Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 20 of 95

CG PARTNERS (GP) INC.
Exempt reporting adviser

SEC file number

802-131159

Source date

March 16, 2026
CGC FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-78845

Source date

August 20, 2026
CGI PLAN ADVISORS, INC.
Investment adviser

SEC file number

801-119874

Source date

March 31, 2026
CGI WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-119875

Source date

March 31, 2026
CGN ADVISORS, LLC
Investment adviser

SEC file number

801-72913

Source date

July 2, 2026
CGS MANAGEMENT AG
Exempt reporting adviser

SEC file number

802-77877

Source date

March 19, 2026
CH GLOBAL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-111971

Source date

July 30, 2026
CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123284

Source date

April 17, 2026
CHADDS FORD WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-116802

Source date

March 30, 2026
CHADLER INVESTMENT ADVISORY SOLUTIONS, LLC
Investment adviser

SEC file number

801-107502

Source date

March 17, 2026
CHAINBREEZE TECH LTD.
Exempt reporting adviser

SEC file number

802-132189

Source date

February 6, 2026
CHAINLION TECH LTD.
Exempt reporting adviser

SEC file number

802-137465

Source date

September 7, 2026
CHAINSTREET CAPITAL LLC
Exempt reporting adviser

SEC file number

802-129918

Source date

February 28, 2026
CHALFEN VENTURES LLP
Exempt reporting adviser

SEC file number

802-122312

Source date

April 15, 2026
CHALKSTREAM CAPITAL GROUP, L.P.
Investment adviser

SEC file number

801-73339

Source date

March 31, 2026
CHALLEN ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-78515

Source date

March 4, 2026
CHALLENGER WEALTH MANAGEMENT
Investment adviser

SEC file number

801-130287

Source date

March 10, 2026
CHAMBERLAIN LANE CAPITAL, LLC
Investment adviser

SEC file number

801-135232

Source date

May 7, 2026
CHAMBERS ENERGY MANAGEMENT, LP
Investment adviser

SEC file number

801-73329

Source date

March 27, 2026
CHAMBERS STREET CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-80290

Source date

March 27, 2026
CHAMONIX PARTNERS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-126916

Source date

March 27, 2026
CHAMPION ADVISORS LLC
Investment adviser

SEC file number

801-95176

Source date

March 3, 2026
CHAMPION CAPITAL LLC
Investment adviser

SEC file number

801-136526

Source date

June 30, 2026
CHAMPION HILL LABS, LLC
Investment adviser

SEC file number

801-136921

Source date

June 29, 2026
CHAMPLAIN INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-63424

Source date

March 16, 2026
CHANAKYA CAPITAL PARTNERS
Investment adviser

SEC file number

801-79811

Source date

March 27, 2026
CHANAKYA CAPITAL PARTNERS IFSC LLP
Investment adviser

SEC file number

801-134222

Source date

June 29, 2026
CHANCELLOR FINANCIAL GROUP LP
Investment adviser

SEC file number

801-117707

Source date

March 16, 2026
CHANCELLOR WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-126004

Source date

March 20, 2026
CHANDLER ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-44378

Source date

March 25, 2026
CHANEY CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-67807

Source date

September 3, 2026
CHANGE GLOBAL INVESTMENT, LLC
Investment adviser

SEC file number

801-110769

Source date

May 27, 2026
CHANGING PARAMETERS, LLC
Investment adviser

SEC file number

801-63495

Source date

March 13, 2026
CHANNEL EQUITY PARTNERS MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-130652

Source date

March 24, 2026
CHANNEL INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-118488

Source date

January 28, 2026
CHANNEL WEALTH, LLC
Investment adviser

SEC file number

801-126767

Source date

April 7, 2026
CHANNING CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-62371

Source date

March 28, 2026
CHANNING GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-112256

Source date

March 27, 2026
CHAPEL BRIDGE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-125816

Source date

March 25, 2026
CHAPEL HILL INVESTMENT ANALYSTS INC
Investment adviser

SEC file number

801-57548

Source date

March 18, 2026
CHAPIN DAVIS, INC
Investment adviser

SEC file number

801-70987

Source date

May 18, 2026
CHAPMAN & CHAPMAN ADVISORS LLC
Investment adviser

SEC file number

801-121327

Source date

March 13, 2026
CHAPMAN FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-123439

