Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 16 of 95

BROAD BAY CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-108145

Source date

September 15, 2026
BROAD HORIZON CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-136240

Source date

April 10, 2026
BROAD INVESTMENT SECURITIES LLC
Investment adviser

SEC file number

801-112127

Source date

May 6, 2026
BROAD REACH CAPITAL LLC
Investment adviser

SEC file number

801-130959

Source date

May 21, 2026
BROAD REACH INVESTMENT MANAGEMENT (US) LLC
Exempt reporting adviser

SEC file number

802-126852

Source date

February 27, 2026
BROAD REACH INVESTMENT MANAGEMENT LLP
Investment adviser

SEC file number

801-126132

Source date

June 29, 2026
BROAD REACH RETAIL PARTNERS LLC
Investment adviser

SEC file number

801-137155

Source date

July 24, 2026
BROAD RUN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-77021

Source date

March 20, 2026
BROAD SKY PARTNERS LLC
Investment adviser

SEC file number

801-124920

Source date

March 31, 2026
BROADARCH CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-119441

Source date

February 3, 2026
BROADCREST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-121865

Source date

March 11, 2026
BROADHURST FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-132869

Source date

June 17, 2026
BROADLEAF PARTNERS, LLC
Investment adviser

SEC file number

801-71143

Source date

June 8, 2026
BROADLIGHT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121675

Source date

March 30, 2026
BROADMARK ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-57807

Source date

March 31, 2026
BROADOAK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-121842

Source date

August 31, 2026
BROADRIVER ASSET MANAGEMENT, L.P.
Investment adviser

SEC file number

801-72019

Source date

March 27, 2026
BROADSCALE GROUP LLC
Exempt reporting adviser

SEC file number

802-118843

Source date

March 30, 2026
BROADSHORE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-61687

Source date

July 28, 2026
BROADSIDE WEALTH TECHNOLOGIES INC.
Investment adviser

SEC file number

801-136400

Source date

September 1, 2026
BROADTREE PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135228

Source date

March 30, 2026
BROADVAIL CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-94170

Source date

March 31, 2026
BROADVIEW FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77625

Source date

March 30, 2026
BROADVIEW MANAGEMENT, LLC
Investment adviser

SEC file number

801-132028

Source date

July 31, 2026
BROADVIEW REAL ESTATE PARTNERS, LLC
Investment adviser

SEC file number

801-113817

Source date

March 31, 2026
BROADVIEW WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131458

Source date

April 3, 2026
BROADVIEW WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-134094

Source date

August 3, 2026
BROADWATER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-126394

Source date

September 18, 2026
BROADWATER CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-137484

Source date

September 10, 2026
BROADWAY ADVISOR GROUP
Investment adviser

SEC file number

801-127086

Source date

March 31, 2026
BROADWAY WEALTH SOLUTIONS, INC.
Investment adviser

SEC file number

801-124953

Source date

August 13, 2026
BROADWEALTH LLC
Investment adviser

SEC file number

801-129388

Source date

March 27, 2026
BROADWING CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-129735

Source date

February 3, 2026
BROADWING CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-134018

Source date

September 22, 2026
BROADWOOD CAPITAL, INC
Investment adviser

SEC file number

801-73853

Source date

March 31, 2026
BROCK FIDUCIARY SERVICES LLC
Investment adviser

SEC file number

801-71132

Source date

April 1, 2026
BROCK POND CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-135519

Source date

February 6, 2026
BROCKTON CAPITAL LLP
Exempt reporting adviser

SEC file number

802-75815

Source date

April 30, 2026
BROGAN FINANCIAL, INC.
Investment adviser

SEC file number

801-69181

Source date

March 31, 2026
BRONTE CAPITAL MANAGEMENT PTY LTD
Investment adviser

SEC file number

801-70527

Source date

September 16, 2025
BRONZE INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-117144

Source date

March 31, 2026
BROOKE PRIVATE EQUITY ASSOCIATES MANAGEMENT LLC
Investment adviser

SEC file number

801-74252

Source date

June 29, 2026
BROOKFIELD ASSET MANAGEMENT PIC (ISG), LLC
Investment adviser

SEC file number

801-120758

Source date

July 10, 2026
BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P.
Investment adviser

