Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 1 of 95

"THE PILOT'S ADVISOR," LLC
Investment adviser

SEC file number

801-133005

Source date

June 11, 2026
&PARTNERS
Investment adviser

SEC file number

801-37145

Source date

September 25, 2026
.406 VENTURES MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-75123

Source date

March 23, 2026
010118 MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-117522

Source date

March 27, 2026
01VC ADVISOR LTD
Exempt reporting adviser

SEC file number

802-116990

Source date

March 26, 2026
021 INVESTMENTS LLC
Investment adviser

SEC file number

801-128985

Source date

March 26, 2026
021T CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137376

Source date

August 25, 2026
05 CAPITAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-131262

Source date

July 7, 2025
1 MAIN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136410

Source date

September 18, 2026
1 NORTH WEALTH SERVICES, LLC
Investment adviser

SEC file number

801-60941

Source date

September 24, 2026
1 SEED PARTNERS LLC
Investment adviser

SEC file number

801-129247

Source date

March 30, 2026
10 EAST PARTNERS LLC
Investment adviser

SEC file number

801-132304

Source date

August 18, 2026
10,000 DAYS CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130299

Source date

March 31, 2026
100KM VENTURES LLC
Exempt reporting adviser

SEC file number

802-135803

Source date

March 13, 2026
100X ENTREPRENEUR FUND ADVISORY, LLC
Exempt reporting adviser

SEC file number

802-129691

Source date

March 9, 2026
1015 CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-129791

Source date

September 16, 2026
103 ADVISORY GROUP LLC
Investment adviser

SEC file number

801-123666

Source date

January 27, 2026
1060 CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-118443

Source date

May 13, 2026
108 BIOCAPITAL GROWTH FUND, LP
Exempt reporting adviser

SEC file number

802-135191

Source date

December 18, 2025
10D CONSULTING SERVICES LTD.
Exempt reporting adviser

SEC file number

802-118072

Source date

February 18, 2026
10ELMS LLP
Investment adviser

SEC file number

801-131155

Source date

March 31, 2026
10H CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126677

Source date

May 1, 2026
10TALENTS INVESTORS, LLC
Investment adviser

SEC file number

801-126259

Source date

March 25, 2026
10TH LANE PARTNERS, LP
Investment adviser

SEC file number

801-73962

Source date

March 31, 2026
10TH MOUNTAIN, LLC
Investment adviser

SEC file number

801-117380

Source date

March 25, 2026
10X CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-133912

Source date

March 31, 2026
11 CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-117906

Source date

March 23, 2026
11 TRIBES VENTURES LLC
Exempt reporting adviser

SEC file number

802-129140

Source date

March 19, 2026
11.2 CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121310

Source date

March 30, 2026
1102 PARTNERS, LLC
Investment adviser

SEC file number

801-135688

Source date

September 18, 2026
111 CAPITAL
Exempt reporting adviser

SEC file number

802-117399

Source date

September 25, 2026
111 WEST CAPITAL LLC
Exempt reporting adviser

SEC file number

802-127943

Source date

March 31, 2026
12 FLAGS CONSUMER FUND GP
Exempt reporting adviser

SEC file number

802-137373

Source date

August 24, 2026
12 WEST CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-73235

Source date

March 20, 2026
120 CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-124806

Source date

March 30, 2026
1207 CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-76747

Source date

March 30, 2026
1230 ADVISORS, LLC
Investment adviser

SEC file number

801-120771

Source date

January 30, 2026
1248 PARTNERS, LLC
Investment adviser

SEC file number

801-130387

Source date

June 30, 2026
1270 CAPITAL LLC
Exempt reporting adviser

SEC file number

802-106599

Source date

March 16, 2026
1291GROUP OF THE AMERICAS, LTD
Investment adviser

SEC file number

801-100397

Source date

March 30, 2026
12TH STREET ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-76968