Source date

July 22, 2026
CHAPMAN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-112821

Source date

March 31, 2026
CHAPPELWOOD FINANCIAL SERVICES CORP.
Investment adviser

SEC file number

801-135860

Source date

April 7, 2026
CHAPTER ONE, MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-122858

Source date

March 26, 2026
CHAPTER ONE, PAGE ONE LLC
Exempt reporting adviser

SEC file number

802-126008

Source date

March 26, 2026
CHARACTER CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136058

Source date

March 30, 2026
CHARBETH ADVISORY L.L.C.
Investment adviser

SEC file number

801-136750

Source date

June 15, 2026
CHARGE VC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128354

Source date

March 31, 2026
CHARGER INVESTMENT PARTNERS LP
Investment adviser

SEC file number

801-118489

Source date

March 31, 2026
CHARIS LEGACY PARTNERS, LLC
Investment adviser

SEC file number

801-131532

Source date

May 22, 2026
CHARISM CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136635

Source date

June 2, 2026
CHARLES FISH INVESTMENTS, INC.
Investment adviser

SEC file number

801-52674

Source date

July 3, 2026
CHARLES PRATT & COMPANY, L.L.C.
Investment adviser

SEC file number

801-20651

Source date

June 1, 2026
CHARLES RIVER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132125

Source date

April 30, 2026
CHARLES SCHWAB & CO., INC.
Investment adviser

SEC file number

801-29938

Source date

September 17, 2026
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
Investment adviser

SEC file number

801-35905

Source date

March 30, 2026
CHARLESBANK CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73437

Source date

August 21, 2026
CHARLESBRIDGE ADVISORS, LLC
Investment adviser

SEC file number

801-136229

Source date

September 9, 2026
CHARLES-LIM CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-80246

Source date

June 10, 2026
CHARLESTON FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-107090

Source date

March 16, 2026
CHARLTON MANAGEMENT, LLC
Investment adviser

SEC file number

801-136896

Source date

July 29, 2026
CHARMARLINE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-133722

Source date

September 18, 2026
CHART NATIONAL INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-118128

Source date

March 25, 2026
CHARTED VENTURES LLC
Exempt reporting adviser

SEC file number

802-131546

Source date

April 7, 2026
CHARTER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-16127

Source date

March 19, 2026
CHARTER OAK ADVISORS LP
Investment adviser

SEC file number

801-129605

Source date

March 31, 2026
CHARTER OAK EQUITY, LP
Exempt reporting adviser

SEC file number

802-74871

Source date

March 30, 2026
CHARTER PRIVATE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134305

Source date

March 31, 2026
CHARTER RESEARCH & INVESTMENT GROUP INC
Investment adviser

SEC file number

801-37458

Source date

March 30, 2026
CHARTER WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-117854

Source date

March 19, 2026
CHARTERED ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-72496

Source date

March 23, 2026
CHARTERHOUSE CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-76168

Source date

June 30, 2026
CHARTIST INC
Investment adviser

SEC file number

801-11714

Source date

May 15, 2026
CHARTLINE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-109994

Source date

March 30, 2026
CHARTWELL FAMILY OFFICE, LLC
Exempt reporting adviser

SEC file number

802-134083

Source date

July 1, 2025
CHARTWELL INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-79127

Source date

May 13, 2026
CHARTWELL INVESTMENTS II, LLC
Exempt reporting adviser

SEC file number

802-73238

Source date

March 18, 2026
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S
Investment adviser

SEC file number

801-35294

Source date

March 27, 2026
CHASE INVESTMENT COUNSEL CORPORATION
Investment adviser

SEC file number

801-3396

Source date

March 25, 2026
CHASING RAINBOWS VENTURES, LLC
Exempt reporting adviser

SEC file number

802-126633

Source date

March 9, 2026
CHASTAIN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132176

Source date

January 12, 2026
CHATHAM ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-73452

