Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 38 of 95

GOLD HOUSE VENTURES MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-133878

Source date

March 30, 2026
GOLD INVESTMENT MANAGEMENT LTD.
Investment adviser

SEC file number

801-72738

Source date

March 13, 2026
GOLD MEDAL WATERS, INC.
Investment adviser

SEC file number

801-113866

Source date

January 23, 2026
GOLDBERG ADVISERS, LLC
Investment adviser

SEC file number

801-121095

Source date

April 7, 2026
GOLDBERG FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-135873

Source date

April 28, 2026
GOLDBERG LINDSAY & CO. LLC
Investment adviser

SEC file number

801-67008

Source date

August 5, 2026
GOLDCREST ADVISORY II, LLC
Exempt reporting adviser

SEC file number

802-135044

Source date

March 27, 2026
GOLDCREST ADVISORY, LLC
Exempt reporting adviser

SEC file number

802-106742

Source date

March 27, 2026
GOLDEN BAY ADVISORS LLC
Investment adviser

SEC file number

801-78077

Source date

July 8, 2026
GOLDEN BELL FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-120276

Source date

September 11, 2026
GOLDEN BELL PARTNERS, LLC
Investment adviser

SEC file number

801-107606

Source date

August 25, 2026
GOLDEN EAGLE CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-96261

Source date

March 5, 2026
GOLDEN EAGLE STRATEGIES, LLC
Investment adviser

SEC file number

801-134257

Source date

March 24, 2026
GOLDEN GATE PERSONAL FINANCIAL PLANNING
Investment adviser

SEC file number

801-123546

Source date

February 11, 2026
GOLDEN GATE PRIVATE EQUITY INC.
Investment adviser

SEC file number

801-73532

Source date

April 28, 2026
GOLDEN JADE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-78377

Source date

March 31, 2026
GOLDEN K WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119036

Source date

September 9, 2026
GOLDEN MEAN PARTNERSHIP LLC
Exempt reporting adviser

SEC file number

802-131239

Source date

March 17, 2026
GOLDEN PINE ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-125837

Source date

September 8, 2026
GOLDEN RATIO WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136660

Source date

June 5, 2026
GOLDEN RESERVE RETIREMENT, LLC
Investment adviser

SEC file number

801-121383

Source date

March 10, 2026
GOLDEN ROAD ADVISORS LLC
Investment adviser

SEC file number

801-121158

Source date

March 6, 2026
GOLDEN SAND RIVER (DIGITAL), LTD.
Exempt reporting adviser

SEC file number

802-110240

Source date

July 14, 2026
GOLDEN SAND RIVER, LTD.
Exempt reporting adviser

SEC file number

802-110239

Source date

July 14, 2026
GOLDEN SPADES ADVISORY LLC
Exempt reporting adviser

SEC file number

802-135161

Source date

April 1, 2026
GOLDEN SPARK INSIGHTS MERCHANT BANKING GROUP INC.
Investment adviser

SEC file number

801-134832

Source date

March 19, 2026
GOLDEN SPARROW VENTURES, LLC
Exempt reporting adviser

SEC file number

802-128582

Source date

February 9, 2026
GOLDEN STATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-107445

Source date

August 4, 2026
GOLDEN VP IV, INC.
Exempt reporting adviser

SEC file number

802-119600

Source date

March 27, 2026
GOLDEN YEARS ADVISORY, LLC
Investment adviser

SEC file number

801-135590

Source date

February 17, 2026
GOLDENPEAK PRIVATE EQUITY PARTNERS LLP
Exempt reporting adviser

SEC file number

802-135294

Source date

February 19, 2026
GOLDENSTONE INVESTMENTS LP
Exempt reporting adviser

SEC file number

802-120657

Source date

March 31, 2026
GOLDENSTONE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129031

Source date

September 18, 2026
GOLDENTREE ASSET MANAGEMENT CREDIT ADVISOR LLC
Investment adviser

SEC file number

801-111061

Source date

April 23, 2026
GOLDENTREE ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-58286

Source date

June 11, 2026
GOLDENX COMPANY
Investment adviser

SEC file number

801-133980

Source date

March 28, 2026
GOLDFARB FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132935

Source date

May 14, 2026
GOLDFINCH PARTNERS LP
Investment adviser

SEC file number

801-117498

Source date

March 25, 2026
GOLDING CAPITAL PARTNERS (LUXEMBOURG) S.A.
Exempt reporting adviser

