Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 80 of 95

SPANOS BARBER JESSE & CO., LLC
Investment adviser

SEC file number

801-126318

Source date

March 27, 2026
SPAR VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135120

Source date

March 18, 2026
SPARK CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-75412

Source date

March 27, 2026
SPARK EXCHANGE LTD
Exempt reporting adviser

SEC file number

802-134624

Source date

September 24, 2025
SPARK FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-132555

Source date

March 17, 2026
SPARK INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-73079

Source date

March 30, 2026
SPARK VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-129868

Source date

January 20, 2026
SPARKLINE CAPITAL LP
Investment adviser

SEC file number

801-121161

Source date

April 22, 2026
SPARROW CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-42906

Source date

March 18, 2026
SPARROW WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-132084

Source date

February 20, 2026
SPARTA CAPITAL MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-122576

Source date

March 24, 2026
SPARTAN PLANNING & WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-118622

Source date

March 2, 2026
SPARTAN WEALTH ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-131368

Source date

May 13, 2026
SPARX ASIA INVESTMENT ADVISORS LIMITED
Investment adviser

SEC file number

801-66037

Source date

March 30, 2026
SPARX ASSET MANAGEMENT CO., LTD.
Investment adviser

SEC file number

801-64550

Source date

June 8, 2026
SPARX ASSET MANAGEMENT KOREA CO., LTD.
Investment adviser

SEC file number

801-135046

Source date

June 29, 2026
SPC MANAGEMENT CO., INC.
Investment adviser

SEC file number

801-73410

Source date

March 23, 2026
SPEAR ADVISORS LLC
Investment adviser

SEC file number

801-121294

Source date

May 4, 2026
SPEARHEAD ADMINISTRATIVE SERVICES, LLC
Investment adviser

SEC file number

801-123610

Source date

August 28, 2026
SPECIALISED RESEARCH (UK) LTD
Exempt reporting adviser

SEC file number

802-131181

Source date

August 5, 2026
SPECIALIZED RETIREMENT CONSULTANTS LLC
Investment adviser

SEC file number

801-127777

Source date

February 23, 2026
SPECTRA INVESTIMENTOS LTDA.
Exempt reporting adviser

SEC file number

802-117305

Source date

March 13, 2026
SPECTRA INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-110258

Source date

March 23, 2026
SPECTRUM ADVISORS, INC.
Investment adviser

SEC file number

801-126099

Source date

September 2, 2026
SPECTRUM ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-30377

Source date

March 18, 2026
SPECTRUM ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-30405

Source date

August 5, 2026
SPECTRUM EQUITY MANAGEMENT, INC.
Investment adviser

SEC file number

801-73421

Source date

March 30, 2026
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
Investment adviser

SEC file number

801-79371

Source date

August 10, 2026
SPECTRUM FINANCIAL INC
Investment adviser

SEC file number

801-33311

Source date

March 19, 2026
SPECTRUM FINANCIAL RESOURCES, LLC
Investment adviser

SEC file number

801-126271

Source date

March 30, 2026
SPECTRUM GROUP MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135070

Source date

March 23, 2026
SPECTRUM INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-56966

Source date

March 23, 2026
SPECTRUM PLANNING & ADVISORY SERVICES INC.
Investment adviser

SEC file number

801-119805

Source date

September 15, 2026
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-65858

Source date

July 1, 2026
SPECTRUM WEALTH ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-114024

Source date

March 10, 2026
SPEECE THORSON CAPITAL GROUP INC
Investment adviser

SEC file number

801-39816

Source date

March 24, 2026
SPEEDINVEST GMBH
Exempt reporting adviser

SEC file number

802-126139

Source date

April 1, 2026
SPEEDUP LTD
Exempt reporting adviser

SEC file number

802-121069

Source date

March 30, 2026
SPELL CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-107610

Source date

August 5, 2026
SPENCER VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130901

Source date

March 30, 2026
SPENDVEST CORP
Investment adviser

SEC file number

801-134922

Source date

August 19, 2026
SPERO MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-130134

