Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 15 of 95

BP CAPITAL FUND ADVISORS, LLC
Investment adviser

SEC file number

801-78461

Source date

March 27, 2026
BP FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131091

Source date

February 26, 2026
BPBI LLC
Investment adviser

SEC file number

801-110347

Source date

March 6, 2026
BPC ADVISORS LLC
Investment adviser

SEC file number

801-116828

Source date

March 11, 2026
BPGC MANAGEMENT LP
Investment adviser

SEC file number

801-119585

Source date

March 31, 2026
BPIFRANCE INVESTISSEMENT
Exempt reporting adviser

SEC file number

802-122475

Source date

March 24, 2026
BPM WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-128253

Source date

January 28, 2026
BPP WEALTH SOLUTIONS, LLC
Investment adviser

SEC file number

801-77658

Source date

March 9, 2026
BPS CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-61019

Source date

January 21, 2026
BPS WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-37961

Source date

April 13, 2026
BPV MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-75989

Source date

March 31, 2026
BQEX LTD
Exempt reporting adviser

SEC file number

802-135872

Source date

March 17, 2026
BQS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-132993

Source date

March 9, 2026
BRACCO ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-128162

Source date

March 26, 2026
BRACEBRIDGE CAPITAL, LLC
Investment adviser

SEC file number

801-73416

Source date

March 31, 2026
BRACKENWOOD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136277

Source date

May 18, 2026
BRACKET VENTURES MANAGEMENT, LLC
Investment adviser

SEC file number

801-115173

Source date

March 31, 2026
BRADESCO GLOBAL ADVISORS INC.
Investment adviser

SEC file number

801-123555

Source date

September 23, 2026
BRADFORD EQUITIES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-76873

Source date

February 11, 2026
BRADFORD FINANCIAL CENTER
Investment adviser

SEC file number

801-68117

Source date

March 26, 2026
BRADFORD FINANCIAL SERVICES CORP
Investment adviser

SEC file number

801-117576

Source date

February 17, 2026
BRADLEY & COMPANY PRIVATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113281

Source date

February 27, 2026
BRADLEY FOSTER & SARGENT INC
Investment adviser

SEC file number

801-46616

Source date

April 6, 2026
BRADLEY WEALTH LLC
Investment adviser

SEC file number

801-121942

Source date

March 18, 2026
BRADY FAMILY WEALTH, LLC
Investment adviser

SEC file number

801-122035

Source date

March 4, 2026
BRADY MARTZ WEALTH SOLUTIONS, LLC
Investment adviser

SEC file number

801-130560

Source date

June 16, 2026
BRADYCO, INC.
Investment adviser

SEC file number

801-132843

Source date

July 22, 2026
BRAEBURN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-108353

Source date

February 27, 2026
BRAEMAR CAPITAL MANAGEMENT II, LLC
Exempt reporting adviser

SEC file number

802-113055

Source date

March 31, 2026
BRAEMAR CAPITAL MANAGEMENT III, L.P.
Exempt reporting adviser

SEC file number

802-113057

Source date

March 31, 2026
BRAEMAR CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113054

Source date

March 31, 2026
BRAEMAR ENERGY VENTURES LLC
Exempt reporting adviser

SEC file number

802-76255

Source date

March 31, 2026
BRAEMONT CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-121709

Source date

March 27, 2026
BRAESIDE INVESTMENTS, LLC
Investment adviser

SEC file number

801-72448

Source date

March 2, 2026
BRAESWOOD CARBON MANAGEMENT, LLC
Investment adviser

SEC file number

801-130822

Source date

July 8, 2026
BRAGG FINANCIAL ADVISORS INC
Investment adviser

SEC file number

801-56890

Source date

September 17, 2026
BRAHMA MANAGEMENT LLC
Investment adviser

SEC file number

801-69257

Source date

February 27, 2026
BRAIDWELL LP
Investment adviser

SEC file number

801-122966

Source date

September 22, 2026
BRAIL CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-131784

Source date

March 9, 2026
BRAINVEST WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-114988