SEC file number

802-136434

Source date

May 6, 2026
GOLDIRON GP LLC
Investment adviser

SEC file number

801-117030

Source date

March 11, 2026
GOLDMAN LANCASTER, INC.
Investment adviser

SEC file number

801-78300

Source date

April 29, 2026
GOLDMAN SACHS & CO. LLC
Investment adviser

SEC file number

801-16048

Source date

July 27, 2026
GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED
Investment adviser

SEC file number

801-111733

Source date

May 22, 2026
GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.
Investment adviser

SEC file number

801-111734

Source date

May 22, 2026
GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.
Investment adviser

SEC file number

801-107633

Source date

May 22, 2026
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL
Investment adviser

SEC file number

801-38157

Source date

August 21, 2026
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
Investment adviser

SEC file number

801-37591

Source date

September 25, 2026
GOLDMAN SACHS WEALTH SERVICES, L.P.
Investment adviser

SEC file number

801-48238

Source date

June 15, 2026
GOLDMAN WEALTH MANAGEMENT & ASSOCIATES, LLC
Investment adviser

SEC file number

801-136236

Source date

April 10, 2026
GOLDNER HAWN LP
Investment adviser

SEC file number

801-117082

Source date

April 7, 2026
GOLDONLINE GLOBAL LTD
Exempt reporting adviser

SEC file number

802-134237

Source date

July 25, 2025
GOLDSTANDARD WEALTH PRIVATE LIMITED
Investment adviser

SEC file number

801-135443

Source date

May 7, 2026
GOLDSTEIN ADVISORS, LLC
Investment adviser

SEC file number

801-126612

Source date

July 22, 2026
GOLDSTEIN CAPITAL CORP.
Investment adviser

SEC file number

801-74044

Source date

March 18, 2026
GOLDSTONE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-99350

Source date

March 31, 2026
GOLDSTONE PORTFOLIOS INCORPORATED
Investment adviser

SEC file number

801-68544

Source date

March 30, 2026
GOLDSTREAM CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-114760

Source date

March 25, 2026
GONDOR ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-114846

Source date

March 31, 2026
GONOW SECURITIES, INC.
Exempt reporting adviser

SEC file number

802-121582

Source date

March 30, 2026
GOOD ENERGIES GENERAL PARTNER JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-108821

Source date

March 31, 2026
GOOD FRIENDS, LLC.
Exempt reporting adviser

SEC file number

802-117686

Source date

March 13, 2026
GOOD GROWTH CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123030

Source date

March 25, 2026
GOOD HARBOR ADVISORS, INC.
Investment adviser

SEC file number

801-112632

Source date

June 26, 2026
GOOD LIFE ADVISORS, LLC
Investment adviser

SEC file number

801-80003

Source date

September 25, 2026
GOOD SPRINGS CAPITAL LP
Investment adviser

SEC file number

801-128188

Source date

March 26, 2026
GOOD STEWARD WEALTH ADVISERS LLC
Investment adviser

SEC file number

801-131209

Source date

March 25, 2026
GOOD WAVE MANAGEMENT LTDA.
Exempt reporting adviser

SEC file number

802-130188

Source date

March 31, 2026
GOODE PARTNERS LLC
Investment adviser

SEC file number

801-74320

Source date

April 30, 2026
GOODFINCH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121853

Source date

June 8, 2026
GOODHART PARTNERS LLP
Investment adviser

SEC file number

801-106822

Source date

June 26, 2026
GOODHAVEN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72093

Source date

March 26, 2026
GOODLANDER INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-131734

Source date

July 1, 2026
GOODMAN ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-108671

Source date

March 12, 2026
GOODMAN FINANCIAL CORPORATION
Investment adviser

SEC file number

801-61260

Source date

April 24, 2026
GOODNOW INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-65135

Source date

March 3, 2026
GOODREID INVESTMENT COUNSEL CORP.
Investment adviser

SEC file number

801-69192

Source date

November 17, 2025
GOODSTEIN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-127449

Source date

March 16, 2026
GOODWATER CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-80285

Source date

March 26, 2026
GOODWIN CAPITAL ADVISERS, INC.
Investment adviser

SEC file number

801-8177

Source date

March 30, 2026
GOODWIN INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-117942

