Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 23 of 95

CONDUCTOR CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132371

Source date

March 27, 2026
CONDUIT CP INVESTMENT I LLC
Exempt reporting adviser

SEC file number

802-135192

Source date

March 10, 2026
CONEGLIANO VENTURES, LLC
Exempt reporting adviser

SEC file number

802-114593

Source date

March 26, 2026
CONESTOGA CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-60133

Source date

March 9, 2026
CONFIDENCE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-122368

Source date

March 31, 2026
CONFIDENTIAL MANAGEMENT ADVISORS, INC.
Investment adviser

SEC file number

801-70741

Source date

March 27, 2026
CONFLUENCE INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-68723

Source date

March 25, 2026
CONFLUENCE WEALTH SERVICES, LLC
Investment adviser

SEC file number

801-120711

Source date

September 15, 2026
CONGRESS ASSET MANAGEMENT COMPANY, LLP
Investment adviser

SEC file number

801-23386

Source date

March 17, 2026
CONGRESS PARK CAPITAL LLC
Investment adviser

SEC file number

801-70181

Source date

March 18, 2026
CONGRUENCE CAPITAL, LLC
Investment adviser

SEC file number

801-131703

Source date

April 1, 2026
CONGRUENT INVESTMENT PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-124846

Source date

March 31, 2026
CONGRUENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-110424

Source date

March 31, 2026
CONIFER INFRASTRUCTURE MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-136927

Source date

June 29, 2026
CONIFER INVESTMENTS LTD
Investment adviser

SEC file number

801-47009

Source date

March 31, 2026
CONIFER MANAGEMENT, LLC
Investment adviser

SEC file number

801-107669

Source date

March 31, 2026
CONNECT VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-135727

Source date

February 27, 2026
CONNECTED WEALTH SOLUTIONS, LLC
Investment adviser

SEC file number

801-128240

Source date

February 18, 2026
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-117202

Source date

May 13, 2026
CONNECTICUT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-73061

Source date

May 8, 2026
CONNECTIVE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74339

Source date

April 9, 2026
CONNECTIVE PORTFOLIO MANAGEMENT, LLC
Investment adviser

SEC file number

801-113747

Source date

August 18, 2026
CONNECTIVE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-132738

Source date

September 8, 2026
CONNELLY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-130757

Source date

March 27, 2026
CONNETIC RIA LLC
Investment adviser

SEC file number

801-130512

Source date

June 29, 2026
CONNING INVESTMENT PRODUCTS, INC.
Investment adviser

SEC file number

801-79816

Source date

March 30, 2026
CONNING, INC.
Investment adviser

SEC file number

801-18641

Source date

March 30, 2026
CONNOR CAPITAL SB, LLC
Investment adviser

SEC file number

801-129234

Source date

March 27, 2026
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
Investment adviser

SEC file number

801-79433

Source date

August 26, 2026
CONNORS INVESTOR SERVICES INC
Investment adviser

SEC file number

801-6211

Source date

September 9, 2026
CONQUER INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-135984

Source date

March 25, 2026
CONQUIS FINANCIAL LLC
Investment adviser

SEC file number

801-123701

Source date

August 10, 2026
CONRAD CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-60622

Source date

May 19, 2026
CONRAD SIEGEL INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-62505

Source date

September 4, 2026
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119516

Source date

May 7, 2026
CONSCIOUS VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-137281

Source date

August 12, 2026
CONSCIOUS WEALTH INVESTMENTS, LLC
Investment adviser

SEC file number

801-123510

Source date

June 8, 2026
CONSELLO MANAGEMENT LP
Investment adviser

SEC file number

801-127507

Source date

March 30, 2026
CONSEQUENT CAPITAL INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-113953

Source date

July 1, 2026
CONSEQUENT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-108429

Source date

July 1, 2026
CONSERVATION RESOURCE PARTNERS, LLC
Investment adviser

SEC file number

801-73775

Source date

May 6, 2026
CONSERVATIVE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-66651

Source date

February 4, 2026
CONSERVEST CAPITAL ADVISORS INC
Investment adviser

SEC file number

801-44462

Source date

March 26, 2026
CONSILIO WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-121207