SEC file number

801-79916

Source date

July 10, 2026
BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP
Investment adviser

SEC file number

801-70688

Source date

August 5, 2026
BROOKFIELD ASSET MANAGEMENT PIC US, LLC
Investment adviser

SEC file number

801-72031

Source date

August 6, 2026
BROOKFIELD PUBLIC SECURITIES GROUP LLC
Investment adviser

SEC file number

801-34605

Source date

September 2, 2026
BROOKFIELD RENEWABLE ENERGY GROUP LLC
Investment adviser

SEC file number

801-122588

Source date

August 5, 2026
BROOKLANDS FUND MANAGEMENT LIMITED
Investment adviser

SEC file number

801-110919

Source date

March 31, 2026
BROOKLAWN CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-110194

Source date

March 30, 2026
BROOKLINE INVESTMENTS, INC.
Investment adviser

SEC file number

801-57057

Source date

June 5, 2026
BROOKLINE WEALTH, LLC
Investment adviser

SEC file number

801-130965

Source date

March 27, 2026
BROOKLYN BRIDGE VENTURES LLC
Exempt reporting adviser

SEC file number

802-77450

Source date

March 31, 2026
BROOKLYN FI, LLC
Investment adviser

SEC file number

801-120862

Source date

September 3, 2026
BROOKMONT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-68533

Source date

March 30, 2026
BROOKNOLL ADVISORS LLC
Investment adviser

SEC file number

801-114110

Source date

March 20, 2026
BROOKS, MOORE & ASSOCIATES, INC.
Investment adviser

SEC file number

801-26708

Source date

March 29, 2026
BROOKS, WAYNE I
Investment adviser

SEC file number

801-126078

Source date

March 31, 2026
BROOKSIDE EQUITY PARTNERS LLC
Investment adviser

SEC file number

801-100479

Source date

June 30, 2026
BROOKSTONE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-72780

Source date

February 4, 2026
BROOKSTONE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-68010

Source date

March 11, 2026
BROOKSTONE PARTNERS IAC, INC.
Exempt reporting adviser

SEC file number

802-114378

Source date

January 15, 2026
BROOKSTONE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-67628

Source date

March 2, 2026
BROOKTREE CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-118307

Source date

March 6, 2026
BROOKWOOD ADVISORS, LLC
Investment adviser

SEC file number

801-135106

Source date

May 7, 2026
BROOKWOOD INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-122508

Source date

March 31, 2026
BROPHY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-78964

Source date

May 20, 2026
BROTHERS MANAGEMENT GROUP, LLC
Exempt reporting adviser

SEC file number

802-137463

Source date

September 7, 2026
BROUSSARD FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-130384

Source date

April 27, 2026
BROWN | MILLER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117810

Source date

September 15, 2026
BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC
Investment adviser

SEC file number

801-61732

Source date

April 21, 2026
BROWN ADVISORY LLC
Investment adviser

SEC file number

801-38826

Source date

March 31, 2026
BROWN ADVISORY LTD.
Investment adviser

SEC file number

801-80609

Source date

March 30, 2026
BROWN BROTHERS HARRIMAN & CO.
Investment adviser

SEC file number

801-60256

Source date

March 30, 2026
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC
Investment adviser

SEC file number

801-134310

Source date

April 30, 2026
BROWN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130056

Source date

August 6, 2026
BROWN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-19287

Source date

July 13, 2026
BROWN FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-119541

Source date

April 29, 2026
BROWN MCLEOD, INC
Investment adviser

SEC file number

801-79151

Source date

March 12, 2026
BROWN VENTURE GROUP LLC
Exempt reporting adviser

SEC file number

802-137585

Source date

September 23, 2026
BROWN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-127594

Source date

March 11, 2026
BROWN, LISLE/CUMMINGS, INC.
Investment adviser

SEC file number

801-121156

Source date

June 26, 2026
BROWNING WEST LP
Investment adviser

SEC file number

801-117131

Source date

September 18, 2026
BROWNSON, REHMUS & FOXWORTH, INC.
Investment adviser

SEC file number

801-79878

Source date

March 23, 2026
BROYHILL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-121859