Source date

March 30, 2026
GOOGINS ADVISORS, INC.
Investment adviser

SEC file number

801-68432

Source date

February 2, 2026
GOOSE HOLLOW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-122485

Source date

February 11, 2026
GORDIAN ADVISORS, LLC
Investment adviser

SEC file number

801-115049

Source date

April 1, 2026
GORDIAN CAPITAL JAPAN LIMITED
Investment adviser

SEC file number

801-118917

Source date

March 30, 2026
GORDIAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-134195

Source date

July 9, 2026
GORDIAN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-106836

Source date

March 19, 2026
GORDON ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-129553

Source date

February 6, 2026
GORDONMD GLOBAL INVESTMENTS LP
Investment adviser

SEC file number

801-128434

Source date

March 26, 2026
GOSSELIN CONSULTING GROUP LLC
Investment adviser

SEC file number

801-73128

Source date

March 18, 2026
GOTHAM ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-69960

Source date

July 30, 2026
GOTHAM GREEN PARTNERS, LLC
Investment adviser

SEC file number

801-117103

Source date

March 31, 2026
GOTHAM VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131582

Source date

March 27, 2026
GOULD ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-63162

Source date

April 16, 2026
GOULD CAPITAL, LLC
Investment adviser

SEC file number

801-114815

Source date

March 26, 2026
GOUWS CAPITAL LLC
Investment adviser

SEC file number

801-122419

Source date

February 20, 2026
GOVERMAN FINANCIAL SOLUTIONS, LLC
Investment adviser

SEC file number

801-121840

Source date

April 30, 2026
GOVERNMENT PORTFOLIO ADVISORS LLC
Investment adviser

SEC file number

801-79184

Source date

August 17, 2026
GOVERNORS LANE LP
Investment adviser

SEC file number

801-96170

Source date

March 31, 2026
GP INVESTIMENTOS LTDA.
Exempt reporting adviser

SEC file number

802-117424

Source date

May 4, 2026
GPB CAPITAL HOLDINGS, LLC
Investment adviser

SEC file number

801-79413

Source date

March 31, 2026
GPI CAPITAL, L.P.
Exempt reporting adviser

SEC file number

802-137177

Source date

July 29, 2026
GPI FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126118

Source date

March 20, 2026
GPIH GP LIMITED
Exempt reporting adviser

SEC file number

802-135301

Source date

March 4, 2026
GPM GROWTH INVESTORS, INC.
Investment adviser

SEC file number

801-43846

Source date

March 16, 2026
GPS FINANCIAL, LLC
Investment adviser

SEC file number

801-112019

Source date

March 17, 2026
GPWM FUND MANAGER, LLC
Exempt reporting adviser

SEC file number

802-120089

Source date

March 31, 2026
GPWM QOF MANAGER, LLC
Exempt reporting adviser

SEC file number

802-120090

Source date

March 31, 2026
GQG PARTNERS LLC
Investment adviser

SEC file number

801-107734

Source date

March 30, 2026
GQG PRIVATE CAPITAL SOLUTIONS LLC
Investment adviser

SEC file number

801-130896

Source date

March 30, 2026
GR FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-80641

Source date

August 10, 2026
GRACE & WHITE, INC
Investment adviser

SEC file number

801-13000

Source date

May 8, 2026
GRACE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-111020

Source date

March 27, 2026
GRADCAPITAL ADVISORS PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-135697

Source date

February 26, 2026
GRADIENT ADVISORS, LLC
Investment adviser

SEC file number

801-71000

Source date

March 31, 2026
GRADIENT ASCENT LLC
Exempt reporting adviser

SEC file number

802-136695

Source date

September 26, 2026
GRADIENT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-78917

Source date

February 26, 2026
GRADIENT INVESTMENTS, LLC
Investment adviser

SEC file number

801-70812

Source date

September 24, 2026
GRADIENT RIDGE CAPITAL, L.P.
Investment adviser

SEC file number

801-135422

Source date

June 1, 2026
GRADIENT SECURITIES, LLC
Investment adviser

SEC file number

801-80807

Source date

April 13, 2026
GRAETER WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-135337

Source date

February 13, 2026
GRAETZ WEALTH, LLC
Investment adviser

SEC file number

801-129537

Source date

March 24, 2026
GRAFINE CAPITAL HOLDINGS LLC
Investment adviser

SEC file number

801-126236

Source date

March 30, 2026
GRAFTON STREET PARTNERS MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-124779