Source date

February 24, 2026
1315 CAPITAL, LLC
Investment adviser

SEC file number

801-118283

Source date

March 24, 2026
13658058 CANADA INC.
Exempt reporting adviser

SEC file number

802-126842

Source date

March 24, 2026
137 VENTURES MANAGEMENT LLC
Investment adviser

SEC file number

801-100403

Source date

April 15, 2026
13CAPITAL LLC
Exempt reporting adviser

SEC file number

802-126143

Source date

March 10, 2026
13D MANAGEMENT LLC
Investment adviser

SEC file number

801-130908

Source date

March 25, 2026
140 SUMMER PARTNERS LP
Investment adviser

SEC file number

801-118703

Source date

March 20, 2026
1487297 B.C. LTD.
Exempt reporting adviser

SEC file number

802-132285

Source date

March 25, 2026
1492 CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-70447

Source date

March 30, 2026
14PEAKS CAPITAL AG
Exempt reporting adviser

SEC file number

802-131345

Source date

March 5, 2026
14W VENTURES GP LLC
Exempt reporting adviser

SEC file number

802-107590

Source date

April 1, 2026
15 EQUITY, LLC
Investment adviser

SEC file number

801-119711

Source date

March 27, 2026
15 WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-135695

Source date

September 9, 2026
1505 CAPITAL LLC
Investment adviser

SEC file number

801-114155

Source date

March 27, 2026
154 PARTNERS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-136944

Source date

July 15, 2026
1543 CAPITAL LP
Investment adviser

SEC file number

801-121091

Source date

April 30, 2026
15706939 CANADA INC.
Investment adviser

SEC file number

801-130279

Source date

January 2, 2026
1607 CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-68322

Source date

March 17, 2026
1620 INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-63977

Source date

June 3, 2026
1650 WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131337

Source date

March 18, 2026
16TH AMENDMENT ADVISORS LLC
Investment adviser

SEC file number

801-70324

Source date

March 3, 2026
17 CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-120928

Source date

March 31, 2026
17 SIGMA CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-128104

Source date

April 1, 2026
1707 CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-131098

Source date

March 9, 2026
1745 VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-133764

Source date

June 4, 2026
1776 WEALTH LLC
Investment adviser

SEC file number

801-109928

Source date

March 30, 2026
1787FP INVESTMENT SERVICES, LLC
Investment adviser

SEC file number

801-129191

Source date

March 6, 2026
1789 CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-134250

Source date

August 11, 2026
18 SALISBURY CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-137389

Source date

August 27, 2026
180 WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-110219

Source date

February 25, 2026
1801 ADMIN, LLC
Investment adviser

SEC file number

801-73119

Source date

March 28, 2026
1802 VENTURES GP LLC
Exempt reporting adviser

SEC file number

802-133762

Source date

February 10, 2026
1818 PRIVATE CLIENT GROUP, LLC
Investment adviser

SEC file number

801-132124

Source date

January 30, 2026
1819 PARTNERS, LLC
Investment adviser

SEC file number

801-128667

Source date

March 24, 2026
1823 PARTNERS (US) LLC
Investment adviser

SEC file number

801-131689

Source date

March 31, 2026
1832 ASSET MANAGEMENT U.S. INC.
Investment adviser

SEC file number

801-61257

Source date

September 4, 2026
1834 INVESTMENT ADVISORS CO.
Investment adviser

SEC file number

801-11335

Source date

September 4, 2026
1836 ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-120979

Source date

March 25, 2026
186 VENTURES MANAGEMENT GROUP, LLC
Exempt reporting adviser

SEC file number

802-123774

Source date

March 31, 2026
1876 PARTNERS, LP
Investment adviser

SEC file number

801-129257

Source date

March 30, 2026
1888 INVESTMENTS, LLC
Investment adviser

SEC file number

801-120484

Source date

March 27, 2026
1900 WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-105469

Source date

August 20, 2026
1907 MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-131039

Source date

March 30, 2026
191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-126375

Source date

February 10, 2026
1919 INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-63656

Source date

August 27, 2026
1932 INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-134385

Source date

May 22, 2026
1947 RISE, LLC
Exempt reporting adviser

SEC file number

802-128045

Source date

March 7, 2026
1977 WEALTH, LLC
Investment adviser

SEC file number

801-137004

Source date

August 18, 2026
1984 VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112471

Source date

March 30, 2026
1988 ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-125977

Source date

June 16, 2026
1CONFIRMATION GLOBAL, LLC
Investment adviser

SEC file number

801-121940

Source date

June 3, 2026
1EP MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131959

Source date

March 31, 2026
1KX MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-125910

Source date

March 27, 2026
1N CAPITAL, LLC
Investment adviser

SEC file number

801-119093

Source date

March 19, 2026
1SHARPE CAPITAL LLC
Investment adviser

SEC file number

801-111931

Source date

March 31, 2026
1ST DISCOUNT BROKERAGE, INC.
Investment adviser

SEC file number

801-132978

Source date

March 31, 2026
1UP SERVICES L.L.C.
Exempt reporting adviser

SEC file number

802-127775

Source date

March 20, 2026
1WS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-114286

Source date

March 31, 2026
2 KNIGHTS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-124807

