Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 17 of 95

C.W. O'CONNER WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-66146

Source date

February 18, 2026
C/M CAPITAL PARTNERS, LP
Exempt reporting adviser

SEC file number

802-131199

Source date

April 17, 2026
C1 ADVISORS LLC
Investment adviser

SEC file number

801-132089

Source date

March 31, 2026
C10 LABS, LLC
Exempt reporting adviser

SEC file number

802-128794

Source date

March 31, 2026
C11 MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132914

Source date

March 27, 2026
C2 VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134090

Source date

March 11, 2026
C2C WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110173

Source date

March 3, 2026
C2P CAPITAL ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-72187

Source date

March 23, 2026
C4M GLOBAL ADVISORS LLC
Investment adviser

SEC file number

801-128181

Source date

February 24, 2026
C5 CAPITAL USA LLC
Exempt reporting adviser

SEC file number

802-131143

Source date

April 1, 2026
CA ADVISER, LLC
Investment adviser

SEC file number

801-117602

Source date

June 18, 2026
CA PARTNERS LLC
Exempt reporting adviser

SEC file number

802-114604

Source date

March 30, 2026
CAA CONNECT, LLC
Exempt reporting adviser

SEC file number

802-118796

Source date

January 27, 2026
CAA VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-77970

Source date

March 17, 2026
CABANA LLC
Investment adviser

SEC file number

801-108439

Source date

September 14, 2026
CABIN ADVISORS, LLC
Investment adviser

SEC file number

801-132884

Source date

March 27, 2026
CABLE CAR CAPITAL, LP
Investment adviser

SEC file number

801-127894

Source date

March 31, 2026
CABOT PROPERTIES L.P.
Investment adviser

SEC file number

801-60839

Source date

March 30, 2026
CABOT SQUARE CAPITAL LLP
Exempt reporting adviser

SEC file number

802-127044

Source date

June 3, 2026
CABOT WEALTH MANAGEMENT
Investment adviser

SEC file number

801-19708

Source date

June 25, 2026
CACHE ADVISORS LLC
Investment adviser

SEC file number

801-126849

Source date

July 28, 2026
CACHETECH INC.
Investment adviser

SEC file number

801-128689

Source date

June 23, 2026
CACTI ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-72215

Source date

January 17, 2026
CADEN CAPITAL PARTNERS, LP
Exempt reporting adviser

SEC file number

802-137058

Source date

July 10, 2026
CADENCE HEALTHCARE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-126506

Source date

March 25, 2026
CADENCE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-78941

Source date

March 17, 2026
CADENT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-78860

Source date

May 13, 2026
CADENT MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-73910

Source date

March 27, 2026
CADENZA VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-122941

Source date

March 31, 2026
CADIA PRIVATE CLIENT LLC
Investment adviser

SEC file number

801-134227

Source date

February 24, 2026
CADIAN CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-72922

Source date

September 18, 2026
CADINHA & CO LLC
Investment adviser

SEC file number

801-57784

Source date

March 24, 2026
CADMAN CAPITAL LTD
Exempt reporting adviser

SEC file number

802-74710

Source date

March 31, 2026
CADOGAN PARK ADVISORS INC.
Investment adviser

SEC file number

801-112412

Source date

October 31, 2025
CAELION CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137458

Source date

September 7, 2026
CAERUS INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-110401

Source date

March 26, 2026
CAFFEINATED CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-79188

Source date

March 30, 2026
CAGR FINANCE LLC
Investment adviser

SEC file number

801-134621

Source date

February 18, 2026
CAHABA WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-70837

Source date

March 31, 2026
CAHILL FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-18388

Source date

March 30, 2026
CAI MANAGER LP
Investment adviser

SEC file number

801-119761

Source date

September 21, 2026
CAIN CAPITAL L.L.C.
Investment adviser

SEC file number

801-60959

Source date

February 25, 2026
CAIN INTERNATIONAL ADVISERS LIMITED
Investment adviser

SEC file number

801-112553

Source date

March 31, 2026
CAIN INTERNATIONAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-117661

