Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 34 of 95

FIVE POINTS CAPITAL LLC
Investment adviser

SEC file number

801-73796

Source date

March 30, 2026
FIVE SPEED FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-135037

Source date

August 28, 2026
FIVE STONES CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137137

Source date

July 22, 2026
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
Investment adviser

SEC file number

801-119235

Source date

March 3, 2026
FIVESPAN PARTNERS, LP
Investment adviser

SEC file number

801-131120

Source date

March 31, 2026
FJ CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-78866

Source date

March 30, 2026
FJ LABS MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-120650

Source date

March 30, 2026
FJELL CAPITAL, LLC
Investment adviser

SEC file number

801-128577

Source date

August 24, 2026
FLACK, EMBER LOUISE
Investment adviser

SEC file number

801-62800

Source date

April 2, 2026
FLAGSHIP CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-117804

Source date

March 25, 2026
FLAGSHIP HARBOR ADVISORS, LLC
Investment adviser

SEC file number

801-71997

Source date

May 21, 2026
FLAGSHIP INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-131473

Source date

April 14, 2026
FLAGSHIP PIONEERING, LLC
Exempt reporting adviser

SEC file number

802-75749

Source date

March 31, 2026
FLAGSHIP PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-108301

Source date

August 25, 2026
FLAGSHIP WEALTH ADVISORS, LLC.
Investment adviser

SEC file number

801-112001

Source date

April 21, 2026
FLAGSTAR SECURITIES, INC.
Investment adviser

SEC file number

801-67767

Source date

July 28, 2026
FLAGSTONE FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-108722

Source date

April 21, 2026
FLAHARTY ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-78437

Source date

March 19, 2026
FLAHERTY & CRUMRINE INCORPORATED
Investment adviser

SEC file number

801-19384

Source date

March 25, 2026
FLAIR VENTURES, INC.
Exempt reporting adviser

SEC file number

802-127032

Source date

March 9, 2026
FLAMEBACK CAPITAL USA, INC
Investment adviser

SEC file number

801-129576

Source date

May 14, 2026
FLANK FUND MANAGER, LLC
Exempt reporting adviser

SEC file number

802-117282

Source date

March 31, 2026
FLARE CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-76074

Source date

May 14, 2026
FLAT FOOTED LLC
Investment adviser

SEC file number

801-113409

Source date

April 22, 2026
FLAT ROCK GLOBAL, LLC
Investment adviser

SEC file number

801-110612

Source date

March 24, 2026
FLATIRON RR LLC, MANAGER SERIES
Investment adviser

SEC file number

801-122074

Source date

March 31, 2026
FLATROCK ENERGY ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-74810

Source date

March 30, 2026
FLATROCK WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-130991

Source date

June 10, 2026
FLAVIN FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-129689

Source date

February 13, 2026
FLAX POND CAPITAL, LLC
Investment adviser

SEC file number

801-127211

Source date

January 30, 2026
FLC CAPITAL ADVISORS
Investment adviser

SEC file number

801-77600

Source date

April 3, 2026
FLEX CAPITAL MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-114647

Source date

March 31, 2026
FLEXIBLE PLAN INVESTMENTS LTD
Investment adviser

SEC file number

801-21073

Source date

March 31, 2026
FLEXIS CAPITAL LLC
Investment adviser

SEC file number

801-121972

Source date

March 24, 2026
FLEXPATH STRATEGIES LLC
Investment adviser

SEC file number

801-80914

Source date

June 26, 2026
FLEXSTONE PARTNERS, LLC
Investment adviser

SEC file number

801-69478

Source date

March 30, 2026
FLFS ADVISORY LLC
Investment adviser

SEC file number

801-132387

Source date

June 30, 2026
FLIGHT DECK CAPITAL, LP
Investment adviser

SEC file number

801-120837

Source date

March 27, 2026
FLIGHT LINE FINANCIAL, LLC
Investment adviser

SEC file number

801-135330

Source date

June 24, 2026
FLINT ADVISORY LLC
Exempt reporting adviser

SEC file number

802-122807

Source date

March 26, 2026
FLINT RIDGE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-78632