Source date

June 30, 2026
GRAGG & GRAGG, L.L.P.
Investment adviser

SEC file number

801-119435

Source date

February 13, 2026
GRAHAM CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73422

Source date

July 7, 2026
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-115029

Source date

February 10, 2026
GRAHAM PARTNERS, LLC
Investment adviser

SEC file number

801-73844

Source date

July 3, 2026
GRAHAM, BORDELON, GOLSON & GILBERT, INC.
Investment adviser

SEC file number

801-25887

Source date

March 9, 2026
GRAIAN CAPITAL MANAGEMENT SA
Exempt reporting adviser

SEC file number

802-122752

Source date

March 29, 2026
GRAIL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-76582

Source date

March 31, 2026
GRAIN MANAGEMENT, LLC
Investment adviser

SEC file number

801-112864

Source date

March 27, 2026
GRAMERCY FUNDS MANAGEMENT LLC
Investment adviser

SEC file number

801-70808

Source date

March 31, 2026
GRAMERCY STRATEGIC CAPITAL LLC
Investment adviser

SEC file number

801-122058

Source date

March 17, 2026
GRANADA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-133895

Source date

March 3, 2026
GRANAHAN INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-23705

Source date

March 26, 2026
GRAND ALLIANCE ASSET MANAGEMENT LTD.
Investment adviser

SEC file number

801-121719

Source date

September 21, 2026
GRAND AVENUE ADVISORS LLC
Exempt reporting adviser

SEC file number

802-120017

Source date

March 13, 2026
GRAND CENTRAL INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-81080

Source date

June 30, 2026
GRAND CENTRAL MUSIC, LP
Investment adviser

SEC file number

801-136096

Source date

May 18, 2026
GRAND CROSSING CAPITAL LLC
Exempt reporting adviser

SEC file number

802-96239

Source date

March 17, 2026
GRAND FAMILY OFFICE LLC
Exempt reporting adviser

SEC file number

802-136418

Source date

May 3, 2026
GRAND SLAM ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-73802

Source date

March 16, 2026
GRAND VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134360

Source date

February 24, 2026
GRAND WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-63306

Source date

September 25, 2026
GRANDBANKS CAPITAL MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-129573

Source date

March 28, 2025
GRANDEUR PEAK GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-72540

Source date

March 30, 2026
GRANDFIELD & DODD, LLC
Investment adviser

SEC file number

801-60064

Source date

March 13, 2026
GRANDVIEW ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-108096

Source date

June 29, 2026
GRANDVIEW PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128244

Source date

March 24, 2026
GRANDVIEW PROPERTY PARTNERS, LLC
Investment adviser

SEC file number

801-114476

Source date

March 31, 2026
GRANDWAY INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136667

Source date

June 5, 2026
GRANEY & KING, LLC
Investment adviser

SEC file number

801-123006

Source date

March 17, 2026
GRANGE CAPITAL, LLC
Investment adviser

SEC file number

801-120271

Source date

March 10, 2026
GRANGER MANAGEMENT LLC
Investment adviser

SEC file number

801-79051

Source date

March 12, 2026
GRANITE ALPHA CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-128008

Source date

January 9, 2026
GRANITE ASIA CAPITAL PTE. LTD.
Exempt reporting adviser

SEC file number

802-131053

Source date

March 31, 2026
GRANITE BRIDGE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-135812

Source date

March 10, 2026
GRANITE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130793

Source date

April 1, 2026
GRANITE CREEK CAPITAL PARTNERS, L.L.C.
Exempt reporting adviser

SEC file number

802-126013

Source date

April 23, 2026
GRANITE EQUITY PARTNERS LLC
Investment adviser

SEC file number

801-73392

Source date

March 31, 2026
GRANITE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-116752

Source date

February 3, 2026
GRANITE FO, LLC
Investment adviser

SEC file number

801-126787

Source date

August 14, 2026
GRANITE GROUP ADVISORS, LLC
Investment adviser

SEC file number

801-62197

Source date

March 26, 2026
GRANITE HARBOR ADVISORS, INC.
Investment adviser

SEC file number

801-110558

Source date

August 10, 2026
GRANITE HARBOR CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-135299

