Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 37 of 95

GENESIS VC FUND LLC
Exempt reporting adviser

SEC file number

802-135050

Source date

February 23, 2026
GENESIS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-72604

Source date

February 13, 2026
GENEVA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-28444

Source date

March 25, 2026
GENEVA FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-130720

Source date

June 15, 2026
GENEVA PARTNERS, LLC
Investment adviser

SEC file number

801-107776

Source date

April 1, 2026
GENINNOV PTE LTD
Exempt reporting adviser

SEC file number

802-137572

Source date

September 22, 2026
GENNX360 MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-73509

Source date

March 27, 2026
GENOA VENTURES, LLC
Exempt reporting adviser

SEC file number

802-115026

Source date

March 31, 2026
GENOA WEALTH, LLC
Investment adviser

SEC file number

801-136347

Source date

September 2, 2026
GENROCK CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-117084

Source date

March 25, 2026
GENSEN ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-135031

Source date

February 4, 2026
GENSTAR CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73806

Source date

April 21, 2026
GENTER ADVISORS LLC
Investment adviser

SEC file number

801-60408

Source date

April 1, 2026
GENTRUST, LLC
Investment adviser

SEC file number

801-72707

Source date

March 26, 2026
GENTRY PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-126629

Source date

April 30, 2026
GENUI GMBH
Exempt reporting adviser

SEC file number

802-120384

Source date

March 27, 2026
GEO CAPITAL GESTORA DE RECURSOS LTDA
Investment adviser

SEC file number

801-126605

Source date

March 30, 2026
GEODE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-61117

Source date

March 31, 2026
GEODESIC INVESTMENTS, L.L.C
Exempt reporting adviser

SEC file number

802-101533

Source date

March 26, 2026
GEOMATRIX (HK) LTD
Exempt reporting adviser

SEC file number

802-120499

Source date

March 10, 2026
GEOMETRIC WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-112016

Source date

September 1, 2026
GEORGE M. HILLER COMPANIES, LLC
Investment adviser

SEC file number

801-16429

Source date

March 25, 2026
GEORGIA WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-128055

Source date

March 17, 2026
GEORGIAN PARTNERS GROWTH L.P.
Exempt reporting adviser

SEC file number

802-107548

Source date

July 28, 2026
GEOSPHERE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73261

Source date

March 30, 2026
GEOVEST ADVISORS INC
Investment adviser

SEC file number

801-31544

Source date

February 27, 2026
GEOWEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-71114

Source date

March 24, 2026
GER LOFTIN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-117350

Source date

June 29, 2026
GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES
Investment adviser

SEC file number

801-56508

Source date

February 19, 2026
GERBER KAWASAKI, INC.
Investment adviser

SEC file number

801-79339

Source date

July 7, 2026
GERBER, LLC
Investment adviser

SEC file number

801-68731

Source date

March 17, 2026
GERBER/TAYLOR MANAGEMENT LLC
Investment adviser

SEC file number

801-56698

Source date

July 1, 2026
GERCHEN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122517

Source date

July 2, 2026
GEREMIA FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-132072

Source date

March 31, 2026
GERSTEMEIER FINANCIAL GROUP,LLC
Investment adviser

SEC file number

801-124711

Source date

March 2, 2026
GERVAIS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130485

Source date

June 24, 2026
GESHEM PARTNERS LLC
Exempt reporting adviser

SEC file number

802-135888

Source date

March 18, 2026
GET MOVING INC
Investment adviser

SEC file number

801-129242

Source date

August 17, 2026
GEVERS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135189

Source date

June 1, 2026
GF CAPITAL ASSET ADVISORS, LLC
Investment adviser

SEC file number

801-73292

Source date

June 17, 2026
GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-79673

Source date

March 31, 2026
GFG ALTERNATIVE INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-107839

Source date

March 25, 2026
GFG CAPITAL, LLC
Investment adviser

SEC file number

801-62274

Source date

March 25, 2026
GFG WEALTH, LLC
Investment adviser

SEC file number

801-130954

Source date

August 16, 2026
GFI INVESTMENT COUNSEL LTD.
Investment adviser

SEC file number

801-131626

Source date

September 1, 2026
GFM ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-107841