Source date

April 17, 2026
2.0 VENTURES ADVISER LLC
Exempt reporting adviser

SEC file number

802-134377

Source date

March 19, 2026
201 VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136312

Source date

April 20, 2026
2020HL, LLC
Exempt reporting adviser

SEC file number

802-125889

Source date

May 13, 2026
2048 VENTURES, LLC
Exempt reporting adviser

SEC file number

802-117398

Source date

March 31, 2026
21 WEST WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132023

Source date

June 30, 2026
210 WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-129099

Source date

August 3, 2026
213 MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-114910

Source date

March 25, 2026
21BRIDGE CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137404

Source date

August 31, 2026
21SHARES US LLC
Investment adviser

SEC file number

801-128769

Source date

March 24, 2026
2201 CAPITAL, LLC
Investment adviser

SEC file number

801-135715

Source date

June 30, 2026
221B CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130808

Source date

March 25, 2026
222 CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132554

Source date

March 24, 2026
22C CAPITAL LLC
Investment adviser

SEC file number

801-117066

Source date

May 1, 2026
22NW, LP
Investment adviser

SEC file number

801-110797

Source date

March 13, 2026
22V ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-128548

Source date

March 25, 2026
24A CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-137382

Source date

August 26, 2026
25, LLC
Investment adviser

SEC file number

801-123213

Source date

May 19, 2026
2521 ENTERTAINMENT LLC
Exempt reporting adviser

SEC file number

802-135649

Source date

February 23, 2026
25MADISON PROPEL FUND MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-135461

Source date

January 30, 2026
25MADISON VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-126362

Source date

March 31, 2026
26NORTH DIRECT LENDING LP
Investment adviser

SEC file number

801-126681

Source date

March 31, 2026
26NORTH PARTNERS LP
Investment adviser

SEC file number

801-126520

Source date

July 1, 2026
2717 PARTNERS LP
Exempt reporting adviser

SEC file number

802-132063

Source date

April 29, 2026
272 CAPITAL LP
Exempt reporting adviser

SEC file number

802-133862

Source date

March 31, 2026
2E CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-132380

Source date

September 4, 2026
2N CAPITAL GP LLC
Exempt reporting adviser

SEC file number

802-131505

Source date

February 5, 2026
2X CPGP MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-113318

Source date

March 31, 2026
2XIDEAS US INC.
Investment adviser

SEC file number

801-128870

Source date

June 11, 2026
3 BOOMERANG CAPITAL, LP
Investment adviser

SEC file number

801-130745

Source date

April 29, 2026
3 FACTOR INDEXING, LLC
Investment adviser

SEC file number

801-110926

Source date

March 26, 2026
3 MANAGEMENT CO, LLC
Exempt reporting adviser

SEC file number

802-136612

Source date

May 29, 2026
3(38) INVESTMENT FIDUCIARIES INC.
Investment adviser

SEC file number

801-114078

Source date

June 22, 2026
3.0 FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-124974

Source date

March 19, 2026
3000 MANAGEMENT, INC.
Investment adviser

SEC file number

801-61603

Source date

March 20, 2026
32 DEGREES CAPITAL ADVISOR LTD.
Exempt reporting adviser

SEC file number

802-77279

Source date

March 1, 2026
325 CAPITAL LLC
Investment adviser

SEC file number

801-119639

Source date

March 23, 2026
325 FILLMORE LLC
Investment adviser

SEC file number

801-110052

Source date

March 25, 2026
327 CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-121658

Source date

July 15, 2026
33 CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-128177

Source date

July 31, 2026
337 FRONTIER CAPITAL, LP
Investment adviser

SEC file number

801-108220

Source date

April 2, 2026
34 FINANCIAL, LLC
Investment adviser

SEC file number

801-135314

Source date

February 12, 2026
345 INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-136279

Source date

September 9, 2026
359 CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135375

Source date

January 21, 2026
36 NORTH CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122931

Source date

February 2, 2026
36 SOUTH CAPITAL ADVISORS LLP
Investment adviser

SEC file number

801-77793

Source date

March 27, 2026
360 FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-123075

Source date

March 6, 2026
360 FINANCIAL, INC.
Investment adviser

SEC file number

801-78425

Source date

May 12, 2026
360 ONE ALTERNATES ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-131847

Source date

June 24, 2026
360 ONE ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-115268

Source date

June 24, 2026
360 ONE CAPITAL PTE LTD
Exempt reporting adviser

SEC file number

802-106895

Source date

June 9, 2026
360 ONE PORTFOLIO MANAGERS LIMITED
Investment adviser

SEC file number

801-118325

Source date

June 24, 2026
3650 REIT INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-110624

