Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 22 of 95

COASTLANDS CAPITAL LP
Investment adviser

SEC file number

801-132421

Source date

April 30, 2026
COASTLINE COMPLETE WEALTH LLC
Investment adviser

SEC file number

801-134400

Source date

August 4, 2026
COASTWISE CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-126023

Source date

March 19, 2026
COATUE MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-73669

Source date

July 29, 2026
COBALT FINANCIAL PARTNERS LLC
Investment adviser

SEC file number

801-137126

Source date

September 17, 2026
COBALT INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-114921

Source date

March 31, 2026
COBBLEFIELD LLC
Exempt reporting adviser

SEC file number

802-127307

Source date

March 19, 2026
COBBLERS COVE CAPITAL LP
Investment adviser

SEC file number

801-136729

Source date

July 1, 2026
COBBLESTONE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-128273

Source date

May 18, 2026
COBRO VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120041

Source date

March 10, 2026
COBURN BARRETT, LLC
Investment adviser

SEC file number

801-78173

Source date

February 25, 2026
CODE WAECHTER LLC
Investment adviser

SEC file number

801-119308

Source date

January 26, 2026
CODEX CAPITAL ASSET MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-120396

Source date

February 17, 2026
COELI FRONTIER MARKETS AB
Investment adviser

SEC file number

801-107316

Source date

April 2, 2026
COFG ADVISORS, LLC
Investment adviser

SEC file number

801-131428

Source date

February 18, 2026
COFOUNDERS VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126201

Source date

March 10, 2026
COGENT INDEPENDENT ADVISORS, INC.
Investment adviser

SEC file number

801-135773

Source date

September 15, 2026
COGENT PRIVATE WEALTH, INC.
Investment adviser

SEC file number

801-132819

Source date

March 24, 2026
COGENT STRATEGIC WEALTH LLC
Investment adviser

SEC file number

801-110446

Source date

March 12, 2026
COGENTBLUE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-125745

Source date

September 10, 2026
COGENUITY PARTNERS, LLC
Investment adviser

SEC file number

801-134034

Source date

April 28, 2026
COGITO GENERAL PARTNER
Exempt reporting adviser

SEC file number

802-118597

Source date

April 20, 2026
COGNATE PARTNERS FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130641

Source date

March 25, 2026
COGNIS CAPITAL LLP
Exempt reporting adviser

SEC file number

802-75635

Source date

January 19, 2026
COGNITION CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-136140

Source date

March 31, 2026
COHALO ADVISORY LLC
Investment adviser

SEC file number

801-130847

Source date

April 10, 2026
COHEN & COMPANY FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-63845

Source date

March 31, 2026
COHEN & STEERS ASIA LIMITED
Investment adviser

SEC file number

801-66371

Source date

March 30, 2026
COHEN & STEERS CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-27721

Source date

July 7, 2026
COHEN & STEERS UK LIMITED
Investment adviser

SEC file number

801-67297

Source date

March 30, 2026
COHEN CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-135124

Source date

May 4, 2026
COHEN CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-49266

Source date

March 30, 2026
COHEN INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-117592

Source date

June 18, 2026
COHEN KLINGENSTEIN, LLC
Investment adviser

SEC file number

801-69612

Source date

March 23, 2026
COHERE CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-121047

Source date

March 17, 2026
COHESION ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-137365

Source date

August 24, 2026
COHESION WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-118720

Source date

September 18, 2026
COHESIVE CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-78279

Source date

March 25, 2026
COIGN CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-112895

Source date

February 5, 2026
COINAGE APP LLC
Investment adviser

SEC file number

801-137121

Source date

August 24, 2026
COINBASE ADVISORS, LLC
Investment adviser

SEC file number

801-136352

Source date

July 23, 2026
COINBASE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126060

