Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 24 of 95

CORSAIR CAPITAL LLC
Investment adviser

SEC file number

801-66149

Source date

April 30, 2026
CORSAIR CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73636

Source date

March 31, 2026
CORTEC GROUP MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-73692

Source date

March 27, 2026
CORTEN ADVISORS UK LLP
Exempt reporting adviser

SEC file number

802-117637

Source date

March 25, 2026
CORTEN REAL ESTATE MANAGEMENT LLC
Investment adviser

SEC file number

801-126642

Source date

March 19, 2026
CORTLAND ASSOCIATES INC
Investment adviser

SEC file number

801-34183

Source date

March 27, 2026
CORTLAND INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-114572

Source date

March 31, 2026
CORTON CAPITAL LLC
Exempt reporting adviser

SEC file number

802-125992

Source date

February 23, 2026
CORUM ASSET MANAGEMENT SAS
Exempt reporting adviser

SEC file number

802-107477

Source date

March 31, 2026
CORUNDUM GROUP, INC.
Investment adviser

SEC file number

801-42281

Source date

July 15, 2026
CORUNDUM PARTNERS, INC.
Exempt reporting adviser

SEC file number

802-127741

Source date

July 15, 2026
CORUS FAMILY WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-118534

Source date

May 6, 2026
CORVEX MANAGEMENT LP
Investment adviser

SEC file number

801-74085

Source date

March 30, 2026
CORVUS WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-119912

Source date

March 24, 2026
COSEY FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-120768

Source date

February 25, 2026
COSMIC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118787

Source date

March 26, 2026
COSMOS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135642

Source date

February 22, 2026
COSMOS WEALTH, LLC
Investment adviser

SEC file number

801-136379

Source date

September 21, 2026
COSNER FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-95177

Source date

February 12, 2026
COSTA, ANDRE LUIZ FERREIRA DA
Investment adviser

SEC file number

801-111689

Source date

January 17, 2026
COSTANOA VENTURE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-77031

Source date

March 27, 2026
COSTELLO ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-106905

Source date

March 9, 2026
COSTELLO FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-122006

Source date

July 28, 2026
COSTON, MCISAAC, AND PARTNERS INC.
Investment adviser

SEC file number

801-96330

Source date

May 21, 2026
COTA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-113591

Source date

March 31, 2026
COTE FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130714

Source date

March 25, 2026
COTTAGE STREET ADVISORS, LLC
Investment adviser

SEC file number

801-80574

Source date

March 6, 2026
COTTONWOOD CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-119782

Source date

August 28, 2026
COTTONWOOD CAPITAL GROUP, LLC
Exempt reporting adviser

SEC file number

802-129015

Source date

March 31, 2026
COTTONWOOD VENTURES, LLC
Investment adviser

SEC file number

801-127478

Source date

March 24, 2026
COTULLA HOLDINGS LLC
Investment adviser

SEC file number

801-136871

Source date

June 26, 2026
COUGAR GLOBAL INVESTMENTS LIMITED
Investment adviser

SEC file number

801-55379

Source date

December 15, 2025
COUNCIL CAPITAL FUNDS MANAGEMENT, LLC
Investment adviser

SEC file number

801-117405

Source date

March 27, 2026
COUNCIL OAKS PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-130690

Source date

March 25, 2026
COUNCILMARK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-57832

Source date

March 27, 2026
COUNCILOR WEALTH LLC
Investment adviser

SEC file number

801-110144

Source date

June 1, 2026
COUNTER GLOBAL, L.P.
Investment adviser

SEC file number

801-136862

Source date

June 26, 2026
COUNTERFRAME CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137467

Source date

September 21, 2026
COUNTERPART MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-127755

Source date

March 18, 2026
COUNTERPOINT MUTUAL FUNDS, LLC
Investment adviser

SEC file number

801-80197

Source date

March 30, 2026
COUNTERPOINTE INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-132763

Source date

September 17, 2026
COUNTERVEW CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-118189

Source date

February 25, 2026
COUNTERWAVE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-126144

Source date

March 30, 2026
COUNTERWEIGHT VENTURES, LLC
Investment adviser

SEC file number

801-128694

Source date

March 30, 2026
COUNTRYSIDE FINANCIAL LLC
Investment adviser

SEC file number

801-134098

Source date

August 26, 2026
COURAGE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-63190

