Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 21 of 95

CIRRUS REAL ESTATE PARTNERS LP
Investment adviser

SEC file number

801-126848

Source date

July 2, 2026
CITADEL ADVISORS LLC
Investment adviser

SEC file number

801-70860

Source date

June 11, 2026
CITADEL INVESTMENT ADVISORY INC
Investment adviser

SEC file number

801-112507

Source date

March 12, 2026
CITATION CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132086

Source date

March 30, 2026
CITIC CLSA CAPITAL PARTNERS HK LIMITED
Exempt reporting adviser

SEC file number

802-75568

Source date

March 26, 2026
CITIGROUP ALTERNATIVE INVESTMENTS LLC
Investment adviser

SEC file number

801-60990

Source date

June 17, 2026
CITIGROUP GLOBAL MARKETS INC.
Investment adviser

SEC file number

801-3387

Source date

September 10, 2026
CITIZENS PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-40835

Source date

July 8, 2026
CITIZENS SECURITIES, INC.
Investment adviser

SEC file number

801-61902

Source date

September 3, 2026
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122783

Source date

March 27, 2026
CITRINE CAPITAL, LLC
Investment adviser

SEC file number

801-120487

Source date

March 16, 2026
CITRON PE FUNDS MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-75595

Source date

March 30, 2026
CITTA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126437

Source date

March 11, 2026
CITY CENTER ADVISORS, LLC
Investment adviser

SEC file number

801-123152

Source date

September 23, 2026
CITY DIFFERENT HOLDINGS LP
Investment adviser

SEC file number

801-120293

Source date

May 31, 2026
CITY LIGHT CAPITAL MANAGEMENT III, LLC
Exempt reporting adviser

SEC file number

802-113262

Source date

March 26, 2026
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
Investment adviser

SEC file number

801-46266

Source date

September 25, 2026
CITYMARK CAPITAL MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-112435

Source date

April 6, 2026
CITYVIEW MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-72632

Source date

March 27, 2026
CIV INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130458

Source date

March 24, 2026
CIVC PARTNERS, L.P.
Investment adviser

SEC file number

801-73354

Source date

March 31, 2026
CIVILIZATION VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127898

Source date

March 31, 2026
CIVITAS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-126079

Source date

May 12, 2026
CJ FINANCIAL
Exempt reporting adviser

SEC file number

802-134960

Source date

November 14, 2025
CJC WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136678

Source date

August 13, 2026
CJM WEALTH ADVISERS, LTD.
Investment adviser

SEC file number

801-14391

Source date

July 20, 2026
CK ADVISORS, LLC
Investment adviser

SEC file number

801-107675

Source date

March 25, 2026
CKC CAPITAL LLC
Investment adviser

SEC file number

801-110877

Source date

March 31, 2026
CKG MANAGEMENT COMPANY
Exempt reporting adviser

SEC file number

802-136498

Source date

May 14, 2026
CKW FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-70788

Source date

March 30, 2026
CL MANAGEMENT GROUP LLC
Exempt reporting adviser

SEC file number

802-134509

Source date

April 1, 2026
CL STRATEGIC MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-130479

Source date

June 16, 2026
CL WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-72701

Source date

August 20, 2026
CLADIS INVESTMENT ADVISORY LLC
Investment adviser

SEC file number

801-126137

Source date

March 5, 2026
CLADRIUS PARTNERS LLC
Exempt reporting adviser

SEC file number

802-131131

Source date

March 31, 2026
CLAIRALPHA ADVISORS LLC
Investment adviser

SEC file number

801-136250

Source date

September 25, 2026
CLAIRMONT CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-128505

Source date

March 31, 2026
CLAIRVEST GP MANAGECO INC.
Exempt reporting adviser

SEC file number

802-76324

Source date

June 15, 2026
CLARA PARTNERS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135027

Source date

March 31, 2026
CLARA VISTA MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-136920

Source date

June 29, 2026
CLARAGH MOUNTAIN INVESTMENTS LP
Exempt reporting adviser

SEC file number

802-81109

Source date

May 25, 2025
CLARE MARKET INVESTMENTS, LLC
Investment adviser

SEC file number

801-114649

Source date

March 6, 2026
CLAREMONT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-71872