Source date

March 13, 2026
BRUCE & CO INC
Investment adviser

SEC file number

801-10193

Source date

March 26, 2026
BRUCE G. ALLEN INVESTMENTS, LLC
Investment adviser

SEC file number

801-111789

Source date

March 27, 2026
BRUCKE FINANCIAL, INC.
Investment adviser

SEC file number

801-123245

Source date

March 12, 2026
BRUCKMANN, ROSSER, SHERRILL & CO., MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73994

Source date

March 31, 2026
BRUESKE ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-116893

Source date

June 17, 2026
BRUMMER & PARTNERS ASSET MANAGEMENT (UK) LTD
Exempt reporting adviser

SEC file number

802-135028

Source date

March 26, 2026
BRUNI J V & CO
Investment adviser

SEC file number

801-42242

Source date

March 19, 2026
BRUTON CHISNELL ADVISORS, LLC
Investment adviser

SEC file number

801-112682

Source date

March 26, 2026
BRV ASTER HOLDINGS LIMITED
Exempt reporting adviser

SEC file number

802-80594

Source date

March 29, 2026
BRV LOTUS HOLDINGS LIMITED
Exempt reporting adviser

SEC file number

802-78867

Source date

April 4, 2026
BRV MANAGEMENT CO, L.L.C.
Exempt reporting adviser

SEC file number

802-75019

Source date

March 18, 2026
BRX GLOBAL LP
Investment adviser

SEC file number

801-133995

Source date

March 26, 2026
BRYAN ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-116672

Source date

June 15, 2026
BRYANT PARK FUNDING CLO MANAGEMENT LLC
Investment adviser

SEC file number

801-130940

Source date

July 31, 2026
BRYANT WOODS INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-74639

Source date

March 18, 2026
BRYDEN-ABRAMS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-67550

Source date

March 13, 2026
BRYDON GROUP, LLC
Investment adviser

SEC file number

801-133965

Source date

April 28, 2026
BRYN MAWR TRUST ADVISORS, LLC
Investment adviser

SEC file number

801-108434

Source date

July 21, 2026
BRYNWOOD PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-73387

Source date

March 27, 2026
BRYSPEN, INCORPORATED
Investment adviser

SEC file number

801-57755

Source date

March 31, 2026
BSC CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-136076

Source date

June 29, 2026
BSF II GP, LLC
Exempt reporting adviser

SEC file number

802-131924

Source date

March 31, 2026
BSF III GP, LLC
Exempt reporting adviser

SEC file number

802-137542

Source date

September 17, 2026
BSIP SLP GP, LLC
Investment adviser

SEC file number

801-128484

Source date

June 30, 2026
BSN CAPITAL PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-126775

Source date

February 9, 2026
BSP ADVISORS LTD.
Exempt reporting adviser

SEC file number

802-74825

Source date

February 16, 2026
BSP CLO MANAGEMENT LLC
Investment adviser

SEC file number

801-117734

Source date

March 31, 2026
BSP NY LLC
Investment adviser

SEC file number

801-62417

Source date

March 31, 2026
BSQ CAPITAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-137131

Source date

July 21, 2026
BSV SPECIAL ENTITY MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-137165

Source date

July 27, 2026
BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION
Investment adviser