Source date

July 22, 2026
COINEDLY LLC
Investment adviser

SEC file number

801-136746

Source date

August 27, 2026
COINEXA LTD
Exempt reporting adviser

SEC file number

802-136574

Source date

May 25, 2026
COINFUND MANAGEMENT LLC
Investment adviser

SEC file number

801-124872

Source date

June 29, 2026
COINLINK LTD
Exempt reporting adviser

SEC file number

802-135622

Source date

February 19, 2026
COINMY TECHNOLOGY LTD
Exempt reporting adviser

SEC file number

802-135623

Source date

February 19, 2026
COINSHARES ASSET MANAGEMENT (US) LLC
Investment adviser

SEC file number

801-122506

Source date

June 10, 2026
COKER & PALMER, INC.
Investment adviser

SEC file number

801-77645

Source date

March 24, 2026
COLAB CAPITAL, LLC
Investment adviser

SEC file number

801-134638

Source date

April 6, 2026
COLARION LLC
Investment adviser

SEC file number

801-129369

Source date

March 20, 2026
COLBECK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-107127

Source date

March 31, 2026
COLBERT INVESTMENT MANAGEMENT CO
Investment adviser

SEC file number

801-54716

Source date

March 18, 2026
COLBURN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136812

Source date

June 23, 2026
COLCHESTER GLOBAL INVESTORS LTD
Investment adviser

SEC file number

801-57116

Source date

July 29, 2026
COLCHESTER INVESTMENT COUNSEL LLC
Investment adviser

SEC file number

801-124703

Source date

March 17, 2026
COLCHIS CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-80049

Source date

June 4, 2026
COLD BORE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-118249

Source date

April 15, 2025
COLDSTREAM CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-39379

Source date

August 19, 2026
COLE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112658

Source date

May 28, 2026
COLIFT LLC
Exempt reporting adviser

SEC file number

802-128621

Source date

March 31, 2026
COLIN, BRUCE TED
Investment adviser

SEC file number

801-119208

Source date

April 30, 2026
COLISEUM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74175

Source date

March 30, 2026
COLLAB CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-124753

Source date

March 27, 2026
COLLAB+CURRENCY MANAGEMENT, LLC
Investment adviser

SEC file number

801-126272

Source date

March 30, 2026
COLLABORATIVE CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-134166

Source date

July 13, 2026
COLLABORATIVE FUND ADVISORS, LLC
Investment adviser

SEC file number

801-128588

Source date

February 13, 2026
COLLABORATIVE FUND MANAGEMENT LLC
Investment adviser

SEC file number

801-137384

Source date

August 27, 2026
COLLABORATIVE PORTFOLIO MANAGEMENT, LLC
Investment adviser

SEC file number

801-131107

Source date

July 1, 2026
COLLABORATIVE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-80100

Source date

March 18, 2026
COLLAR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130159

Source date

July 13, 2026
COLLE MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-115152

Source date

June 24, 2026
COLLECTIVE ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132786

Source date

March 26, 2026
COLLECTIVE CAPITAL MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-137402

Source date

August 28, 2026
COLLECTIVE FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-115052

Source date

July 8, 2026
COLLECTIVE GLOBAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-129181

Source date

March 30, 2026
COLLECTIVE STUDY, LLC
Exempt reporting adviser

SEC file number

802-127207

Source date

June 10, 2026
COLLECTIVE WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-133786

Source date

July 8, 2026
COLLECTIVE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-123714

Source date

June 19, 2026
COLLEGA CAPITAL MANAGEMENT, S.R.L.
Investment adviser

SEC file number

801-76723

Source date

April 1, 2026
COLLEGIATE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-64622

Source date

March 12, 2026
COLLEGIATE PEAKS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126197

Source date

March 13, 2026
COLLER CAPITAL INC
Investment adviser

SEC file number

801-80195

Source date

September 18, 2026
COLLER CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-75969

Source date

September 17, 2026
COLLER CREDIT SECONDARIES INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-123476

Source date

September 18, 2026
COLLER INVESTMENT MANAGEMENT LTD
Investment adviser

SEC file number

801-56222

Source date

September 18, 2026
COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLC
Investment adviser

SEC file number

801-128738

Source date

September 18, 2026
COLLIDE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-123397

Source date

March 30, 2026
COLLIDER GROUP LTD.
Exempt reporting adviser

SEC file number

802-126824

Source date

March 9, 2026
COLLIE FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-123192

