Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 35 of 95

FOUNDERS CIRCLE CAPITAL, LLC
Investment adviser

SEC file number

801-80050

Source date

March 27, 2026
FOUNDERS' CO-OP GENERAL PARTNER III, LLC
Exempt reporting adviser

SEC file number

802-118567

Source date

March 31, 2026
FOUNDERS' CO-OP IV GENERAL PARTNER LLC
Exempt reporting adviser

SEC file number

802-127904

Source date

March 31, 2026
FOUNDER'S CO-OP MANAGEMENT II, LLC
Exempt reporting adviser

SEC file number

802-118566

Source date

March 31, 2026
FOUNDERS FINANCIAL ALLIANCE, LLC
Investment adviser

SEC file number

801-108700

Source date

March 10, 2026
FOUNDERS FINANCIAL SECURITIES, LLC
Investment adviser

SEC file number

801-66892

Source date

April 20, 2026
FOUNDERS FIRST ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-128029

Source date

March 25, 2026
FOUNDERS FUND LLC
Exempt reporting adviser

SEC file number

802-75555

Source date

March 30, 2026
FOUNDERS GROVE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-130329

Source date

March 11, 2026
FOUNDERSX VENTURES, LLC
Exempt reporting adviser

SEC file number

802-132289

Source date

May 1, 2026
FOUNDRY FINANCIAL LLC
Investment adviser

SEC file number

801-133770

Source date

September 20, 2026
FOUNDRY GROUP, LLC
Investment adviser

SEC file number

801-107412

Source date

September 15, 2026
FOUNDRY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-120987

Source date

August 20, 2026
FOUNTAIN LEASING LLC
Exempt reporting adviser

SEC file number

802-123688

Source date

April 30, 2026
FOUNTAIN SQUARE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-122772

Source date

March 23, 2026
FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED
Investment adviser

SEC file number

801-112761

Source date

March 30, 2026
FOUNTAINDALE, LLC
Investment adviser

SEC file number

801-128237

Source date

March 30, 2026
FOUNTAINHEAD FINANCIAL, LLC
Investment adviser

SEC file number

801-70385

Source date

March 31, 2026
FOUNTAINVEST ADVISORS LTD
Exempt reporting adviser

SEC file number

802-75211

Source date

March 26, 2026
FOUNTAINVEST PARTNERS HOLDINGS LTD.
Exempt reporting adviser

SEC file number

802-131494

Source date

March 26, 2026
FOUR CITIES INVESTMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-123276

Source date

March 31, 2026
FOUR CORNERS CAPITAL ADVISERS, LLC
Exempt reporting adviser

SEC file number

802-119528

Source date

March 20, 2026
FOUR LION CAPITAL, LP
Investment adviser

SEC file number

801-134673

Source date

May 18, 2026
FOUR POINTS ADVISORS, LLC
Investment adviser

SEC file number

801-118971

Source date

April 27, 2026
FOUR QUADRANT WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-126014

Source date

February 18, 2026
FOUR RIVERS GROUP, LLC
Exempt reporting adviser

SEC file number

802-74741

Source date

January 9, 2026
FOUR RIVERS MANAGERS LLC
Exempt reporting adviser

SEC file number

802-118786

Source date

January 29, 2026
FOUR TREE ISLAND ADVISORY LLC
Investment adviser

SEC file number

801-129929

Source date

March 2, 2026
FOURNORTH CAPITAL LLC
Investment adviser

SEC file number

801-135739

Source date

July 29, 2026
FOURPATH CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120960

Source date

February 5, 2026
FOURSIXTHREE CAPITAL LP
Investment adviser

SEC file number

801-120127

Source date

March 25, 2026
FOURSTAR WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-110467

Source date

March 31, 2026
FOURTEEN CAPITAL, LP
Exempt reporting adviser

SEC file number

802-114394

Source date

March 31, 2026
FOURTH DIMENSION WEALTH, LLC
Investment adviser

SEC file number

801-127881

Source date

June 4, 2026
FOURTH SAIL CAPITAL US LP
Investment adviser

SEC file number

801-130914

Source date

March 27, 2026
FOURTHOUGHT FINANCIAL PARTNERS, LLC.
Investment adviser

SEC file number

801-126759

Source date

April 2, 2026
FOURTHSTONE LLC
Investment adviser

SEC file number

801-117051

Source date

March 30, 2026
FOURWORLD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-107921