Source date

January 8, 2026
GRANITE HILL CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-76020

Source date

March 26, 2026
GRANITE INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-70383

Source date

March 30, 2026
GRANITE ISLANDS PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-134124

Source date

August 26, 2026
GRANITE M.S.A LTD
Exempt reporting adviser

SEC file number

802-114635

Source date

March 26, 2026
GRANITE PARTNERS, A SERIES OF WESTERN FRONTIER MASTER LLC
Exempt reporting adviser

SEC file number

802-137034

Source date

July 8, 2026
GRANITE POINT PARTNERS INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-133017

Source date

March 11, 2026
GRANITE STATE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-108273

Source date

March 31, 2026
GRANITE STATE RETIREMENT PLANNING, INC.
Investment adviser

SEC file number

801-123509

Source date

March 3, 2026
GRANITE VALUE CAPITAL, LLC
Investment adviser

SEC file number

801-128125

Source date

March 13, 2026
GRANITE VENTURES LLC
Exempt reporting adviser

SEC file number

802-73140

Source date

January 6, 2026
GRANITESHARES ADVISORS LLC
Investment adviser

SEC file number

801-110093

Source date

January 8, 2026
GRANT AVENUE CAPITAL LLC
Investment adviser

SEC file number

801-126247

Source date

May 5, 2026
GRANT KOEHLER & LEVIN LTD.
Investment adviser

SEC file number

801-61856

Source date

March 18, 2026
GRANT PRIVATE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-130925

Source date

September 10, 2026
GRANT STREET ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-43095

Source date

September 21, 2026
GRANT TANI BARASH & ALTMAN, LLC
Investment adviser

SEC file number

801-127101

Source date

May 6, 2026
GRANTHAM MAYO VAN OTTERLOO & CO LLC
Investment adviser

SEC file number

801-15028

Source date

May 11, 2026
GRANTVEST FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-129847

Source date

March 31, 2026
GRANULAR CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-113684

Source date

March 29, 2026
GRANVILLE CAPITAL, INC.
Investment adviser

SEC file number

801-62098

Source date

March 27, 2026
GRAPH VENTURES MANAGEMENT COMPANY, L.L.C.
Exempt reporting adviser

SEC file number

802-120265

Source date

March 31, 2026
GRAPHENE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-136015

Source date

March 27, 2026
GRAPHENE VENTURES LLC
Exempt reporting adviser

SEC file number

802-107098

Source date

March 31, 2026
GRAPHITE CAPITAL GENERAL PARTNER VIII LLP
Exempt reporting adviser

SEC file number

802-80226

Source date

June 24, 2026
GRAPHITE CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-75809

Source date

June 24, 2026
GRAPHITE PRIVATE EQUITY LLP
Exempt reporting adviser

SEC file number

802-75769

Source date

June 24, 2026
GRASSHOPPER ESCAPEMENT, LLC
Exempt reporting adviser

SEC file number

802-75338

Source date

March 27, 2026
GRATIA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-137518

Source date

September 14, 2026
GRATICULE ASIA MACRO ADVISORS LLC
Investment adviser

SEC file number

801-79670

Source date

March 25, 2026
GRATICULE ASSET MANAGEMENT ASIA PTE. LTD.
Investment adviser

SEC file number

801-113089

Source date

March 25, 2026
GRATITUDE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132667

Source date

March 31, 2026
GRATTAN FINANCIAL STRATEGIES, INC.
Investment adviser

SEC file number

801-55656

Source date

January 7, 2026
GRATUS WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-129165

Source date

September 21, 2026
GRAVER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132265

Source date

February 4, 2026
GRAVES LIGHT LENHART WEALTH, INC.
Investment adviser

SEC file number

801-113908

Source date

March 30, 2026
GRAVITALIX FINANCIAL LLC
Investment adviser

SEC file number

801-135256

Source date

July 29, 2026
GRAVITY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-118571

Source date

March 30, 2026
GRAY CUBE SPORTS LLC
Exempt reporting adviser

SEC file number

802-126235

Source date

March 31, 2026
GRAY PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-112720

Source date

July 27, 2026
GRAYBILL WEALTH MANAGEMENT, LTD.
Investment adviser

SEC file number

801-5921

Source date

March 10, 2026
GRAYCLIFF PARTNERS LP
Investment adviser

SEC file number

801-72820

Source date

June 8, 2026
GRAYHAWK CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-130420