Source date

February 22, 2026
COLLIER FINANCIAL, INC
Investment adviser

SEC file number

801-121627

Source date

March 27, 2026
COLLIERS SECURITIES LLC
Investment adviser

SEC file number

801-80233

Source date

March 31, 2026
COLLINS ADVISORS, LLC
Investment adviser

SEC file number

801-72267

Source date

May 7, 2026
COLLWICK FUNDS GP, LLC
Investment adviser

SEC file number

801-117065

Source date

March 10, 2026
COLMAN KNIGHT ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-61940

Source date

June 12, 2026
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-130417

Source date

March 27, 2026
COLONIAL RIVER INVESTMENTS, LLC
Investment adviser

SEC file number

801-113243

Source date

March 31, 2026
COLONIAL TRUST ADVISORS, INC.
Investment adviser

SEC file number

801-53402

Source date

June 10, 2026
COLONY CAPITAL INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-96214

Source date

May 1, 2026
COLONY FAMILY OFFICES, LLC
Investment adviser

SEC file number

801-77764

Source date

August 10, 2026
COLORADO CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-60868

Source date

February 17, 2026
COLORADO IMPACT GP LLC
Exempt reporting adviser

SEC file number

802-118020

Source date

February 19, 2026
COLOSSEUM MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129566

Source date

March 31, 2026
COLRAIN CAPITAL LLC
Investment adviser

SEC file number

801-60755

Source date

March 31, 2026
COLTER LEWIS INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-113584

Source date

March 19, 2026
COLTON GROOME FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-113274

Source date

September 3, 2026
COLTON WEALTH MANAGEMENT
Investment adviser

SEC file number

801-129801

Source date

February 12, 2026
COLTRADE GLOBAL LTD
Exempt reporting adviser

SEC file number

802-133866

Source date

June 12, 2025
COLTRANE ASSET MANAGEMENT, L.P.
Investment adviser

SEC file number

801-79541

Source date

March 27, 2026
COLUCCI WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134725

Source date

April 30, 2026
COLUMBIA ADVISORY PARTNERS, LLC
Investment adviser

SEC file number

801-116703

Source date

August 21, 2026
COLUMBIA ASSET MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-62115

Source date

March 12, 2026
COLUMBIA BENEFITS, LLC
Investment adviser

SEC file number

801-131876

Source date

March 31, 2026
COLUMBIA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-55499

Source date

March 24, 2026
COLUMBIA CAPITAL, LLC
Investment adviser

SEC file number

801-126354

Source date

September 9, 2026
COLUMBIA CENT CLO ADVISERS, LLC
Investment adviser

SEC file number

801-119647

Source date

September 23, 2026
COLUMBIA LAKE PARTNERS MANAGER LLP
Exempt reporting adviser

SEC file number

802-80502

Source date

April 13, 2026
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-25943

Source date

September 23, 2026
COLUMBIA PACIFIC ADVISORS, LLC
Investment adviser

SEC file number

801-67453

Source date

July 14, 2026
COLUMBIA RIVER ADVISORS, LLC
Investment adviser

SEC file number

801-71970

Source date

July 8, 2026
COLUMBIA RIVER FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-120016

Source date

September 3, 2026
COLUMBUS HILL CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73277

Source date

March 30, 2026
COLUMBUS INVESTMENT ADVISORY INC.
Investment adviser

SEC file number

801-51052

Source date

March 27, 2026
COLUMBUS MACRO, LLC
Investment adviser

SEC file number

801-110635

Source date

February 27, 2026
COLUMBUS STREET WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136222

Source date

July 27, 2026
COLUMN PARK ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-79165

Source date

March 31, 2026
COLUMNA CAPITAL LLP
Exempt reporting adviser

SEC file number

802-121809

Source date

June 22, 2026
COLUMNA GP I S.A.R.L.
Exempt reporting adviser

SEC file number

802-121685

Source date

March 23, 2026
COLUMNA GP II S.A R.L.
Exempt reporting adviser

SEC file number

802-121778

Source date

March 23, 2026
COLUMNA GP III S.A R.L.
Exempt reporting adviser

SEC file number

802-124946

Source date

March 23, 2026
COLUMNA ITALIA S.R.L.
Exempt reporting adviser

SEC file number

802-132700

Source date

March 23, 2026
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED
Investment adviser

