Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 19 of 95

CASTLE CREEK LAUNCHPAD I GP LLC
Exempt reporting adviser

SEC file number

802-125853

Source date

March 31, 2026
CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC
Investment adviser

SEC file number

801-79218

Source date

March 31, 2026
CASTLE HARLAN, INC.
Investment adviser

SEC file number

801-74023

Source date

March 27, 2026
CASTLE HOOK PARTNERS LP
Investment adviser

SEC file number

801-108501

Source date

March 31, 2026
CASTLE ISLAND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-114283

Source date

March 31, 2026
CASTLE LIGHT PARTNERS LP
Exempt reporting adviser

SEC file number

802-115279

Source date

March 17, 2026
CASTLE RIDGE ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-120571

Source date

June 12, 2026
CASTLE ROCK ADVISORS LLC
Investment adviser

SEC file number

801-130907

Source date

August 6, 2026
CASTLE ROCK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110593

Source date

March 5, 2026
CASTLE SECURITIES, LLC
Investment adviser

SEC file number

801-136529

Source date

June 22, 2026
CASTLE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-60871

Source date

July 15, 2026
CASTLE WEALTH PLANNING LLC
Investment adviser

SEC file number

801-88216

Source date

March 31, 2026
CASTLEARK ALTERNATIVES, LLC
Investment adviser

SEC file number

801-129953

Source date

April 1, 2026
CASTLEARK MANAGEMENT LLC
Investment adviser

SEC file number

801-56239

Source date

April 1, 2026
CASTLEBAR ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-135840

Source date

May 8, 2026
CASTLEBAR CAPITAL LLP
Exempt reporting adviser

SEC file number

802-128959

Source date

June 22, 2026
CASTLEFORGE PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-128096

Source date

June 29, 2026
CASTLEKEEP INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-60338

Source date

March 18, 2026
CASTLEKNIGHT MANAGEMENT LP
Investment adviser

SEC file number

801-118965

Source date

March 27, 2026
CASTLELAKE, L.P.
Investment adviser

SEC file number

801-72310

Source date

March 27, 2026
CASTLETON PARTNERS, LLC
Investment adviser

SEC file number

801-66975

Source date

April 17, 2026
CASTLEVIEW PARTNERS, LLC
Investment adviser

SEC file number

801-106652

Source date

May 6, 2026
CAT ROCK CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-100423

Source date

March 18, 2026
CATALIGHT CAPITAL US, LLC
Exempt reporting adviser

SEC file number

802-137482

Source date

September 9, 2026
CATALIO CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-121976

Source date

March 31, 2026
CATALUR CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-118444

Source date

March 30, 2026
CATALYS PACIFIC, LLC
Exempt reporting adviser

SEC file number

802-116739

Source date

March 24, 2026
CATALYST CAPITAL ADVISERS LLC
Investment adviser

SEC file number

801-112369

Source date

March 31, 2026
CATALYST CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-66886

Source date

March 27, 2026
CATALYST CAPITAL MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-76963

Source date

May 13, 2026
CATALYST FINANCIAL NW CORPORATION
Investment adviser

SEC file number

801-113923

Source date

February 4, 2026
CATALYST FINANCIAL PARTNERS LLC
Investment adviser

SEC file number

801-114398

Source date

September 23, 2026
CATALYST FUNDS MANAGEMENT PTY LTD
Exempt reporting adviser

SEC file number

802-122568

Source date

August 19, 2026
CATALYST INTERNATIONAL ADVISORS LLC
Investment adviser

SEC file number

801-117842

Source date

March 27, 2026
CATALYST INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-127508

Source date

May 4, 2026
CATALYST INVESTORS, L.L.C.
Exempt reporting adviser

SEC file number

802-76161

Source date

March 31, 2026
CATALYST PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-117383

Source date

August 26, 2026
CATALYST WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-130544

Source date

March 2, 2026
CATALYST WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-129834

Source date

September 16, 2026
CATARIA CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-114182

Source date

March 4, 2026
CATAWBA RIVER CAPITAL
Investment adviser

SEC file number

801-113237

Source date

February 18, 2026
CATCH POINT RIGHTS PARTNERS LP
Exempt reporting adviser

SEC file number

802-119733

Source date

May 7, 2026
CATCHLIGHT CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-134056