Source date

March 27, 2026
CAIN, WATTERS & ASSOCIATES, LLC
Investment adviser

SEC file number

801-39899

Source date

June 4, 2026
CAIRD INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-132104

Source date

March 30, 2026
CAIRN FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-130898

Source date

April 22, 2026
CAIRN INVESTMENT GROUP, INC.
Investment adviser

SEC file number

801-68016

Source date

April 2, 2026
CAIS ADVISORS LLC
Investment adviser

SEC file number

801-130768

Source date

June 26, 2026
CAISSA WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-114229

Source date

August 4, 2026
CAITLIN JOHN, LLC
Investment adviser

SEC file number

801-110731

Source date

September 11, 2026
CAIUS CAPITAL LLP
Investment adviser

SEC file number

801-110402

Source date

June 19, 2026
CAIUS CAPITAL US LP
Investment adviser

SEC file number

801-126680

Source date

March 26, 2026
CALABASAS ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-110430

Source date

February 10, 2026
CALAMITA WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-128939

Source date

July 20, 2026
CALAMOS ADVISORS LLC
Investment adviser

SEC file number

801-29688

Source date

July 23, 2026
CALAMOS ANTETOKOUNMPO ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-126711

Source date

July 23, 2026
CALAMOS PRIVATE EQUITY LLC
Investment adviser

SEC file number

801-129618

Source date

July 23, 2026
CALAMOS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-67787

Source date

July 23, 2026
CALCULATED WEALTH LLC
Investment adviser

SEC file number

801-131906

Source date

April 9, 2026
CALCULUS INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134669

Source date

March 20, 2026
CALDER FINANCIAL LLC
Investment adviser

SEC file number

801-130243

Source date

February 3, 2026
CALDER INVESTMENT ADVISORS
Investment adviser

SEC file number

801-67907

Source date

March 11, 2026
CALDERWOOD FINANCIAL STRATEGIES, INC.
Investment adviser

SEC file number

801-120801

Source date

March 9, 2026
CALDWELL ADVISORS, LLC
Investment adviser

SEC file number

801-106730

Source date

April 7, 2026
CALDWELL INVESTMENT MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-136219

Source date

April 8, 2026
CALDWELL SUTTER CAPITAL, INC.
Investment adviser

SEC file number

801-66098

Source date

April 17, 2026
CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED
Investment adviser

SEC file number

801-79576

Source date

September 26, 2025
CALEDONIA US, LP
Investment adviser

SEC file number

801-112541

Source date

March 30, 2026
CALEO CAPITAL N.A. LLC
Investment adviser

SEC file number

801-134431

Source date

April 7, 2026
CALERA CAPITAL ADVISORS, LP
Investment adviser

SEC file number

801-74041

Source date

March 31, 2026
CALIBER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130677

Source date

August 14, 2026
CALIBRATE MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-123498

Source date

May 19, 2026
CALIBRATE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-110298

Source date

July 14, 2026
CALIGAN PARTNERS, LP
Investment adviser

SEC file number

801-113810

Source date

May 29, 2026
CALIXTO GLOBAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-136142

Source date

March 31, 2026
CALLAHAN ADVISORS, LLC
Investment adviser

SEC file number

801-61981

Source date

March 30, 2026
CALLAHAN CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-110441

Source date

March 31, 2026
CALLAHAN WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-122369

Source date

March 12, 2026
CALLAN FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-122987

Source date

March 30, 2026
CALLAN LLC
Investment adviser

SEC file number

801-9219

Source date

March 24, 2026
CALLAWAY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-123652

Source date

March 31, 2026
CALLODINE BDC ADVISOR, LLC
Investment adviser

SEC file number

801-136856

Source date

June 26, 2026
CALLODINE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-113867

Source date

September 15, 2026
CALLODINE CREDIT MANAGEMENT, LLC
Investment adviser

SEC file number

801-127866

Source date

March 31, 2026
CALMWATER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-109004