Source date

March 31, 2026
GFO ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-56752

Source date

April 27, 2026
GFO ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-128468

Source date

March 31, 2026
GFS ADVISORS LLC
Investment adviser

SEC file number

801-67899

Source date

September 2, 2026
GFS WEALTH MANAGEMENT ADVISORS, INC.
Investment adviser

SEC file number

801-120943

Source date

April 15, 2026
GGM FINANCIAL LLC
Investment adviser

SEC file number

801-128663

Source date

March 20, 2026
GGP MANAGEMENT, L.P.
Investment adviser

SEC file number

801-119383

Source date

May 4, 2026
GHCM UK, LTD.
Exempt reporting adviser

SEC file number

802-109961

Source date

March 17, 2026
GHE, LLC
Investment adviser

SEC file number

801-121636

Source date

July 16, 2026
GHIC ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-130823

Source date

March 30, 2026
GHISALLO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-119233

Source date

August 25, 2026
GHK CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-121863

Source date

March 17, 2026
GHO CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-118407

Source date

March 30, 2026
GHP INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-49990

Source date

March 24, 2026
GI MANAGER L.P.
Investment adviser

SEC file number

801-73556

Source date

March 30, 2026
GIANT STEP MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135428

Source date

January 27, 2026
GIANT VENTURES GLOBAL LLP
Exempt reporting adviser

SEC file number

802-122991

Source date

July 1, 2026
GIANTLEAP MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-132307

Source date

March 30, 2026
GIBBS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123227

Source date

August 28, 2026
GIBERT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135845

Source date

July 24, 2026
GIBRALTAR CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-66289

Source date

June 1, 2026
GIBRALTAR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-126154

Source date

March 27, 2026
GIBSON CAPITAL, LLC
Investment adviser

SEC file number

801-69774

Source date

July 31, 2026
GIBSON FINANCIAL SOLUTIONS, INC.
Investment adviser

SEC file number

801-131019

Source date

March 11, 2026
GIBSON WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-123644

Source date

March 6, 2026
GID MULTIFAMILY INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-129227

Source date

June 24, 2026
GIDEON CAPITAL, LLC
Investment adviser

SEC file number

801-135659

Source date

June 4, 2026
GIFFORD FONG ASSOCIATES
Investment adviser

SEC file number

801-67534

Source date

March 6, 2026
GIGAFUND MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-114783

Source date

March 30, 2026
GIGASCALE CAPITAL ADVISORS, L.P.
Exempt reporting adviser

SEC file number

802-135273

Source date

January 16, 2026
GILBERT & COOK, INC.
Investment adviser

SEC file number

801-107546

Source date

June 4, 2026
GILBERT CAPITAL GROUP, INC.
Investment adviser

SEC file number

801-120810

Source date

April 7, 2026
GILBERT FINANCIAL, LLC
Investment adviser

SEC file number

801-77806

Source date

July 1, 2026
GILBERT GREG RIA, LLC
Investment adviser

SEC file number

801-117719

Source date

May 26, 2026
GILDE EQUITY MANAGEMENT (GEM) BENELUX PARTNERS BV
Exempt reporting adviser

SEC file number

802-113025

Source date

March 31, 2026
GILDE HEALTHCARE PARTNERS B.V.
Exempt reporting adviser

SEC file number

802-125968

Source date

March 27, 2026
GILDE HEALTHCARE PARTNERS US, INC.
Exempt reporting adviser

SEC file number

802-76155

Source date

March 26, 2026
GILDER GAGNON HOWE & CO. LLC
Investment adviser

SEC file number

801-65667

Source date

March 24, 2026
GILEAD CAPITAL LP
Investment adviser

SEC file number

801-107184

Source date

March 31, 2026
GILGAMESH VENTURES LLC
Exempt reporting adviser

SEC file number

802-131803

Source date

May 1, 2026
GILL CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-67301

Source date

March 31, 2026
GILLILAND JETER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-127199

Source date

July 16, 2026
GILLSON CAPITAL LP
Investment adviser

SEC file number

801-107929

Source date

March 27, 2026
GILMAN HILL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-67941

Source date

March 17, 2026
GILMARTIN CAPITAL LLC
Exempt reporting adviser

SEC file number

802-122818

Source date

January 28, 2026
GILPIN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-128788