Source date

March 30, 2026
COURAGE MILLER PARTNERS, LLC
Investment adviser

SEC file number

801-69242

Source date

March 30, 2026
COURANT INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-109972

Source date

March 9, 2026
COURIER CAPITAL, LLC
Investment adviser

SEC file number

801-107119

Source date

March 16, 2026
COURIZON PARTNERS LP
Exempt reporting adviser

SEC file number

802-135391

Source date

March 25, 2026
COURSE MANAGEMENT INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-135570

Source date

May 14, 2026
COURT SQUARE CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73663

Source date

March 31, 2026
COURTSIDE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118485

Source date

March 31, 2026
COURY FIRM ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-112543

Source date

March 31, 2026
COVA PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-136811

Source date

September 16, 2026
COVALENCE INVESTMENT PARTNERS, L.P.
Investment adviser

SEC file number

801-136951

Source date

June 30, 2026
COVALENT PARTNERS LLC
Investment adviser

SEC file number

801-66656

Source date

March 30, 2026
COVALIS (GIBRALTAR) LIMITED
Investment adviser

SEC file number

801-136960

Source date

June 30, 2026
COVALIS CAPITAL LLP
Investment adviser

SEC file number

801-136959

Source date

June 30, 2026
COVARA CAPITAL, LLC
Investment adviser

SEC file number

801-134206

Source date

May 1, 2026
COVE CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-108198

Source date

March 26, 2026
COVE HILL PARTNERS, L.P.
Investment adviser

SEC file number

801-110748

Source date

March 27, 2026
COVE PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-122756

Source date

February 25, 2026
COVE STREET CAPITAL, LLC
Investment adviser

SEC file number

801-72231

Source date

August 27, 2026
COVE VIEW INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-134967

Source date

May 14, 2026
COVEMARK INVESTMENT MANAGER LLC
Exempt reporting adviser

SEC file number

802-115051

Source date

April 14, 2026
COVENANT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-56296

Source date

March 19, 2026
COVENANT VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-122676

Source date

April 22, 2026
COVESTOR LTD
Investment adviser

SEC file number

801-69224

Source date

March 24, 2026
COVEY CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-71733

Source date

February 3, 2026
COVIAN CAPITAL GROUP LLC
Exempt reporting adviser

SEC file number

802-135503

Source date

February 23, 2026
COVINGTON & ASSOCIATES, INC.
Investment adviser

SEC file number

801-60359

Source date

March 24, 2026
COVINGTON INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-62139

Source date

February 26, 2026
COVINGTONALSINA, LLC
Investment adviser

SEC file number

801-128186

Source date

August 26, 2026
COVISION ADVISORS LLC
Investment adviser

SEC file number

801-110048

Source date

March 23, 2026
COW CORNER INVESTING LTD
Exempt reporting adviser

SEC file number

802-124713

Source date

June 15, 2026
COWA, LLC
Investment adviser

SEC file number

801-113403

Source date

August 31, 2026
COWBOY CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-127689

Source date

March 12, 2026
COX CAPITAL GENERAL PARTNER, L.L.C.
Exempt reporting adviser

SEC file number

802-122852

Source date

July 2, 2026
COX CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-78915

Source date

September 24, 2026
COX FINANCIAL GROUP INC
Investment adviser

SEC file number

801-135926

Source date

May 27, 2026
COX GESTAO DE RECURSOS LTDA.
Investment adviser

SEC file number

801-71890

Source date

February 4, 2026
COYLE FINANCIAL COUNSEL, LLC
Investment adviser

SEC file number

801-17378

Source date

March 23, 2026
COZAD ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-18060

Source date

March 27, 2026
CP CAPITAL (US) PARTNERS LP
Investment adviser

SEC file number

801-72760

Source date

June 11, 2026
CPA ASSET MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-57664

Source date

February 17, 2026
CPC ADVISORS, LLC
Investment adviser

SEC file number

801-11913

Source date

September 9, 2026
CPC EQUITY ADVISORS, LP
Investment adviser

SEC file number

801-130375

Source date

July 8, 2026
CPC MANAGEMENT, LLC
Investment adviser

SEC file number

801-121215

Source date

May 1, 2026
CPE FUNDS MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-113495