Source date

August 11, 2026
GRAY'S CREEK CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-107388

Source date

March 25, 2026
GRAYSCALE ADVISORS, LLC
Investment adviser

SEC file number

801-122921

Source date

August 5, 2026
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117895

Source date

July 28, 2026
GRAYSTREET CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132502

Source date

March 6, 2026
GRDNT LLC
Exempt reporting adviser

SEC file number

802-134424

Source date

March 16, 2026
GREAT DIAMOND PARTNERS, LLC
Investment adviser

SEC file number

801-115058

Source date

September 14, 2026
GREAT ELM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-108228

Source date

March 24, 2026
GREAT GABLE ADVISORS, LLC
Investment adviser

SEC file number

801-120416

Source date

March 16, 2026
GREAT GABLE PARTNERS, LP
Exempt reporting adviser

SEC file number

802-120346

Source date

March 5, 2026
GREAT HILL ADVISORY LTD.
Investment adviser

SEC file number

801-120689

Source date

June 17, 2026
GREAT HILL CAPITAL, LLC
Investment adviser

SEC file number

801-128716

Source date

January 30, 2026
GREAT HILL PARTNERS, LP
Investment adviser

SEC file number

801-73763

Source date

March 30, 2026
GREAT LAKES ADVISORS, LLC
Investment adviser

SEC file number

801-16937

Source date

September 8, 2026
GREAT LAKES RETIREMENT, INC.
Investment adviser

SEC file number

801-110042

Source date

September 18, 2026
GREAT LAKES WEALTH, LLC
Investment adviser

SEC file number

801-121370

Source date

March 30, 2026
GREAT MOUNTAIN PARTNERS LLC
Investment adviser

SEC file number

801-119799

Source date

March 27, 2026
GREAT NORTH CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-136661

Source date

June 5, 2026
GREAT NORTHERN ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-77614

Source date

March 25, 2026
GREAT OAK CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-116681

Source date

April 9, 2026
GREAT OAKS MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-77425

Source date

March 31, 2026
GREAT PLAINS CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-125946

Source date

March 6, 2026
GREAT POINT PARTNERS, LLC
Investment adviser

SEC file number

801-73834

Source date

March 31, 2026
GREAT POINT WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-70479

Source date

March 27, 2026
GREAT RANGE CAPITAL, LLC
Investment adviser

SEC file number

801-126165

Source date

March 30, 2026
GREAT RIVER FINANCIAL LLC
Investment adviser

SEC file number

801-121581

Source date

September 8, 2026
GREAT VALLEY ADVISOR GROUP, LLC
Investment adviser

SEC file number

801-72270

Source date

September 24, 2026
GREAT WATERS WEALTH MANAGEMENT
Investment adviser

SEC file number

801-123543

Source date

April 7, 2026
GREAT WAVE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-133914

Source date

February 20, 2026
GREATER COLORADO VENTURES, LLC
Exempt reporting adviser

SEC file number

802-126968

Source date

March 12, 2026
GREATER MIDWEST FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-127206

Source date

August 10, 2026
GREATMARK INVESTMENT PARTNERS, INC.
Investment adviser

SEC file number

801-29945

Source date

March 2, 2026
GREATPOINT INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112568

Source date

March 24, 2026
GRECBEX TECHNOLOGY LTD
Exempt reporting adviser

SEC file number

802-134992

Source date

November 19, 2025
GREE CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-134805

Source date

October 22, 2025
GREE LP FUND US, LLC
Exempt reporting adviser

SEC file number

802-135266

Source date

January 5, 2026
GREEN & DECKERT LLC
Investment adviser

SEC file number

801-132254

Source date

March 24, 2026
GREEN ALPHA ADVISORS, LLC
Investment adviser

SEC file number

801-77535

Source date

June 18, 2026
GREEN ASH PARTNERS INVESTMENT MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-137245

Source date

August 7, 2026
GREEN BAY ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-79063

Source date

March 31, 2026
GREEN CAPITAL PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-135494

Source date

July 2, 2026
GREEN CENTURY CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-39630

Source date

September 30, 2025
GREEN CITIES INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-77485

Source date

April 29, 2026
GREEN COURT CAPITAL MANAGEMENT LIMITED
Investment adviser

SEC file number

801-110178

Source date

March 25, 2026