Source date

March 30, 2026
CATCHMENT CAPITAL, L.P.
Investment adviser

SEC file number

801-134363

Source date

August 25, 2026
CATEGORY VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-131899

Source date

March 30, 2026
CATENARY ALTERNATIVES ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-76799

Source date

April 15, 2026
CATERER GOODMAN PARTNERS LTD
Investment adviser

SEC file number

801-121659

Source date

March 25, 2026
CATHAY CAPITAL NA, LLC
Investment adviser

SEC file number

801-104468

Source date

March 27, 2026
CATHERINE AVERY INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-110097

Source date

April 24, 2026
CATHOLIC INVESTMENT SERVICES, INC.
Investment adviser

SEC file number

801-88187

Source date

June 29, 2026
CATHY PARETO AND ASSOCIATES, INC.
Investment adviser

SEC file number

801-110395

Source date

June 23, 2026
CATO PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75007

Source date

March 31, 2026
CATOCTIN RIDGE WEALTH PARTNER, LLC
Investment adviser

SEC file number

801-131326

Source date

March 30, 2026
CATTERTON MANAGEMENT COMPANY, L.L.C.
Investment adviser

SEC file number

801-72426

Source date

June 15, 2026
CATUM ADVISORY GROUP, LLC.
Investment adviser

SEC file number

801-136072

Source date

March 30, 2026
CAUBLE & HARRE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-70042

Source date

March 20, 2026
CAURIS INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137234

Source date

August 5, 2026
CAUSATION VENTURES, L.L.C.
Exempt reporting adviser

SEC file number

802-127876

Source date

February 27, 2026
CAUSEWAY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-60343

Source date

March 23, 2026
CAUSEWAY MANAGEMENT II, LLC
Exempt reporting adviser

SEC file number

802-115083

Source date

March 11, 2026
CAUSEWAY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-78375

Source date

March 11, 2026
CAUSEY PUBLIC FINANCE LLC
Investment adviser

SEC file number

801-130992

Source date

March 25, 2026
CAUSEY WEALTH LLC
Investment adviser

SEC file number

801-130443

Source date

April 6, 2026
CAVALCADE CAPITAL LLC
Investment adviser

SEC file number

801-130262

Source date

June 5, 2026
CAVALIER INVESTMENTS, LLC
Investment adviser

SEC file number

801-106545

Source date

March 30, 2026
CAVALRY MANAGEMENT GROUP 2, LLC
Exempt reporting adviser

SEC file number

802-136123

Source date

March 31, 2026
CAVALRY MANAGEMENT GROUP, LLC
Exempt reporting adviser

SEC file number

802-129452

Source date

March 31, 2026
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-60138

Source date

March 17, 2026
CAVENDISH CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137507

Source date

September 14, 2026
CAVU CONSUMER PARTNERS, LLC
Investment adviser

SEC file number

801-120003

Source date

May 28, 2026
CAVU WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-135537

Source date

May 4, 2026
CAVU WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-129732

Source date

August 5, 2026
CAXTON (MONACO) S.A.M.
Exempt reporting adviser

SEC file number

802-131981

Source date

March 27, 2026
CAXTON (SINGAPORE) PTE LTD.
Exempt reporting adviser

SEC file number

802-131980

Source date

June 11, 2026
CAXTON ASSET MANAGEMENT (DIFC) LIMITED
Exempt reporting adviser

SEC file number

802-131982

Source date

June 11, 2026
CAXTON ASSOCIATES (USA) LLC
Investment adviser

SEC file number

801-63731

Source date

September 18, 2026
CAXTON ASSOCIATES LLP
Investment adviser

SEC file number

801-136549

Source date

September 18, 2026
CAYETANO DEVELOPMENT, LLC
Investment adviser

SEC file number

801-121555

Source date

March 31, 2026
CAYGAN CAPITAL PTE. LTD.
Exempt reporting adviser

SEC file number

802-79891

Source date

January 26, 2026
CAYMUS EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-130110