Source date

March 30, 2026
FLOAT MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-131688

Source date

May 22, 2026
FLOATING CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-132650

Source date

March 31, 2026
FLOATING POINT ADVISORS LLC
Exempt reporting adviser

SEC file number

802-124735

Source date

March 30, 2026
FLOOD VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126052

Source date

March 25, 2026
FLOODGATE MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-75588

Source date

March 31, 2026
FLOREAT WEALTH MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-119867

Source date

March 31, 2026
FLOREK FINANCIAL, LLC
Investment adviser

SEC file number

801-110016

Source date

February 10, 2026
FLORENCE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-106523

Source date

June 1, 2026
FLORENCE PRIVATE LENDING TR
Exempt reporting adviser

SEC file number

802-134330

Source date

August 13, 2025
FLORIAN FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-67944

Source date

June 17, 2026
FLORIDA ATLANTIC SECURITIES CORP.
Investment adviser

SEC file number

801-136968

Source date

July 22, 2026
FLORIDA FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-127276

Source date

September 8, 2026
FLORIN COURT CAPITAL LLP
Exempt reporting adviser

SEC file number

802-106773

Source date

June 11, 2026
FLORIN PENSIONS LLC
Investment adviser

SEC file number

801-73254

Source date

May 15, 2026
FLORIS CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132726

Source date

March 30, 2026
FLOURISH WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-113325

Source date

May 6, 2026
FLOW FOCUS LLC
Investment adviser

SEC file number

801-128415

Source date

March 25, 2026
FLOWER CITY CAPITAL LLC
Investment adviser

SEC file number

801-113630

Source date

July 20, 2026
FLOWERING TREE INVESTMENT MANAGEMENT PTE. LTD.
Investment adviser

SEC file number

801-113995

Source date

February 12, 2026
FLOWING RIVER CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-120775

Source date

March 24, 2026
FLOWSTONE PARTNERS, LLC
Investment adviser

SEC file number

801-115230

Source date

July 7, 2026
FLOWSTREAM ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137584

Source date

September 23, 2026
FLOYD FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-129942

Source date

March 18, 2026
FLOYD, BENJAMIN JOSEPH
Investment adviser

SEC file number

801-60539

Source date

September 14, 2026
FLP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130790

Source date

August 14, 2026
FLUENT FINANCIAL, LLC
Investment adviser

SEC file number

801-78976

Source date

April 29, 2026
FLUME VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128067

Source date

March 27, 2026
FLYING FISH MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-110747

Source date

March 17, 2026
FLYING POINT ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-116730

Source date

February 19, 2026
FLYING POINT FINANCIAL, INC.
Investment adviser

SEC file number

801-95168

Source date

September 1, 2026
FLYNN ZITO CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-71111

Source date

February 25, 2026
FLYOVER CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-128069

Source date

September 3, 2026
FLYWHEEL FUND VI GP LLC
Exempt reporting adviser

SEC file number

802-134757

Source date

March 18, 2026
FLYWHEEL PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-127620