SEC file number

801-108369

Source date

December 19, 2025
COMGEST US LLC
Investment adviser

SEC file number

801-108368

Source date

December 19, 2025
COMIMA LLC
Investment adviser

SEC file number

801-128018

Source date

January 23, 2026
COMMA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136111

Source date

March 31, 2026
COMMENCEMENT FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-135751

Source date

March 23, 2026
COMMERCE ADVISORS, LLC
Investment adviser

SEC file number

801-70577

Source date

February 25, 2026
COMMERCE INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-60083

Source date

March 13, 2026
COMMERCE STREET INVESTMENT ADVISOR, LLC
Investment adviser

SEC file number

801-68792

Source date

September 24, 2026
COMMERCE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120653

Source date

March 13, 2026
COMMERCIAL TRUST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135471

Source date

July 2, 2026
COMMITTED ADVISORS S.A.S.
Exempt reporting adviser

SEC file number

802-80613

Source date

March 31, 2026
COMMITTED CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136256

Source date

April 13, 2026
COMMODORE CAPITAL LP
Investment adviser

SEC file number

801-117168

Source date

March 31, 2026
COMMON CENTS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136768

Source date

July 27, 2026
COMMONFUND OCIO, INC.
Investment adviser

SEC file number

801-56548

Source date

December 22, 2025
COMMONS CAPITAL, LLC
Investment adviser

SEC file number

801-113208

Source date

August 31, 2026
COMMONVIEW CAPITAL LLC
Exempt reporting adviser

SEC file number

802-112144

Source date

March 24, 2026
COMMONWEAL VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131953

Source date

March 26, 2026
COMMONWEALTH ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-136890

Source date

June 29, 2026
COMMONWEALTH CREDIT ADVISORS, LLC
Investment adviser

SEC file number

801-120445

Source date

March 31, 2026
COMMONWEALTH EQUITY SERVICES, LLC
Investment adviser

SEC file number

801-41541

Source date

May 19, 2026
COMMONWEALTH FINANCIAL PLANNERS INC
Investment adviser

SEC file number

801-112991

Source date

March 31, 2026
COMMONWEALTH FINANCIAL SERVICES, LLC.
Investment adviser

SEC file number

801-127499

Source date

August 24, 2026
COMMONWEALTH RETIREMENT INVESTMENTS LLC
Investment adviser

SEC file number

801-108783

Source date

March 20, 2026
COMMONWEALTH VENTURE MANAGEMENT CORP.
Exempt reporting adviser

SEC file number

802-74951

Source date

March 16, 2026
COMMUNICATION CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-75482

Source date

March 5, 2026
COMMUNITAS CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-124989

Source date

March 26, 2026
COMMUNITY CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-136758

Source date

July 2, 2026
COMMUNITY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-56201

Source date

June 30, 2026
COMMUNITY DEVELOPMENT FUND ADVISORS, LLC
Investment adviser

SEC file number

801-106710

Source date

May 20, 2026
COMMUNITY INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-117055

Source date

May 4, 2026
COMMUNITY TAILORED OPPORTUNITIES LLC
Exempt reporting adviser

SEC file number

802-129489

Source date

March 31, 2026
COMMUNITY US FUND MANAGEMENT, INC.
Investment adviser

SEC file number

801-126287

Source date

March 31, 2026
COMO ASSET MANAGEMENT II, LLC
Exempt reporting adviser

SEC file number

802-118380

Source date

February 10, 2026
COMPA CAPITAL GP, LLC
Exempt reporting adviser

SEC file number

802-130058

Source date

March 16, 2026
COMPAK ASSET MANAGEMENT
Investment adviser

SEC file number

801-58081

Source date

March 31, 2026
COMPANY VENTURE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129082