Source date

March 20, 2026
CAYSIDE PARTNERS, LLC
Investment adviser

SEC file number

801-129905

Source date

September 24, 2026
CAZ GP STAKES ADVISER LLC
Investment adviser

SEC file number

801-134494

Source date

March 11, 2026
CAZ INVESTMENTS L.P.
Investment adviser

SEC file number

801-60606

Source date

March 31, 2026
CAZ INVESTMENTS REGISTERED ADVISER LLC
Investment adviser

SEC file number

801-128764

Source date

March 11, 2026
CB CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-69177

Source date

March 13, 2026
CB CAPITAL LLC
Investment adviser

SEC file number

801-136860

Source date

September 4, 2026
CBF ADVISORS, LLC
Investment adviser

SEC file number

801-117294

Source date

March 31, 2026
CBG & COMPANY, INC.
Investment adviser

SEC file number

801-112354

Source date

March 18, 2026
CBIZ FINANCIAL SOLUTIONS, INC.
Investment adviser

SEC file number

801-56332

Source date

March 5, 2026
CBIZ INVESTMENT ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-108996

Source date

March 20, 2026
CBK MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137161

Source date

July 27, 2026
CBM FINANCIAL, LLC
Investment adviser

SEC file number

801-128561

Source date

March 27, 2026
CBPE CAPITAL LLP
Exempt reporting adviser

SEC file number

802-74928

Source date

September 16, 2026
CBRE INVESTMENT MANAGEMENT (ASIA PACIFIC) PTE. LTD.
Exempt reporting adviser

SEC file number

802-108237

Source date

March 30, 2026
CBRE INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD.
Exempt reporting adviser

SEC file number

802-75801

Source date

March 26, 2026
CBRE INVESTMENT MANAGEMENT INDIRECT LIMITED
Investment adviser

SEC file number

801-80391

Source date

March 30, 2026
CBRE INVESTMENT MANAGEMENT INFRASTRUCTURE INC.
Investment adviser

SEC file number

801-72582

Source date

March 31, 2026
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC
Investment adviser

SEC file number

801-49083

Source date

March 30, 2026
CBRE INVESTMENT MANAGEMENT LUXEMBOURG AIFM S.A R.L.
Exempt reporting adviser

SEC file number

802-112005

Source date

March 27, 2026
CBRE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-48858

Source date

July 8, 2026
C-BRIDGE CAPITAL INVESTMENT MANAGEMENT, LTD.
Exempt reporting adviser

SEC file number

802-114310

Source date

March 31, 2026
C-BRIDGE CAPITAL LLC
Investment adviser

SEC file number

801-118858

Source date

May 11, 2026
CC CAPITAL INSURANCE ADVISORS LLC
Investment adviser

SEC file number

801-132020

Source date

June 2, 2026
CC CHINA RETAIL PROPERTIES GP LIMITED
Exempt reporting adviser

SEC file number

802-75205

Source date

March 18, 2026
CC CHINA RETAIL PROPERTIES MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-75207

Source date

March 18, 2026
CC REAL ESTATE ADVISORY LIMITED
Exempt reporting adviser

SEC file number

802-75197

Source date

March 18, 2026
CC USA LLC
Investment adviser

SEC file number

801-136961

Source date

September 1, 2026
CCAVENTUS ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-100406

Source date

September 15, 2026
CCAVENTUS GLOBAL CREDIT MANAGEMENT LLC
Investment adviser

SEC file number

801-136518

Source date

May 18, 2026
CCC ADVISORS, LLC
Investment adviser

SEC file number

801-110798

Source date

July 21, 2026
CCG WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113284

Source date

June 2, 2026
CCM CORE IM LLC
Exempt reporting adviser

SEC file number

802-135668

Source date

February 24, 2026
CCM FUND ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-130650

Source date

February 24, 2026
CCM INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-29159

Source date

March 12, 2026
CCM NEW OPPORTUNITIES, LLC
Investment adviser

SEC file number

801-115271

Source date

March 23, 2026
CCM PARTNERS, LP
Investment adviser

SEC file number

801-25205

Source date

August 3, 2026
CCMCO L.L.C.
Exempt reporting adviser

SEC file number

802-119474

Source date

March 31, 2026
CCMP CAPITAL ADVISORS, LP
Investment adviser

SEC file number

801-66868

Source date

March 30, 2026
CCMP GROWTH ADVISORS, LP
Investment adviser

SEC file number

801-126748

Source date

March 30, 2026
CCOF MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-127151

