Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 30 of 95

EMERGENT WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-106909

Source date

January 27, 2026
EMERGEVEST LIMITED
Exempt reporting adviser

SEC file number

802-117940

Source date

March 12, 2026
EMERGING FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134571

Source date

March 24, 2026
EMERGING UNITED ASSET MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-134517

Source date

September 9, 2025
EMERGING VARIANT CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-129359

Source date

March 23, 2026
EMERSON EQUITY LLC
Investment adviser

SEC file number

801-120835

Source date

September 10, 2026
EMERY PARTNERS, LLC
Investment adviser

SEC file number

801-133801

Source date

March 17, 2026
EM-ES FUND MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-110581

Source date

June 12, 2026
EM-ES FUND MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-110452

Source date

March 26, 2026
EMET CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117061

Source date

March 27, 2026
EMETH VALUE CAPITAL, LLC
Investment adviser

SEC file number

801-131444

Source date

August 26, 2026
EMH PARTNERS GMBH
Exempt reporting adviser

SEC file number

802-119287

Source date

June 15, 2026
EMINENCE CAPITAL, LP
Investment adviser

SEC file number

801-73523

Source date

July 10, 2026
EMINENCE MARVELOUS GP II LIMITED
Exempt reporting adviser

SEC file number

802-120885

Source date

March 16, 2026
EMISSARY WEALTH LLC
Investment adviser

SEC file number

801-122285

Source date

March 30, 2026
EMJ CAPITAL LTD.
Exempt reporting adviser

SEC file number

802-120168

Source date

January 28, 2026
EMK CAPITAL LLP
Exempt reporting adviser

SEC file number

802-111894

Source date

June 26, 2026
EMKO INDUSTRIAL GP I LLC
Exempt reporting adviser

SEC file number

802-132272

Source date

March 25, 2026
EMMA 100, LLC
Exempt reporting adviser

SEC file number

802-132266

Source date

February 18, 2026
EMMETT INVESTMENT MANAGEMENT, LP
Investment adviser

SEC file number

801-133915

Source date

March 13, 2026
EMP MANAGEMENT LLC
Investment adviser

SEC file number

801-127471

Source date

March 13, 2026
EMPACTFUL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-127372

Source date

February 25, 2026
EMPEIRIA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-109916

Source date

March 27, 2026
EMPERY ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-121889

Source date

March 31, 2026
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-106958

Source date

September 14, 2026
EMPIRIC ADVISORS, INC.
Investment adviser

SEC file number

801-31075

Source date

September 9, 2026
EMPIRIC INSTITUTIONAL, LLC
Investment adviser

SEC file number

801-77974

Source date

September 9, 2026
EMPIRICAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-71967

Source date

July 7, 2026
EMPIRICAL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-135558

Source date

September 17, 2026
EMPIRICAL FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-72168

Source date

July 29, 2026
EMPOWER ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-58105

Source date

July 9, 2026
EMPOWER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-52309

Source date

March 31, 2026
EMPOWER FINANCIAL ADVISORY, LLC
Investment adviser

SEC file number

801-121271

Source date

May 6, 2026
EMPOWER HARVEST MANAGEMENT SERVICES, INC.
Exempt reporting adviser

SEC file number

802-108116

Source date

March 30, 2026
EMPOWERED FUNDS, LLC
Investment adviser

SEC file number

801-79835

Source date

March 18, 2026
EMPROS CAPITAL LLC
Investment adviser

SEC file number

801-126284

Source date

July 14, 2026
EMPYREAN CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-65586

Source date

March 30, 2026
EMQQ GLOBAL LLC
Investment adviser

SEC file number

801-136821

Source date

June 26, 2026
EMR CAPITAL ADVISORS PTY LTD
Exempt reporting adviser

SEC file number

802-79197

Source date

March 30, 2026
EMR CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-111988

Source date

March 30, 2026
EMSTONE ADVISERS, LLC
Investment adviser

SEC file number

801-65994

Source date

September 15, 2026
EMVISION CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-134253

Source date

June 15, 2026
EMZ PARTNERS
Exempt reporting adviser

SEC file number

802-131448

Source date

May 18, 2026
EN ENTERPRISES, LLC
Investment adviser

SEC file number

801-134759

Source date

March 13, 2026
ENA INVESTMENT CAPITAL LLP
Exempt reporting adviser

SEC file number

802-108498

Source date

June 30, 2026
ENAM ASSET MANAGEMENT (SINGAPORE) PTE LIMITED
Exempt reporting adviser