Source date

March 18, 2026
CLAREMONT CREEK MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75437

Source date

March 27, 2026
CLAREMONT FINANCIAL GROUP,INC.
Investment adviser

SEC file number

801-57506

Source date

July 21, 2026
CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLC
Investment adviser

SEC file number

801-132820

Source date

September 1, 2026
CLARENDON CAPITAL, LLC
Investment adviser

SEC file number

801-128458

Source date

March 31, 2026
CLARENDON PRIVATE LLC
Investment adviser

SEC file number

801-122430

Source date

July 28, 2026
CLARET ASSET MANAGEMENT CORP
Investment adviser

SEC file number

801-55012

Source date

March 18, 2026
CLARION ADVISORS INC.
Investment adviser

SEC file number

801-130105

Source date

April 30, 2026
CLARION CALL CAPITAL LLC
Investment adviser

SEC file number

801-131476

Source date

March 19, 2026
CLARION CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73755

Source date

March 30, 2026
CLARION PARTNERS EUROPE (U.K.) LIMITED
Exempt reporting adviser

SEC file number

802-126469

Source date

December 18, 2025
CLARION PARTNERS EUROPE LIMITED
Exempt reporting adviser

SEC file number

802-126471

Source date

December 18, 2025
CLARION PARTNERS, LLC
Investment adviser

SEC file number

801-16611

Source date

February 27, 2026
CLARION WEALTH MANAGEMENT PARTNERS, LLC
Investment adviser

SEC file number

801-131858

Source date

March 31, 2026
CLARIS ADVISORS, LLC
Investment adviser

SEC file number

801-66993

Source date

March 12, 2026
CLARIS FINANCIAL, LLC
Investment adviser

SEC file number

801-115295

Source date

March 30, 2026
CLARITAS CAPITAL MANAGEMENT SERVICES, INC.
Investment adviser

SEC file number

801-130396

Source date

March 30, 2026
CLARITY ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-78348

Source date

September 18, 2026
CLARITY CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-120316

Source date

February 3, 2026
CLARITY CAPITAL KCPS LTD
Investment adviser

SEC file number

801-73767

Source date

March 31, 2026
CLARITY CROSS BORDER INC.
Investment adviser

SEC file number

801-133917

Source date

April 9, 2026
CLARITY FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-126778

Source date

September 21, 2026
CLARITY FINANCIAL PLANNERS, LLC
Investment adviser

SEC file number

801-130103

Source date

March 31, 2026
CLARITY FINANCIAL, LLC
Investment adviser

SEC file number

801-77832

Source date

July 16, 2026
CLARITY INVESTMENT MANAGEMENT INC.
Investment adviser

SEC file number

801-136828

Source date

September 21, 2026
CLARITY INVESTMENTS + PLANNING LLC
Investment adviser

SEC file number

801-69808

Source date

March 24, 2026
CLARITY RETIREMENT & WEALTH, LLC
Investment adviser

SEC file number

801-134185

Source date

January 14, 2026
CLARITY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-79251

Source date

September 15, 2026
CLARITY WEALTH DEVELOPMENT, LLC
Investment adviser

SEC file number

801-121546

Source date

March 11, 2026
CLARITY WEALTH MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-123481

Source date

September 2, 2026
CLARIVEST ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-66386

Source date

June 2, 2026
CLARIVOR LLC
Investment adviser

SEC file number

801-119293

Source date

September 16, 2026
CLARK & STUART INC
Investment adviser

SEC file number

801-113250

Source date

March 16, 2026
CLARK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-120465

Source date

April 22, 2026
CLARK CAPITAL MANAGEMENT GROUP INC
Investment adviser

SEC file number

801-28445

Source date

May 22, 2026
CLARK FINANCIAL SERVICES GROUP INC
Investment adviser

SEC file number

801-50052

Source date

July 31, 2026
CLARK MONROE BLACKMAN L.L.C.
Investment adviser

SEC file number

801-121887

Source date

April 23, 2026
CLARK WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-125783

Source date

September 17, 2026
CLARKSTON CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-67681