Source date

March 30, 2026
CHATHAM CAPITAL GROUP INC
Investment adviser

SEC file number

801-51946

Source date

May 19, 2026
CHATHAM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73851

Source date

March 31, 2026
CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.
Investment adviser

SEC file number

801-63394

Source date

March 20, 2026
CHAYNE GLOBAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135289

Source date

January 7, 2026
CHAYTON CAPITAL LLP
Exempt reporting adviser

SEC file number

802-75380

Source date

June 15, 2026
CHECCHI CAPITAL ADVISERS, LLC
Investment adviser

SEC file number

801-67727

Source date

September 16, 2026
CHECK CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-29001

Source date

August 26, 2026
CHECKETTS PARTNERS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-133706

Source date

February 13, 2026
CHECKPOINT CAPITAL L.P.
Investment adviser

SEC file number

801-134055

Source date

March 27, 2026
CHECKS & BALANCES, INC.
Investment adviser

SEC file number

801-60184

Source date

January 8, 2026
CHEETAH INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-77871

Source date

March 31, 2026
CHELSEA ADVISORY SERVICES, INC
Investment adviser

SEC file number

801-112349

Source date

August 18, 2026
CHELSEA COUNSEL COMPANY
Investment adviser

SEC file number

801-7333

Source date

June 17, 2026
CHEMISTRY VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131863

Source date

March 20, 2026
CHEMISTRY WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-122166

Source date

March 30, 2026
CHENAVARI CREDIT PARTNERS LLP
Investment adviser

SEC file number

801-72662

Source date

March 31, 2026
CHENAVARI INVESTMENT MANAGERS (LUXEMBOURG) SARL
Exempt reporting adviser

SEC file number

802-127332

Source date

March 30, 2026
CHENEL ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137485

Source date

September 10, 2026
CHEPSTOW LANE CAPITAL LLP
Exempt reporting adviser

SEC file number

802-130434

Source date

February 9, 2026
CHEQUERS FINANCIAL MANAGEMENT LLC
Investment adviser

SEC file number

801-107158

Source date

March 30, 2026
CHEQUERS PARTENAIRES SA
Exempt reporting adviser

SEC file number

802-75243

Source date

March 19, 2026
CHEROKEE & WALKER MANAGEMENT, LLC
Investment adviser

SEC file number

801-113327

Source date

March 9, 2026
CHERRY CREEK FAMILY OFFICES, LLC
Investment adviser

SEC file number

801-72210

Source date

February 24, 2026
CHERRY CREEK INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-47547

Source date

May 28, 2026
CHERRY TREE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-70554

Source date

March 27, 2026
CHERRYDALE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110057

Source date

June 2, 2026
CHERRYROCK CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129248

Source date

March 13, 2026
CHERUBIC VENTURES ADVISORS LTD.
Exempt reporting adviser

SEC file number

802-118233

Source date

March 16, 2026
CHESAPEAKE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-55211

Source date

April 6, 2026
CHESAPEAKE CAPITAL CORPORATION
Investment adviser

SEC file number

801-106985

Source date

August 4, 2026
CHESAPEAKE INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-60951

Source date

March 31, 2026
CHESLEY, TAFT & ASSOCIATES, LLC
Investment adviser

SEC file number

801-58177

Source date

March 19, 2026
CHESSICA MANAGEMENT GROUP, LLC
Exempt reporting adviser

SEC file number

802-128407

Source date

March 5, 2026
CHESTER CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136182

Source date

April 9, 2026
CHESTNUT STREET INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-132055

Source date

January 30, 2026
CHETAN LLC
Exempt reporting adviser

SEC file number

802-133847

Source date

August 10, 2026
CHEVIOT VALUE MANAGEMENT, LLC
Investment adviser

SEC file number

801-77652

Source date

August 14, 2026
CHEVY CHASE TRUST COMPANY
Investment adviser

SEC file number

801-55134

Source date

March 31, 2026
CHEYNE CAPITAL INTERNATIONAL LIMITED PARTNERSHIP
Exempt reporting adviser

SEC file number

802-77682

Source date

February 10, 2026
CHEYNE CAPITAL MANAGEMENT (UK) LLP
Investment adviser

SEC file number

801-78313

Source date

June 3, 2026
CHEYNE CAPITAL SMC LIMITED
Exempt reporting adviser

SEC file number

802-117164

Source date

April 30, 2026
CHIASMUS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-114157