Source date

April 27, 2026
BRAMALEA PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-120935

Source date

March 4, 2026
BRAMSHILL INVESTMENTS, LLC
Investment adviser

SEC file number

801-74578

Source date

March 17, 2026
BRANCHPOINT ASSET MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-135813

Source date

July 14, 2026
BRAND ASSET MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-41031

Source date

February 12, 2026
BRANDES INVESTMENT PARTNERS, LP
Investment adviser

SEC file number

801-24896

Source date

April 10, 2026
BRANDON FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-17960

Source date

March 18, 2026
BRANDON HILL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135868

Source date

June 9, 2026
BRANDYWINE ASSET MANAGEMENT, INC
Investment adviser

SEC file number

801-121987

Source date

June 15, 2026
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-27797

Source date

September 16, 2026
BRANDYWINE MANAGERS, LLC
Investment adviser

SEC file number

801-66569

Source date

July 14, 2026
BRANDYWINE OAK PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-113624

Source date

July 14, 2026
BRANSON FOWLKES & CO INC
Investment adviser

SEC file number

801-44173

Source date

March 23, 2026
BRANSON FOWLKES RUSSELL INC
Investment adviser

SEC file number

801-39088

Source date

March 23, 2026
BRANSON FRANK A INC
Investment adviser

SEC file number

801-26380

Source date

March 19, 2026
BRANT POINT INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-73627

Source date

April 24, 2026
BRANTONE VEYLOR INC
Exempt reporting adviser

SEC file number

802-137045

Source date

July 9, 2026
BRANZAN INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-66261

Source date

July 16, 2026
BRASA CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-122584

Source date

March 30, 2026
BRASADA CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-77857

Source date

February 23, 2026
BRASIL PLURAL INVESTMENT ADVISOR LLC
Investment adviser

SEC file number

801-134618

Source date

July 31, 2026
BRASS RING CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-74602

Source date

March 30, 2026
BRASSION CAPITAL MANAGEMENT I LLC
Exempt reporting adviser

SEC file number

802-136262

Source date

April 28, 2026
BRAUN-BOSTICH & ASSOCIATES INC.
Investment adviser

SEC file number

801-110570

Source date

April 7, 2026
BRAVE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130604

Source date

February 9, 2026
BRAVE EAGLE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123383

Source date

September 9, 2026
BRAVE WARRIOR ADVISORS, LLC
Investment adviser

SEC file number

801-29459

Source date

April 6, 2026
BRAVIAS CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-128383

Source date

March 31, 2026
BRAVOS GESTORA DE RECURSOS LTDA.
Exempt reporting adviser

SEC file number

802-126614

Source date

March 17, 2026
BRAWN CAPITAL MANAGEMENT (SINGAPORE) PTE. LTD.
Exempt reporting adviser

SEC file number

802-118798

Source date

March 26, 2026
BRAZOS CAPITAL, LLC
Investment adviser

SEC file number

801-111665

Source date

March 25, 2026
BRAZOS INVESTMENT PARTNERS I, L.P.
Exempt reporting adviser

SEC file number

802-120213

Source date

March 30, 2026
BRAZOS WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-130548

Source date

March 16, 2026
BREACH INLET CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130497

Source date

March 30, 2026
BREACHWAY INVESTMENTS, LLC
Investment adviser

SEC file number

801-128891

Source date

July 1, 2026
BREAD AND BUTTER VENTURES, LLC
Exempt reporting adviser

SEC file number

802-130117

Source date

March 27, 2026
BREAKAWAY INDEPENDENT ADVISORS, LLC
Investment adviser

SEC file number

801-135458

Source date

September 3, 2026
BREAKOUT CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-125865

Source date

March 19, 2026
BREAKOUT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-108867

Source date

March 19, 2026
BREAKTHROUGH ENERGY VENTURES MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-128642

Source date

April 1, 2026
BREAKTHROUGH SERVICES, L.L.C.
Investment adviser

SEC file number

801-119412

Source date

March 31, 2026
BREAKTHRU ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-130880