Source date

July 29, 2026
CLARO ADVISORS INC.
Investment adviser

SEC file number

801-80372

Source date

July 27, 2026
CLAROS REIT MANAGEMENT LP
Investment adviser

SEC file number

801-119395

Source date

March 30, 2026
CLARUS GROUP LLC
Investment adviser

SEC file number

801-119319

Source date

September 10, 2026
CLARUS VENTURES, LLC
Investment adviser

SEC file number

801-114471

Source date

March 30, 2026
CLARUS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-110156

Source date

April 7, 2026
CLASS 5 GLOBAL, LLC
Exempt reporting adviser

SEC file number

802-130364

Source date

May 8, 2026
CLASS VI FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-111938

Source date

February 11, 2026
CLASS VI VENTURES, LLC
Investment adviser

SEC file number

801-129137

Source date

March 3, 2026
CLASSIC ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-67302

Source date

May 5, 2026
CLASSIC FINANCIAL & INSURANCE SERVICES, INC.
Investment adviser

SEC file number

801-135641

Source date

July 24, 2026
CLAY NORTHAM WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110283

Source date

May 15, 2026
CLAYMORE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-136837

Source date

July 2, 2026
CLAYTON FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-97344

Source date

February 25, 2026
CLAYTON FINANCIAL SERVICES INC
Investment adviser

SEC file number

801-17344

Source date

September 9, 2026
CLAYTON PARTNERS LLC
Investment adviser

SEC file number

801-85190

Source date

March 26, 2026
CLAYTON, DUBILIER & RICE, LLC
Investment adviser

SEC file number

801-73344

Source date

April 16, 2026
CLC GLOBAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-122343

Source date

June 10, 2026
CLEAN ALPHA PARTNERS (AUSTRALIA) PTY LTD
Exempt reporting adviser

SEC file number

802-132965

Source date

February 5, 2026
CLEAN ENERGY TRANSITION INTERNATIONAL S.A.M.
Investment adviser

SEC file number

801-135490

Source date

June 24, 2026
CLEAN ENERGY TRANSITION LLP
Investment adviser

SEC file number

801-122043

Source date

June 24, 2026
CLEAN YIELD GROUP INC
Investment adviser

SEC file number

801-28225

Source date

March 3, 2026
CLEANHILL PARTNERS LP
Investment adviser

SEC file number

801-136937

Source date

June 29, 2026
CLEAR BROOK ADVISORS, INC.
Investment adviser

SEC file number

801-66918

Source date

March 30, 2026
CLEAR CREEK FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-111778

Source date

September 21, 2026
CLEAR CREEK INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-130065

Source date

March 27, 2026
CLEAR CREEK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114379

Source date

April 7, 2026
CLEAR HARBOR ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-70821

Source date

March 30, 2026
CLEAR HAVEN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-114895

Source date

June 29, 2026
CLEAR INVESTMENT RESEARCH, LLC
Investment adviser

SEC file number

801-80259

Source date

March 27, 2026
CLEAR POINT ADVISORS, INC.
Investment adviser

SEC file number

801-55390

Source date

March 26, 2026
CLEAR RETIREMENT ADVICE LLC
Investment adviser

SEC file number

801-132499

Source date

March 9, 2026
CLEAR RIDGE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121285

Source date

March 27, 2026
CLEAR SKY CARBON SOLUTIONS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-119985

Source date

March 30, 2026
CLEAR SKY FINANCIAL, LP
Investment adviser

SEC file number

801-120728

Source date

March 30, 2026
CLEAR TRAIL ADVISORS, LLC
Investment adviser

SEC file number

801-134060

Source date

February 5, 2026
CLEAR VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-107997

Source date

March 27, 2026
CLEAR WAVE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134561

Source date

August 13, 2026
CLEARALPHA TECHNOLOGIES LP
Investment adviser

SEC file number

801-127983

Source date

March 30, 2026
CLEARANCE CAPITAL LTD
Exempt reporting adviser

SEC file number

802-79533

Source date

April 30, 2026
CLEARBELL FUND MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-106646

Source date

June 12, 2026
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-65715

Source date

September 16, 2026
CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED
Investment adviser