Source date

May 7, 2026
FOW PARTNERS, LP
Investment adviser

SEC file number

801-129216

Source date

March 25, 2026
FOX FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-60571

Source date

February 26, 2026
FOX FINANCIAL, INC.
Investment adviser

SEC file number

801-125698

Source date

June 22, 2026
FOX HILL WEALTH MANAGEMENT
Investment adviser

SEC file number

801-127922

Source date

March 30, 2026
FOX RUN MANAGEMENT LLC
Investment adviser

SEC file number

801-106745

Source date

March 19, 2026
FOX VENTURES RF MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122255

Source date

March 25, 2026
FOX, ROGER BENNETT
Investment adviser

SEC file number

801-135603

Source date

May 29, 2026
FOXE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-129829

Source date

March 31, 2025
FOXHAVEN ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-78539

Source date

March 27, 2026
FOXPATH CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-134204

Source date

March 25, 2026
FOYSTON, GORDON & PAYNE INC.
Investment adviser

SEC file number

801-61491

Source date

May 15, 2026
FP STRATEGIES LLC
Investment adviser

SEC file number

801-134211

Source date

June 15, 2026
FPA REAL ESTATE ADVISERS GROUP, LLC
Investment adviser

SEC file number

801-110433

Source date

March 31, 2026
FPC INVESTMENT ADVISORY, INC.
Investment adviser

SEC file number

801-112493

Source date

March 9, 2026
FPC VENTURES, LLC
Exempt reporting adviser

SEC file number

802-131298

Source date

February 22, 2026
FPE CAPITAL LLP
Exempt reporting adviser

SEC file number

802-134575

Source date

August 11, 2026
FPF FA L.L.C.
Investment adviser

SEC file number

801-129454

Source date

January 5, 2026
FPL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-78875

Source date

January 15, 2026
FPLF MANAGEMENT LLC
Investment adviser

SEC file number

801-131109

Source date

March 31, 2026
FPV MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-125839

Source date

March 13, 2026
FR CAPITAL HOLDINGS, LP
Exempt reporting adviser

SEC file number

802-75765

Source date

March 31, 2026
FR FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-130330

Source date

March 24, 2026
FRA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132681

Source date

August 25, 2026
FRACTAL INVESTMENTS LLC
Investment adviser

SEC file number

801-120179

Source date

March 12, 2026
FRAGASSO FINANCIAL ADVISORS INC.
Investment adviser

SEC file number

801-77097

Source date

July 8, 2026
FRAME VC LLC
Exempt reporting adviser

SEC file number

802-128643

Source date

April 1, 2026
FRAMEWORK DIGITAL ADVISORS LLC
Investment adviser

SEC file number

801-134687

Source date

April 12, 2026
FRAMEWORK VENTURES MANAGEMENT LLC
Investment adviser

SEC file number

801-121228

Source date

March 27, 2026
FRANCHISE CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-126780

Source date

May 4, 2026
FRANCIS FINANCIAL, INC.
Investment adviser

SEC file number

801-76703

Source date

March 10, 2026
FRANCIS LLC
Investment adviser

SEC file number

801-62841

Source date

March 27, 2026
FRANCISCO PARTNERS MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73955

Source date

March 31, 2026
FRANCO FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-125726

Source date

March 3, 2026
FRANK CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-62245

Source date

March 1, 2026
FRANK FINANCIAL SERVICES
Investment adviser

SEC file number

801-121668

Source date

February 16, 2026
FRANK INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-132393

Source date

March 18, 2026
FRANK, RIMERMAN ADVISORS LLC
Investment adviser

SEC file number

801-62201

Source date

March 28, 2026
FRANKLIN ADVISERS, INC.
Investment adviser

SEC file number

801-26292

Source date

September 16, 2026
FRANKLIN ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-51967

Source date

September 16, 2026
FRANKLIN BSP CAPITAL ADVISER LLC
Investment adviser

SEC file number

801-119619

Source date

March 27, 2026
FRANKLIN MUTUAL ADVISERS, LLC
Investment adviser

SEC file number

801-53068

Source date

September 16, 2026
FRANKLIN PARK ASSOCIATES, LLC
Investment adviser

SEC file number

801-62046

Source date

March 20, 2026
FRANKLIN PARKER FINANCIAL, LLC
Investment adviser

SEC file number

801-131170

Source date

March 26, 2026
FRANKLIN STREET ADVISORS, INC.
Investment adviser

SEC file number

801-39635

Source date

May 22, 2026
FRANKLIN TEMPLETON ALTS BRASIL ADMIN. DE INVESTIMENTOS LTDA.
Exempt reporting adviser