Source date

April 1, 2026
CONSILIUM INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-63245

Source date

June 16, 2026
CONSILIUM WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-120593

Source date

May 28, 2026
CONSILIUM, LLC
Investment adviser

SEC file number

801-117808

Source date

March 24, 2026
CONSOLIDATED CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-76714

Source date

July 7, 2026
CONSOLIDATED EQUITY III ADVISORY AB
Exempt reporting adviser

SEC file number

802-134097

Source date

July 3, 2025
CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-112968

Source date

March 17, 2026
CONSOLIDATED PORTFOLIO REVIEW CORP
Investment adviser

SEC file number

801-38795

Source date

June 1, 2026
CONSOLIDATION ET DEVELOPPEMENT GESTION
Exempt reporting adviser

SEC file number

802-127422

Source date

March 26, 2026
CONSONANCE CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-77800

Source date

March 31, 2026
CONSONANT VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135706

Source date

February 26, 2026
CONSORTIUM BRAND PARTNERS, LLC
Investment adviser

SEC file number

801-134050

Source date

June 24, 2026
CONSTANT GUIDANCE FINANCIAL, LLC
Investment adviser

SEC file number

801-128132

Source date

March 11, 2026
CONSTELLATION ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-113212

Source date

February 17, 2026
CONSTELLATION CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73948

Source date

March 27, 2026
CONSTELLATION INVESTIMENTOS E PARTICIPA��ES LTDA
Investment adviser

SEC file number

801-72442

Source date

March 31, 2026
CONSTELLATION INVESTMENTS, INC.
Investment adviser

SEC file number

801-51396

Source date

March 31, 2026
CONSTELLATION WEALTH CAPITAL, LLC
Investment adviser

SEC file number

801-128736

Source date

March 31, 2026
CONSTITUTION CAPITAL EQUITY PARTNERS LP
Investment adviser

SEC file number

801-69249

Source date

May 21, 2026
CONSTITUTION CAPITAL HORIZON ADVISOR, LP
Investment adviser

SEC file number

801-137167

Source date

July 27, 2026
CONSTITUTION CAPITAL LLC
Investment adviser

SEC file number

801-119493

Source date

February 6, 2026
CONSTITUTION CAPITAL PM, L. P.
Investment adviser

SEC file number

801-125940

Source date

March 31, 2026
CONSTRUCT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119769

Source date

March 26, 2026
CONSTRUCTOR CAPITAL I GP LTD.
Exempt reporting adviser

SEC file number

802-129364

Source date

January 21, 2026
CONSULTA LIMITED
Exempt reporting adviser

SEC file number

802-130968

Source date

August 13, 2026
CONSULTING GROUP ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-64791

Source date

March 24, 2026
CONSULTIVA WEALTH MANAGEMENT, CORP.
Investment adviser

SEC file number

801-57175

Source date

April 14, 2026
CONTANGO WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134226

Source date

February 18, 2026
CONTEGO CAPITAL GROUP, INC.
Investment adviser

SEC file number

801-113844

Source date

August 28, 2026
CONTEXT CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-64700

Source date

August 25, 2026
CONTINENTAL ADVISORS LLC
Investment adviser

SEC file number

801-132614

Source date

March 30, 2026
CONTINENTAL INVESTORS SERVICES, INC.
Investment adviser

SEC file number

801-122737

Source date

September 24, 2026
CONTINUIM EQUITY PARTNERS, LP
Investment adviser

SEC file number

801-130834

Source date

April 28, 2026
CONTINUITY WEALTH MANAGEMENT, CORP.
Investment adviser

SEC file number

801-60320

Source date

March 17, 2026
CONTINUUM ADVISORY, LLC
Investment adviser

SEC file number

801-107439

Source date

March 30, 2026
CONTINUUM WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-71245

Source date

July 15, 2026
CONTOUR ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-71771

Source date

March 31, 2026
CONTOUR MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-75392

Source date

March 31, 2026
CONTRARIAN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-50707