Source date

March 10, 2026
CHICAGO ATLANTIC ADVISERS, LLC
Investment adviser

SEC file number

801-122593

Source date

July 15, 2026
CHICAGO ATLANTIC BDC ADVISERS, LLC
Investment adviser

SEC file number

801-120486

Source date

July 15, 2026
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
Investment adviser

SEC file number

801-130438

Source date

March 25, 2026
CHICAGO CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-81174

Source date

March 27, 2026
CHICAGO CAPITAL PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-107379

Source date

March 31, 2026
CHICAGO CAPITAL, LLC
Investment adviser

SEC file number

801-112280

Source date

September 21, 2026
CHICAGO EQUITY ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-121963

Source date

January 6, 2026
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
Investment adviser

SEC file number

801-120969

Source date

March 31, 2026
CHICAGO PACIFIC CAPITAL, L.P.
Investment adviser

SEC file number

801-80330

Source date

July 16, 2026
CHICAGO PARTNERS INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-69500

Source date

March 18, 2026
CHICAGO RIVER CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-127037

Source date

June 3, 2025
CHICAGO VENTURES FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126044

Source date

March 27, 2026
CHICAGO WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-66548

Source date

March 28, 2026
CHICKASAW CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-62121

Source date

April 24, 2026
CHILDFREE WEALTH, LLC
Investment adviser

SEC file number

801-126460

Source date

January 13, 2026
CHILDRESS & CO LLC
Investment adviser

SEC file number

801-136231

Source date

August 23, 2026
CHILDRESS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-119348

Source date

April 28, 2026
CHILTON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-51061

Source date

March 16, 2026
CHILTON INVESTMENT COMPANY, INC.
Investment adviser

SEC file number

801-62678

Source date

April 8, 2026
CHILTON INVESTMENT SERVICES, LLC
Investment adviser

SEC file number

801-72833

Source date

July 6, 2026
CHIMNEY ROCK EQUITY PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-129693

Source date

March 26, 2026
CHINA ALPHA FUND MANAGEMENT (HK) LIMITED
Exempt reporting adviser

SEC file number

802-106554

Source date

March 2, 2026
CHINA ASSET MANAGEMENT (HONG KONG) LIMITED
Investment adviser

SEC file number

801-77818

Source date

March 31, 2026
CHINA CONSUMER MANAGEMENT II LIMITED
Exempt reporting adviser

SEC file number

802-118983

Source date

March 25, 2026
CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-75594

Source date

March 11, 2026
CHINA RENAISSANCE CAPITAL INVESTMENT INC.
Exempt reporting adviser

SEC file number

802-75186

Source date

May 12, 2026
CHINGONA VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122510

Source date

March 11, 2026
CHIPSER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129525

Source date

January 27, 2026
CHIRATAE ADVISORS CO. LIMITED
Exempt reporting adviser

SEC file number

802-119444

Source date

April 2, 2026
CHI-RHO FINANCIAL, LLC
Investment adviser

SEC file number

801-74211

Source date

March 31, 2026
CHIRON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119069

Source date

August 25, 2026
CHLASTAWA, ALLAN FRANK
Investment adviser

SEC file number

801-113010

Source date

March 29, 2026
CHOATE INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-53321

Source date

March 30, 2026
CHOICE WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-113869

Source date

February 13, 2026
CHOREO PARTNER ALLIANCE, LLC
Investment adviser

SEC file number

801-127852

Source date

September 2, 2026
CHOREO, LLC
Investment adviser

SEC file number

801-57236

Source date

July 10, 2026
CHORUS CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-112573

Source date

June 5, 2026
CHP MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-75252

Source date

March 30, 2026
CHRIS BULMAN INC.
Investment adviser

SEC file number

801-124893

Source date

February 5, 2026
CHRISTENSEN GROUP FINANCIAL, LLC
Investment adviser

SEC file number

801-124781

Source date

March 27, 2026
CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.
Investment adviser