Source date

March 6, 2026
FMA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120645

Source date

February 27, 2026
FMAC MANAGEMENT LLC
Investment adviser

SEC file number

801-137271

Source date

August 11, 2026
FMB RETIREMENT SERVICES
Investment adviser

SEC file number

801-76839

Source date

March 5, 2026
FMB WEALTH MANAGEMENT
Investment adviser

SEC file number

801-61556

Source date

April 28, 2026
FMR INVESTMENT MANAGEMENT (UK) LIMITED
Investment adviser

SEC file number

801-28773

Source date

June 29, 2026
FNEX WEALTH, LLC
Investment adviser

SEC file number

801-132205

Source date

April 1, 2026
FNY INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-113067

Source date

March 30, 2026
FOCUS 401 (K) GROUP, LLC
Investment adviser

SEC file number

801-80065

Source date

January 14, 2026
FOCUS ADVISOR SOLUTIONS, LLC
Investment adviser

SEC file number

801-67641

Source date

August 5, 2026
FOCUS FINANCIAL NETWORK, INC.
Investment adviser

SEC file number

801-71117

Source date

August 26, 2026
FOCUS INVESTMENT ADVISORS, INC
Investment adviser

SEC file number

801-57176

Source date

March 30, 2026
FOCUS PARTNERS WEALTH, LLC
Investment adviser

SEC file number

801-72862

Source date

April 30, 2026
FOCUS PLANNING GROUP, LLC
Investment adviser

SEC file number

801-132810

Source date

March 9, 2026
FOCUS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-77462

Source date

March 23, 2026
FOCUSED ALPHA, LLC
Investment adviser

SEC file number

801-121367

Source date

March 12, 2026
FOCUSED INVESTORS LLC
Investment adviser

SEC file number

801-66523

Source date

March 30, 2026
FOCUSED WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-71860

Source date

March 23, 2026
FOCUSGROWTH ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-126248

Source date

July 2, 2026
FOG CITY ADVISORS, LLC
Investment adviser

SEC file number

801-133002

Source date

March 2, 2026
FOGARTY WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-131064

Source date

March 6, 2026
FOGEL CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-49135

Source date

March 27, 2026
FOGUTH WEALTH MANAGEMENT, LLC.
Investment adviser

SEC file number

801-128714

Source date

August 25, 2026
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-13545

Source date

April 2, 2026
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
Investment adviser

SEC file number

801-67696

Source date

March 27, 2026
FOLIOBEYOND, LLC
Investment adviser

SEC file number

801-113952

Source date

July 15, 2026
FOLIUM CAPITAL LP
Investment adviser

SEC file number

801-110247

Source date

March 31, 2026
FOLIUS VENTURES LLC
Exempt reporting adviser

SEC file number

802-123078

Source date

March 30, 2026
FOLVEX CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135408

Source date

January 26, 2026
FONDSMAEGLERSELSKAB HAFNIUM INVESTMENT A/S
Exempt reporting adviser

SEC file number

802-136889

Source date

June 29, 2026
FONDSMAEGLERSELSKABET MAJ INVEST A/S
Investment adviser

SEC file number

801-110563

Source date

March 23, 2026
FONT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128454

Source date

April 1, 2026
FONTINALIS PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-75804

Source date

May 12, 2026
FONVILLE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-114868

Source date

May 13, 2026
FOOTHILLS ADVISORS, LLC
Investment adviser

SEC file number

801-129654

Source date

August 24, 2026
FOOTPATH VENTURES LP
Investment adviser

SEC file number

801-126249

Source date

March 25, 2026
FOOTPRINT COALITION VENTURES, LLC
Exempt reporting adviser

SEC file number

802-128980

Source date

February 9, 2026
FOOTPRINT VENTURES, INC.
Exempt reporting adviser

SEC file number

802-76338

Source date

May 1, 2026
FOOTWORK MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121688

Source date

March 13, 2026
FORA CAPITAL, LLC
Investment adviser

SEC file number

801-119199

Source date

March 27, 2026
FORADA LIMITED
Exempt reporting adviser

SEC file number

802-126752

Source date

September 25, 2026
FORAGER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120794

Source date

March 23, 2026
FORBES FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-117958

Source date

March 30, 2026
FORBION NORTH AMERICA LLC
Exempt reporting adviser

SEC file number

802-130921

Source date

April 14, 2026
FORD STREET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130069

Source date

March 25, 2026
FOREBRIGHT CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-107392

Source date

May 22, 2026
FOREFRONT ANALYTICS, LLC
Investment adviser

SEC file number

801-71469

Source date

May 30, 2026
FOREFRONT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-132722

Source date

May 13, 2026
FOREFRONT WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-130608

Source date

May 1, 2026
FOREPONT CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135325

Source date

January 13, 2026
FORERUNNER VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-77182

Source date

March 31, 2026
FORESIGHT AUSTRALIA FUNDS MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-108143

Source date

June 30, 2026
FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC.
Investment adviser