Source date

March 27, 2026
CONTRARY LEGACY LLC
Investment adviser

SEC file number

801-127459

Source date

March 13, 2026
CONTRARY LLC
Investment adviser

SEC file number

801-127365

Source date

July 8, 2026
CONTRAVISORY INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-9168

Source date

May 11, 2026
CONVECTIVE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127304

Source date

March 26, 2026
CONVERGENCE FINANCIAL, LLC
Investment adviser

SEC file number

801-116738

Source date

September 4, 2026
CONVERGENCE INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-69707

Source date

March 23, 2026
CONVERGENT FINANCE, LLP
Exempt reporting adviser

SEC file number

802-125995

Source date

June 17, 2026
CONVERGENT VENTURES LLC
Exempt reporting adviser

SEC file number

802-128305

Source date

March 10, 2026
CONVERGENT WEALTH ADVISORS INC
Exempt reporting adviser

SEC file number

802-132946

Source date

May 8, 2025
CONVERIUM CAPITAL INC.
Investment adviser

SEC file number

801-120542

Source date

March 30, 2026
CONVERSANT CAPITAL LLC
Investment adviser

SEC file number

801-119816

Source date

March 31, 2026
CONVERSE TEAM FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-132403

Source date

June 2, 2026
CONVERSION CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-115222

Source date

March 30, 2026
CONVEXITAS, LLC
Investment adviser

SEC file number

801-132451

Source date

March 31, 2026
CONVICTION PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-127038

Source date

March 18, 2026
CONVOY INVESTMENTS, LLC
Investment adviser

SEC file number

801-81014

Source date

February 10, 2026
CONWAY CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-124905

Source date

March 20, 2026
CONWAY FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-130486

Source date

January 30, 2026
CONWAY INVESTMENT RESEARCH, LLC
Investment adviser

SEC file number

801-110312

Source date

March 30, 2026
CONWAY PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-123446

Source date

March 10, 2026
COOK & BYNUM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-69930

Source date

March 11, 2026
COOK FINANCIAL DESIGNS, INC.
Investment adviser

SEC file number

801-129969

Source date

March 13, 2026
COOK PINE CAPITAL LLC
Investment adviser

SEC file number

801-64533

Source date

March 26, 2026
COOKE & BIELER, L.P.
Investment adviser

SEC file number

801-60411

Source date

March 30, 2026
COOKE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132264

Source date

February 2, 2026
COOKSEN WEALTH, LLC
Investment adviser

SEC file number

801-128131

Source date

June 19, 2026
COOKSON PEIRCE & CO INC
Investment adviser

SEC file number

801-21341

Source date

September 24, 2026
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED
Investment adviser

SEC file number

801-118484

Source date

September 22, 2026
COOLABAH INVESTMENT MANAGEMENT (USA) INC
Investment adviser

SEC file number

801-135834

Source date

September 16, 2026
COOMBS WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-129867

Source date

February 3, 2026
COOPER CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-117210

Source date

February 17, 2026
COOPER CREEK PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-73874

Source date

March 30, 2026
COOPER FINANCIAL GROUP
Investment adviser

SEC file number

801-61944

Source date

September 10, 2026
COOPER FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-24288

Source date

May 26, 2026
COOPER/HAIMS ADVISORS, LLC
Investment adviser

SEC file number

801-61599

Source date

August 19, 2026
COOPERATIVE FUNERAL FUND INC
Investment adviser

SEC file number

801-35190

Source date

March 2, 2026
COORDINATED CAPITAL SECURITIES, INC.
Investment adviser

SEC file number

801-111070

Source date

June 25, 2026
COORDINATED FINANCIAL PLANNING CORP
Investment adviser

SEC file number

801-19769

Source date

June 3, 2026
COORDINATED WEALTH MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-132227

Source date

January 23, 2026
COPELAND CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-68586

Source date

February 26, 2026
COPENHAGEN INFRASTRUCTURE PARTNERS INC.
Investment adviser

SEC file number

801-126443

Source date

March 31, 2026
COPENHAGEN INFRASTRUCTURE PARTNERS P/S
Exempt reporting adviser

SEC file number

802-118416

Source date

March 31, 2026
COPERNICUS INVESTMENT MANAGER LLC
Exempt reporting adviser

SEC file number

802-135360

Source date

January 19, 2026
COPIA INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-134866