Source date

July 29, 2026
BREAKWALL EQUITY, LLC
Exempt reporting adviser

SEC file number

802-134309

Source date

March 25, 2026
BREAKWALL INVESTMENT ADVISOR LLC
Investment adviser

SEC file number

801-129195

Source date

May 1, 2026
BREAKWATER CAPITAL GROUP
Investment adviser

SEC file number

801-125704

Source date

July 24, 2026
BREAKWATER CAPITAL, LLC
Investment adviser

SEC file number

801-118620

Source date

March 31, 2026
BREAKWATER FINANCIAL, LLC
Investment adviser

SEC file number

801-131321

Source date

July 13, 2026
BREAKWATER INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-79040

Source date

April 15, 2026
BREAKWATER MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-129837

Source date

March 30, 2026
BRECK PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-117163

Source date

March 30, 2026
BRECKINRIDGE CAPITAL ADVISORS INC
Investment adviser

SEC file number

801-43833

Source date

March 18, 2026
BREEN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112749

Source date

July 7, 2026
BREGAL GENERAL PARTNER JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-108819

Source date

March 31, 2026
BREGAL INVESTMENTS LLP
Exempt reporting adviser

SEC file number

802-108838

Source date

March 31, 2026
BREGAL INVESTMENTS, INC.
Investment adviser

SEC file number

801-108649

Source date

March 30, 2026
BREGAL NORTH AMERICA GENERAL PARTNER JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-108823

Source date

March 31, 2026
BREGAL PARTNERS II GENERAL PARTNER JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-115130

Source date

March 31, 2026
BREGAL SAGEMOUNT BASECAMP I GENERAL PARTNER JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-132611

Source date

March 31, 2026
BREGAL SAGEMOUNT BASECAMP I JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-132610

Source date

March 31, 2026
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II GP LIMITED
Exempt reporting adviser

SEC file number

802-115129

Source date

March 31, 2026
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II MANCO LIMITED
Exempt reporting adviser

SEC file number

802-115131

Source date

March 31, 2026
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II-O GP LTD
Exempt reporting adviser

SEC file number

802-115132

Source date

March 31, 2026
BREGAL SAGEMOUNT II GENERAL PARTNER JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-108820

Source date

March 31, 2026
BREGAL SAGEMOUNT II JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-108822

Source date

March 31, 2026
BREGAL SAGEMOUNT III GENERAL PARTNER JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-118548

Source date

March 31, 2026
BREGAL SAGEMOUNT III JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-118549

Source date

March 31, 2026
BREGAL SAGEMOUNT IV GENERAL PARTNER JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-127896

Source date

March 31, 2026
BREGAL SAGEMOUNT IV JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-127897

Source date

March 31, 2026
BREGAL UNTERNEHMERKAPITAL ESH GENERAL PARTNER S.�.R.L.
Exempt reporting adviser

SEC file number

802-133818

Source date

March 27, 2026
BREGAL UNTERNEHMERKAPITAL II GENERAL PARTNER S.�.R.L.
Exempt reporting adviser

SEC file number

802-133824

Source date

March 27, 2026
BREGAL UNTERNEHMERKAPITAL III GENERAL PARTNER S.�.R.L.
Exempt reporting adviser

SEC file number

802-133823

Source date

March 27, 2026
BREGAL UNTERNEHMERKAPITAL IV GENERAL PARTNER S.�.R.L.
Exempt reporting adviser

SEC file number

802-133822

Source date

March 27, 2026
BREGAL UNTERNEHMERKAPITAL IV GP FEEDER LIMITED
Exempt reporting adviser

SEC file number

802-133820

Source date

March 27, 2026
BREGAL UNTERNEHMERKAPITAL UK LTD
Exempt reporting adviser

SEC file number

802-133821

Source date

March 27, 2026
BREITER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136458

Source date

September 3, 2026
BRENDAN WOOD TOPGUN PARTNERSHIPS INC.
Investment adviser

SEC file number

801-128633

Source date

April 30, 2026
BRENDEL FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-110901