SEC file number

802-128862

Source date

June 12, 2026
ENCAP ETF MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127781

Source date

March 30, 2026
ENCAP INVESTMENTS L.P.
Exempt reporting adviser

SEC file number

802-74807

Source date

March 30, 2026
ENCLAVE ADVISORS, LLC
Investment adviser

SEC file number

801-77040

Source date

April 1, 2026
ENCOMPASS ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-132142

Source date

September 17, 2026
ENCOMPASS CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-73723

Source date

April 3, 2026
ENCOMPASS MORE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-126102

Source date

June 15, 2026
ENCOMPASS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-79393

Source date

August 27, 2026
ENCORE CONSUMER CAPITAL, LP
Investment adviser

SEC file number

801-73651

Source date

March 20, 2026
ENCORE FINANCE GROUP, L.L.C.
Exempt reporting adviser

SEC file number

802-136119

Source date

March 31, 2026
ENCORE GENERAL PARTNER, LLC
Exempt reporting adviser

SEC file number

802-128374

Source date

March 30, 2026
ENCORE GESTAO DE RECURSOS LTDA.
Exempt reporting adviser

SEC file number

802-127584

Source date

March 12, 2026
ENCORE GLOBAL MANAGEMENT LP
Investment adviser

SEC file number

801-134148

Source date

March 30, 2026
ENCORE HOUSING OPPORTUNITY FUND INVESTMENT MANAGER, LLC
Investment adviser

SEC file number

801-73937

Source date

March 26, 2026
ENCORE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-134311

Source date

April 1, 2026
ENCOURAGE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122209

Source date

March 30, 2026
ENDEAVOR ADVISORS LLC
Investment adviser

SEC file number

801-137294

Source date

August 24, 2026
ENDEAVOR ADVISORS, LLC
Investment adviser

SEC file number

801-129656

Source date

April 30, 2026
ENDEAVOR CATALYST GP LLC
Exempt reporting adviser

SEC file number

802-113048

Source date

March 27, 2026
ENDEAVOR PRIVATE WEALTH, INC.
Investment adviser

SEC file number

801-120702

Source date

May 21, 2026
ENDEAVOR WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-122214

Source date

March 28, 2026
ENDEAVOUR CAPITAL ADVISORS INC.
Investment adviser

SEC file number

801-73984

Source date

March 30, 2026
ENDEAVOUR VISION SA
Exempt reporting adviser

SEC file number

802-121754

Source date

March 31, 2025
ENDGAME MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137461

Source date

September 7, 2026
ENDICOTT CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-127822

Source date

March 26, 2026
ENDICOTT MANAGEMENT COMPANY
Investment adviser

SEC file number

801-73267

Source date

March 26, 2026
ENDLESS LLP
Exempt reporting adviser

SEC file number

802-75324

Source date

May 27, 2026
ENDOWE ADVISORY LLC
Investment adviser

SEC file number

801-134897

Source date

August 20, 2026
ENDOWMENT ADVISERS, L.P.
Investment adviser

SEC file number

801-62618

Source date

June 30, 2026
ENDOWMENT WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-112413

Source date

July 6, 2026
ENDURA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-110383

Source date

June 23, 2026
ENDURANCE FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-136954

Source date

July 20, 2026
ENDURANCE GLOBAL VENTURES LP
Exempt reporting adviser

SEC file number

802-137299

Source date

August 14, 2026
ENDURANCE INVESTMENT PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-134771

Source date

March 25, 2026
ENDURANCE MC, LLC
Exempt reporting adviser

SEC file number

802-136456

Source date

May 11, 2026
ENDURANCE28 VC LLC
Exempt reporting adviser

SEC file number

802-122384

Source date

April 14, 2026
ENDURE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132468

Source date

March 20, 2026
ENDURE CAPITAL, LLC
Investment adviser

SEC file number

801-134351

Source date

March 30, 2026
ENDURING EQUITY HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-135264

Source date

January 5, 2026
ENDURING WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-127552

Source date

March 12, 2026
ENDURING WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134021

Source date

September 8, 2026
ENEA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134302