Source date

March 27, 2026
CALPA ADVISORS LLC
Investment adviser

SEC file number

801-131087

Source date

March 14, 2026
CALTIER ADVISORS, LLC
Investment adviser

SEC file number

801-123596

Source date

October 20, 2025
CALTIUS CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-73869

Source date

March 27, 2026
CALTON & ASSOCIATES, INC.
Investment adviser

SEC file number

801-70036

Source date

August 6, 2026
CALUMET CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-126425

Source date

March 27, 2026
CALUNIUS CAPITAL LLP
Exempt reporting adviser

SEC file number

802-74584

Source date

March 13, 2026
CALVERT IMPACT ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-128731

Source date

March 30, 2026
CALVERT RESEARCH AND MANAGEMENT
Investment adviser

SEC file number

801-108378

Source date

July 31, 2026
CALVERT STREET CAPITAL PARTNERS, INC.
Investment adviser

SEC file number

801-73600

Source date

March 27, 2026
CALVERT WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-118382

Source date

March 16, 2026
CALYDON CAPITAL, LLC
Investment adviser

SEC file number

801-108508

Source date

April 1, 2026
CAM ALTERNATIVES GMBH
Exempt reporting adviser

SEC file number

802-76078

Source date

March 31, 2026
CAMAC PARTNERS, LLC
Investment adviser

SEC file number

801-126104

Source date

July 2, 2026
CAMARDA FINANCIAL ADVISORS , LLC
Investment adviser

SEC file number

801-61028

Source date

July 10, 2026
CAMBER PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-134005

Source date

March 17, 2026
CAMBIAL PARTNERS LP
Investment adviser

SEC file number

801-137388

Source date

August 26, 2026
CAMBIAR INVESTORS, LLC
Investment adviser

SEC file number

801-60541

Source date

August 3, 2026
CAMBIENT FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-132283

Source date

July 16, 2026
CAMBIER CAPITAL, LLC
Investment adviser

SEC file number

801-135746

Source date

July 31, 2026
CAMBIUM CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-123134

Source date

March 25, 2026
CAMBRIA INVESTMENT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-71786

Source date

March 27, 2026
CAMBRIAN ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-124871

Source date

March 27, 2026
CAMBRIAN CAPITAL LIMITED PARTNERSHIP
Exempt reporting adviser

SEC file number

802-119593

Source date

May 1, 2026
CAMBRIAN CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-127355

Source date

March 31, 2026
CAMBRIAN VC, LLC
Exempt reporting adviser

SEC file number

802-132422

Source date

March 25, 2026
CAMBRIDGE ADVISORS INC
Investment adviser

SEC file number

801-36028

Source date

March 19, 2026
CAMBRIDGE ADVISORS, LLC
Investment adviser

SEC file number

801-114340

Source date

March 19, 2026
CAMBRIDGE ALPHA LLC
Exempt reporting adviser

SEC file number

802-137006

Source date

July 2, 2026
CAMBRIDGE ASSOCIATES LIMITED, LLC
Investment adviser

SEC file number

801-45277

Source date

March 31, 2026
CAMBRIDGE ASSOCIATES, LLC
Investment adviser

SEC file number

801-14255

Source date

April 29, 2026
CAMBRIDGE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-80162

Source date

February 18, 2026
CAMBRIDGE FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-26539

Source date

March 19, 2026
CAMBRIDGE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-110472

Source date

April 28, 2026
CAMBRIDGE INNOVATION CAPITAL MANAGER LIMITED
Exempt reporting adviser

SEC file number

802-122442

Source date

May 12, 2026
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Investment adviser

SEC file number

801-63930

Source date

September 11, 2026
CAMBRIDGE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-125703

Source date

March 3, 2026
CAMBRIDGE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121059

Source date

April 2, 2026
CAMBWICK US LLC
Investment adviser

SEC file number

801-136777

Source date

June 18, 2026
CAMCO MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-135101

Source date

April 1, 2026
CAMDEN ASSET MANAGEMENT L P
Investment adviser

SEC file number

801-39398

Source date

June 23, 2026
CAMDEN FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-60348