SEC file number

802-110751

Source date

September 3, 2026
FRANKLIN TEMPLETON FUND ADVISER, LLC
Investment adviser

SEC file number

801-66785

Source date

September 3, 2026
FRANKLIN TEMPLETON INSTITUTIONAL, LLC
Investment adviser

SEC file number

801-60684

Source date

September 16, 2026
FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L.
Exempt reporting adviser

SEC file number

802-128793

Source date

September 3, 2026
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-55170

Source date

September 16, 2026
FRANKLIN TEMPLETON INVESTMENTS CORP.
Investment adviser

SEC file number

801-58185

Source date

September 16, 2026
FRANKLIN TEMPLETON PRIVATE MARKETS ADVISER, LLC
Investment adviser

SEC file number

801-135100

Source date

January 7, 2026
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC
Investment adviser

SEC file number

801-67411

Source date

August 28, 2026
FRANKLIN, PARLAPIANO, TURNER & WELCH LLC
Investment adviser

SEC file number

801-67608

Source date

July 16, 2026
FRANKLY FINANCES LLC
Investment adviser

SEC file number

801-129403

Source date

February 17, 2026
FRASER MCCOMBS CAPITAL II LLC
Exempt reporting adviser

SEC file number

802-115071

Source date

May 6, 2026
FRASER MCCOMBS CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127877

Source date

May 6, 2026
FRAZEE INVESTMENT CONSULTING, INC.
Investment adviser

SEC file number

801-115275

Source date

July 13, 2026
FRAZIER FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-50432

Source date

July 8, 2026
FRAZIER FINANCIAL CONSULTANTS, LLC
Investment adviser

SEC file number

801-108521

Source date

February 4, 2026
FRAZIER GROUP MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131674

Source date

March 4, 2026
FRAZIER LIFE SCIENCES MANAGEMENT, LP
Investment adviser

SEC file number

801-122904

Source date

March 31, 2026
FRAZIER MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-81162

Source date

June 18, 2026
FRC REALTY, INC.
Exempt reporting adviser

SEC file number

802-137526

Source date

September 15, 2026
FREC ADVISERS LLC
Investment adviser

SEC file number

801-127783

Source date

September 25, 2026
FRECKIE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-134331

Source date

August 13, 2025
FRED ALGER MANAGEMENT, LLC
Investment adviser

SEC file number

801-6709

Source date

September 17, 2026
FREDERIC COLLIN
Exempt reporting adviser

SEC file number

802-108728

Source date

October 28, 2025
FREDERICK FINANCIAL CONSULTANTS, LLC
Investment adviser

SEC file number

801-121334

Source date

March 19, 2026
FREEBOARD CAPITAL, LLC
Investment adviser

SEC file number

801-110076

Source date

March 23, 2026
FREEDOM 3 CAPITAL, LLC
Investment adviser

SEC file number

801-79747

Source date

March 25, 2026
FREEDOM ADVISORY, LLC
Investment adviser

SEC file number

801-110235

Source date

February 9, 2026
FREEDOM DAY SOLUTIONS, LLC
Investment adviser

SEC file number

801-66190

Source date

June 1, 2026
FREEDOM FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-119576

Source date

April 30, 2026
FREEDOM FIDUCIARIES LLC
Investment adviser

SEC file number

801-129892

Source date

August 3, 2026
FREEDOM FINANCIAL ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132671

Source date

March 31, 2026
FREEDOM FINANCIAL PARTNERS LLC
Investment adviser

SEC file number

801-128748

Source date

February 10, 2026
FREEDOM FUNDS MANAGEMENT CO
Investment adviser

SEC file number

801-28640

Source date

December 2, 2025
FREEDOM INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-68642

Source date

February 4, 2026
FREEDOM VALUE PARTNERS, LLC
Investment adviser

SEC file number

801-136711

Source date

August 26, 2026
FREEGULLIVER, L.L.C.
Investment adviser

SEC file number

801-65870

Source date

September 9, 2026
FREEMAN SPOGLI MANAGEMENT CO., L.P.
Investment adviser

SEC file number

801-73816

Source date

March 31, 2026
FREEMAN, WILL & NIEMEIER, INC.
Investment adviser

SEC file number

801-68759

Source date

March 20, 2026
FREEPORT FINANCIAL PARTNERS LLC
Investment adviser

SEC file number

801-77952

Source date

March 25, 2026
FREESTATE ADVISORS LLC
Investment adviser

SEC file number

801-106933

Source date

January 5, 2026
FREESTONE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-69073