Source date

July 1, 2026
ENEA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-134592

Source date

July 1, 2026
ENERGIZE CAPITAL LLC
Investment adviser

SEC file number

801-129111

Source date

March 31, 2026
ENERGY CAPITAL PARTNERS MANAGEMENT, LP
Investment adviser

SEC file number

801-74094

Source date

April 30, 2026
ENERGY IMPACT PARTNERS LP
Investment adviser

SEC file number

801-120799

Source date

March 29, 2026
ENERGY INCOME PARTNERS LLC
Investment adviser

SEC file number

801-66907

Source date

May 13, 2026
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-107483

Source date

March 31, 2026
ENERGY MIX VENTURES, LLC
Exempt reporting adviser

SEC file number

802-131506

Source date

March 18, 2026
ENERGY TRANSITION VENTURES, LLC
Exempt reporting adviser

SEC file number

802-134680

Source date

March 16, 2026
ENERTECH CAPITAL HOLDING COMPANY, L.P.
Exempt reporting adviser

SEC file number

802-119999

Source date

March 27, 2026
ENERVEST INVESTMENT SERVICES, L.L.C.
Investment adviser

SEC file number

801-113436

Source date

May 6, 2026
ENGAGE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-136981

Source date

August 25, 2026
ENGAGE WEALTH GROUP, LLC
Investment adviser

SEC file number

801-136911

Source date

July 14, 2026
ENGAGED CAPITAL, LLC
Investment adviser

SEC file number

801-77057

Source date

February 18, 2026
ENGINE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-108048

Source date

May 5, 2026
ENGINEERING CAPITAL, L.L.C
Exempt reporting adviser

SEC file number

802-92179

Source date

March 26, 2026
ENGINEERS GATE MANAGER LP
Investment adviser

SEC file number

801-80255

Source date

March 31, 2026
ENGLE CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-110191

Source date

March 30, 2026
ENGLEBERT FINANCIAL ADVISERS, LLC
Investment adviser

SEC file number

801-130503

Source date

June 18, 2026
ENGLESON & ASSOCIATES, INC.
Investment adviser

SEC file number

801-68896

Source date

March 31, 2026
ENGLISH CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-130791

Source date

February 26, 2026
ENGLISH RIVER LLC
Exempt reporting adviser

SEC file number

802-137512

Source date

September 14, 2026
ENHALUS CAPITAL, LP
Investment adviser

SEC file number

801-120795

Source date

March 27, 2026
ENHANCED CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-79137

Source date

May 7, 2026
ENHANCED HEALTHCARE MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-73282

Source date

March 9, 2026
ENHANCING CAPITAL LLC
Investment adviser

SEC file number

801-111927

Source date

March 31, 2026
ENIAC VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-80378

Source date

March 13, 2026
ENIGMA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-136702

Source date

June 10, 2026
ENIGMA GLOBAL, LLC
Exempt reporting adviser

SEC file number

802-134915

Source date

March 27, 2026
ENKO CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-119359

Source date

June 11, 2026
ENKO FUND MANAGERS LTD
Exempt reporting adviser

SEC file number

802-134748

Source date

July 22, 2026
ENLIGHTENED ACCESS LLC
Exempt reporting adviser

SEC file number

802-106684

Source date

March 30, 2026
ENLIGHTENED HOSPITALITY INVESTMENTS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-108629

Source date

March 27, 2026
ENLIGHTENMENT CAPITAL, LLC
Investment adviser

SEC file number

801-110930

Source date

April 24, 2026
ENR ASSET MANAGEMENT, INCORPORATED
Investment adviser

SEC file number

801-72575

Source date

March 23, 2026
ENRICH FINANCE LLC
Investment adviser

SEC file number

801-134139

Source date

July 28, 2026
ENRICH FINANCIAL PARTNERS LLC
Investment adviser

SEC file number

801-96219

Source date

March 19, 2026
ENRIGHT, MOLLIN, CASCIO & RAMUSEVIC, INC.
Investment adviser

SEC file number

801-36250

Source date

March 5, 2026
ENSEMBLE VC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-124899

Source date

March 31, 2026
ENSIGN ADVISORY PARTNERS LLC
Investment adviser

SEC file number

801-136024

Source date

August 14, 2026
ENSPIRE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128678

Source date

February 18, 2026
ENSPYRE WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-115080

Source date

March 16, 2026
ENTASIS ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-121733