Source date

March 16, 2026
GIMBAL FINANCIAL, LLC
Investment adviser

SEC file number

801-110875

Source date

March 5, 2026
GINJER AM
Investment adviser

SEC file number

801-81033

Source date

March 24, 2026
GINKGO GLOBAL LIMITED
Investment adviser

SEC file number

801-109987

Source date

March 16, 2026
GINKGO TREE ASSET MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-136714

Source date

June 10, 2026
GIORDANO CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-132518

Source date

March 25, 2026
GIP INVESTMENT ADVISER LLC
Investment adviser

SEC file number

801-126300

Source date

March 31, 2026
GIRA & GIRA INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-135482

Source date

April 16, 2026
GIRAFFES, INC.
Investment adviser

SEC file number

801-72394

Source date

June 8, 2026
GIRARD ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-60354

Source date

August 3, 2026
GIRARD PENSION SERVICES, LLC
Investment adviser

SEC file number

801-60904

Source date

March 30, 2026
GISNZ LTD
Exempt reporting adviser

SEC file number

802-136472

Source date

May 12, 2026
GIVERNY CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-110341

Source date

March 30, 2026
GIVERNY CAPITAL ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-118218

Source date

March 30, 2026
GIVERNY CAPITAL INC.
Investment adviser

SEC file number

801-62943

Source date

June 12, 2026
GIVING TREE WEALTH ADVISORS
Investment adviser

SEC file number

801-137000

Source date

September 10, 2026
GIZA INVESTMENT MANAGEMENT (1993) LTD.
Exempt reporting adviser

SEC file number

802-118645

Source date

March 12, 2026
GK WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-127973

Source date

August 20, 2026
GKB PARTNERS LLC
Investment adviser

SEC file number

801-114620

Source date

March 31, 2026
GKFO, LLC
Investment adviser

SEC file number

801-70478

Source date

March 31, 2026
GKV CAPITAL MANAGEMENT CO INC
Investment adviser

SEC file number

801-11341

Source date

February 18, 2026
GL CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-130127

Source date

March 31, 2026
GLACIER PEAK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-113285

Source date

February 23, 2026
GLADE BROOK CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-73398

Source date

September 9, 2026
GLADIUS CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-70841

Source date

March 24, 2026
GLADOWSKY CAPITAL MANAGEMENT CORP
Investment adviser

SEC file number

801-55802

Source date

February 2, 2026
GLADSTONE CAPITAL MANAGEMENT LLP
Investment adviser

SEC file number

801-81061

Source date

August 14, 2026
GLADSTONE INSTITUTIONAL ADVISORY LLC
Investment adviser

SEC file number

801-101532

Source date

September 24, 2026
GLADSTONE MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-61440

Source date

September 21, 2026
GLADWYN FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-131574

Source date

January 22, 2026
GLASFUNDS, LLC
Investment adviser

SEC file number

801-119167

Source date

August 4, 2026
GLASGOW & ASSOCIATES, LLC
Investment adviser

SEC file number

801-133988

Source date

July 8, 2026
GLASGOW PARTNERS, LLC
Investment adviser

SEC file number

801-66727

Source date

March 25, 2026
GLASS JACOBSON INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-62867

Source date

March 16, 2026
GLASS LAKES CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136320

Source date

June 3, 2026
GLASS RETIREMENT STRATEGIES, INC.
Investment adviser

SEC file number

801-80206

Source date

March 31, 2026
GLASS WEALTH MANAGEMENT CO., LLC
Investment adviser

SEC file number

801-112949

Source date

April 23, 2026
GLASSBEAD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-135932

Source date

August 25, 2026
GLASSBOX ASSET MANAGEMENT
Exempt reporting adviser

SEC file number

802-133702

Source date

March 23, 2026
GLASSMAN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-78005