Source date

June 29, 2026
FREESTONE GROVE PARTNERS LP
Investment adviser

SEC file number

801-129178

Source date

September 24, 2026
FREESTYLE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75530

Source date

March 25, 2026
FREIF ADVISORS LLC
Investment adviser

SEC file number

801-135467

Source date

May 29, 2026
FREMEN CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-132193

Source date

March 27, 2026
FREMMAN LIMITED
Exempt reporting adviser

SEC file number

802-123539

Source date

March 27, 2026
FRESHFORD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72564

Source date

March 30, 2026
FRESHSTREAM INVESTMENT PARTNERS LLP
Exempt reporting adviser

SEC file number

802-122655

Source date

June 8, 2026
FREYAOS AI LTD
Exempt reporting adviser

SEC file number

802-137454

Source date

September 4, 2026
FRIALE MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-136201

Source date

April 6, 2026
FRIDAY FINANCIAL, INC.
Investment adviser

SEC file number

801-129486

Source date

August 5, 2026
FRIEDENTHAL FINANCIAL, LLC
Investment adviser

SEC file number

801-78622

Source date

August 12, 2026
FRIEDLANDER & CO INC
Investment adviser

SEC file number

801-16821

Source date

February 20, 2026
FRIEDLANDER, BRENDA S
Investment adviser

SEC file number

801-62255

Source date

March 27, 2026
FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121910

Source date

June 17, 2026
FRISCH FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-62300

Source date

April 10, 2026
FRISCO FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-130915

Source date

July 14, 2026
FRIST CRESSEY VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-114762

Source date

March 17, 2026
FROGER MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135313

Source date

January 12, 2026
FROGMORE REAL ESTATE PARTNERS FUND MANAGERS LIMITED
Exempt reporting adviser

SEC file number

802-78152

Source date

June 25, 2026
FRONT ROW ADVISORS LLC
Investment adviser

SEC file number

801-106577

Source date

March 12, 2026
FRONT STREET CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-68139

Source date

May 27, 2026
FRONTAURA CAPITAL LLC
Investment adviser

SEC file number

801-134058

Source date

March 26, 2026
FRONTENAC COMPANY LLC
Investment adviser

SEC file number

801-73503

Source date

March 16, 2026
FRONTFOUR CAPITAL GROUP LLC
Exempt reporting adviser

SEC file number

802-128353

Source date

March 30, 2026
FRONTIER ASSET MANAGEMENT (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-135362

Source date

March 26, 2026
FRONTIER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-60047

Source date

August 27, 2026
FRONTIER CAPITAL MANAGEMENT CO LLC
Investment adviser

SEC file number

801-15724

Source date

September 1, 2026
FRONTIER GLOBAL PARTNERS LLC
Investment adviser

SEC file number

801-71279

Source date

February 27, 2026
FRONTIER INVESTMENT MANAGEMENT PARTNERS LTD.
Investment adviser

SEC file number

801-107173

Source date

March 27, 2026
FRONTIER RENEWABLES CAPITAL SGEIC, S.A.
Exempt reporting adviser

SEC file number

802-126651

Source date

March 31, 2026
FRONTIER WEALTH MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127130

Source date

March 31, 2026
FRONTIERX GP, LLC
Exempt reporting adviser

SEC file number

802-133779

Source date

May 29, 2025
FRONTLINE BIOVENTURES (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-113588

Source date

March 30, 2026
FRONTLINE HEALTHCARE PARTNERS, LLC
Investment adviser

SEC file number

801-134026

Source date

March 30, 2026
FRONTLINE ONE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131825

Source date

March 24, 2026
FRONTLINE VENTURES MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-132282

Source date

March 31, 2026
FRONTRANGE CAPITAL ADVISERS, LLC
Investment adviser

SEC file number

801-74607

Source date

March 30, 2026
FRORER PARTNERS L.P.
Exempt reporting adviser

SEC file number

802-80257

Source date

February 23, 2026
FROST INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-68724

Source date

March 24, 2026
FROST INVESTMENT SERVICES, LLC
Investment adviser

SEC file number

801-108754

Source date

March 24, 2026
FROVANTIS CAPITAL LTD
Exempt reporting adviser

SEC file number

802-135506

Source date

February 5, 2026
FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC
Investment adviser

SEC file number

801-125768

Source date

March 27, 2026
FRUGE' CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-136134