Source date

March 11, 2026
CCP II ADVISORY LTD.
Exempt reporting adviser

SEC file number

802-75198

Source date

March 16, 2026
CCP II GP LTD.
Exempt reporting adviser

SEC file number

802-75190

Source date

March 16, 2026
CCS PARTNERS LLC
Investment adviser

SEC file number

801-130269

Source date

April 30, 2026
CCV MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-119795

Source date

March 13, 2026
CD CAPITAL ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-112424

Source date

March 28, 2026
CDAM (UK) LTD
Investment adviser

SEC file number

801-80746

Source date

June 25, 2026
CDH INVESTMENT ADVISORY PRIVATE LIMITED
Investment adviser

SEC file number

801-108635

Source date

March 26, 2026
CDH MID MARKET MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-110259

Source date

March 26, 2026
CDH VENTURE MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-76528

Source date

March 26, 2026
CDH VENTURE MANAGEMENT III COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-77399

Source date

March 26, 2026
CDIB CAPITAL INTERNATIONAL (HONG KONG) CORPORATION LIMITED
Exempt reporting adviser

SEC file number

802-118430

Source date

March 19, 2026
CDIB CAPITAL INTERNATIONAL (USA) CORPORATION
Exempt reporting adviser

SEC file number

802-114770

Source date

July 22, 2026
CDIB CAPITAL INTERNATIONAL CORPORATION
Exempt reporting adviser

SEC file number

802-117410

Source date

July 22, 2026
CDKV HOLDINGS LLC
Investment adviser

SEC file number

801-120361

Source date

March 11, 2026
CDM FINANCIAL COUNSELING SERVICES, INC.
Investment adviser

SEC file number

801-112929

Source date

January 19, 2026
CDP FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-135676

Source date

March 25, 2026
CDPQ INFRASTRUCTURES MONDIALES INC.
Exempt reporting adviser

SEC file number

802-134627

Source date

March 27, 2026
CE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-116817

Source date

March 30, 2026
CEDAR CAPITAL GROUP LP
Exempt reporting adviser

SEC file number

802-127955

Source date

June 5, 2025
CEDAR MOUNTAIN ADVISORS, LLC
Investment adviser

SEC file number

801-68704

Source date

March 24, 2026
CEDAR PARK CAPITAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-123001

Source date

March 31, 2026
CEDAR POINT CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-123161

Source date

March 2, 2026
CEDAR SPRING ADVISORS, LLC
Investment adviser

SEC file number

801-127474

Source date

January 27, 2026
CEDAR SPRINGS ADVISORS, LLC
Investment adviser

SEC file number

801-119156

Source date

May 15, 2026
CEDAR STREET ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-114121

Source date

March 19, 2026
CEDAR TRACE CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-135265

Source date

June 16, 2026
CEDAR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-107067

Source date

March 31, 2026
CEDARGOLD CONSULTING INC.
Investment adviser

SEC file number

801-108914

Source date

January 6, 2026
CEDARSTONE ADVISORS
Investment adviser

SEC file number

801-112625

Source date

March 11, 2026
CEDARVIEW CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-65332

Source date

March 12, 2026
CEDARWOOD WEALTH LLC
Investment adviser

SEC file number

801-132112

Source date

July 20, 2026
CEDRUS WEALTH GROUP LLC
Investment adviser

SEC file number

801-132257

Source date

September 8, 2026
CEERA INVESTMENTS, LLC
Investment adviser

SEC file number

801-120765

Source date

March 28, 2026
CEETO CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-109001

Source date

March 30, 2026
CEFI CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-116768

Source date

March 23, 2026
CEI VENTURES, INC.
Exempt reporting adviser

SEC file number

802-129036

Source date

March 3, 2026
CELERATEX CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-136756

Source date

June 16, 2026
CELERES CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-116978

Source date

March 30, 2026
CELERO CAPITAL FUND MANAGER AB
Exempt reporting adviser

SEC file number

802-136487

Source date

May 14, 2026
CELF ADVISORS LLP
Exempt reporting adviser

SEC file number

802-75409

Source date

March 30, 2026
CELLO CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-73997

Source date

June 1, 2026
CEMI SERVICES LTD.
Exempt reporting adviser

SEC file number

802-74580

Source date

April 29, 2026
CENDANA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-99354

Source date

March 30, 2026
CENTANA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-107092