SEC file number

801-81193

Source date

March 24, 2026
FORESIGHT GLOBAL INVESTORS, INC.
Investment adviser

SEC file number

801-106799

Source date

March 23, 2026
FORESIGHT GROUP LLP
Investment adviser

SEC file number

801-120891

Source date

June 25, 2026
FORESITE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-80017

Source date

July 30, 2026
FOREST ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-120899

Source date

September 9, 2026
FOREST AVENUE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-125864

Source date

March 31, 2026
FOREST CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-79809

Source date

March 27, 2026
FOREST CAPITAL OPERATING COMPANY LLC
Investment adviser

SEC file number

801-127542

Source date

July 7, 2026
FOREST HILL CAPITAL, LLC
Investment adviser

SEC file number

801-62567

Source date

April 3, 2026
FOREST INVESTMENT ASSOCIATES L.P.
Investment adviser

SEC file number

801-27363

Source date

April 2, 2026
FOREST ROAD ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-126622

Source date

June 30, 2026
FORESTER CAPITAL MANAGEMENT LTD
Investment adviser

SEC file number

801-56631

Source date

March 31, 2026
FORESTER CAPITAL, L.L.C.
Investment adviser

SEC file number

801-73494

Source date

March 31, 2026
FOREVER FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-132616

Source date

March 30, 2026
FOREVEST CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-108778

Source date

March 31, 2026
FOREWORD CAPITAL, LP
Investment adviser

SEC file number

801-133997

Source date

September 18, 2026
FOREWORD FOUNDRY, LLC
Exempt reporting adviser

SEC file number

802-135233

Source date

March 12, 2026
FORGE FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-117938

Source date

September 8, 2026
FORGE GLOBAL ADVISORS LLC
Investment adviser

SEC file number

801-116933

Source date

April 6, 2026
FORGELIGHT LLC
Investment adviser

SEC file number

801-118342

Source date

March 31, 2026
FORGEPOINT CAPITAL MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-107545

Source date

March 23, 2026
FORM PROSPERITY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-135626

Source date

July 21, 2026
FORM WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-131059

Source date

March 11, 2026
FORMA CASHMERE LLC
Investment adviser

SEC file number

801-130938

Source date

June 8, 2026
FORMAN CAPITAL, LLC
Investment adviser

SEC file number

801-129505

Source date

March 25, 2026
FORMATION VC MANAGEMENT CO, LLC
Exempt reporting adviser

SEC file number

802-135652

Source date

February 23, 2026
FORMATION8 PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-74921

Source date

March 30, 2026
FORMENTERA PARTNERS LP
Investment adviser

SEC file number

801-126229

Source date

March 31, 2026
FORMIDABLE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-77975

Source date

August 14, 2026
FORMULA GROWTH LIMITED
Investment adviser

SEC file number

801-110365

Source date

April 10, 2026
FORMULA GROWTH MANAGEMENT CORP
Investment adviser

SEC file number

801-110367

Source date

April 10, 2026
FORMULATE FINANCIAL LLC
Investment adviser

SEC file number

801-130229

Source date

January 28, 2026
FORNESS FINANCIAL LLC
Investment adviser

SEC file number

801-112637

Source date

February 6, 2026
FORNEXT INC.
Exempt reporting adviser

SEC file number

802-133867

Source date

June 12, 2025
FORONJY FINANCIAL LLC
Investment adviser

SEC file number

801-130928

Source date

August 6, 2026
FORREST FINANCIAL SERVICES L.L.C.
Investment adviser

SEC file number

801-133938

Source date

March 11, 2026
FORS FINANCIAL CONSULTING, PS
Investment adviser

SEC file number

801-132459

Source date

March 3, 2026
FORSYTH STREET ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-119447

Source date

March 31, 2026
FORT ADVISORS INC
Investment adviser

SEC file number

801-128317

Source date

March 28, 2026
FORT BAKER CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-112796

Source date

March 31, 2026
FORT HENRY CAPITAL, LLC
Investment adviser

SEC file number

801-108626

Source date

February 17, 2026
FORT POINT CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-69650