Source date

March 30, 2026
CPEC FINANCIAL SERVICES PTY LTD
Exempt reporting adviser

SEC file number

802-75533

Source date

August 19, 2026
CPEP MANAGER INC.
Exempt reporting adviser

SEC file number

802-137348

Source date

September 18, 2026
CPH ADVISORS, L.P.
Exempt reporting adviser

SEC file number

802-130292

Source date

March 31, 2026
CPI CAPITAL SERVICES LLC
Exempt reporting adviser

SEC file number

802-132931

Source date

March 6, 2026
CPL GUERNSEY LIMITED
Exempt reporting adviser

SEC file number

802-121795

Source date

June 23, 2026
CPMG, INC.
Investment adviser

SEC file number

801-64945

Source date

March 30, 2026
CPR INVESTMENTS INC
Investment adviser

SEC file number

801-112038

Source date

August 28, 2026
CPWA LLC
Investment adviser

SEC file number

801-129946

Source date

March 13, 2026
CQ WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-120967

Source date

September 24, 2026
CQL CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-127290

Source date

March 30, 2026
CQS (UK) LLP
Exempt reporting adviser

SEC file number

802-107009

Source date

June 22, 2026
CQS (US), LLC
Investment adviser

SEC file number

801-69452

Source date

July 31, 2026
CR GROUP L.P.
Investment adviser

SEC file number

801-63545

Source date

March 31, 2026
CR VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-124717

Source date

May 5, 2026
CRA FINANCIAL SERVICES, L.L.C.
Investment adviser

SEC file number

801-62232

Source date

May 15, 2026
CRABEL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-110141

Source date

July 16, 2026
CRACKS FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126737

Source date

February 20, 2026
CRAFT & SAGE WEALTH, LLC
Investment adviser

SEC file number

801-127993

Source date

August 18, 2026
CRAFT ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-131218

Source date

September 2, 2026
CRAFT VENTURES MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-113725

Source date

March 31, 2026
CRAFTED FINANCE, LLC
Investment adviser

SEC file number

801-137319

Source date

September 21, 2026
CRAKE ASSET MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-117150

Source date

June 9, 2026
CRAMER & RAUCHEGGER, INC.
Investment adviser

SEC file number

801-127981

Source date

August 27, 2026
CRAMER ROSENTHAL MCGLYNN LLC
Investment adviser

SEC file number

801-55244

Source date

August 14, 2026
CRANBROOK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-66180

Source date

March 23, 2026
CRANE ADVISORY LLC
Investment adviser

SEC file number

801-121979

Source date

February 25, 2026
CRANE VENTURE PARTNERS LLP
Exempt reporting adviser

SEC file number

802-113799

Source date

March 18, 2026
CRAVENS & COMPANY ADVISORS, LLC
Investment adviser

SEC file number

801-112875

Source date

May 14, 2026
CRAVENS BROTHERS PRIVATE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136215

Source date

May 21, 2026
CRAWFORD FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-125023

Source date

March 26, 2026
CRAWFORD INVESTMENT COUNSEL INC
Investment adviser

SEC file number

801-15563

Source date

March 31, 2026
CRAWFORD, GREGORY JASON
Investment adviser

SEC file number

801-123570

Source date

February 18, 2026
CRAYHILL CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-106544

Source date

July 30, 2026
CRC MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-123493

Source date

March 26, 2026
CRCM L.P.
Investment adviser

SEC file number

801-74362

Source date

April 30, 2026
CRE VENTURE CAPITAL, INC.
Investment adviser

SEC file number

801-123073

Source date

March 30, 2026
CREACION VENTURES MANAGEMENT US LLC
Exempt reporting adviser

SEC file number

802-121141

Source date

March 31, 2026
CREACION VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121142

Source date

March 31, 2026
CREADOR SDN BHD
Exempt reporting adviser

SEC file number

802-79247

Source date

June 4, 2026
CREAEGIS ADVISORS PTE. LTD.
Exempt reporting adviser

SEC file number

802-134241

Source date

June 25, 2026
CREANDUM FUND MANAGER AB
Exempt reporting adviser

SEC file number

802-130345

Source date

March 26, 2026
CREANDUM III ADVISOR AB
Exempt reporting adviser

SEC file number

802-118735

Source date

March 26, 2026
CREANDUM IV ADVISOR AB
Exempt reporting adviser

SEC file number

802-118736

Source date

March 26, 2026
CREANDUM V ADVISOR AB
Exempt reporting adviser

SEC file number

802-118491

Source date

March 26, 2026
CREATED WEALTH LLC
Investment adviser

SEC file number

801-137243

Source date

August 7, 2026
CREATION INVESTMENTS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-107138