Source date

March 26, 2026
ENTELECHY LLC
Investment adviser

SEC file number

801-130684

Source date

February 4, 2026
ENTELEVEST, LLC
Investment adviser

SEC file number

801-132186

Source date

March 6, 2026
ENTERPRISE INVESTORS CORPORATION
Investment adviser

SEC file number

801-74447

Source date

March 24, 2026
ENTOURAGE EFFECT CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-119313

Source date

March 30, 2026
ENTREPRENEURIAL EQUITY PARTNERS, L.P.
Investment adviser

SEC file number

801-119166

Source date

March 31, 2026
ENTREPRENEURS FIRST INVESTMENT MANAGER LLP
Investment adviser

SEC file number

801-135036

Source date

June 29, 2026
ENTREPRENEURS ROUNDTABLE ACCELERATOR, LLC
Exempt reporting adviser

SEC file number

802-111764

Source date

June 4, 2026
ENTREPRENEURSHARES LLC
Investment adviser

SEC file number

801-71638

Source date

March 31, 2026
ENTREWEALTH, LLC
Investment adviser

SEC file number

801-130035

Source date

April 16, 2026
ENTROPY TECHNOLOGIES, LP
Investment adviser

SEC file number

801-127654

Source date

March 20, 2026
ENTRUITY WEALTH, LLC
Investment adviser

SEC file number

801-122252

Source date

March 20, 2026
ENTRUST FINANCIAL LLC
Investment adviser

SEC file number

801-110230

Source date

March 1, 2026
ENTRUST GLOBAL PARTNERS LLC
Investment adviser

SEC file number

801-56043

Source date

August 18, 2026
ENTRUST INVESTMENT SERVICES, INC
Investment adviser

SEC file number

801-127318

Source date

March 6, 2026
ENTRYPOINT CAPITAL, LLC
Investment adviser

SEC file number

801-130798

Source date

March 30, 2026
ENVESTNET ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-57260

Source date

June 30, 2026
ENVESTNET PORTFOLIO SOLUTIONS, INC.
Investment adviser

SEC file number

801-43579

Source date

June 30, 2026
ENVESTNET RETIREMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-79855

Source date

June 30, 2026
ENVESTRA CAPITAL LLP
Exempt reporting adviser

SEC file number

802-131047

Source date

June 8, 2026
ENVISAGE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-124793

Source date

March 26, 2026
ENVISAGE GMBH.
Investment adviser

SEC file number

801-78527

Source date

March 21, 2026
ENVISION CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-48253

Source date

February 17, 2026
ENVISION FINANCIAL LLC
Investment adviser

SEC file number

801-121297

Source date

March 3, 2026
ENVISION FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-125874

Source date

March 25, 2026
ENVISION FINANCIAL TRANSPARENCY, LLC
Investment adviser

SEC file number

801-113605

Source date

July 23, 2026
ENVISION VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-107706

Source date

March 11, 2026
ENVISIONX CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128945

Source date

April 1, 2026
ENVOY ADVISORY INC.
Investment adviser

SEC file number

801-117870

Source date

March 30, 2026
ENVOY EQUITY PARTNERS LP
Exempt reporting adviser

SEC file number

802-134835

Source date

September 8, 2026
ENZA FINANCIAL, LLC
Investment adviser

SEC file number

801-125885

Source date

March 2, 2026
ENZI WEALTH, LLC
Investment adviser

SEC file number

801-121746

Source date

March 29, 2026
EOC PARTNERS ADVISORS L.P.
Investment adviser

SEC file number

801-127568

Source date

March 31, 2026
EOM MANAGEMENT, LTD.
Exempt reporting adviser

SEC file number

802-79542

Source date

March 31, 2026
EOS MANAGEMENT, L.P.
Investment adviser

SEC file number

801-74102

Source date

March 31, 2026
EOS REAL ESTATE INVESTORS LLC
Investment adviser

SEC file number

801-119182

Source date

June 18, 2026
EOS VENTURE PARTNERS (INVESTMENT ADVISER) INC
Exempt reporting adviser

SEC file number

802-127006

Source date

March 16, 2026
EOS VENTURE PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-127007