Source date

August 5, 2026
COMPANYON VENTURES MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-124862

Source date

March 31, 2026
COMPASS ADVISORY GROUP LLC
Investment adviser

SEC file number

801-110409

Source date

September 24, 2026
COMPASS CAPITAL CORPORATION
Investment adviser

SEC file number

801-21957

Source date

September 23, 2026
COMPASS CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-32238

Source date

March 26, 2026
COMPASS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132163

Source date

February 6, 2026
COMPASS FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-56002

Source date

March 26, 2026
COMPASS FINANCIAL ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-123037

Source date

August 12, 2026
COMPASS FINANCIAL GROUP, INC
Investment adviser

SEC file number

801-76392

Source date

August 24, 2026
COMPASS FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-130710

Source date

February 9, 2026
COMPASS FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-61941

Source date

March 26, 2026
COMPASS FINANCIAL MANAGEMENT LLC
Investment adviser

SEC file number

801-118185

Source date

May 18, 2026
COMPASS FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-118466

Source date

April 28, 2026
COMPASS GROUP INVESTMENTS SOLUTIONS LLC
Investment adviser

SEC file number

801-117486

Source date

March 31, 2026
COMPASS GROUP LLC
Investment adviser

SEC file number

801-58080

Source date

September 4, 2026
COMPASS GROUP MANAGEMENT LLC
Investment adviser

SEC file number

801-78327

Source date

July 14, 2026
COMPASS GROUP MANAGEMENT, LLC
Investment adviser

SEC file number

801-122890

Source date

May 7, 2026
COMPASS INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-131278

Source date

March 3, 2026
COMPASS INVESTMENTS LLC
Investment adviser

SEC file number

801-67114

Source date

March 20, 2026
COMPASS ION ADVISORS, LLC
Investment adviser

SEC file number

801-78503

Source date

September 3, 2026
COMPASS PLANNING ASSOCIATES, INC.
Investment adviser

SEC file number

801-129110

Source date

February 18, 2026
COMPASS POINT ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134795

Source date

June 24, 2026
COMPASS PRIVATE WEALTH GROUP LLC
Investment adviser

SEC file number

801-132197

Source date

June 11, 2026
COMPASS RETIREMENT GROUP LLC
Investment adviser

SEC file number

801-124696

Source date

August 28, 2026
COMPASS RETIREMENT, LLC
Investment adviser

SEC file number

801-135947

Source date

April 30, 2026
COMPASS ROSE ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-113397

Source date

March 31, 2026
COMPASS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-53805

Source date

February 25, 2026
COMPASS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-72172

Source date

February 10, 2026
COMPERIO RETIREMENT CONSULTING, INC.
Investment adviser

SEC file number

801-66831

Source date

March 30, 2026
COMPLETE ADVISORS PLUS LLC
Investment adviser

SEC file number

801-118206

Source date

March 25, 2026
COMPLETE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132711

Source date

September 15, 2026
COMPLUS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.
Investment adviser

SEC file number

801-126426

Source date

March 31, 2026
COMPLUS ASSET MANAGEMENT (UK) LIMITED
Investment adviser

SEC file number

801-129696

Source date

March 31, 2026
COMPLUS ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-113880

Source date

March 31, 2026
COMPOSABILITY GP LIMITED
Exempt reporting adviser

SEC file number

802-125712

Source date

February 27, 2026
COMPOSITE CAPITAL MANAGEMENT (SG) PTE. LTD.
Exempt reporting adviser

SEC file number

802-133834

Source date

March 9, 2026
COMPOSITION CAPITAL LP
Investment adviser

SEC file number

801-130924

Source date

August 28, 2026
COMPOSITION WEALTH, LLC
Investment adviser

SEC file number

801-74711

Source date

September 22, 2026
COMPOUND ADVISORS, LLC
Investment adviser

SEC file number

801-136655

Source date

June 4, 2026
COMPOUND CAPITAL HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-134462

Source date

March 30, 2026
COMPOUND CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-74784