Source date

March 31, 2026
36ONE INTERNATIONAL IC LIMITED
Exempt reporting adviser

SEC file number

802-130312

Source date

June 30, 2026
37SPRUCE INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-135709

Source date

July 28, 2026
3A CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136703

Source date

July 27, 2026
3A PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-136291

Source date

April 16, 2026
3B CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-121909

Source date

March 27, 2026
3B1 PARTNERS, LLC
Investment adviser

SEC file number

801-136967

Source date

June 30, 2026
3CHOPT INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-123462

Source date

March 24, 2026
3D ADVISOR GROUP, INC.
Investment adviser

SEC file number

801-136280

Source date

September 10, 2026
3D INVESTMENT PARTNERS PTE. LTD.
Exempt reporting adviser

SEC file number

802-107363

Source date

July 8, 2026
3EDGE ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-106982

Source date

April 7, 2026
3FOURTEEN & SMI ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-130295

Source date

January 20, 2026
3G CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-74040

Source date

March 31, 2026
3I CORPORATION
Investment adviser

SEC file number

801-73360

Source date

June 29, 2026
3I INVESTMENTS PLC
Exempt reporting adviser

SEC file number

802-75107

Source date

June 29, 2026
3I MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128693

Source date

August 25, 2026
3I PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136056

Source date

March 30, 2026
3IQ DIGITAL ASSETS (US) INC.
Exempt reporting adviser

SEC file number

802-135379

Source date

May 13, 2026
3J CAPITAL PARTNERS LTD
Investment adviser

SEC file number

801-112499

Source date

March 10, 2026
3L CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119140

Source date

March 31, 2026
3LINES, LLC
Exempt reporting adviser

SEC file number

802-124918

Source date

May 11, 2026
3ONE4 CAPITAL FME IFSC LLP
Exempt reporting adviser

SEC file number

802-130814

Source date

June 29, 2026
3P INVESTMENT MANAGERS PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-130788

Source date

June 1, 2026
3PIM INTERNATIONAL (IFSC) LLP
Exempt reporting adviser

SEC file number

802-134245

Source date

September 11, 2026
3RD CREEK INVESTMENTS, INC.
Investment adviser

SEC file number

801-120802

Source date

January 23, 2026
3ROOTS WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-134422

Source date

August 5, 2026
3SPOKE MANAGEMENT, LLC
Investment adviser

SEC file number

801-136556

Source date

July 22, 2026
3TECH MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132299

Source date

July 14, 2026
3W FUND MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-80913

Source date

March 9, 2026
4 MI YODEA LTD
Exempt reporting adviser

SEC file number

802-125993

Source date

March 30, 2026
40/86 ADVISORS, INC.
Investment adviser

SEC file number

801-17857

Source date

April 22, 2026
400 CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-74346

Source date

July 1, 2026
401K GENERATION
Investment adviser

SEC file number

801-71606

Source date

March 24, 2026
42 AM, LLC
Investment adviser

SEC file number

801-136362

Source date

April 27, 2026
424 CAPITAL, LLC
Investment adviser

SEC file number

801-126295

Source date

April 29, 2026
44 NORTH CAPITAL, LLC
Investment adviser

SEC file number

801-128572

Source date

August 26, 2026
44 WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-119064

Source date

March 31, 2026
442 CAPITAL PTY LTD
Investment adviser

SEC file number

801-132211

Source date

August 12, 2026
4490 VENTURE SERVICES, LLC
Exempt reporting adviser

SEC file number

802-88207

Source date

March 31, 2026
46 PEAKS LLC
Investment adviser

SEC file number

801-117945

Source date

April 20, 2026
4612 GROUP, LLC
Investment adviser

SEC file number

801-118617

Source date

March 30, 2026
468 MANAGEMENT GMBH
Exempt reporting adviser

SEC file number

802-120260

Source date

July 8, 2026
47TH STREET PARTNERS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-126364

Source date

March 18, 2026
49 PALMS VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135702

Source date

May 22, 2026
49 WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123687

Source date

September 22, 2026
4ALPHAS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-106715

Source date

March 17, 2026
4BIO PARTNERS LLP
Exempt reporting adviser

SEC file number

802-135071

Source date

July 15, 2026
4D ADVISORS, LLC
Investment adviser

SEC file number

801-132245

Source date

March 31, 2026
4DX VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118755

Source date

March 31, 2026
4FI MANAGEMENT GMBH
Exempt reporting adviser

SEC file number

802-127753

Source date

March 31, 2026
4J WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113972

Source date

September 14, 2026
4POINT9 CAPITAL ADVISORS LLP
Exempt reporting adviser

SEC file number

802-118977

Source date

June 24, 2026
4SIGHT WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-136581

