEGACY WEALTH MANAGEMENT INC
Investment adviser

SEC file number

801-18073

Source date

March 13, 2026