Source date

March 30, 2026
CREATIVE CAPITAL MANAGEMENT INVESTMENTS LLC
Investment adviser

SEC file number

801-110056

Source date

March 25, 2026
CREATIVE CLIMATE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-129088

Source date

February 2, 2026
CREATIVE FINANCIAL DESIGNS, INC.
Investment adviser

SEC file number

801-60153

Source date

March 30, 2026
CREATIVE INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-131641

Source date

June 4, 2026
CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC
Investment adviser

SEC file number

801-64265

Source date

August 25, 2026
CREATIVE PLANNING, LLC
Investment adviser

SEC file number

801-18564

Source date

July 10, 2026
CREATIVE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127756

Source date

March 19, 2026
CREATIVE WEALTH MEDIA ADVISORS INC.
Exempt reporting adviser

SEC file number

802-122621

Source date

March 27, 2026
CREATIVEONE SECURITIES, LLC
Investment adviser

SEC file number

801-78158

Source date

September 25, 2026
CREATIVEONE WEALTH, LLC
Investment adviser

SEC file number

801-106677

Source date

May 4, 2026
CRECER LLC
Investment adviser

SEC file number

801-133811

Source date

March 25, 2026
CREDENTIA GROUP, LLC
Exempt reporting adviser

SEC file number

802-79285

Source date

June 29, 2026
CREDENTIALED WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-120355

Source date

February 6, 2026
CREDERE CAPITAL LLP
Exempt reporting adviser

SEC file number

802-111828

Source date

June 25, 2026
CREDICORP CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-122281

Source date

April 29, 2026
CREDIT BRIDGE ADVISORS LLC
Investment adviser

SEC file number

801-131031

Source date

March 15, 2026
CREDIT CAPITAL INVESTMENTS, LLC
Investment adviser

SEC file number

801-74050

Source date

August 13, 2026
CREEK DRIVE MANAGEMENT GROUP LLC
Investment adviser

SEC file number

801-135288

Source date

July 27, 2026
CREEKMUR ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-118002

Source date

September 17, 2026
CREEKSIDE PARTNERS FINANCIAL ADVISERS LLC
Investment adviser

SEC file number

801-68879

Source date

March 12, 2026
CREO CAPITAL PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-121089

Source date

March 25, 2026
CRESALTA INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-135425

Source date

June 26, 2026
CRESAP, INC.
Investment adviser

SEC file number

801-79750

Source date

March 27, 2026
CRESCAT PORTFOLIO MANAGEMENT LLC
Investment adviser

SEC file number

801-69008

Source date

March 27, 2026
CRESCENDO ADVISORS II, LLC
Exempt reporting adviser

SEC file number

802-80997

Source date

March 26, 2026
CRESCENDO EQUITY PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-123563

Source date

March 27, 2026
CRESCENT ADVISOR GROUP, INC.
Investment adviser

SEC file number

801-127131

Source date

January 7, 2026
CRESCENT CAP ADVISORS, LLC
Investment adviser

SEC file number

801-81168

Source date

March 30, 2026
CRESCENT CAP NT ADVISORS, LLC
Investment adviser

SEC file number

801-127081

Source date

March 30, 2026
CRESCENT CAPITAL BDC, INC.
Exempt reporting adviser

SEC file number

802-131743

Source date

March 30, 2026
CRESCENT CAPITAL GROUP LP
Investment adviser

SEC file number

801-71747

Source date

May 21, 2026
CRESCENT CAPITAL PARTNERS MANAGEMENT PTY LTD
Exempt reporting adviser

SEC file number

802-75017

Source date

September 30, 2025
CRESCENT CITY RETIREMENT GROUP, LLC
Investment adviser

SEC file number

801-133888

Source date

April 28, 2026
CRESCENT COVE ADVISORS, LP
Investment adviser

SEC file number

801-121385

Source date

September 14, 2026
CRESCENT GROVE ADVISORS, LLC
Investment adviser

SEC file number

801-79577

Source date

March 26, 2026
CRESCENT HILL PARTNERS LLC
Investment adviser

SEC file number

801-77562

Source date

January 8, 2026
CRESCENT INVESTMENT ADVISORS LLC
Exempt reporting adviser

SEC file number

802-107889

Source date

March 25, 2026
CRESCENT PARK MANAGEMENT, L.P.
Investment adviser

SEC file number

801-80242

Source date

September 18, 2026
CRESCENT REAL ESTATE LLC
Investment adviser

SEC file number

801-73629

Source date

September 23, 2026
CRESCENT ROCK CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-114470