Source date

January 3, 2026
GLASSMAN WEALTH SERVICES, LLC
Investment adviser

SEC file number

801-70562

Source date

August 11, 2026
GLASSTX CAPITAL LLC
Exempt reporting adviser

SEC file number

802-132794

Source date

April 16, 2025
GLASSWING VENTURES, LLC
Exempt reporting adviser

SEC file number

802-108345

Source date

March 25, 2026
GLASSY MOUNTAIN ADVISORS, INC.
Investment adviser

SEC file number

801-121469

Source date

March 27, 2026
GLAXIS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-63933

Source date

March 30, 2026
GLAZER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136197

Source date

July 7, 2026
GLAZER CAPITAL, LLC.
Investment adviser

SEC file number

801-65644

Source date

March 24, 2026
GLC INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-135999

Source date

April 30, 2026
GLD ADVISORS, LLC
Investment adviser

SEC file number

801-135733

Source date

August 3, 2026
GLEAN MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-129042

Source date

March 23, 2026
G-LEGION, LLC
Investment adviser

SEC file number

801-108880

Source date

July 30, 2026
GLEN EAGLE ADVISORS, LLC
Investment adviser

SEC file number

801-79298

Source date

April 2, 2026
GLEN VENTURES MANAGMENT, INC
Exempt reporting adviser

SEC file number

802-75793

Source date

February 26, 2026
GLENCOE LIMITED, L.L.C.
Exempt reporting adviser

SEC file number

802-123120

Source date

March 27, 2026
GLENDON CAPITAL MANAGEMENT L.P.
Investment adviser

SEC file number

801-77827

Source date

March 30, 2026
GLENEAGLES INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-120549

Source date

March 20, 2026
GLENMEDE INVESTMENT MANAGEMENT, LP
Investment adviser

SEC file number

801-57826

Source date

March 27, 2026
GLENMONT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-76120

Source date

March 30, 2026
GLENNMONT ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-117062

Source date

March 27, 2026
GLENORCHY CAPITAL LIMITED
Investment adviser

SEC file number

801-117456

Source date

March 24, 2026
GLENTRA CAPITAL P/S
Exempt reporting adviser

SEC file number

802-132682

Source date

March 13, 2026
GLENVIEW CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73695

Source date

September 15, 2026
GLENWOOD INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-121991

Source date

March 6, 2026
GLENWOOD PRIVATE EQUITY CO., LTD.
Exempt reporting adviser

SEC file number

802-134244

Source date

March 27, 2026
GLG LLC
Investment adviser

SEC file number

801-65571

Source date

March 31, 2026
GLG PARTNERS LP
Investment adviser

SEC file number

801-78835

Source date

June 17, 2026
GLIDE CAPITAL LLC
Investment adviser

SEC file number

801-110997

Source date

March 25, 2026
GLISCO MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-76360