Source date

March 23, 2026
COPIA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131499

Source date

February 4, 2026
COPLEY FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-119967

Source date

July 13, 2026
COPLEY INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-118507

Source date

March 11, 2026
COPPER BEECH FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-121409

Source date

March 12, 2026
COPPER FINANCIAL NETWORK, LLC
Investment adviser

SEC file number

801-89168

Source date

September 3, 2026
COPPER HARBOR INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-81035

Source date

March 11, 2026
COPPER LEAF FINANCIAL, LLC
Investment adviser

SEC file number

801-120617

Source date

February 23, 2026
COPPER SKY CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-131589

Source date

March 27, 2026
COPPER STREET CAPITAL LLP
Exempt reporting adviser

SEC file number

802-110813

Source date

March 11, 2026
COPPERLEAF CAPITAL, LLC
Investment adviser

SEC file number

801-80179

Source date

June 17, 2026
COPPERLINE WEALTH MANAGEMENT & PLANNING
Investment adviser

SEC file number

801-132972

Source date

March 29, 2026
COPPERPLATE CAPITAL LLC
Investment adviser

SEC file number

801-130132

Source date

March 31, 2026
COPPERWOOD FINANCIAL, INC.
Investment adviser

SEC file number

801-134875

Source date

March 25, 2026
COQUINA PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-132012

Source date

February 10, 2026
CORA CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-123101

Source date

March 23, 2026
CORAL COVE US GP LTD.
Exempt reporting adviser

SEC file number

802-135784

Source date

March 6, 2026
CORAL TREE MANAGEMENT, LP
Investment adviser

SEC file number

801-121135

Source date

September 1, 2026
CORAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131934

Source date

July 28, 2026
CORAZON GROUP LLC
Investment adviser

SEC file number

801-122677

Source date

March 24, 2026
CORBEL MANAGEMENT, LLC
Investment adviser

SEC file number

801-126205

Source date

August 20, 2026
CORBETT ROAD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117314

Source date

June 5, 2026
CORBIERE CAPITAL MANAGEMENT (JERSEY) LIMITED
Exempt reporting adviser

SEC file number

802-129626

Source date

April 2, 2026
CORBIN CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-63358

Source date

March 31, 2026
CORBYN INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-9139

Source date

June 29, 2026
CORDA INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-57097

Source date

August 26, 2026
CORDATUS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-107770

Source date

March 18, 2026
CORDGRASS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-122270

Source date

April 17, 2026
CORDIANT CAPITAL INC.
Investment adviser

SEC file number

801-110814

Source date

May 28, 2026
CORDILLERA INVESTMENT PARTNERS, L.P.
Investment adviser

SEC file number

801-113014

Source date

March 31, 2026
CORDIS FINANCIAL, LLC
Investment adviser

SEC file number

801-113230

Source date

February 19, 2026
CORDOBA ADVISORY PARTNERS LLC
Investment adviser

SEC file number

801-121538

Source date

March 24, 2026
CORDOBA CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-131016

Source date

March 26, 2026
CORE ALPHA, INC.
Investment adviser

SEC file number

801-118545

Source date

March 24, 2026
CORE AND VALUE ADVISORS, LLC
Investment adviser

SEC file number

801-72087

Source date

June 30, 2026
CORE ASSET CREDIT, LLC
Exempt reporting adviser

SEC file number

802-137340

Source date

August 20, 2026
CORE CAPITAL MANAGEMENT AND RESEARCH INC.
Investment adviser

SEC file number

801-72083

Source date

March 30, 2026
CORE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-112687

Source date

March 31, 2026
CORE COMPLIANCE GROUP, LLC
Investment adviser

SEC file number

801-122934

Source date

March 2, 2026
CORE ELEVEN INVESTMENTS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134374