Source date

March 17, 2026
EP WEALTH ADVISORS, LLC.
Investment adviser

SEC file number

801-29358

Source date

September 17, 2026
EP3 LLC
Exempt reporting adviser

SEC file number

802-134364

Source date

April 21, 2026
EPG WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-116719

Source date

March 5, 2026
EPIC ADVISORY SERVICES CORP
Investment adviser

SEC file number

801-129637

Source date

May 22, 2026
EPIC PARTNERS INVESTMENTS CO., LTD.
Exempt reporting adviser

SEC file number

802-134361

Source date

March 30, 2026
EPIC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113589

Source date

March 13, 2026
EPIDAREX CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-118468

Source date

March 27, 2026
EPILOG PARTNERS, LP.
Investment adviser

SEC file number

801-134702

Source date

April 7, 2026
EPIPHANLY ADVISORY, LLC
Exempt reporting adviser

SEC file number

802-127201

Source date

March 27, 2026
EPIQ CAPITAL INVESTMENT ADVISORY LLP
Exempt reporting adviser

SEC file number

802-127403

Source date

June 29, 2026
EPIQ CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-117019

Source date

March 31, 2026
EPIQ PARTNERS, LLC
Investment adviser

SEC file number

801-110597

Source date

May 7, 2026
EPIRIS LLP
Exempt reporting adviser

SEC file number

802-110978

Source date

June 16, 2026
EPISTEME CAPITAL PARTNERS (UK), LLP
Investment adviser

SEC file number

801-79635

Source date

March 31, 2026
EPOCH CAPITAL, US, LLC
Investment adviser

SEC file number

801-121742

Source date

June 8, 2026
EPOCH INVESTMENT PARTNERS, INC.
Investment adviser

SEC file number

801-63118

Source date

July 29, 2026
EPOGEE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-130280

Source date

March 27, 2026
EPP, UNIPESSOAL LDA
Exempt reporting adviser

SEC file number

802-131557

Source date

March 3, 2026
EPS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135853

Source date

March 15, 2026
EPSILON FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-62454

Source date

June 29, 2026
EPSILON HEALTH INVESTORS, LLC
Exempt reporting adviser

SEC file number

802-127807

Source date

March 26, 2026
EPSILON VENTURE PARTNERS MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-108015

Source date

May 13, 2026
EPTA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134741

Source date

March 27, 2026
EPUS GLOBAL ENERGY, LLC
Exempt reporting adviser

SEC file number

802-118006

Source date

February 19, 2026
EQ ASSET MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-127188