SEC file number

801-70506

Source date

August 28, 2026
CLEARBRIDGE INVESTMENTS, LLC
Investment adviser

SEC file number

801-64710

Source date

August 28, 2026
CLEARBROOK INVESTMENT CONSULTING LLC
Investment adviser

SEC file number

801-56832

Source date

March 31, 2026
CLEARBROOK INVESTMENT SOLUTIONS LLC
Investment adviser

SEC file number

801-72086

Source date

March 31, 2026
CLEARDUSK MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-131385

Source date

April 1, 2026
CLEARFIELD CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-81056

Source date

March 26, 2026
CLEARGATE CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-134439

Source date

February 27, 2026
CLEARHAVEN PARTNERS LP
Investment adviser

SEC file number

801-123453

Source date

March 30, 2026
CLEARLAKE CAPITAL GROUP, L.P.
Investment adviser

SEC file number

801-73993

Source date

June 30, 2026
CLEARLAKE CAPITAL RIC MANAGEMENT, LLC
Investment adviser

SEC file number

801-136589

Source date

July 27, 2026
CLEARLIGHT PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-73529

Source date

March 24, 2026
CLEARLINE CAPITAL LP
Investment adviser

SEC file number

801-80053

Source date

May 8, 2026
CLEARLIST CAPITAL LLC
Investment adviser

SEC file number

801-133782

Source date

September 25, 2026
CLEARPATH CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-78763

Source date

April 1, 2026
CLEARSHARES LLC
Investment adviser

SEC file number

801-72414

Source date

August 19, 2026
CLEARSIGHT INVESTMENTS AG
Exempt reporting adviser

SEC file number

802-80556

Source date

March 27, 2026
CLEARSKY ADVISORS LLC
Exempt reporting adviser

SEC file number

802-129027

Source date

March 27, 2026
CLEARSPRING MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-75262

Source date

March 5, 2026
CLEARSTEAD ADVISORS, LLC
Investment adviser

SEC file number

801-33554

Source date

July 31, 2026
CLEARSTONE VENTURE MANAGEMENT SERVICES, L.L.C
Exempt reporting adviser

SEC file number

802-75473

Source date

March 14, 2026
CLEARVIEW CAPITAL, L.P.
Investment adviser

SEC file number

801-74179

Source date

March 27, 2026
CLEARVIEW FAMILY WEALTH, LLC
Investment adviser

SEC file number

801-136292

Source date

August 19, 2026
CLEARVIEW FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-114244

Source date

July 28, 2026
CLEARVIEW FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-120791

Source date

March 13, 2026
CLEARVIEW INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-70141

Source date

March 26, 2026
CLEARVIEW WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121594

Source date

June 23, 2026
CLEARVISION VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112931

Source date

March 11, 2026
CLEARVUE PARTNERS MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-78301

Source date

March 31, 2026
CLEARWATER ADVISORS, LLC
Investment adviser

SEC file number

801-60686

Source date

May 7, 2026
CLEARWATER CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-70905

Source date

May 11, 2026
CLEARWATER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-134477

Source date

March 2, 2026
CLEARWATER MANAGEMENT CO., INC.
Investment adviser

SEC file number

801-29336

Source date

March 17, 2026
CLEARWAVE CAPITAL, LLC
Investment adviser

SEC file number

801-134103

Source date

March 5, 2026
CLEARWELL ADVISORS, LLC
Investment adviser

SEC file number

801-130085

Source date

April 1, 2026
CLELLAND & CO INC
Investment adviser

SEC file number

801-34425

Source date

March 23, 2026
CLEMENT STREET CAPITAL LLC
Investment adviser

SEC file number

801-132556

Source date

February 11, 2026
CLEMENTINE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127178

Source date

March 31, 2026
CLEO CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-131962

Source date

June 17, 2026
CLERA, INC
Investment adviser

SEC file number

801-134566

Source date

May 23, 2026
CLERISY GLOBAL CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-120094

Source date

May 6, 2026
CLEROU ROMAIN PIERRE WALSH
Investment adviser

SEC file number

801-117755

Source date

March 9, 2026
CLESSIDRA PRIVATE EQUITY SGR SPA
Exempt reporting adviser

SEC file number

802-75612

Source date

March 30, 2026
CLEVELAND AVENUE ADVISERS, LLC
Exempt reporting adviser

SEC file number

802-125969

Source date

March 31, 2026
CLEVELAND CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-136040