SEC file number

801-45532

Source date

May 8, 2026
BT FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-118235

Source date

March 19, 2026
BT REI MANAGER, LLC
Exempt reporting adviser

SEC file number

802-132210

Source date

August 17, 2026
BTC CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-62140

Source date

March 23, 2026
BTEX GROUP LIMITED
Exempt reporting adviser

SEC file number

802-135035

Source date

November 25, 2025
BTG PACTUAL (UK) LIMITED
Exempt reporting adviser

SEC file number

802-74494

Source date

March 30, 2026
BTG PACTUAL ASSET MANAGEMENT S.A. DTVM
Exempt reporting adviser

SEC file number

802-74873

Source date

April 3, 2026
BTG PACTUAL ASSET MANAGEMENT US , LLC
Investment adviser

SEC file number

801-71004

Source date

September 18, 2026
BTG PACTUAL GESTORA DE RECURSOS LTDA
Exempt reporting adviser

SEC file number

802-134404

Source date

April 1, 2026
BTNV MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-124878

Source date

March 13, 2026
BTS ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-14895

Source date

March 31, 2026
BU BREGAL UNTERNEHMERKAPITAL AG
Exempt reporting adviser

SEC file number

802-133819

Source date

March 27, 2026
BU BREGAL UNTERNEHMERKAPITAL GMBH
Exempt reporting adviser

SEC file number

802-133816

Source date

March 27, 2026
BUCHANAN STREET PARTNERS, L.P.
Investment adviser

SEC file number

801-78627

Source date

March 31, 2026
BUCHANAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122567

Source date

August 10, 2026
BUCK WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-126075

Source date

July 7, 2026
BUCKET LIST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130410

Source date

March 6, 2026
BUCKEYE-PACIFIC LLC
Investment adviser

SEC file number

801-120100

Source date

March 30, 2026
BUCKHEAD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-57810

Source date

March 31, 2026
BUCKHORN RESOURCES, LP
Investment adviser

SEC file number

801-133984

Source date

May 18, 2026
BUCKLEY CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-110484

Source date

March 31, 2026
BUCKLEY VENTURES MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-121103

Source date

March 31, 2026
BUCKLEY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-109016

Source date

March 31, 2026
BUCKMAN ADVISORY GROUP LLC
Investment adviser

SEC file number

801-63540

Source date

April 7, 2026
BUCKRAM SECURITIES LTD
Investment adviser

SEC file number

801-110136

Source date

February 25, 2026
BUCKS CAPITAL ADVISERS LLC
Investment adviser

SEC file number

801-137009

Source date

August 6, 2026
BUENTRIP VENTURES CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131258

Source date

March 26, 2026
BUFFALO BUSINESS & ESTATE SERVICES LTD
Investment adviser

SEC file number

801-134292

Source date

January 23, 2026
BUFFALO FIRST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120033

Source date

September 21, 2026
BUILD ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-122911

Source date

March 30, 2026
BUILD WHALE, INC.
Investment adviser

SEC file number

801-130339

Source date

August 14, 2026
BUILDER INVESTMENT GROUP INC
Investment adviser

SEC file number

801-19907

Source date

March 31, 2026
BUILDERS VC, LLC
Exempt reporting adviser

SEC file number

802-110700

Source date

March 30, 2026
BUILDGROUP MANAGEMENT, LLC
Investment adviser

SEC file number

801-111738

Source date

June 30, 2026
BUILDING VENTURES, LLC
Exempt reporting adviser

SEC file number

802-114695

Source date

January 30, 2026
BULL & BEAR, LP
Exempt reporting adviser

SEC file number

802-123329

Source date

March 31, 2026
BULL HARBOR CAPITAL LLC.
Investment adviser

SEC file number

801-127531

Source date

May 1, 2026
BULL OAK CAPITAL, LLC
Investment adviser

SEC file number

801-124736

Source date

July 13, 2026
BULL STREET ADVISORS, LLC
Investment adviser

SEC file number

801-116698

Source date

March 9, 2026
BULLDOG INVESTORS, LLP
Investment adviser

SEC file number

801-70596

Source date

March 27, 2026
BULLET VENTURES MANAGEMENT LTD
Investment adviser

SEC file number

801-131340

Source date

February 17, 2026
BULLETPROOF CAPITAL, LLC
Investment adviser

SEC file number

801-136315

Source date

July 10, 2026
BULLOCK WEALTH MANAGEMENT GROUP INC.
Investment adviser

SEC file number

801-121578

Source date

March 24, 2026
BULLPEN MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-108646

Source date

March 25, 2026
BULLROCK MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134076

Source date

March 25, 2026
BULLSEYE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-79982

Source date

June 3, 2026
BULLSEYE IG LLC
Investment adviser

SEC file number

801-134156

Source date

January 27, 2026
BULLSEYE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-121159