Source date

March 26, 2026
SPEYSIDE EQUITY ADVISERS LLC
Investment adviser

SEC file number

801-127849

Source date

August 13, 2026
SPEYSIDE FUND ADVISERS LLC
Exempt reporting adviser

SEC file number

802-130593

Source date

May 4, 2026
SPF INVESTMENT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-114411

Source date

July 1, 2026
SPG ADVISORS LLC
Investment adviser

SEC file number

801-118756

Source date

September 8, 2026
SPHERA FUNDS MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-120694

Source date

March 17, 2026
SPHERA GLOBAL HEALTHCARE MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-127045

Source date

March 17, 2026
SPHINX INVESTMENTS LLC
Investment adviser

SEC file number

801-130184

Source date

April 3, 2026
SPICE EXPEDITIONS, LP
Investment adviser

SEC file number

801-136868

Source date

June 26, 2026
SPICE VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-135997

Source date

March 26, 2026
SPICEWOOD MINERAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-128507

Source date

March 31, 2026
SPIDER CAPITAL PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-107605

Source date

March 21, 2026
SPIDER MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-70963

Source date

September 26, 2025
SPIDERROCK ADVISORS, LLC
Investment adviser

SEC file number

801-80178

Source date

March 31, 2026
SPIEGELMAN WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-133759

Source date

June 22, 2026
SPIELBERGER & BROOKS, INC.
Investment adviser

SEC file number

801-69153

Source date

September 10, 2026
SPINDLETOP CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131610

Source date

May 20, 2026
SPINNAKER INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-107671

Source date

June 2, 2026
SPINOSA WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-120889

Source date

March 5, 2026
SPIRE ATLAS STUDIO, LLC
Exempt reporting adviser

SEC file number

802-134937

Source date

March 12, 2026
SPIRE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-74229

Source date

March 26, 2026
SPIRE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-60468

Source date

June 30, 2026
SPIREPOINT PRIVATE CLIENT, LLC
Investment adviser

SEC file number

801-128336

Source date

June 25, 2026
SPIRIT OF AMERICA MANAGEMENT CORP
Investment adviser

SEC file number

801-54782

Source date

January 23, 2026
SPIRIT WEST ADVISORS, LLC
Investment adviser

SEC file number

801-134843

Source date

June 11, 2026
SPIVAK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-81096

Source date

March 19, 2026
SPLIT CREEK LLC
Investment adviser

SEC file number

801-131365

Source date

March 6, 2026
SPLIT ROCK PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-74665

Source date

March 26, 2026
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-119587

Source date

April 20, 2026
SPOROS CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-136083

Source date

March 30, 2026
SPORTSCAP LLC
Exempt reporting adviser

SEC file number

802-131135

Source date

February 24, 2026
SPORTSOLOGY CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-136444

Source date

June 29, 2026
SPP CREDIT ADVISORS II LLC
Investment adviser

SEC file number

801-126971

Source date

August 28, 2026
SPP CREDIT ADVISORS LLC
Investment adviser

SEC file number

801-121459

Source date

August 28, 2026
SPP MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-108102

Source date

March 27, 2026
SPRAKER WEST WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-69187

Source date

March 24, 2026
SPRENG CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-110082

Source date

March 9, 2026
SPRIG EQUITY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130542

Source date

March 26, 2026
SPRING B MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-126664

Source date

March 18, 2026
SPRING CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119676

Source date

February 24, 2026
SPRING LAKE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-108168

Source date

March 20, 2026
SPRING LAKE EQUITY GP LLC
Investment adviser

SEC file number

801-78062

Source date

August 20, 2026
SPRING LAKE EQUITY MANAGEMENT LLC
Investment adviser

SEC file number

801-78061

Source date

August 20, 2026
SPRING LANE MANAGEMENT, LLC
Investment adviser

SEC file number

801-119134

Source date

March 31, 2026
SPRING MOUNTAIN CAPITAL, LP
Investment adviser

SEC file number

801-61805

Source date

April 21, 2026
SPRING STREET WEALTH, LLC
Investment adviser

SEC file number

801-134598

Source date

July 7, 2026
SPRING TIDE ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-135846