Source date

August 19, 2025
CORE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-78617

Source date

January 12, 2026
CORE FINANCIAL PARTNERS INC.
Investment adviser

SEC file number

801-100415

Source date

March 30, 2026
CORE INDUSTRIAL PARTNERS, LLC
Investment adviser

SEC file number

801-117080

Source date

March 23, 2026
CORE INVESTMENT ADVISORS LLC
Exempt reporting adviser

SEC file number

802-118101

Source date

May 1, 2026
CORE MANAGEMENT II CORPORATION
Investment adviser

SEC file number

801-117005

Source date

March 27, 2026
CORE PLANNING, LLC
Investment adviser

SEC file number

801-131950

Source date

September 15, 2026
CORE VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-75773

Source date

March 30, 2026
CORE WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-81079

Source date

July 6, 2026
CORE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-132613

Source date

April 22, 2026
CORE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-113827

Source date

March 2, 2026
CORE WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-126601

Source date

February 16, 2026
COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLC
Investment adviser

SEC file number

801-70159

Source date

August 13, 2026
CORECAP ADVISORS, LLC
Investment adviser

SEC file number

801-72687

Source date

March 31, 2026
CORECOMMODITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-65436

Source date

March 27, 2026
CORELINE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131926

Source date

March 30, 2026
COREPATH WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-114567

Source date

February 12, 2026
COREVIEW CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-120397

Source date

March 19, 2026
CORGI STRATEGIES, LLC
Investment adviser

SEC file number

801-134212

Source date

September 23, 2026
CORIENT IA LP
Investment adviser

SEC file number

801-127886

Source date

July 7, 2026
CORIENT PRIVATE WEALTH LP
Investment adviser

SEC file number

801-124978

Source date

August 21, 2026
CORIENT SHC PARTNERS (US) LP
Investment adviser

SEC file number

801-111688

Source date

July 13, 2026
CORIENT SHC WEALTH MANAGEMENT (US) LP
Investment adviser

SEC file number

801-70638

Source date

July 13, 2026
CORINTHIA MANAGEMENT (US) LLC
Investment adviser

SEC file number

801-131315

Source date

April 21, 2026
CORINTHIA UK MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-132405

Source date

May 18, 2026
CORINTHIAN CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-74138

Source date

March 31, 2026
CORINTHIAN PARTNERS ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-116896

Source date

March 24, 2026
CORINTHIAN WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-136850

Source date

July 29, 2026
CORKERN BARRY M ADVISORY SERVICES INC
Investment adviser

SEC file number

801-21669

Source date

January 22, 2026
CORMORANT ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-79513

Source date

May 27, 2026
CORNELL CAPITAL LLC
Investment adviser

SEC file number

801-98340

Source date

March 27, 2026
CORNELL POCHILY INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-68467

Source date

March 30, 2026
CORNER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-123235

Source date

May 7, 2026
CORNER SPEED CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-137595

Source date

September 25, 2026
CORNERMEN FINANCIAL, LLC
Investment adviser

SEC file number

801-126584

Source date

July 2, 2026
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-65091

Source date

March 26, 2026
CORNERSTONE ADVISORS LLC
Investment adviser

SEC file number

801-130418

Source date

July 29, 2026
CORNERSTONE ADVISORS, LLC
Investment adviser

SEC file number

801-110649

Source date

March 31, 2026
CORNERSTONE ADVISORS, LLC
Investment adviser

SEC file number

801-114872

Source date

March 12, 2026
CORNERSTONE ADVISORY, LLC
Investment adviser

SEC file number

801-68058

Source date

September 1, 2026
CORNERSTONE ALTERNATIVES LLC
Investment adviser

SEC file number

801-129602

Source date

March 30, 2026
CORNERSTONE CAPITAL MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-74689

Source date

March 2, 2026
CORNERSTONE CAPITAL, INC.
Investment adviser

SEC file number

801-13945

Source date

March 19, 2026
CORNERSTONE ENTERPRISES, LLC
Investment adviser

SEC file number

801-127126

Source date

February 17, 2026
CORNERSTONE FINANCIAL GROUP,LLC
Investment adviser

SEC file number

801-132992

Source date

June 8, 2026
CORNERSTONE FINANCIAL MANAGEMENT LLC
Investment adviser

SEC file number

801-130130

Source date

March 26, 2026
CORNERSTONE FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-135811