Source date

March 31, 2026
FORT POINT CAPITAL, LLC
Investment adviser

SEC file number

801-119135

Source date

March 24, 2026
FORT ROSS VENTURES ISRAEL LTD
Exempt reporting adviser

SEC file number

802-129073

Source date

April 1, 2026
FORT SHERIDAN ADVISORS LLC
Investment adviser

SEC file number

801-70517

Source date

August 27, 2026
FORT STREET ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-129378

Source date

March 31, 2026
FORT VANCOUVER INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-112403

Source date

February 11, 2026
FORT WASHINGTON INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-37235

Source date

June 23, 2026
FORTE ADVISORY SERVICES,LLC
Investment adviser

SEC file number

801-129483

Source date

March 23, 2026
FORTE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-64405

Source date

March 1, 2026
FORTE CAPITAL MANAGEMENT III L.L.C.
Exempt reporting adviser

SEC file number

802-120672

Source date

March 30, 2026
FORTE CAPITAL MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-80536

Source date

March 30, 2026
FORTEM FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-112300

Source date

April 21, 2026
FORTERIS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-44613

Source date

March 16, 2026
FORTEUS INVESTMENT MANAGEMENT UK LLP
Exempt reporting adviser

SEC file number

802-128655

Source date

March 23, 2026
FORTHRIGHT CAPITAL ADVISORY LLC
Investment adviser

SEC file number

801-128191

Source date

August 25, 2026
FORTHRIGHT FAMILY WEALTH ADVISORY LLC
Investment adviser

SEC file number

801-117159

Source date

March 31, 2026
FORTHRIGHT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-96202

Source date

August 13, 2026
FORTIFY FINANCIAL LLC
Investment adviser

SEC file number

801-135237

Source date

January 12, 2026
FORTIFY WEALTH, INC.
Investment adviser

SEC file number

801-121460

Source date

July 3, 2026
FORTINO CAPITAL PARTNERS NV
Exempt reporting adviser

SEC file number

802-136830

Source date

June 25, 2026
FORTIS ADVISORS, LLC
Investment adviser

SEC file number

801-80177

Source date

March 27, 2026
FORTIS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-119354

Source date

September 1, 2026
FORTIS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-113097

Source date

April 29, 2026
FORTIS GROUP ADVISORS LLC
Investment adviser

SEC file number

801-112236

Source date

March 30, 2026
FORTIS PORTFOLIO SOLUTIONS, LLC
Investment adviser

SEC file number

801-121713

Source date

March 26, 2026
FORTIS PRIVATE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-116951

Source date

March 20, 2026
FORTISSIMO CAPITAL MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-117262

Source date

March 10, 2026
FORTITER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-78931

Source date

July 22, 2026
FORTITUDE ADVISORY GROUP L.L.C.
Investment adviser

SEC file number

801-60827

Source date

September 23, 2026
FORTITUDE FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-122907

Source date

September 23, 2026
FORTITUDE FINANCIAL LLC
Investment adviser

SEC file number

801-120732

Source date

September 15, 2026
FORTITUDE PRIVATE WEALTH INC.
Investment adviser

SEC file number

801-132620

Source date

August 18, 2026
FORTRESS FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-122032

Source date

August 26, 2026
FORTRESS FINANCIAL SOLUTIONS, LLC
Investment adviser

SEC file number

801-131567

Source date

April 8, 2026
FORTRESS PLANNING GROUP, LLC
Investment adviser

SEC file number

801-127572

Source date

August 26, 2026
FORTRESS PRIVATE LEDGER, LLC
Investment adviser

SEC file number

801-118075

Source date

March 31, 2026
FORTRESS WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-120349

Source date

August 11, 2026
FORTSON MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-132370

Source date

March 5, 2026
FORTUNA FUNDS, LLC
Investment adviser

SEC file number

801-131491

Source date

January 28, 2026
FORTUNA PRIVATE WEALTH MANAGEMENT CORP.
Investment adviser

SEC file number

801-137148

Source date

September 21, 2026
FORTUNE 45, LLC.
Investment adviser

SEC file number

801-120997

Source date

July 7, 2026
FORTUNE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-78728

Source date

March 18, 2026
FORTUNE FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-133831