Source date

March 26, 2026
CAMDEN PARTNERS HOLDINGS, LLC
Investment adviser

SEC file number

801-60669

Source date

March 25, 2026
CAMDEN WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-70004

Source date

September 9, 2026
CAMELOT CAPITAL MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-117385

Source date

May 12, 2026
CAMELOT CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-110858

Source date

April 22, 2026
CAMELOT EVENT-DRIVEN ADVISORS, LLC
Investment adviser

SEC file number

801-112328

Source date

February 18, 2026
CAMELOT PORTFOLIOS, LLC
Investment adviser

SEC file number

801-70932

Source date

April 13, 2026
CAMELOT TECHNOLOGY ADVISORS, INC.
Investment adviser

SEC file number

801-110358

Source date

March 18, 2026
CAMERON WEALTH, LLC
Investment adviser

SEC file number

801-137072

Source date

September 18, 2026
CAMFORD CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136185

Source date

April 2, 2026
CAMP EIGHT MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-120326

Source date

March 2, 2026
CAMPBELL & COMPANY INVESTMENT ADVISER LLC
Investment adviser

SEC file number

801-64244

Source date

March 31, 2026
CAMPBELL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-107560

Source date

August 4, 2026
CAMPBELL CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-31473

Source date

March 10, 2026
CAMPBELL DEEGAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112661

Source date

March 30, 2026
CAMPBELL FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-112579

Source date

May 5, 2026
CAMPBELL GLOBAL, LLC
Investment adviser

SEC file number

801-57589

Source date

April 28, 2026
CAMPBELL NEWMAN ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-8825

Source date

March 9, 2026
CAMPHORA CAPITAL INC.
Exempt reporting adviser

SEC file number

802-134688

Source date

February 9, 2026
CAMPION ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-64285

Source date

March 4, 2026
CAMPSITE EXECUTIVE LLC
Exempt reporting adviser

SEC file number

802-137491

Source date

September 10, 2026
CAMROSE CAPITAL INVESTMENT PARTNERS LLP
Exempt reporting adviser

SEC file number

802-131721

Source date

August 27, 2026
CANAAN MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75894

Source date

March 31, 2026
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
Investment adviser

SEC file number

801-106809

Source date

June 30, 2026
CANAL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77036

Source date

August 4, 2026
CANAL ROAD CAPITAL, LLC
Investment adviser

SEC file number

801-128925

Source date

March 24, 2026
CANAM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-114154

Source date

May 8, 2026
CANARAS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-67809

Source date

July 14, 2026
CANBY FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-134723

Source date

September 4, 2026
CANDELO CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-130805

Source date

March 23, 2026
CANDER ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-134122

Source date

March 11, 2026
CANDIDE GROUP, LLC
Investment adviser

SEC file number

801-118939

Source date

March 31, 2026
CANDLESTICK ADVISING TECHNOLOGIES INC.
Investment adviser

SEC file number

801-131487

Source date

March 15, 2026
CANDRIAM, SOCI�T� EN COMMANDITE PAR ACTIONS
Investment adviser

SEC file number

801-80510

Source date

March 31, 2026
CANE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-134081

Source date

March 31, 2026
CANNAE PORTFOLIO ADVISORS, LLC
Investment adviser

SEC file number

801-119937

Source date

April 28, 2026
CANNAGE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131001

Source date

March 30, 2026
CANNELL & SPEARS LLC
Investment adviser

SEC file number

801-67401

Source date

March 30, 2026
CANNELL CAPITAL LLC
Investment adviser

SEC file number

801-72618

Source date

March 20, 2026
CANNON ADVISORS, INC.
Investment adviser

SEC file number

801-121835

Source date

March 23, 2026
CANNON BEACH CONSULTANTS INC
Investment adviser

SEC file number

801-66973

Source date

March 30, 2026
CANNON CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-108249

Source date

August 20, 2026
CANNON CAPITAL, LP
Exempt reporting adviser

SEC file number

802-110789

Source date

March 30, 2026
CANNON FINANCIAL STRATEGISTS, INC.
Investment adviser

SEC file number

801-79869

Source date

March 23, 2026
CANNON GLOBAL INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-116953