Source date

March 13, 2026
SPRINGBOARD ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-122972

Source date

March 19, 2026
SPRINGBOX AI. LTD
Investment adviser

SEC file number

801-120663

Source date

April 23, 2026
SPRINGCOAST CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-130831

Source date

March 30, 2026
SPRINGDALE CAPITAL LLC
Investment adviser

SEC file number

801-80006

Source date

March 5, 2026
SPRINGDALE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-137066

Source date

July 11, 2026
SPRINGHILL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136241

Source date

September 8, 2026
SPRINGHOUSE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-79947

Source date

March 30, 2026
SPRINGROCK MANAGEMENT CO.
Exempt reporting adviser

SEC file number

802-119561

Source date

March 30, 2026
SPRINGS CAPITAL (HONG KONG) LIMITED
Investment adviser

SEC file number

801-81164

Source date

June 5, 2026
SPRINGVEST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129657

Source date

March 6, 2026
SPRINGVIEW CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-134120

Source date

March 5, 2026
SPRINKLE FINANCIAL CONSULTANTS LLC
Investment adviser

SEC file number

801-48276

Source date

March 20, 2026
SPRINTS PARTNERS LLP
Exempt reporting adviser

SEC file number

802-134104

Source date

July 3, 2025
SPROTT ASSET MANAGEMENT USA INC.
Investment adviser

SEC file number

801-66131

Source date

March 30, 2026
SPROUT CAPITAL PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129163

Source date

March 4, 2026
SPRUCE CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-79482

Source date

April 1, 2026
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-80025

Source date

March 31, 2026
SPRUCE POINT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-114998

Source date

March 19, 2026
SPRUCE STREET CAPITAL LP
Investment adviser

SEC file number

801-132577

Source date

March 2, 2026
SPRUCEGROVE INVESTMENT MANAGEMENT LTD
Investment adviser

SEC file number

801-45884

Source date

April 9, 2026
SPRUCEVIEW CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-80632

Source date

March 27, 2026
SPURSTONE ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-127573

Source date

March 16, 2026
SPWM ADVISORS LLC
Investment adviser

SEC file number

801-129202

Source date

June 29, 2026
SPX CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-122412

Source date

July 1, 2026
SPX CAPITAL MANAGEMENT SINGAPORE PTE. LTD.
Exempt reporting adviser

SEC file number

802-128687

Source date

March 31, 2026
SPX GEST�O DE RECURSOS LTDA.
Exempt reporting adviser

SEC file number

802-126483

Source date

March 31, 2026
SPX INTERNATIONAL ASSET MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-126476

Source date

March 31, 2026
SPX PORTUGAL, SGOIC, S.A.
Exempt reporting adviser

SEC file number

802-130431

Source date

March 31, 2026
SPX PRIVATE EQUITY GEST�O DE RECURSOS LTDA.
Exempt reporting adviser

SEC file number

802-128883

Source date

March 31, 2026
SPYGLASS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-112070

Source date

July 16, 2026
SPYGLASS INVESTMENT MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-133745

Source date

March 16, 2026
SPYRNAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129269

Source date

March 20, 2026
SQ CAPITAL LLC
Investment adviser

SEC file number

801-131807

Source date

June 30, 2026
SQN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73122

Source date

April 2, 2025
SQN INVESTORS LP
Exempt reporting adviser

SEC file number

802-131509

Source date

July 27, 2026
SQN VENTURE PARTNERS, LLC
Investment adviser

SEC file number

801-124879

Source date

March 31, 2026
SQUADRA INVESTMENTS - GESTAO DE RECURSOS LTDA.
Investment adviser

SEC file number

801-74352

Source date

March 31, 2026
SQUADRA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130255

Source date

March 30, 2026
SQUADRON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136915