Source date

July 29, 2026
CENTAURUS FINANCIAL, INC.
Investment adviser

SEC file number

801-56882

Source date

July 30, 2026
CENTENNIAL ADVISORS, LLC
Investment adviser

SEC file number

801-122886

Source date

March 30, 2026
CENTENNIAL SECURITIES COMPANY INC
Investment adviser

SEC file number

801-106623

Source date

April 30, 2026
CENTENNIAL WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-113464

Source date

September 16, 2026
CENTER CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-130700

Source date

April 30, 2026
CENTER FOR ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-117438

Source date

March 17, 2026
CENTER FOR FINANCIAL PLANNING INC
Investment adviser

SEC file number

801-65076

Source date

September 11, 2026
CENTER FOR WEALTH MANAGEMENT LLC.
Investment adviser

SEC file number

801-112042

Source date

May 7, 2026
CENTER LAKE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132730

Source date

May 1, 2026
CENTER ROCK CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-112324

Source date

March 31, 2026
CENTER15 CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135176

Source date

March 18, 2026
CENTERBOOK PARTNERS LP
Investment adviser

SEC file number

801-122457

Source date

August 26, 2026
CENTERBRIDGE PARTNERS, L.P.
Investment adviser

SEC file number

801-73876

Source date

June 24, 2026
CENTERFIELD MANAGEMENT III, INC
Investment adviser

SEC file number

801-74187

Source date

March 30, 2026
CENTERGATE CAPITAL, L.P.
Investment adviser

SEC file number

801-110277

Source date

March 30, 2026
CENTERHARBOR CANAPI VENTURES INVESTMENT ADVISOR LLP
Exempt reporting adviser

SEC file number

802-116692

Source date

March 25, 2026
CENTERLINE INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-113351

Source date

March 16, 2026
CENTERLINE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-76852

Source date

February 27, 2026
CENTEROAK ADVISER, L.P.
Investment adviser

SEC file number

801-81052

Source date

March 30, 2026
CENTERPIECE WEALTH ADVISOR L.L.C.
Investment adviser

SEC file number

801-129631

Source date

July 29, 2026
CENTERPOINT ADVISORS, LLC
Investment adviser

SEC file number

801-72619

Source date

March 31, 2026
CENTERPOINT ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-127085

Source date

March 3, 2026
CENTERSQUARE INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-111965

Source date

March 31, 2026
CENTERSTAR ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-111786

Source date

March 24, 2026
CENTIVA CAPITAL, LP
Investment adviser

SEC file number

801-108886

Source date

March 31, 2026
CENTRAL ASSET INVESTMENTS AND MANAGEMENT HOLDINGS (HK) LIMITED
Exempt reporting adviser

SEC file number

802-107364

Source date

March 25, 2026
CENTRAL FAMILY ADVISORS, LLC
Investment adviser

SEC file number

801-107940

Source date

March 5, 2026
CENTRAL ILLINOIS GROUP, LLC
Investment adviser

SEC file number

801-136469

Source date

September 11, 2026
CENTRAL PINE CAPITAL, LLC
Investment adviser

SEC file number

801-126926

Source date

May 13, 2026
CENTRAL VALLEY ADVISORS, LLC
Investment adviser

SEC file number

801-128204

Source date

July 23, 2026
CENTRAL WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134976

Source date

April 1, 2026
CENTRALIS CAPITAL LLC
Investment adviser

SEC file number

801-135094

Source date

December 4, 2025
CENTRE PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-56929

Source date

March 31, 2026
CENTRIC ADVISORS, LLC
Investment adviser

SEC file number

801-121623

Source date

April 2, 2026
CENTRIC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-63837

Source date

July 7, 2026
CENTRICA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132188

Source date

February 27, 2026
CENTRICUS INVESTMENT ADVISORS (US) LLC
Investment adviser

SEC file number

801-136412

Source date

May 1, 2026
CENTURIA CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-135309

Source date

January 9, 2026
CENTURION ASSET MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-120288

Source date

March 18, 2026
CENTURION WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123007

Source date

September 25, 2026
CENTURIUM CAPITAL MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-113967

Source date

March 27, 2026
CENTURY EQUITY PARTNERS LLC
Investment adviser

SEC file number

801-106957

Source date

April 21, 2026
CENTURY FRONTIER CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-135361