Source date

March 5, 2026
CANNON TINGEY INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-88169

Source date

March 6, 2026
CANNON WEALTH MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-126703

Source date

April 30, 2026
CANO, RUBEN, DARIO
Investment adviser

SEC file number

801-134275

Source date

March 31, 2026
CANOPY 360 WEALTH, LLC
Investment adviser

SEC file number

801-113494

Source date

January 23, 2026
CANOPY PARTNERS, LLC
Investment adviser

SEC file number

801-127366

Source date

July 30, 2026
CANSO INVESTMENT COUNSEL LTD.
Investment adviser

SEC file number

801-132893

Source date

September 25, 2026
CANSON LIMITED
Exempt reporting adviser

SEC file number

802-127799

Source date

June 16, 2026
CANTATA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-137021

Source date

August 11, 2026
CANTER STRATEGIC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117802

Source date

August 10, 2026
CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134168

Source date

August 17, 2026
CANTERBURY CONSULTING INCORPORATED
Investment adviser

SEC file number

801-34756

Source date

May 4, 2026
CANTERBURY INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-61876

Source date

March 6, 2026
CANTILEVER GROUP LLC
Exempt reporting adviser

SEC file number

802-129662

Source date

June 26, 2026
CANTLON FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-132223

Source date

January 27, 2026
CANTON HATHAWAY LLC
Investment adviser

SEC file number

801-113544

Source date

March 30, 2026
CANTOR FITZGERALD ENERGY ADVISORS, LLC
Investment adviser

SEC file number

801-135383

Source date

July 21, 2026
CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.
Investment adviser

SEC file number

801-72852

Source date

July 15, 2026
CANTOS VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127828

Source date

March 27, 2026
CANTY FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-68026

Source date

July 17, 2026
CANVAS CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134300

Source date

March 31, 2026
CANVAS MANAGEMENT COMPANY, L.L.C.
Exempt reporting adviser

SEC file number

802-78621

Source date

August 26, 2026
CANVAS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-117767

Source date

August 17, 2026
CANYON ABF MANAGER LLC
Investment adviser

SEC file number

801-137049

Source date

July 10, 2026
CANYON CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-55592

Source date

March 30, 2026
CANYON CLO ADVISORS LP
Investment adviser

SEC file number

801-100453

Source date

March 28, 2026
CANYON PARTNERS REAL ESTATE LLC
Investment adviser

SEC file number

801-55634

Source date

March 28, 2026
CAP PARTNERS, LLC
Investment adviser

SEC file number

801-121600

Source date

January 28, 2026
CAP SIX ADVISORS LLC
Investment adviser

SEC file number

801-131815

Source date

March 30, 2026
CAP91 PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-128004

Source date

March 25, 2026
CAPACUITY LLC
Investment adviser

SEC file number

801-113636

Source date

March 10, 2026
CAPASSO PLANNING PARTNERS LLC
Investment adviser

SEC file number

801-120995

Source date

April 23, 2026
CAPCO ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-110809

Source date

March 11, 2026
CAPE ANN ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-107996

Source date

June 17, 2026
CAPE ANN CAPITAL, INC.
Investment adviser

SEC file number

801-66982

Source date

March 31, 2026
CAPE CAPITAL AG
Exempt reporting adviser

SEC file number

802-128333

Source date

September 15, 2026
CAPE INVESTMENT ADVISORY, INC.
Investment adviser

SEC file number

801-71349

Source date

July 10, 2026
CAPELIGHT CAPITAL ASSET MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-131331

Source date

January 13, 2026
CAPEVIEW CAPITAL LLP
Investment adviser

SEC file number

801-78160

Source date

March 25, 2026
CAPFINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-62193

Source date

September 24, 2026
CAPITA FINANCIAL NETWORK, LLC
Investment adviser

SEC file number

801-112411

Source date

September 25, 2026
CAPITAL 49 INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-135427