Source date

March 27, 2026
GLL INVESTORS, LLC
Investment adviser

SEC file number

801-81127

Source date

March 31, 2026
GLOBAL ALPHA CAPITAL MANAGEMENT LTD.
Investment adviser

SEC file number

801-75679

Source date

June 26, 2026
GLOBAL ALTERNATIVE FUNDS PTY LTD
Exempt reporting adviser

SEC file number

802-127522

Source date

September 22, 2025
GLOBAL ASSETS ADVISORY, LLC
Investment adviser

SEC file number

801-114946

Source date

June 1, 2026
GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-78132

Source date

April 30, 2026
GLOBAL AUTOTRADING INC.
Investment adviser

SEC file number

801-67562

Source date

September 22, 2026
GLOBAL BETA ADVISORS LLC
Investment adviser

SEC file number

801-113933

Source date

September 23, 2026
GLOBAL BROKERAGE SERVICES, INC.
Investment adviser

SEC file number

801-131268

Source date

August 18, 2026
GLOBAL CAPITAL PARTNERS INVESTMENTS LLC
Exempt reporting adviser

SEC file number

802-134763

Source date

October 16, 2025
GLOBAL CLEANTECH MANAGEMENT BV
Exempt reporting adviser

SEC file number

802-76811

Source date

March 30, 2026
GLOBAL CREDIT ADVISERS, LLC
Investment adviser

SEC file number

801-69725

Source date

August 5, 2026
GLOBAL DELTA CAPITAL, LLC
Investment adviser

SEC file number

801-129341

Source date

April 30, 2026
GLOBAL ENDOWMENT MANAGEMENT, LP
Investment adviser

SEC file number

801-73314

Source date

August 28, 2026
GLOBAL EVOLUTION USA, LLC
Investment adviser

SEC file number

801-78371

Source date

June 18, 2026
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-117677

Source date

February 25, 2026
GLOBAL FINANCIAL GROUP ADVISORS LLC
Investment adviser

SEC file number

801-110584

Source date

March 26, 2026
GLOBAL FINANCIAL PLANNING GROUP, LLC
Investment adviser

SEC file number

801-132883

Source date

July 16, 2026
GLOBAL FINANCIAL PRIVATE CLIENT, LLC
Investment adviser

SEC file number

801-112204

Source date

March 26, 2026
GLOBAL FOREST PARTNERS LP
Investment adviser

SEC file number

801-62203

Source date

April 29, 2026
GLOBAL FRONTIER INVESTMENTS, LLC
Investment adviser

SEC file number

801-119118

Source date

March 31, 2026
GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK, LLC
Exempt reporting adviser

SEC file number

802-134130

Source date

July 8, 2025
GLOBAL HOLDINGS X LLC
Exempt reporting adviser

SEC file number

802-126675

Source date

March 31, 2026
GLOBAL HORIZON MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-134518

Source date

September 9, 2025
GLOBAL IMC LLC
Investment adviser

SEC file number

801-79753

Source date

September 1, 2026
GLOBAL INFRASTRUCTURE MANAGEMENT, LLC
Investment adviser

SEC file number

801-73696

Source date

May 13, 2026
GLOBAL INVESTMENT ADVISORY LLC
Investment adviser

SEC file number

801-131279

Source date

July 13, 2026
GLOBAL KANDOR ADVISORS, LLC
Investment adviser

SEC file number

801-118873

Source date

July 28, 2026
GLOBAL LISTING ACCELERATOR SECURITIES LIMITED
Investment adviser

SEC file number

801-128620

Source date

March 3, 2026
GLOBAL OPPORTUNE INVESTMENTS LLC
Investment adviser

SEC file number

801-135747

Source date

September 18, 2026
GLOBAL OPPORTUNITY ADVISORS (MAURITIUS) LIMITED
Exempt reporting adviser

SEC file number

802-76274

Source date

April 2, 2026
GLOBAL OPPORTUNITY PENNSYLVANIA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132658

Source date

March 31, 2026
GLOBAL OPPORTUNITY PHILADELPHIA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128373

Source date

March 31, 2026
GLOBAL PARTNERSHIPS
Investment adviser

SEC file number

801-115266

Source date

September 26, 2025
GLOBAL PORTFOLIO SOLUTIONS, INC.
Investment adviser

SEC file number

801-131396

Source date

March 26, 2026
GLOBAL PREDICTIONS INC
Investment adviser

SEC file number

801-128513

Source date

August 24, 2026
GLOBAL RETIREMENT PARTNERS LLC
Investment adviser

SEC file number

801-80074

Source date

September 14, 2026
GLOBAL STRATEGIC INVESTMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-114835

Source date

September 21, 2026
GLOBAL STRATEGIC MANAGEMENT INC
Investment adviser

SEC file number

801-39145

Source date

March 31, 2026
GLOBAL STRATEGIC RISK MANAGEMENT, LLC
Investment adviser

SEC file number

801-131459

Source date

March 17, 2026
GLOBAL TRADING INVESTMENT CO., LIMITED
Exempt reporting adviser

SEC file number

802-134721

Source date

October 9, 2025
GLOBAL TRUST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-68778

Source date

July 15, 2026
GLOBAL TRUST WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131384

Source date

February 27, 2026
GLOBAL VALUE INVESTMENT CORPORATION
Investment adviser

SEC file number

801-121076

Source date

September 24, 2026
GLOBAL VENTURE MANAGEMENT LLC
Investment adviser

SEC file number

801-136344

Source date

August 24, 2026
GLOBAL VENTURES LTD
Exempt reporting adviser

SEC file number

802-127192

Source date

March 27, 2026
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-72887

Source date

August 25, 2026
GLOBAL VIEW INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-68500

Source date

February 23, 2026
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.
Investment adviser