Source date

May 6, 2026
FRUITFUL ADVISORY, LLC
Investment adviser

SEC file number

801-126497

Source date

July 1, 2026
FRUTH INVESTMENT MANAGEMENT
Investment adviser

SEC file number

801-40948

Source date

March 31, 2026
FS CREDIT INCOME ADVISOR, LLC
Investment adviser

SEC file number

801-111674

Source date

June 10, 2026
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC
Investment adviser

SEC file number

801-134472

Source date

March 30, 2026
FS FUND ADVISOR, LLC
Investment adviser

SEC file number

801-110117

Source date

March 25, 2026
FS GLOBAL ADVISOR, LLC
Investment adviser

SEC file number

801-78346

Source date

June 10, 2026
FS INVESTMENT MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-112463

Source date

March 27, 2026
FS REAL ESTATE ADVISOR, LLC
Investment adviser

SEC file number

801-117727

Source date

June 10, 2026
FS SPECIALTY LENDING ADVISOR, LLC
Investment adviser

SEC file number

801-112812

Source date

June 10, 2026
FS STRUCTURED PRODUCTS ADVISOR, LLC
Investment adviser

SEC file number

801-117899

Source date

March 27, 2026
FS TACTICAL ADVISOR, LLC
Investment adviser

SEC file number

801-116938

Source date

June 10, 2026
FS/KKR ADVISOR, LLC
Investment adviser

SEC file number

801-112799

Source date

June 1, 2026
FSA ADVISORS, INC.
Investment adviser

SEC file number

801-120474

Source date

March 8, 2026
FSA INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-76511

Source date

May 27, 2026
FSA WEALTH PARTNERS, INC.
Investment adviser

SEC file number

801-18801

Source date

April 27, 2026
FSAM LLC
Investment adviser

SEC file number

801-122054

Source date

August 3, 2026
FSB PREMIER WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-111084

Source date

March 27, 2026
FSC WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-71646

Source date

March 30, 2026
FSI MANAGER LLC
Exempt reporting adviser

SEC file number

802-126550

Source date

March 24, 2026
FSM WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-114180

Source date

March 30, 2026
FSN CAPITAL PARTNERS AS
Exempt reporting adviser

SEC file number

802-74941

Source date

March 24, 2026
FSR WEALTH MANAGEMENT, LTD.
Investment adviser

SEC file number

801-122241

Source date

May 16, 2026
FSV INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-133869

Source date

March 31, 2026
FTA ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-131148

Source date

September 24, 2026
FTI CAPITAL MANAGEMENT (CAYMAN), LIMITED
Investment adviser

SEC file number

801-112930

Source date

March 30, 2026
FTV MANAGEMENT COMPANY LP
Investment adviser

SEC file number

801-135262

Source date

January 2, 2026
FUCHS CAPITAL PARTNERS PTE LTD.
Exempt reporting adviser

SEC file number

802-79176

Source date

March 27, 2026
FUEL CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-132791

Source date

March 26, 2026
FUEL VENTURE CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-117339

Source date

March 31, 2026
FUERST FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-136510

Source date

June 12, 2026
FUKOKU LIFE INTERNATIONAL (AMERICA) INC.
Investment adviser

SEC file number

801-108845

Source date

April 27, 2026
FULCRUM ASSET MANAGEMENT LLP
Investment adviser

SEC file number

801-72206

Source date

March 31, 2026
FULCRUM CAPITAL PARTNERS INC.
Exempt reporting adviser

SEC file number

802-125774

Source date

March 20, 2026
FULCRUM CAPITAL, LLC
Investment adviser

SEC file number

801-68459

Source date

March 25, 2026
FULCRUM EQUITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-79524

Source date

July 14, 2026
FULCRUM EQUITY PARTNERS, INC.
Investment adviser

SEC file number

801-135822

Source date

March 12, 2026
FULCRUM WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130305

Source date

July 30, 2026
FULHAM & CO, INC.
Investment adviser

SEC file number

801-74066

Source date

March 30, 2026
FULL FINANCIAL INC.
Investment adviser

SEC file number

801-129858

Source date

March 6, 2026
FULL IN PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-121968

Source date

March 31, 2026
FULLER & THALER ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-43915

Source date

March 30, 2026
FULLER INVESTMENT MANAGEMENT COMPANY
Investment adviser

SEC file number

801-78317

Source date

February 19, 2026
FULLERTON ADVISORS, LLC
Investment adviser

SEC file number

801-134519

Source date

January 28, 2026
FULLY FINANCIAL, LLC
Investment adviser

SEC file number

801-136738

Source date

July 2, 2026
FULTON BREAKEFIELD BROENNIMAN,LLC
Investment adviser

SEC file number

801-57836

Source date

August 13, 2026
FUNC VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127159