Source date

June 29, 2026
SQUARE ADVISORS, LLC
Investment adviser

SEC file number

801-74309

Source date

March 25, 2026
SQUARE CIRCLE IA LP
Investment adviser

SEC file number

801-126286

Source date

March 27, 2026
SQUARE NINE CAPITAL, LP
Investment adviser

SEC file number

801-134181

Source date

March 25, 2026
SQUARE WAVE CAPITAL LLC
Investment adviser

SEC file number

801-123271

Source date

March 31, 2026
SQUAREPOINT OPS LLC
Investment adviser

SEC file number

801-80565

Source date

August 7, 2026
SQUIRE INVESTMENT MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-78495

Source date

March 23, 2026
SR ABF ADVISORS LP
Investment adviser

SEC file number

801-137256

Source date

August 24, 2026
SR ALTERNATIVE CREDIT, LLC
Investment adviser

SEC file number

801-129569

Source date

April 23, 2026
SR ONE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-119142

Source date

March 31, 2026
SRB CORPORATION
Investment adviser

SEC file number

801-73734

Source date

March 30, 2026
SRC MANAGEMENT COMPANY, LP
Exempt reporting adviser

SEC file number

802-136120

Source date

March 31, 2026
SRD INNOVATION FUND LLC
Exempt reporting adviser

SEC file number

802-136287

Source date

September 2, 2026
SREP CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132591

Source date

March 26, 2026
SRH ADVISORS, LLC
Investment adviser

SEC file number

801-70202

Source date

March 30, 2026
SRN ADVISORS, LLC
Investment adviser

SEC file number

801-118171

Source date

March 27, 2026
SRP CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-113112

Source date

March 31, 2026
SRS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-74148

Source date

June 30, 2026
SRT GROUP LLC
Investment adviser

SEC file number

801-130704

Source date

April 28, 2026
SS&H FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-17015

Source date

March 2, 2026
SSA SWISS ADVISORS AG
Investment adviser

SEC file number

801-74460

Source date

March 24, 2026
SSB WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-117848

Source date

August 12, 2026
SSB&T WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128817

Source date

February 23, 2026
SSC ADVISORS, LLC
Investment adviser

SEC file number

801-135230

Source date

January 7, 2026
SSCI PORTUGAL, LDA
Exempt reporting adviser

SEC file number

802-131207

Source date

April 1, 2026
SSGA FUNDS MANAGEMENT, INC.
Investment adviser

SEC file number

801-60103

Source date

August 28, 2026
SSI INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-10544

Source date

March 28, 2026
SSIAAT ASSET MANAGEMENT CO., LTD.
Exempt reporting adviser

SEC file number

802-137429

Source date

September 2, 2026
SSM MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-75484

Source date

March 31, 2026
SST BENEFITS CONSULTING & INSURANCE SERVICES, LLC
Investment adviser

SEC file number

801-110377

Source date

March 25, 2026
SSVL (MONACO) S.A.M.
Exempt reporting adviser

SEC file number

802-114049

Source date

March 25, 2026
SSW PARTNERS LP
Investment adviser

SEC file number

801-127660

Source date

July 8, 2026
ST BERNARD ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-118641

Source date

February 6, 2026
ST. BERNARD FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-113763

Source date

May 5, 2026
ST. CLAIR ADVISORS, LLC
Investment adviser

SEC file number

801-71857

Source date

March 23, 2026
ST. CLAIR FINANCIAL LLC
Investment adviser

SEC file number

801-133020

Source date

February 27, 2026
ST. CLOUD CAPITAL II, LLC
Exempt reporting adviser

SEC file number

802-107607

Source date

April 1, 2026
ST. COLUMBANUS AG
Investment adviser

SEC file number

801-78990

Source date

March 30, 2026
ST. DENIS J. VILLERE & CO., LLC
Investment adviser

SEC file number

801-702

Source date

May 27, 2026
ST. GERMAIN INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-12471

Source date

March 27, 2026
ST. JAMES INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-107821