Source date

January 27, 2026
CAPITAL A MANAGEMENT B.V.
Exempt reporting adviser

SEC file number

802-136220

Source date

April 8, 2026
CAPITAL A WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129086

Source date

April 24, 2026
CAPITAL ACHIEVEMENTS, LLC
Investment adviser

SEC file number

801-131269

Source date

January 14, 2026
CAPITAL ADVANTAGE, INC.
Investment adviser

SEC file number

801-55896

Source date

August 25, 2026
CAPITAL ADVISERS, INC.
Investment adviser

SEC file number

801-63487

Source date

January 28, 2026
CAPITAL ADVISORS GROUP, INC
Investment adviser

SEC file number

801-60262

Source date

March 29, 2026
CAPITAL ADVISORS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-118930

Source date

April 24, 2026
CAPITAL ADVISORS, LTD., LLC
Investment adviser

SEC file number

801-71559

Source date

August 27, 2026
CAPITAL ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-64114

Source date

March 30, 2026
CAPITAL ANALYSTS, LLC
Investment adviser

SEC file number

801-74614

Source date

July 20, 2026
CAPITAL AND PLANNING, LLC
Investment adviser

SEC file number

801-125802

Source date

May 15, 2026
CAPITAL ASSET ADVISORY SERVICES, LLC.
Investment adviser

SEC file number

801-67082

Source date

March 26, 2026
CAPITAL ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-121081

Source date

March 27, 2026
CAPITAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-123577

Source date

March 23, 2026
CAPITAL BANK AND TRUST COMPANY
Investment adviser

SEC file number

801-79234

Source date

September 25, 2026
CAPITAL CITIES INVESTMENTS
Investment adviser

SEC file number

801-69504

Source date

April 1, 2026
CAPITAL CITIES, LLC
Investment adviser

SEC file number

801-69270

Source date

March 11, 2026
CAPITAL CITY WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-131838

Source date

February 18, 2026
CAPITAL CLIENT GROUP, INC.
Investment adviser

SEC file number

801-77946

Source date

September 25, 2026
CAPITAL CONSULTING & ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-52357

Source date

March 24, 2026
CAPITAL COUNSEL LLC
Investment adviser

SEC file number

801-56844

Source date

March 31, 2026
CAPITAL CREEK PARTNERS, LLC
Investment adviser

SEC file number

801-115166

Source date

July 30, 2026
CAPITAL CS GROUP, LLC
Investment adviser

SEC file number

801-120526

Source date

August 6, 2026
CAPITAL DESIGN PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-127160

Source date

March 6, 2026
CAPITAL DYNAMICS AG
Exempt reporting adviser

SEC file number

802-107638

Source date

March 30, 2026
CAPITAL DYNAMICS LIMITED
Exempt reporting adviser

SEC file number

802-73639

Source date

March 30, 2026
CAPITAL DYNAMICS, INC.
Investment adviser

SEC file number

801-69335

Source date

March 30, 2026
CAPITAL ENDURANCE GROUP, INC
Investment adviser

SEC file number

801-121743

Source date

June 30, 2026
CAPITAL FACTORY VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134405

Source date

March 25, 2026
CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC
Investment adviser

SEC file number

801-69021

Source date

March 13, 2026
CAPITAL FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-117272

Source date

July 16, 2026
CAPITAL FINANCIAL PLANNERS LLC
Investment adviser

SEC file number

801-136500

Source date

May 15, 2026
CAPITAL FINANCIAL PLANNERS, LLC
Investment adviser

SEC file number

801-119386

Source date

March 16, 2026
CAPITAL FINANCIAL, LLC
Investment adviser

SEC file number

801-132924

Source date

August 20, 2026
CAPITAL FORMATION ADVISERS LLC
Investment adviser

SEC file number

801-55098

Source date

March 5, 2026
CAPITAL FOUR AIFM A/S
Exempt reporting adviser

SEC file number

802-132314

Source date

March 27, 2026
CAPITAL FOUR US INC.
Investment adviser

SEC file number

801-122112

Source date

March 30, 2026
CAPITAL FUND MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-107031

Source date

September 15, 2026