Source date

June 29, 2026
CORNERSTONE FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-107703

Source date

September 21, 2026
CORNERSTONE INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-63198

Source date

March 24, 2026
CORNERSTONE INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-61425

Source date

July 30, 2026
CORNERSTONE MANAGEMENT, INC.
Investment adviser

SEC file number

801-63080

Source date

July 2, 2026
CORNERSTONE PARTNERS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119827

Source date

March 30, 2026
CORNERSTONE PLANNING GROUP INC.
Investment adviser

SEC file number

801-118222

Source date

September 8, 2026
CORNERSTONE PLANNING, LLC
Investment adviser

SEC file number

801-119224

Source date

February 10, 2026
CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC
Investment adviser

SEC file number

801-61925

Source date

March 19, 2026
CORNERSTONE SECURITIES LLC
Investment adviser

SEC file number

801-133715

Source date

September 21, 2026
CORNERSTONE SELECT ADVISORS, LLC
Investment adviser

SEC file number

801-113472

Source date

April 2, 2026
CORNERSTONE TRUST MANAGEMENT SERVICES LLC
Investment adviser

SEC file number

801-79734

Source date

March 24, 2026
CORNERSTONE WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-132490

Source date

February 13, 2026
CORNERSTONE WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-61799

Source date

June 11, 2026
CORNERSTONE WEALTH GROUP, LLC
Investment adviser

SEC file number

801-112164

Source date

August 3, 2026
CORNERSTONE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-76973

Source date

May 4, 2026
CORNERSTONE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-129835

Source date

August 20, 2026
CORNERSTONE WEALTH, LLC
Investment adviser

SEC file number

801-123282

Source date

March 11, 2026
CORNWALL CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-73902

Source date

March 26, 2026
COROMANDEL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-131197

Source date

May 28, 2026
CORONADO RESOURCES MANAGEMENT LP
Investment adviser

SEC file number

801-107634

Source date

March 30, 2026
CORONATION GLOBAL FUND MANAGERS (IRELAND) LIMITED
Investment adviser

SEC file number

801-77415

Source date

May 11, 2026
CORONATION INTERNATIONAL LIMITED
Investment adviser

SEC file number

801-125933

Source date

December 12, 2025
CORONATION INVESTMENT MANAGEMENT INTERNATIONAL (PTY) LTD
Investment adviser

SEC file number

801-106590

Source date

December 12, 2025
CORONET INVESTMENTS PTY LTD
Exempt reporting adviser

SEC file number

802-131793

Source date

August 24, 2026
CORPORATE CONSULTING GROUP, INC.
Investment adviser

SEC file number

801-63159

Source date

March 26, 2026
CORPORATE PARTNERS II MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-114512

Source date

April 9, 2026
CORPORATE SUPPORT RESEARCH INSTITUTE CO., LTD.
Exempt reporting adviser

SEC file number

802-132799

Source date

March 31, 2026
CORPS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-116949

Source date

March 17, 2026
CORPUS MANAGEMENT COMPANY X, LLC
Exempt reporting adviser

SEC file number

802-132961

Source date

March 31, 2026
CORRADO ADVISORS, LLC
Investment adviser

SEC file number

801-56980

Source date

March 24, 2026
CORRALES & COMPANY, LLC
Investment adviser

SEC file number

801-130804

Source date

April 27, 2026
CORRE PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-80712

Source date

March 27, 2026
CORRECT CAPITAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114075

Source date

February 27, 2026
CORRELATION MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75301

Source date

March 31, 2026
CORRIDOR CAPITAL, LLC
Investment adviser

SEC file number

801-121965

Source date

March 23, 2026
CORRIENTE ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-127785

Source date

March 31, 2026
CORRIGO INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-113497

Source date

March 30, 2026
CORRUM CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-137120

Source date

July 31, 2026
CORRY CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-77749

Source date

March 30, 2026