Source date

March 6, 2026
COMPOUND FAMILY OFFICES, LLC
Investment adviser

SEC file number

801-114125

Source date

April 23, 2026
COMPOUND GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-123424

Source date

August 11, 2026
COMPOUND PLANNING, INC.
Investment adviser

SEC file number

801-126007

Source date

July 6, 2026
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-61068

Source date

June 4, 2026
COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.
Investment adviser

SEC file number

801-62834

Source date

February 18, 2026
COMPREHENSIVE FINANCIAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73689

Source date

March 31, 2026
COMPREHENSIVE FINANCIAL PLANNING CORPORATION
Investment adviser

SEC file number

801-112136

Source date

March 27, 2026
COMPREHENSIVE FINANCIAL PLANNING INC
Investment adviser

SEC file number

801-31935

Source date

March 11, 2026
COMPREHENSIVE FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-55646

Source date

May 19, 2026
COMPREHENSIVE MONEY MANAGEMENT SERVICES LLC
Investment adviser

SEC file number

801-133720

Source date

January 16, 2026
COMPREHENSIVE PLANNING ASSOCIATES, INC.
Investment adviser

SEC file number

801-132219

Source date

March 23, 2026
COMPREHENSIVE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-69045

Source date

March 31, 2026
COMPREHENSIVE WEALTH SOLUTIONS, LLC
Investment adviser

SEC file number

801-63074

Source date

March 4, 2026
COMPTON WEALTH ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-107239

Source date

June 30, 2026
COMUNIDAD FUND I MANAGER, LLC
Investment adviser

SEC file number

801-126234

Source date

March 30, 2026
COMVEST ADVISORS LLC
Investment adviser

SEC file number

801-74325

Source date

March 31, 2026
COMVEST CREDIT ADVISORS, LLC
Investment adviser

SEC file number

801-120234

Source date

March 31, 2026
COMVEST CREDIT MANAGERS, LLC
Investment adviser

SEC file number

801-126178

Source date

March 31, 2026
CONCENTRIC CAPITAL STRATEGIES L.P.
Investment adviser

SEC file number

801-126136

Source date

March 24, 2026
CONCENTRIC TEAM LLP
Exempt reporting adviser

SEC file number

802-130955

Source date

May 28, 2025
CONCENTRUM WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-77888

Source date

March 24, 2026
CONCEPTUAL FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-123428

Source date

January 15, 2026
CONCERT INVESTMENT ADVISORY LLC
Investment adviser

SEC file number

801-116976

Source date

June 2, 2026
CONCISE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-68737

Source date

May 14, 2026
CONCORD ADVISORY GROUP LTD
Investment adviser

SEC file number

801-38219

Source date

March 11, 2026
CONCORD ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-119737

Source date

March 19, 2026
CONCORD ATLANTIC, INC.
Investment adviser

SEC file number

801-120993

Source date

March 16, 2026
CONCORD INVESTMENT COUNSEL
Investment adviser

SEC file number

801-39752

Source date

July 21, 2026
CONCORD MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-114729

Source date

March 31, 2026
CONCORD WEALTH PARTNERS
Investment adviser

SEC file number

801-79249

Source date

March 14, 2026
CONCORDE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-74519

Source date

July 24, 2026
CONCORDE FINANCIAL CORPORATION
Investment adviser

SEC file number

801-16625

Source date

April 13, 2026
CONCORDE FINANCIAL RESOURCES I INC.
Investment adviser

SEC file number

801-113094

Source date

July 30, 2026
CONCORDIA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-77860

Source date

March 16, 2026
CONCOURSE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-132824

Source date

March 27, 2026
CONCREIT FUND MANAGEMENT LLC
Investment adviser

SEC file number

801-122742

Source date

March 31, 2026
CONCURRENT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-130625

Source date

July 23, 2026
CONCURRENT INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-126555

Source date

September 16, 2026
CONDESA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123502

Source date

May 14, 2026
CONDIRE MANAGEMENT, LP
Investment adviser

SEC file number

801-120022

Source date

March 31, 2026
CONDON WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-136611

Source date

July 23, 2026
CONDOR CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-33145

Source date

July 16, 2026