Source date

February 18, 2026
ST. JAMES INVESTMENT COMPANY, LLC
Investment adviser

SEC file number

801-61779

Source date

March 2, 2026
ST. JOHN & ASSOCIATES, INC.
Investment adviser

SEC file number

801-121426

Source date

March 23, 2026
ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-78956

Source date

February 19, 2026
ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-112870

Source date

January 29, 2026
ST. LOUIS FINANCIAL PLANNERS INC.
Investment adviser

SEC file number

801-113524

Source date

August 18, 2026
ST. NICHOLAS PRIVATE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-120978

Source date

June 25, 2026
STABILIS CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-74169

Source date

September 4, 2026
STABILITY PARTNERS ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-136662

Source date

July 9, 2026
STABLE ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-119649

Source date

June 25, 2026
STABLEFORD CAPITAL LLC
Investment adviser

SEC file number

801-80522

Source date

July 10, 2026
STABLEPOINT PARTNERS, LLC
Investment adviser

SEC file number

801-129030

Source date

July 2, 2026
STACEY BRAUN ASSOCIATES INC
Investment adviser

SEC file number

801-10933

Source date

March 19, 2026
STACK FINANCIAL MANAGEMENT INC
Investment adviser

SEC file number

801-45724

Source date

March 18, 2026
STACKSTONE WEALTH, LLC
Investment adviser

SEC file number

801-136461

Source date

August 25, 2026
STACKWELL CAPITAL ADVISERS, LLC
Investment adviser

SEC file number

801-122757

Source date

March 31, 2026
STADION MONEY MANAGEMENT, LLC
Investment adviser

SEC file number

801-45601

Source date

March 16, 2026
STADIUM CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136122

Source date

March 31, 2026
STAFFORD CAPITAL PARTNERS INC.
Investment adviser

SEC file number

801-79741

Source date

September 22, 2026
STAFFORD CAPITAL PARTNERS LIMITED
Investment adviser

SEC file number

801-78750

Source date

March 27, 2026
STAFFORD VC, LLC
Exempt reporting adviser

SEC file number

802-134879

Source date

March 5, 2026
STAGE 1 MANAGERS LLC
Exempt reporting adviser

SEC file number

802-121316

Source date

March 25, 2026
STAGE 2 CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-130173

Source date

July 13, 2026
STAGE 2 PLANNING PARTNERS LLC
Investment adviser

SEC file number

801-135707

Source date

June 1, 2026
STAGE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129210

Source date

March 27, 2026
STAGE HARBOR FINANCIAL, LLC
Investment adviser

SEC file number

801-112359

Source date

August 10, 2026
STAGE ONE II CAPITAL MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-95170

Source date

March 26, 2026
STAGE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-125030

Source date

March 4, 2026
STAGE.O MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-111899

Source date

March 31, 2026
STAIB FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-135285

Source date

January 6, 2026
STAINES FINANCIAL, LLC
Investment adviser

SEC file number

801-114428

Source date

June 2, 2026
STAIRWAY PARTNERS, LLC
Investment adviser

SEC file number

801-63583

Source date

January 22, 2026
STALEY CAPITAL ADVISERS INC
Investment adviser

SEC file number

801-52862

Source date

September 14, 2026
STALEY CAPITAL FUND I MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-107666

Source date

March 25, 2026
STALWART VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137536

Source date

September 16, 2026
STAMOS CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-64360

Source date

March 24, 2026
STANCE CAPITAL LLC
Investment adviser

SEC file number

801-120103

Source date

April 9, 2026
STANCORP INVESTMENT ADVISERS, INC.
Investment adviser

SEC file number

801-57811

Source date

March 31, 2026
STANDARD CAPITAL ADVISORS L.P.
Exempt reporting adviser

SEC file number

802-107946

Source date

March 4, 2026
STANDARD CRYPTO MANAGEMENT LP
Investment adviser

SEC file number

801-126240

Source date

April 29, 2026
STANDARD FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-117264

Source date

July 29, 2026
STANDARD GENERAL L.P.
Investment adviser

SEC file number

801-70853

Source date

March 30, 2026
STANDARD INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134499