Source date

March 3, 2026
FUND ADVISORS OF AMERICA INC
Investment adviser

SEC file number

801-57292

Source date

February 26, 2026
FUND ASSET MANAGERS, LLC
Investment adviser

SEC file number

801-129405

Source date

March 10, 2026
FUND DIRECT ADVISORS INC.
Investment adviser

SEC file number

801-77794

Source date

March 5, 2026
FUND EVALUATION GROUP, LLC
Investment adviser

SEC file number

801-61324

Source date

March 31, 2026
FUNDAMENTA CAPITAL S.A.
Exempt reporting adviser

SEC file number

802-129019

Source date

January 20, 2026
FUNDAMENTAL ADVISORS LP
Investment adviser

SEC file number

801-73278

Source date

March 31, 2026
FUNDAMENTAL CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-79573

Source date

March 31, 2026
FUNDAMENTAL INVESTMENT SERVICES, LLC
Investment adviser

SEC file number

801-129948

Source date

August 31, 2026
FUNDAMENTAL WORKS, LLC
Exempt reporting adviser

SEC file number

802-136265

Source date

April 14, 2026
FUNDBRIDGE CAPITAL PTE. LTD.
Exempt reporting adviser

SEC file number

802-131719

Source date

January 27, 2026
FUNDERSCLUB INC.
Exempt reporting adviser

SEC file number

802-107655

Source date

March 31, 2026
FUNDIFY ADVISORS LLC
Investment adviser

SEC file number

801-125725

Source date

July 31, 2026
FUNDIVEST LTD
Exempt reporting adviser

SEC file number

802-132757

Source date

April 10, 2025
FUNDPARTNER SOLUTIONS (EUROPE) S.A.
Exempt reporting adviser

SEC file number

802-107003

Source date

March 27, 2026
FUNDRISE ADVISORS, LLC
Investment adviser

SEC file number

801-80060

Source date

September 16, 2026
FUNDROCK MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-130887

Source date

March 26, 2026
FUNDROCK MANAGEMENT COMPANY S.A.
Exempt reporting adviser

SEC file number

802-124778

Source date

March 27, 2026
FUNDSIGHT S.A.
Exempt reporting adviser

SEC file number

802-135883

Source date

March 18, 2026
FUNDSMITH INVESTMENT SERVICES LIMITED
Investment adviser

SEC file number

801-123042

Source date

June 29, 2026
FUNDSMITH PARTNERS US LLC
Investment adviser

SEC file number

801-137231

Source date

August 5, 2026
FUNDSMITH, LLP
Investment adviser

SEC file number

801-79120

Source date

June 26, 2026
FUNDSTRAT CAPITAL LLC
Investment adviser

SEC file number

801-131012

Source date

March 10, 2026
FUNDVIEWS CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-128304

Source date

April 28, 2026
FURTHER GLOBAL CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-111799

Source date

March 25, 2026
FUSCO FINANCIAL SERVICES INC
Investment adviser

SEC file number

801-120373

Source date

January 7, 2026
FUSE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121058

Source date

March 30, 2026
FUSION CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-136713

Source date

June 10, 2026
FUSION CAPITAL, LLC
Investment adviser

SEC file number

801-110473

Source date

September 15, 2026
FUSION FAMILY WEALTH, LLC
Investment adviser

SEC file number

801-78339

Source date

March 3, 2026
FUSION FUND SILICON VALLEY LLC
Exempt reporting adviser

SEC file number

802-121026

Source date

March 30, 2026
FUSION INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-72171

Source date

March 25, 2026
FUSION QUANT TECHNOLOGIES LLC
Investment adviser

SEC file number

801-133874

Source date

July 22, 2025
FUSIONX VENTURES MANAGEMENT II, LLC
Exempt reporting adviser

SEC file number

802-127768

Source date

March 26, 2026
FUTALEUFU MANAGER, LLC
Exempt reporting adviser

SEC file number

802-110497

Source date

March 10, 2026
FUTURA ASSET ADVISORS LLC
Investment adviser

SEC file number

801-106591

Source date

April 29, 2026
FUTURE BRIGHT, LLC
Investment adviser

SEC file number

801-136691

Source date

September 4, 2026
FUTURE FINANCES INC
Investment adviser

SEC file number

801-16781

Source date

April 10, 2026
FUTURE FINANCIAL WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-112274

Source date

August 21, 2026