Source date

March 26, 2026
CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-135534

Source date

February 9, 2026
CERASUS ADVISORS INC
Investment adviser

SEC file number

801-70827

Source date

March 12, 2026
CERBERUS CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-70989

Source date

August 26, 2026
CERCANO MANAGEMENT LLC
Investment adviser

SEC file number

801-122903

Source date

September 8, 2026
CERDA MUNOZ ADVISORS, INC
Investment adviser

SEC file number

801-122069

Source date

March 31, 2026
CEREDEX VALUE ADVISORS LLC
Investment adviser

SEC file number

801-68739

Source date

March 20, 2026
CERES PARTNERS, LLC
Investment adviser

SEC file number

801-114192

Source date

April 30, 2026
CEREVIA LTD
Exempt reporting adviser

SEC file number

802-136373

Source date

April 28, 2026
CERITY PARTNERS LLC
Investment adviser

SEC file number

801-70719

Source date

July 13, 2026
CERITY PARTNERS OCIO LLC
Investment adviser

SEC file number

801-70888

Source date

March 31, 2026
CERITY PARTNERS RETIREMENT PLAN ADVISORS LLC
Investment adviser

SEC file number

801-76705

Source date

July 22, 2026
CERRACAP, LLC
Exempt reporting adviser

SEC file number

802-123632

Source date

April 1, 2026
CERRALVO CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137379

Source date

August 25, 2026
CERRALVO PARTNERS LLC
Exempt reporting adviser

SEC file number

802-127757

Source date

August 25, 2026
CERRO PACIFIC WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-119640

Source date

June 30, 2026
CERTA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-132044

Source date

March 26, 2026
CERTAIN CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-135445

Source date

January 29, 2026
CERTARES MANAGEMENT LLC
Investment adviser

SEC file number

801-113247

Source date

March 31, 2026
CERTIFIED ADVISORY CORP
Investment adviser

SEC file number

801-61305

Source date

March 31, 2026
CERTIFIED FINANCIAL STRATEGIES CORPORATION
Investment adviser

SEC file number

801-132742

Source date

September 15, 2026
CERTIFIED PLANNERS, INC.
Investment adviser

SEC file number

801-34450

Source date

January 14, 2026
CERTIFIED TAX SERVICE, INC.
Investment adviser

SEC file number

801-25781

Source date

December 23, 2025
CERTIOR FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-108506

Source date

March 11, 2026
CERTIS CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-135578

Source date

March 26, 2026
CERTUITY, LLC
Investment adviser

SEC file number

801-62580

Source date

April 30, 2026
CERVIN VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-107686

Source date

March 31, 2026
CESTRIAN CAPITAL RESEARCH, INC
Investment adviser

SEC file number

801-112621

Source date

April 1, 2026
CETERA ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-108603

Source date

August 11, 2026
CETERA INVESTMENT ADVISERS LLC
Investment adviser

SEC file number

801-20406

Source date

August 13, 2026
CETERA INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-77403

Source date

August 11, 2026
CEVIAN CAPITAL II GP LIMITED
Investment adviser

SEC file number

801-66793

Source date

April 7, 2026
CF CAPITAL LLC
Investment adviser

SEC file number

801-130002

Source date

April 30, 2026
CF PRIVATE EQUITY, INC.
Investment adviser

SEC file number

801-31713

Source date

July 16, 2026
CFC PLANNING COMPANY, LLC
Investment adviser

SEC file number

801-131561

Source date

March 17, 2026
CFG WEALTH MANAGEMENT SERVICES INC
Investment adviser

SEC file number

801-135897

Source date

March 19, 2026
CFI PARTNERS, LLC
Investment adviser

SEC file number

801-72472

Source date

March 31, 2026
CFLER CO., LTD.
Exempt reporting adviser

SEC file number

802-134199

Source date

March 2, 2026
CFM ADVISORS INC
Investment adviser

SEC file number

801-56891

Source date

March 24, 2026
CFM WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-117390

Source date

August 10, 2026
CFO4LIFE GROUP, LLC
Investment adviser

SEC file number

801-110095

Source date

June 16, 2026
CFS INVESTMENT ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-45064

Source date

March 5, 2026
CFS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130591

Source date

March 12, 2026
CFT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-124933

Source date

August 4, 2026