Source date

May 4, 2026
CLEVELAND DIGITAL LIMITED
Exempt reporting adviser

SEC file number

802-129157

Source date

June 26, 2026
CLEVELAND WEALTH, LLC
Investment adviser

SEC file number

801-117776

Source date

July 2, 2026
CLEVERALPHA ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-117634

Source date

September 11, 2026
CLF ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-131455

Source date

March 2, 2026
CLG LLC
Investment adviser

SEC file number

801-108414

Source date

August 3, 2026
CLIENT 1ST ADVISORY GROUP LLC
Investment adviser

SEC file number

801-78052

Source date

March 27, 2026
CLIENT FIRST CAPITAL, LLC
Investment adviser

SEC file number

801-114955

Source date

March 23, 2026
CLIENT FIRST INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-123113

Source date

February 11, 2026
CLIENT-CENTERED CROSS-BORDER FINANCIAL PLANNING LTD.
Investment adviser

SEC file number

801-66802

Source date

March 21, 2026
CLIENTFIRST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-67589

Source date

May 27, 2026
CLIFFORD CAPITAL MARKETS PTE. LTD.
Exempt reporting adviser

SEC file number

802-135138

Source date

March 9, 2026
CLIFFORD SWAN INVESTMENT COUNSEL LLC
Investment adviser

SEC file number

801-56675

Source date

February 10, 2026
CLIFFWATER LLC
Investment adviser

SEC file number

801-63344

Source date

May 4, 2026
CLIFTON MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-131255

Source date

May 14, 2026
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-57242

Source date

March 31, 2026
CLIMACTIC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126514

Source date

March 25, 2026
CLIMATE ASSET MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-127438

Source date

March 12, 2026
CLIMATE FINANCE PARTNERS LLC
Investment adviser

SEC file number

801-117593

Source date

March 31, 2026
CLIMBER CAPITAL SA
Investment adviser

SEC file number

801-108264

Source date

March 20, 2026
CLIME CAPITAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-129718

Source date

September 8, 2026
CLINTON INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-69342

Source date

May 14, 2026
CLIO ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-122023

Source date

September 1, 2026
CLIPWAY LIMITED
Exempt reporting adviser

SEC file number

802-128806

Source date

March 31, 2026
CLOCKTOWER GROUP, L.P.
Investment adviser

SEC file number

801-100402

Source date

July 1, 2026
CLOCKWISE CAPITAL LLC
Investment adviser

SEC file number

801-123024

Source date

March 31, 2026
CLOSED LOOP PARTNERS, LLC
Investment adviser

SEC file number

801-118176

Source date

May 26, 2026
CLOSED-END FUND ADVISORS INC.
Investment adviser

SEC file number

801-113697

Source date

April 29, 2026
CLOUD APPS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-80099

Source date

March 23, 2026
CLOUD CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-123380

Source date

March 31, 2026
CLOUD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-128329

Source date

March 23, 2026
CLOUD HEALTH EUROVENTURES, LLC
Exempt reporting adviser

SEC file number

802-132574

Source date

March 11, 2026
CLOUD INVESTMENTS, LLC
Investment adviser

SEC file number

801-112434

Source date

February 12, 2026
CLOUDALPHA CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-130515

Source date

March 18, 2026
CLOUDFORM STRATEGIES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134326

Source date

March 11, 2026
CLOUDLAND CAPITAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-127141

Source date

March 23, 2026
CLOUDVEIL ADVISORY LLC
Exempt reporting adviser

SEC file number

802-136097

Source date

March 31, 2026
CLOUGH CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-63142

Source date

March 31, 2026
CLOUT CAPITAL INVESTMENT MANAGERS LLC
Investment adviser

SEC file number

801-130989

Source date

April 2, 2026
CLOVER CREDIT MANAGEMENT, LLC
Investment adviser

SEC file number

801-119797

Source date

March 30, 2026
CLOVER LEAF FINANCIAL LLC
Investment adviser

SEC file number

801-132741

Source date

March 31, 2026
CLOVERFIELDS CAPITAL GROUP, LP
Investment adviser

SEC file number

801-117829

Source date

March 26, 2026
CLOVERLAY INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-106613