SEC file number

801-110227

Source date

March 27, 2026
GLOBAL WEALTH MANAGEMENT, L.C.
Investment adviser

SEC file number

801-77847

Source date

March 31, 2026
GLOBAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-71368

Source date

February 27, 2026
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC
Investment adviser

SEC file number

801-122556

Source date

May 25, 2026
GLOBAL WEALTH STRATEGIES LLC
Investment adviser

SEC file number

801-62751

Source date

April 6, 2026
GLOBAL X MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-69093

Source date

March 30, 2026
GLOBALGATECAPITAL LLC
Exempt reporting adviser

SEC file number

802-134304

Source date

March 31, 2026
GLOBALT INVESTMENTS LLC
Investment adviser

SEC file number

801-129022

Source date

April 14, 2026
GLOBEFLEX CAPITAL LP
Investment adviser

SEC file number

801-45959

Source date

March 24, 2026
GLOBESPAN CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75925

Source date

March 27, 2026
GLOBIS CAPITAL MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-79344

Source date

March 23, 2026
GLOUSTON CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-63861

Source date

March 31, 2026
GLOVER PARK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132110

Source date

September 23, 2026
GLR INVESTMENT ADVISORY LLC
Investment adviser

SEC file number

801-129154

Source date

August 14, 2026
GLR PARTNERS, LLC
Investment adviser

SEC file number

801-132581

Source date

July 2, 2026
GLS CAPITAL, LLC
Investment adviser

SEC file number

801-114532

Source date

March 31, 2026
GLT VENTURES LLC
Exempt reporting adviser

SEC file number

802-134732

Source date

February 1, 2026
GLY CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-120882

Source date

March 31, 2025
GLYNN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-41243

Source date

March 26, 2026
GLYPTIS MANAGEMENT DE, LLC
Exempt reporting adviser

SEC file number

802-135726

Source date

May 19, 2026
GM ECHO MANAGER LTD
Exempt reporting adviser

SEC file number

802-131003

Source date

March 27, 2026
GMF REAL ESTATE LLC
Exempt reporting adviser

SEC file number

802-110388

Source date

March 27, 2026
GMO SINGAPORE PTE. LIMITED
Investment adviser

SEC file number

801-78717

Source date

March 31, 2026
GMT CAPITAL CORP.
Investment adviser

SEC file number

801-74021

Source date

March 17, 2026
GO INVEST LLC
Investment adviser

SEC file number

801-112971

Source date

March 5, 2026
GOAHEAD MAGE COMPANY, L.L.C.
Exempt reporting adviser

SEC file number

802-75375

Source date

May 22, 2026
GOALFUSION WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120866

Source date

March 2, 2026
GOALPOST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136659

Source date

June 5, 2026
GOALVEST ADVISORY LLC
Investment adviser

SEC file number

801-116790

Source date

August 12, 2026
GOANNA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-123677

Source date

July 27, 2026
GOAT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-124800

Source date

March 11, 2026
GOAT RODEO CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-126445

Source date

April 1, 2026
GOBI CAPITAL LLC
Investment adviser

SEC file number

801-108076

Source date

March 31, 2026
GODEL SOUL LLC
Exempt reporting adviser

SEC file number

802-136149

Source date

May 29, 2026
GODFREY FINANCIAL ASSOCIATES, INC.
Investment adviser

SEC file number

801-78531

Source date

March 21, 2026
GODSEY & GIBB INC
Investment adviser

SEC file number

801-23685

Source date

May 5, 2026
GODSHALK WELSH CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-39857

Source date

March 26, 2026
GODSPEED CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-130749

Source date

March 31, 2026
GODWIN CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-122702

Source date

August 4, 2026
GOEHRING & ROZENCWAJG ASSOCIATES, LLC
Investment adviser

SEC file number

801-107891

Source date

May 4, 2026
GOELZER INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-55588

Source date

July 1, 2026
GOEPPER BURKHARDT LLC
Investment adviser

SEC file number

801-62283

Source date

March 23, 2026
GOFF FOCUSED STRATEGIES LLC
Exempt reporting adviser

SEC file number

802-111801

Source date

March 30, 2026
GOING CPAS & WEALTH ADVISORS, LLP
Investment adviser

SEC file number

801-132882

Source date

August 10, 2026
GOLD COAST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-72197

Source date

March 24, 2026