Source date

August 18, 2026
FORTUNE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-72503

Source date

February 2, 2026
FORTWOOD CAPITAL LP
Investment adviser

SEC file number

801-129628

Source date

June 26, 2026
FORTY THREE EIGHTEEN ADVISORS, LLC
Investment adviser

SEC file number

801-129865

Source date

March 19, 2026
FORUM CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-120917

Source date

May 29, 2026
FORUM FINANCIAL MANAGEMENT, LP
Investment adviser

SEC file number

801-69970

Source date

September 14, 2026
FORUM PARTNERS INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-118988

Source date

March 30, 2026
FORUM SOLUTIONS GROUP, LLC
Investment adviser

SEC file number

801-78874

Source date

February 20, 2026
FORUM VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126184

Source date

March 31, 2026
FORUSALL ADVISORS, LLC
Investment adviser

SEC file number

801-77865

Source date

March 26, 2026
FORVIS MAZARS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-56928

Source date

August 25, 2026
FORVM GLOBAL INVESTMENTS LLC
Investment adviser

SEC file number

801-137477

Source date

September 9, 2026
FORWARD CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121242

Source date

March 27, 2026
FORWARD CONSUMER PARTNERS, LLC
Investment adviser

SEC file number

801-129028

Source date

March 30, 2026
FORZA INVESTMENT GROUP, LP
Investment adviser

SEC file number

801-129245

Source date

August 17, 2026
FORZA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119396

Source date

March 30, 2026
FOSSE CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-117363

Source date

June 24, 2026
FOSTER & MOTLEY, INC.
Investment adviser

SEC file number

801-53289

Source date

March 26, 2026
FOSTER & WOOD, INC.
Investment adviser

SEC file number

801-120625

Source date

March 20, 2026
FOSTER DYKEMA CABOT & PARTNERS, LLC
Investment adviser

SEC file number

801-114693

Source date

March 27, 2026
FOSTER FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-137107

Source date

August 17, 2026
FOSTER GROUP, INC.
Investment adviser

SEC file number

801-38507

Source date

March 27, 2026
FOSTER POINT CAPITAL, LLC
Investment adviser

SEC file number

801-134220

Source date

March 19, 2026
FOSTER VICTOR WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-107775

Source date

March 30, 2026
FOSUN ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-112564

Source date

March 19, 2026
FOSUN EQUITY INVESTMENT MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-78397

Source date

March 12, 2026
FOUNDATION ASSET MANAGEMENT (HK) LIMITED
Exempt reporting adviser

SEC file number

802-130539

Source date

March 30, 2026
FOUNDATION CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-127582

Source date

March 26, 2026
FOUNDATION CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-76181

Source date

April 1, 2026
FOUNDATION ENERGY MANAGEMENT, LLC
Investment adviser

SEC file number

801-73633

Source date

April 22, 2026
FOUNDATION INVESTMENT PARTNERS MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-114483

Source date

June 29, 2026
FOUNDATION RESOURCE MANAGEMENT, INC.
Investment adviser

SEC file number

801-60714

Source date

March 30, 2026
FOUNDATION WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123756

Source date

June 29, 2026
FOUNDATION WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-62187

Source date

April 20, 2026
FOUNDATIONS INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-100512

Source date

September 23, 2026
FOUNDER COLLECTIVE MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-75758

Source date

March 23, 2026
FOUNDER ETFS LLC
Investment adviser

SEC file number

801-134202

Source date

May 1, 2026
FOUNDER FACTOR MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136900

Source date

June 29, 2026
FOUNDER FAMILY FINANCIAL, LLC
Investment adviser

SEC file number

801-129971

Source date

August 27, 2026
FOUNDERS CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-48364

Source date

February 19, 2026
FOUNDERS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60878

Source date

February 25, 2026