Source date

March 30, 2026
BULLTICK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-69169

Source date

March 31, 2026
BULLTICK4U ADVISOR, LLC
Investment adviser

SEC file number

801-126804

Source date

March 28, 2026
BULLVC FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-120204

Source date

February 25, 2026
BULWARK CAPITAL CORPORATION
Investment adviser

SEC file number

801-132859

Source date

February 9, 2026
BUNGALOW CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123220

Source date

March 30, 2026
BUNKER HILL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127977

Source date

May 5, 2026
BUNKER POINTER LLC
Exempt reporting adviser

SEC file number

802-129902

Source date

May 28, 2026
BUOYANT CAPITAL
Exempt reporting adviser

SEC file number

802-137073

Source date

July 14, 2026
BUOYANT CAPITAL PRIVATE LIMITED
Investment adviser

SEC file number

801-129223

Source date

July 29, 2026
BUOYANT VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122968

Source date

March 26, 2026
BURFORD BROTHERS, INC.
Investment adviser

SEC file number

801-117819

Source date

June 18, 2026
BURFORD CAPITAL INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-79466

Source date

July 16, 2026
BURGESS CHAMBERS & ASSOCIATES INC
Investment adviser

SEC file number

801-32111

Source date

March 23, 2026
BURGESS INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-135075

Source date

September 14, 2026
BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.
Investment adviser

SEC file number

801-113856

Source date

March 30, 2026
BURGUNDY ASSET MANAGEMENT LTD.
Investment adviser

SEC file number

801-60503

Source date

January 28, 2026
BURK HOLDINGS LLC
Investment adviser

SEC file number

801-128555

Source date

September 23, 2026
BURKE & HERBERT WEALTH SERVICES, LLC
Investment adviser

SEC file number

801-135403

Source date

April 22, 2026
BURKE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135768

Source date

August 19, 2026
BURKEHILL GLOBAL MANAGEMENT, LP
Investment adviser

SEC file number

801-122664

Source date

March 31, 2026
BURKETT FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-67535

Source date

February 3, 2026
BURKHOLDER & ASSOCIATES, LLC
Investment adviser

SEC file number

801-120797

Source date

June 11, 2026
BURLING WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-130889

Source date

March 31, 2026
BURLINGAME WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-137010

Source date

August 26, 2026
BURNE FINANCIAL CONCEPTS, LLC
Investment adviser

SEC file number

801-132246

Source date

January 27, 2026
BURNHAM & COMPANY LLC
Investment adviser

SEC file number

801-132298

Source date

July 24, 2026
BURNHAM STERLING ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-130731

Source date

March 31, 2026
BURNS J W & CO INC
Investment adviser

SEC file number

801-13068

Source date

April 20, 2026
BURNS MATTESON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-61036

Source date

April 8, 2026
BURNT ISLAND VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127631

Source date

August 21, 2026
BURR FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-126646

Source date

March 2, 2026
BURREN CAPITAL ADVISORS LIMITED
Investment adviser

SEC file number

801-72240

Source date

March 24, 2026
BURRUS FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-80922

Source date

March 16, 2026
BURST CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131538

Source date

March 23, 2026
BURT ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-132486

Source date

May 14, 2026
BURTON ENRIGHT WELCH
Investment adviser

SEC file number

801-68890

Source date

July 29, 2026
BUSEY CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-62359

Source date

March 12, 2026
BUSH INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-116917

Source date

February 26, 2026
BUSINESS-OWNER STRATEGIES GROUP, LLC
Investment adviser

SEC file number

801-134480

Source date

July 1, 2026
BUSKA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122395

Source date

June 9, 2026
BUTENSKY & COHEN FINANCIAL SECURITY INC
Investment adviser

SEC file number

801-55533

Source date

January 30, 2026
BUTLER FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-121286

Source date

March 27, 2026
BUTLER HALL CAPITAL LLC
Investment adviser

SEC file number

801-136825

Source date

June 24, 2026
BUTTERFLY EQUITY LP
Investment adviser

SEC file number

801-113713

Source date

April 16, 2026
BUTTERWORTH FINANCIAL LLC
Investment adviser

SEC file number

801-134568

Source date

January 22, 2026
BUTTONWOOD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117678