Source date

May 26, 2026
4THOUGHT FINANCIAL GROUP INC.
Investment adviser

SEC file number

801-74692

Source date

January 5, 2026
4WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-113392

Source date

April 9, 2026
4X4 CAPITAL, LLC
Investment adviser

SEC file number

801-128439

Source date

March 24, 2026
50 SOUTH CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-81046

Source date

March 31, 2026
500 KIMCHI MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-112801

Source date

March 27, 2026
500 STARTUPS CANADA MANAGEMENT COMPANY, INC.
Exempt reporting adviser

SEC file number

802-110576

Source date

March 27, 2026
500 STARTUPS MANAGEMENT COMPANY SINGAPORE PTE LTD
Exempt reporting adviser

SEC file number

802-112804

Source date

March 27, 2026
500 STARTUPS MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-74642

Source date

March 27, 2026
501 NORTH, LLC
Investment adviser

SEC file number

801-134954

Source date

March 31, 2026
503 CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-130277

Source date

April 8, 2026
503 PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-107547

Source date

March 13, 2026
50T HOLDINGS, LLC
Investment adviser

SEC file number

801-129893

Source date

April 30, 2026
51QUID DIGITAL LLC
Exempt reporting adviser

SEC file number

802-132663

Source date

March 31, 2025
52AFRICA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136674

Source date

June 15, 2026
55 NORTH PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-132533

Source date

March 27, 2026
55I, LLC
Investment adviser

SEC file number

801-110302

Source date

June 30, 2026
56 CAPITAL PARTNERS, LTD
Investment adviser

SEC file number

801-135955

Source date

June 12, 2026
57 STARS LLC
Investment adviser

SEC file number

801-64608

Source date

March 30, 2026
59 NORTH CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-114733

Source date

March 31, 2026
5AM VENTURE MANAGEMENT, LLC
Investment adviser

SEC file number

801-120173

Source date

March 30, 2026
5C CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-108825

Source date

March 17, 2026
5C INVESTMENT PARTNERS ADVISOR LLC
Investment adviser

SEC file number

801-129883

Source date

March 26, 2026
5C LENDING PARTNERS ADVISOR LLC
Investment adviser

SEC file number

801-129884

Source date

March 26, 2026
5T WEALTH, LLC
Investment adviser

SEC file number

801-58183

Source date

August 5, 2026
5TH CENTURY PARTNERS LP
Investment adviser

SEC file number

801-130835

Source date

July 30, 2026
5TH STREET ADVISORS, LLC
Investment adviser

SEC file number

801-68066

Source date

September 17, 2026
5Y CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-114637

Source date

March 24, 2026
6 DIMENSIONS CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-113386

Source date

March 30, 2026
603 FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-135510

Source date

June 23, 2026
626 FINANCIAL, LLC
Investment adviser

SEC file number

801-120219

Source date

August 18, 2026
645 VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113372

Source date

March 31, 2026
6529 CAPITAL LLC
Exempt reporting adviser

SEC file number

802-126347

Source date

August 7, 2026
67 CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134826

Source date

March 24, 2026
683 CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73162

Source date

March 30, 2026
6TH MAN VENTURES, LLC
Investment adviser

SEC file number

801-128472

Source date

March 31, 2026
6TH STREET ADVISORS, LLC
Investment adviser

SEC file number

801-129586

Source date

January 8, 2026
7 MAIN CAPITAL LLC
Exempt reporting adviser

SEC file number

802-134079

Source date

March 16, 2026
71 WEST CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-134535

Source date

June 18, 2026
724 ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-123108

Source date

March 19, 2026
724 CAPITAL, LLC
Investment adviser

SEC file number

801-123098

Source date

September 15, 2026
747 CAPITAL, LLC
Investment adviser

SEC file number

801-79112

Source date

July 24, 2026
755 WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136490

Source date

August 21, 2026
76 SOUTH CAPITAL LLC
Exempt reporting adviser

SEC file number

802-137476

Source date

September 9, 2026
776 MANAGEMENT, LLC
Investment adviser

SEC file number

801-123753

Source date

March 31, 2026
7G BIOVENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-123315

Source date

March 24, 2026
7RIDGE LIMITED
Investment adviser

SEC file number

801-128456

Source date

May 26, 2026
7V AI MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129264

Source date

February 5, 2026