Source date

March 12, 2026
CRESCENT STERLING LTD
Investment adviser

SEC file number

801-41821

Source date

March 30, 2026
CRESEN LIMITED
Exempt reporting adviser

SEC file number

802-132890

Source date

April 30, 2025
CRESSET ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-110753

Source date

August 13, 2026
CRESSEY & COMPANY LP
Investment adviser

SEC file number

801-73294

Source date

March 31, 2026
CREST ROCK MANAGEMENT COMPANY LP
Investment adviser

SEC file number

801-117194

Source date

May 26, 2026
CRESTA ADVISORS, LTD.
Investment adviser

SEC file number

801-79454

Source date

March 26, 2026
CRESTA FUND MANAGEMENT LLC
Investment adviser

SEC file number

801-117050

Source date

March 31, 2026
CRESTFIELD CAPITAL LTD.
Exempt reporting adviser

SEC file number

802-135359

Source date

January 19, 2026
CRESTLINE MANAGEMENT, L.P.
Investment adviser

SEC file number

801-61607

Source date

August 28, 2026
CRESTMONT PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-117388

Source date

March 10, 2026
CRESTONE VC, LLC
Exempt reporting adviser

SEC file number

802-125934

Source date

June 11, 2026
CRESTVIEW ADVISORS, L.L.C.
Investment adviser

SEC file number

801-73897

Source date

March 31, 2026
CRESTWOOD ADVISORS GROUP, LLC
Investment adviser

SEC file number

801-108983

Source date

June 11, 2026
CRESTWOOD CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73190

Source date

March 25, 2026
CREW CAPITAL MANAGEMENT, LTD.
Investment adviser

SEC file number

801-119376

Source date

March 23, 2026
CREWCIAL AH 2024 MM, LLC
Exempt reporting adviser

SEC file number

802-130942

Source date

March 27, 2026
CREWCIAL PARTNERS LLC
Investment adviser

SEC file number

801-63229

Source date

April 30, 2026
CREWE ADVISORS LLC
Investment adviser

SEC file number

801-80723

Source date

August 25, 2026
CREWS & ASSOCIATES, INC.
Investment adviser

SEC file number

801-128827

Source date

August 19, 2026
CRG FUND MANAGER, LLC
Investment adviser

SEC file number

801-126225

Source date

April 30, 2026
CRIT VENTURES INC.
Exempt reporting adviser

SEC file number

802-134289

Source date

June 23, 2026
CRITICAL SERVICES GROUP MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-137520

Source date

September 14, 2026
CROAK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126464

Source date

April 23, 2026
CROBO ADVISORS LLC
Investment adviser

SEC file number

801-136706

Source date

August 21, 2026
CROCKETT CAPITAL LLC
Exempt reporting adviser

SEC file number

802-128470

Source date

March 18, 2026
CROFT & BENDER, LP
Exempt reporting adviser

SEC file number

802-110053

Source date

March 19, 2026
CROMWELL INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-122554

Source date

March 27, 2026
CROSBY EQUITY PARTNERS LLC
Exempt reporting adviser

SEC file number

802-131040

Source date

February 17, 2026
CROSS BORDER FINANCIAL PLANNING USA LLC
Investment adviser

SEC file number

801-132483

Source date

September 14, 2026
CROSS BORDER INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-123769

Source date

March 10, 2026
CROSS BORDER WEALTH, LLC
Investment adviser

SEC file number

801-114158

Source date

April 24, 2026
CROSS CONSULTING LLC
Exempt reporting adviser

SEC file number

802-136774

Source date

June 17, 2026
CROSS CREEK ADVISORS, LLC
Investment adviser

SEC file number

801-77391

Source date

March 27, 2026
CROSS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-110589

Source date

July 9, 2026
CROSS LAKE PARTNERS LP
Investment adviser

SEC file number

801-113433

Source date

March 31, 2026
CROSS OCEAN ADVISER (IRELAND) LIMITED
Exempt reporting adviser

SEC file number

802-114475

Source date

March 31, 2026
CROSS OCEAN ADVISER LLP
Exempt reporting adviser

SEC file number

802-107174

Source date

March 31, 2026
CROSS OCEAN ESS MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-110572