SEC file number

801-111829

Source date

March 19, 2026
CHRISTIAN BROTHERS INVESTMENT SERVICES, INC.
Investment adviser

SEC file number

801-16639

Source date

March 26, 2026
CHRISTIAN INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-120305

Source date

March 16, 2026
CHRISTINE MESSMER, P.C.
Investment adviser

SEC file number

801-118953

Source date

January 22, 2026
CHRISTMAS CORPORATION
Investment adviser

SEC file number

801-107155

Source date

March 27, 2026
CHRISTOFFERSON, ROBB & COMPANY, LLC
Investment adviser

SEC file number

801-61557

Source date

June 22, 2026
CHRISTOPHER & CO., LLC
Investment adviser

SEC file number

801-130997

Source date

July 28, 2026
CHRISTY CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-113307

Source date

July 9, 2026
CHROMECORE, LLC
Investment adviser

SEC file number

801-129790

Source date

May 14, 2026
CHRONIM INVESTMENTS INC.
Investment adviser

SEC file number

801-110026

Source date

June 8, 2026
CHRONOMETER PARTNERS LP
Investment adviser

SEC file number

801-135236

Source date

September 23, 2026
CHRONOS CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-107748

Source date

March 11, 2026
CHRONOS WEALTH MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-116711

Source date

February 19, 2026
CHRYSALIS CAPITAL, LLC DBA CHRYSALIS VENTURES, LLC
Exempt reporting adviser

SEC file number

802-75702

Source date

March 23, 2026
CHTP MANAGEMENT SERVICES INC.
Exempt reporting adviser

SEC file number

802-76416

Source date

March 26, 2026
CHUI VENTURES MANAGEMENT CO, LLC
Exempt reporting adviser

SEC file number

802-127649

Source date

March 27, 2026
CHUNG WU INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-130266

Source date

April 10, 2026
CHURCHILL ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-81144

Source date

June 15, 2026
CHURCHILL DLC ADVISOR LLC
Investment adviser

SEC file number

801-117277

Source date

March 31, 2026
CHURCHILL FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-131738

Source date

March 19, 2026
CHURCHILL INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-121168

Source date

August 21, 2026
CHURCHILL NCPE ADVISOR LLC
Investment adviser

SEC file number

801-134458

Source date

April 1, 2026
CHURCHILL PCIF ADVISOR LLC
Investment adviser

SEC file number

801-130163

Source date

March 31, 2026
CHV MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-115303

Source date

March 26, 2026
CI CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-73941

Source date

May 6, 2026
CI GLOBAL INVESTMENTS INC.
Investment adviser

SEC file number

801-72494

Source date

March 31, 2026
CIBC ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-9707

Source date

September 21, 2026
CIBC PRIVATE WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-57986

Source date

June 22, 2026
CIBEST CAPITAL ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-123719

Source date

September 3, 2026
CIBOLO ENERGY PARTNERS, LLC
Investment adviser

SEC file number

801-113727

Source date

March 31, 2026
CIBRA CAPITAL LLC
Investment adviser

SEC file number

801-135347

Source date

June 12, 2026
CIBRA CAPITAL LTD
Exempt reporting adviser

SEC file number

802-132060

Source date

March 30, 2026
CIBUS CAPITAL LLP
Exempt reporting adviser

SEC file number

802-110996

Source date

June 17, 2026
CIBUS INVESTMENTS II LIMITED
Exempt reporting adviser

SEC file number

802-122876

Source date

March 30, 2026
CIBUS INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-111706

Source date

March 31, 2026
CIC PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-74267

Source date

April 29, 2026
CIC, LLC
Investment adviser

SEC file number

801-120119

Source date

April 24, 2026
CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC
Investment adviser

SEC file number

801-111744

Source date

July 21, 2026
CICCARELLI ADVISORY SERVICES INC
Investment adviser

SEC file number

801-26103

Source date

September 8, 2026
CID CAPITAL II, INC.
Investment adviser

SEC file number

801-79434

Source date

March 17, 2026
CIDEL ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-80326

Source date

March 27, 2026
CIFC ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-72883

Source date

May 1, 2026
CIFC INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-53728

Source date

August 4, 2026
CIFC PRIVATE CREDIT MANAGEMENT LLC
Investment adviser

SEC file number

801-131634

Source date

March 31, 2026
CIFCOIN GLOBAL FINANCE INC.
Exempt reporting adviser

SEC file number

802-134765

Source date

October 16, 2025
CIFUENTES WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-116707