Source date

March 31, 2026
EQ WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-126838

Source date

March 8, 2026
EQ, LLC
Investment adviser

SEC file number

801-112224

Source date

September 21, 2026
EQR RWA INFORMATION LTD
Exempt reporting adviser

SEC file number

802-135051

Source date

November 26, 2025
EQT FUND MANAGEMENT S.A.R.L
Exempt reporting adviser

SEC file number

802-110840

Source date

March 30, 2026
EQT PARTNERS AB
Exempt reporting adviser

SEC file number

802-73186

Source date

March 27, 2026
EQT PARTNERS AG
Exempt reporting adviser

SEC file number

802-73205

Source date

March 27, 2026
EQT PARTNERS AS
Exempt reporting adviser

SEC file number

802-73208

Source date

March 27, 2026
EQT PARTNERS ASIA LIMITED
Exempt reporting adviser

SEC file number

802-130885

Source date

March 30, 2026
EQT PARTNERS AUSTRALIA PTY LTD.
Exempt reporting adviser

SEC file number

802-119428

Source date

March 27, 2026
EQT PARTNERS DENMARK APS
Exempt reporting adviser

SEC file number

802-119430

Source date

March 27, 2026
EQT PARTNERS GMBH
Exempt reporting adviser

SEC file number

802-73200

Source date

March 27, 2026
EQT PARTNERS INC.
Investment adviser

SEC file number

801-73187

Source date

March 30, 2026
EQT PARTNERS JAPAN K.K.
Exempt reporting adviser

SEC file number

802-126512

Source date

March 27, 2026
EQT PARTNERS KOREA CO., LTD.
Exempt reporting adviser

SEC file number

802-126493

Source date

March 27, 2026
EQT PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-119105

Source date

March 27, 2026
EQT PARTNERS NETHERLANDS B.V.
Exempt reporting adviser

SEC file number

802-119429

Source date

March 27, 2026
EQT PARTNERS OY
Exempt reporting adviser

SEC file number

802-73207

Source date

March 27, 2026
EQT PARTNERS S.R.L.
Exempt reporting adviser

SEC file number

802-117450

Source date

March 27, 2026
EQT PARTNERS SAS
Exempt reporting adviser

SEC file number

802-119621

Source date

March 27, 2026
EQT PARTNERS SPAIN, S.L.U
Exempt reporting adviser

SEC file number

802-121019

Source date

March 27, 2026
EQT REAL ESTATE, LLC
Investment adviser

SEC file number

801-74368

Source date

March 31, 2026
EQUAL OPPORTUNITY VENTURES MANAGER LP
Exempt reporting adviser

SEC file number

802-129340

Source date

March 30, 2026
EQUAL VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117348

Source date

March 26, 2026
EQUALITY ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-117606

Source date

March 31, 2026
EQUALIZE CAPITAL LLC
Investment adviser

SEC file number

801-114787

Source date

March 27, 2026
EQUARIAN CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119433

Source date

February 2, 2026
EQUATOR AFRICA, LLC
Exempt reporting adviser

SEC file number

802-131290

Source date

March 13, 2026
EQUATOR CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-75922

Source date

March 26, 2026
EQUIAM LLC
Exempt reporting adviser

SEC file number

802-136652

Source date

June 8, 2026
EQUILIBRIA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119976

Source date

March 6, 2026
EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLC
Investment adviser

SEC file number

801-96301

Source date

April 24, 2026
EQUILIBRIUM VENTURES, LLC
Investment adviser

SEC file number

801-128525

Source date

March 26, 2026
EQUILIBRIUM WEALTH LLC
Investment adviser

SEC file number

801-120066

Source date

July 21, 2026
EQUINOX FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-137128

Source date

August 7, 2026
EQUINOX PARTNERS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-28696

Source date

March 26, 2026
EQUINUM, LLC
Investment adviser

SEC file number

801-116824

Source date

April 14, 2026
EQUIP CAPITAL AS
Exempt reporting adviser

SEC file number

802-128389

Source date

April 1, 2026
EQUISTONE PARTNERS EUROPE LIMITED
Exempt reporting adviser

SEC file number

802-75783

Source date

March 27, 2026
EQUISTONE PARTNERS FRANCE SAS
Exempt reporting adviser

SEC file number

802-128533

Source date

March 26, 2026
EQUITA FINANCIAL NETWORK, INC.
Investment adviser

SEC file number

801-120628

Source date

August 31, 2026
EQUITABLE ADVISORS, LLC
Investment adviser

SEC file number

801-14065

Source date

September 11, 2026
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-72220

Source date

March 27, 2026
EQUITABLE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-126365

Source date

March 27, 2026
EQUITAGE VENTURES, L.L.C.
Exempt reporting adviser

SEC file number

802-129687

Source date

March 24, 2026
EQUITAS CAPITAL ADVISORS,LLC
Investment adviser

SEC file number

801-61979

Source date

March 30, 2026
EQUITIX INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-112840

Source date

March 24, 2026
EQUITY ADVISORS OF KENTUCKY INC
Investment adviser

SEC file number

801-112311

Source date

March 26, 2026
EQUITY ARMOR INVESTMENTS, LLC
Investment adviser

SEC file number

801-117276

Source date

September 8, 2026
EQUITY ASSETS, L.L.C.
Investment adviser

SEC file number

801-137183

Source date

September 4, 2026
EQUITY INTERNATIONAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73179

Source date

March 30, 2026
EQUITY INVESTMENT CORPORATION
Investment adviser

SEC file number

801-107945

Source date

March 19, 2026
EQUITY RESOURCE INVESTMENTS, LLC
Investment adviser

SEC file number

801-74326

Source date

May 14, 2026
EQUITY SERVICES, INC.
Investment adviser

SEC file number

801-41722

Source date

July 1, 2026
EQUITY WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-122943

Source date

August 18, 2026
EQUITYBEE ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-131060

Source date

April 1, 2026
EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-69131

Source date

March 16, 2026
EQUITYZEN ADVISORS LLC
Exempt reporting adviser

SEC file number

802-111048

Source date

March 31, 2026
EQUUS CAPITAL PARTNERS, LTD.
Investment adviser

SEC file number

801-72677

Source date

March 30, 2026
EQV ADVISORY, LLC
Investment adviser

SEC file number

801-134372

Source date

January 16, 2026