Source date

March 31, 2026
CROSS OCEAN PARTNERS MANAGEMENT LP
Investment adviser

SEC file number

801-108492

Source date

August 28, 2026
CROSS RAPIDS CAPITAL LP
Investment adviser

SEC file number

801-130815

Source date

March 25, 2026
CROSS SHORE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-65999

Source date

March 23, 2026
CROSS STAFF INVESTMENTS INC.
Investment adviser

SEC file number

801-77488

Source date

May 7, 2026
CROSS STATE FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-117843

Source date

April 24, 2026
CROSSBEAM VENTURE PARTNERS LLC
Investment adviser

SEC file number

801-131878

Source date

May 26, 2026
CROSS-BORDER IMPACT VENTURES LTD.
Exempt reporting adviser

SEC file number

802-135076

Source date

April 1, 2026
CROSSCUT VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-77300

Source date

March 26, 2026
CROSSGATE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-80475

Source date

March 11, 2026
CROSSGEN WEALTH LLC
Investment adviser

SEC file number

801-133964

Source date

March 26, 2026
CROSSGRAIN FAMILY INVESTMENTS, LLC
Investment adviser

SEC file number

801-123143

Source date

June 25, 2026
CROSSINGBRIDGE ADVISORS, LLC
Investment adviser

SEC file number

801-110043

Source date

June 29, 2026
CROSSLAYER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-134030

Source date

July 6, 2026
CROSSLIGHT GLOBAL INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-137033

Source date

September 10, 2026
CROSSLINK CAPITAL, INC.
Investment adviser

SEC file number

801-56860

Source date

March 27, 2026
CROSSMARK GLOBAL INVESTMENTS, INC.
Investment adviser

SEC file number

801-17695

Source date

June 23, 2026
CROSSMARK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110915

Source date

August 4, 2026
CROSSOVER CAPITAL 2019, LLC
Exempt reporting adviser

SEC file number

802-124916

Source date

March 31, 2026
CROSSOVER CAPITAL BRANDS LLC
Investment adviser

SEC file number

801-128013

Source date

June 29, 2026
CROSSPLANE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-121808

Source date

March 27, 2026
CROSSPOINT CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-118958

Source date

March 31, 2026
CROSSPOINT CAPITAL STRATEGIES, LLC
Investment adviser

SEC file number

801-137291

Source date

September 17, 2026
CROSSPOINT FINANCIAL, LLC
Investment adviser

SEC file number

801-123648

Source date

March 24, 2026
CROSSROADS INVESTMENTS, LP
Exempt reporting adviser

SEC file number

802-78815

Source date

March 11, 2026
CROSSTIMBERS CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-108962

Source date

March 31, 2026
CROSSTREE REAL ESTATE PARTNERS LLP
Exempt reporting adviser

SEC file number

802-126873

Source date

June 26, 2026
CROW HOLDINGS CAPITAL PARTNERS, L.L.C.
Investment adviser

SEC file number

801-72434

Source date

May 1, 2026
CROWDOUT CAPITAL LLC
Investment adviser

SEC file number

801-128395

Source date

March 10, 2026
CROWDSTREET ADVISORS, LLC
Investment adviser

SEC file number

801-114281

Source date

August 28, 2026
CROWN ADVISORS MANAGEMENT, INC.
Investment adviser

SEC file number

801-89172

Source date

March 18, 2026
CROWN MANAGEMENT ADVISORS, LLC
Investment adviser

SEC file number

801-128372

Source date

March 27, 2026
CROWN OAK ADVISORS, LLC
Investment adviser

SEC file number

801-128309

Source date

February 10, 2026
CROWN WEALTH GROUP LLC
Investment adviser

SEC file number

801-120589

Source date

August 10, 2026
CROWNSTONE ADVISORY & INVESTMENT CORP
Investment adviser

SEC file number

801-136272

Source date

September 22, 2026
CROW'S NEST HOLDINGS LP
Investment adviser

SEC file number

801-122625

Source date

March 31, 2026
CRP MANAGEMENT XI, LLC
Exempt reporting adviser

SEC file number

802-134508

Source date

March 30, 2026