Source date

June 23, 2026
CIG ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-66667

Source date

March 26, 2026
CIGNA INVESTMENTS, INC.
Investment adviser

SEC file number

801-18094

Source date

March 26, 2026
C-III INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-72474

Source date

March 31, 2026
CIM CAPITAL IC MANAGEMENT, LLC
Investment adviser

SEC file number

801-115272

Source date

September 2, 2026
CIM CAPITAL SA MANAGEMENT, LLC
Investment adviser

SEC file number

801-117643

Source date

September 2, 2026
CIM CAPITAL, LLC
Investment adviser

SEC file number

801-106534

Source date

September 2, 2026
CIM INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-47108

Source date

March 30, 2026
CIM, LLC
Investment adviser

SEC file number

801-63553

Source date

March 27, 2026
CIMARRON HEALTHCARE CAPITAL, LLC
Investment adviser

SEC file number

801-126250

Source date

March 26, 2026
CIMARRON WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-116955

Source date

May 13, 2026
CINCINNATI ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-34376

Source date

September 23, 2026
CINCINNATI CORNERSTONE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-117933

Source date

March 25, 2026
CINCTIVE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-116962

Source date

July 30, 2026
CINCYTECH, LLC
Exempt reporting adviser

SEC file number

802-108304

Source date

March 25, 2026
CINNAIRE DEVELOPMENT FINANCE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-78685

Source date

March 13, 2026
CINTRIFUSE FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-125930

Source date

July 22, 2026
CINVEN CAPITAL MANAGEMENT (SFF) GENERAL PARTNER LIMITED
Exempt reporting adviser

SEC file number

802-121336

Source date

March 24, 2026
CINVEN LIMITED
Investment adviser

SEC file number

801-137029

Source date

July 8, 2026
CINVEN, INC.
Investment adviser

SEC file number

801-127053

Source date

August 7, 2026
CIO CAPITAL GROUP LLC
Investment adviser

SEC file number

801-133812

Source date

April 1, 2026
CION ARES MANAGEMENT, LLC
Investment adviser

SEC file number

801-108788

Source date

August 26, 2026
CION GROSVENOR MANAGEMENT, LLC
Investment adviser

SEC file number

801-130219

Source date

March 31, 2026
CION INVESTMENT MANAGEMENT II, LLC
Investment adviser

SEC file number

801-114812

Source date

March 23, 2026
CION INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-77235

Source date

March 27, 2026
CIOVACCO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-120789

Source date

July 16, 2026
CIP II ADMINISTRATIVE, LLC
Exempt reporting adviser

SEC file number

802-115069

Source date

March 31, 2026
CIP PE ADVISORS, LLC
Investment adviser

SEC file number

801-134409

Source date

July 23, 2026
CIRCLE ADVISERS INC
Investment adviser

SEC file number

801-18150

Source date

December 26, 2025
CIRCLE N ADVISORS, LLC
Investment adviser

SEC file number

801-101534

Source date

March 16, 2026
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-125861

Source date

March 23, 2026
CIRCLE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-67841

Source date

April 8, 2026
CIRCULARIS PARTNERS LP
Exempt reporting adviser

SEC file number

802-132236

Source date

February 26, 2026
CIRCULARITY CAPITAL LLP
Exempt reporting adviser

SEC file number

802-123136

Source date

March 27, 2026
CIRCULATE CAPITAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-117273

Source date

March 31, 2026
CIRO CAPITAL LLC
Investment adviser

SEC file number

801-136298

Source date

May 7, 2026
CIRRUS CAPITAL LLC
Investment adviser

SEC file number

801-132907

Source date

August 17, 2026
CIRRUS OIL & GAS CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-130861

Source date

March 31, 2026
CIRRUS OIL & GAS LLC
Exempt reporting adviser

SEC file number

802-130782

Source date

March 31, 2026