Source date

March 24, 2026
BUTTONWOOD FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-118433

Source date

March 7, 2026
BUTTONWOOD FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-70536

Source date

March 31, 2026
BUTTONWOOD GROUP ADVISORS LLC
Investment adviser

SEC file number

801-135308

Source date

February 20, 2026
BUTTONWOOD WEALTH, LLC
Investment adviser

SEC file number

801-117676

Source date

February 11, 2026
BV INVESTMENT PARTNERS, L.P.
Investment adviser

SEC file number

801-73263

Source date

March 30, 2026
BV MGMT, LLC
Exempt reporting adviser

SEC file number

802-131590

Source date

February 9, 2026
BVB AND PARTNERS S.A.
Investment adviser

SEC file number

801-110756

Source date

August 24, 2026
BVCF MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-80293

Source date

June 5, 2026
BVF PARTNERS L.P.
Investment adviser

SEC file number

801-73836

Source date

March 31, 2026
BVIM, LLC
Exempt reporting adviser

SEC file number

802-74272

Source date

March 30, 2026
BVP MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-125870

Source date

March 30, 2026
BVVC CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-136633

Source date

June 2, 2026
BVVC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-133800

Source date

August 6, 2026
BW ASSET MANAGEMENT LTD
Investment adviser

SEC file number

801-116666

Source date

March 25, 2026
BW FINANCIAL SERVICES, LLC
Exempt reporting adviser

SEC file number

802-132365

Source date

March 11, 2026
BWA, LLC
Investment adviser

SEC file number

801-123576

Source date

January 28, 2026
BWCP, LP
Investment adviser

SEC file number

801-121967

Source date

March 30, 2026
BWE GP II LTD.
Exempt reporting adviser

SEC file number

802-112755

Source date

June 30, 2026
BWE GP LTD.
Exempt reporting adviser

SEC file number

802-112754

Source date

June 30, 2026
BWM PLANNING LLC
Investment adviser

SEC file number

801-127789

Source date

March 13, 2026
BX REIT ADVISORS L.L.C.
Investment adviser

SEC file number

801-110350

Source date

September 8, 2026
BXM WEALTH LLC
Investment adviser

SEC file number

801-131828

Source date

September 9, 2026
BXMT ADVISORS L.L.C.
Investment adviser

SEC file number

801-110349

Source date

September 8, 2026
BYCOFF GROUP LLC
Investment adviser

SEC file number

801-131722

Source date

March 31, 2026
BYERS CAPITAL INVESTMENT ADVISORY, LLC
Exempt reporting adviser

SEC file number

802-134208

Source date

February 13, 2026
BYREFORGE MANAGEMENT, LP
Investment adviser

SEC file number

801-137170

Source date

August 26, 2026
BYRNE & COMPANY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123593

Source date

May 18, 2026
BYRNE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-61943

Source date

March 10, 2026
BYRNE FINANCIAL FREEDOM, LLC
Investment adviser

SEC file number

801-107534

Source date

June 5, 2026
BYRON DEVON LYNCH IV ESTATE
Exempt reporting adviser

SEC file number

802-131562

Source date

May 5, 2026
BYRON PLACE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130654

Source date

March 16, 2026
BZ WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-132953

Source date

June 2, 2026
BZH CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137322

Source date

August 17, 2026
C & C FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-47062

Source date

March 26, 2026
C CUBED CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-128940

Source date

March 31, 2026
C WORLDWIDE ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S
Investment adviser

SEC file number

801-108016

Source date

September 21, 2026
C&S CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-135056

Source date

January 29, 2026
C. C. DUNNAVAN & CO., INC.
Investment adviser

SEC file number

801-14602

Source date

March 5, 2026
C.L. SHELDON & COMPANY, LLC
Investment adviser

SEC file number

801-136786

Source date

June 18, 2026
C.M. CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-72864

Source date

March 31, 2026
C.M.BIDWELL & ASSOCIATES LTD
Investment adviser

SEC file number

801-14976

Source date

March 11, 2026