Source date

August 28, 2026
CLOVERPOINT, LLC
Investment adviser

SEC file number

801-132860

Source date

March 26, 2026
CLOVIS POINT CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-117672

Source date

March 25, 2026
CLP ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-121850

Source date

August 11, 2026
CLPF LLC
Investment adviser

SEC file number

801-120292

Source date

March 11, 2026
CLS FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-127014

Source date

March 12, 2026
CLUTINGER WILLIAMS & VERHOYE INC
Investment adviser

SEC file number

801-5935

Source date

September 15, 2026
CLUTTERBUCK CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-66522

Source date

April 28, 2026
CM INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-78877

Source date

July 13, 2026
CM MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120887

Source date

March 18, 2026
CM VENTURE LLC
Exempt reporting adviser

SEC file number

802-126011

Source date

February 18, 2026
CM WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-62376

Source date

March 24, 2026
CMC ADVISORS, INC.
Investment adviser

SEC file number

801-62466

Source date

February 3, 2026
CMC CAPITAL ADVISORS (CAYMAN), LTD.
Exempt reporting adviser

SEC file number

802-136431

Source date

May 6, 2026
CMC FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-112662

Source date

March 5, 2026
CMG CAPITAL MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-43455

Source date

April 24, 2026
CMG FINANCIAL CONSULTING, LLC
Investment adviser

SEC file number

801-131413

Source date

September 15, 2026
CMG GLOBAL HOLDINGS, LLC
Investment adviser

SEC file number

801-118163

Source date

July 14, 2026
CMG WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-135516

Source date

September 9, 2026
CMH WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-70154

Source date

May 19, 2026
CMK PARTNERS, LLC
Investment adviser

SEC file number

801-137204

Source date

August 27, 2026
CMP CAPITAL MANAGEMENT-PARTNERS GMBH
Exempt reporting adviser

SEC file number

802-75597

Source date

April 7, 2026
CMR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-108240

Source date

March 10, 2026
CMRF ADVISORS OY
Exempt reporting adviser

SEC file number

802-127448

Source date

March 27, 2026
CMT ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-112157

Source date

March 31, 2026
CMT PORTFOLIO ADVISORS LLC
Exempt reporting adviser

SEC file number

802-80268

Source date

March 2, 2026
CNL EDUCATIONAL INSTITUTE, LLC
Investment adviser

SEC file number

801-81051

Source date

March 24, 2026
CNL FUND ADVISORS II, LLC
Investment adviser

SEC file number

801-80917

Source date

June 30, 2026
CNL RESIDENTIAL CREDIT MANAGER, LLC
Investment adviser

SEC file number

801-132747

Source date

June 15, 2026
CNL STRATEGIC CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-110050

Source date

August 18, 2026
CNRY MANAGEMENT COMPANY LTDA.
Exempt reporting adviser

SEC file number

802-110225

Source date

March 17, 2026
COALESCE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-128155

Source date

March 30, 2026
COALESCENCE PARTNERS INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-118130

Source date

March 31, 2026
COALITION ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-129636

Source date

March 17, 2026
COALITION OPERATORS, LLC
Exempt reporting adviser

SEC file number

802-135571

Source date

February 13, 2026
COAST ADVISORY LLC
Investment adviser

SEC file number

801-135293

Source date

June 2, 2026
COAST CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-111798

Source date

March 31, 2026
COASTAL BRIDGE ADVISORS, LLC
Investment adviser

SEC file number

801-70943

Source date

July 22, 2026
COASTAL EQUITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-131249

Source date

March 23, 2026
COASTAL INVESTMENT COMPANY, LLC
Investment adviser

SEC file number

801-130812

Source date

April 30, 2026
COASTAL PRIVATE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-128660

Source date

September 5, 2026
COASTAL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-135530

Source date

August 12, 2026
COASTEDGE PARTNERS, LLC
Investment adviser

SEC file number

801-70877

Source date

September 18, 2026