Source date

September 22, 2026
STANDARD INVESTMENTS LLC
Investment adviser

SEC file number

801-73363

Source date

March 13, 2026
STANDARD PARTNERS LLC
Investment adviser

SEC file number

801-134356

Source date

July 27, 2026
STANDARD VALUATIONS INC
Investment adviser

SEC file number

801-51307

Source date

March 26, 2026
STANDPOINT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-117365

Source date

March 18, 2026
STANHOPE CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-137336

Source date

August 19, 2026
STANHOPE CAPITAL, LLP
Investment adviser

SEC file number

801-120807

Source date

July 17, 2026
STANLEY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-110802

Source date

February 9, 2026
STANLEY CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-130355

Source date

July 2, 2026
STANLEY-LAMAN GROUP LTD.
Investment adviser

SEC file number

801-45568

Source date

April 27, 2026
STAPLE STREET CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-80588

Source date

March 31, 2026
STAPP WEALTH MANAGEMENT, PLLC
Investment adviser

SEC file number

801-123102

Source date

June 4, 2026
STAR ASIA MANAGEMENT LLC
Investment adviser

SEC file number

801-108083

Source date

April 24, 2026
STAR CAPITAL INC.
Investment adviser

SEC file number

801-128552

Source date

August 31, 2026
STAR CAPITAL PARTNERSHIP LLP
Exempt reporting adviser

SEC file number

802-112213

Source date

June 30, 2026
STAR GLOBAL ASSET MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-134637

Source date

February 26, 2026
STAR HARBOR INVESTMENTS INC
Investment adviser

SEC file number

801-132653

Source date

March 31, 2026
STAR MOUNTAIN FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-80161

Source date

March 31, 2026
STAR WEALTH MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-136533

Source date

August 25, 2026
STARBOARD VALUE LP
Investment adviser

SEC file number

801-72256

Source date

September 11, 2026
STARBRIDGE VENTURE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-126831

Source date

March 31, 2025
STARFORT CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129026

Source date

March 24, 2026
STARK RICHARD JOSEPH
Investment adviser

SEC file number

801-39066

Source date

March 28, 2025
STARK WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131441

Source date

March 17, 2026
STARKILLER IM, LLC
Exempt reporting adviser

SEC file number

802-131903

Source date

March 30, 2026
STARLIGHT VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123296

Source date

February 27, 2026
STARLION GLOBAL MANAGEMENT INC
Exempt reporting adviser

SEC file number

802-135810

Source date

March 10, 2026
STARPORT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135821

Source date

March 11, 2026
STARQUEST ENTERPRISES, LLC
Exempt reporting adviser

SEC file number

802-135119

Source date

March 28, 2026
STARR PRIVATE EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-113694

Source date

May 19, 2026
STARR-MATHEWS FINANCIAL, LLC
Investment adviser

SEC file number

801-113164

Source date

March 18, 2026
STARSHIP VENTURES, LLC
Exempt reporting adviser

SEC file number

802-130903

Source date

March 24, 2026
STARSHOT CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-129991

Source date

March 30, 2026
STARTENGINE ADVISER LLC
Exempt reporting adviser

SEC file number

802-132889

Source date

March 31, 2026
STARTUP CAPITAL VENTURES MANAGEMENT CO III, LLC
Exempt reporting adviser

SEC file number

802-136078

Source date

March 30, 2026
STARVEST MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-74957

Source date

March 17, 2026
STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-56403

Source date

March 31, 2026
STASH INVESTMENTS LLC
Investment adviser

SEC file number

801-96294

Source date

September 9, 2026
STASH WEALTH, LLC
Investment adviser

SEC file number

801-129335

Source date

July 15, 2026
STATE FARM INVESTMENT MANAGEMENT CORP.
Investment adviser

SEC file number

801-8184

Source date

April 30, 2026
STATE STREET DIGITAL LTD
Exempt reporting adviser

SEC file number

802-135456

Source date

February 3, 2026
STATERA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-120153

Source date

March 31, 2026