Source date

April 29, 2026
BRENT FORREST & ASSOCIATES, L.L.C.
Investment adviser

SEC file number

801-72638

Source date

July 24, 2026
BRENTON POINT CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-131178

Source date

May 8, 2026
BRENTVIEW INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-118493

Source date

September 23, 2026
BRENTWOOD PRIVATE EQUITY, LLC
Investment adviser

SEC file number

801-73137

Source date

April 28, 2026
BRETT JOSEY WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-123172

Source date

March 2, 2026
BRETTON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-71709

Source date

March 17, 2026
BREVAN HOWARD (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-75001

Source date

March 30, 2026
BREVAN HOWARD (TEL AVIV) LTD
Exempt reporting adviser

SEC file number

802-127291

Source date

March 30, 2026
BREVAN HOWARD ASSET MANAGEMENT, LLP
Exempt reporting adviser

SEC file number

802-74949

Source date

June 28, 2025
BREVAN HOWARD CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-74971

Source date

July 20, 2026
BREVAN HOWARD CAYMAN SEZC LTD
Exempt reporting adviser

SEC file number

802-130373

Source date

March 24, 2026
BREVAN HOWARD INVESTMENT MANAGEMENT LIMITED ("BHIM")
Exempt reporting adviser

SEC file number

802-132957

Source date

June 29, 2026
BREVAN HOWARD INVESTMENT PRODUCTS LIMITED
Exempt reporting adviser

SEC file number

802-74950

Source date

July 20, 2026
BREVAN HOWARD PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-108706

Source date

May 14, 2026
BREVAN HOWARD US INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-76800

Source date

May 26, 2026
BREVET CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74493

Source date

June 18, 2026
BREWER LANE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118153

Source date

March 27, 2026
BREWSTER FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-77668

Source date

March 2, 2026
BREYER ZOU VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137132

Source date

July 21, 2026
BREYTA CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-136905

Source date

June 29, 2026
BRIA CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-134904

Source date

March 30, 2026
BRIAN D. LOWDER, INC.
Investment adviser

SEC file number

801-27745

Source date

January 22, 2026
BRIAN JOYCE, LLC
Investment adviser

SEC file number

801-131516

Source date

August 7, 2026
BRIAN LOW FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-126895

Source date

March 31, 2026
BRIARWOOD CHASE MANAGEMENT LLC
Investment adviser

SEC file number

801-79074

Source date

April 27, 2026
BRIAUD FINANCIAL PLANNING INC
Investment adviser

SEC file number

801-31379

Source date

May 12, 2026
BRICK & KYLE ASSOCIATES INC
Investment adviser

SEC file number

801-55370

Source date

April 6, 2026
BRICK & MORTAR VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112677

Source date

March 12, 2026
BRICK CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-42564

Source date

March 27, 2026
BRICK MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-74847

Source date

March 27, 2026
BRICK STREET GROUP LLC
Exempt reporting adviser

SEC file number

802-127779

Source date

March 12, 2026
BRICKELL KEY ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-100508

Source date

March 24, 2026
BRICKELL KEY ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-113040

Source date

March 24, 2026
BRICKETT POINT INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-134358

Source date

March 26, 2026
BRICKLEY WEALTH MANAGEMENT
Investment adviser

SEC file number

801-110453

Source date

August 18, 2026
BRICKTOWN CAPITAL LLC
Investment adviser

SEC file number

801-124951

Source date

March 24, 2026
BRICKWOOD ASSET MANAGEMENT LLP
Investment adviser

SEC file number

801-131110

Source date

June 25, 2026
BRIDGE CAPITAL ADVISORS
Investment adviser

SEC file number

801-125879

Source date

September 29, 2025
BRIDGE CITY CAPITAL, LLC
Investment adviser

SEC file number

801-96252

Source date

April 20, 2026
BRIDGE FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-130662

Source date

May 18, 2026
BRIDGE GENERATIONS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-130597

Source date

March 16, 2026
BRIDGE GROWTH PARTNERS, LLC
Investment adviser

SEC file number

801-78744

Source date

March 31, 2026
BRIDGE INVESTMENTS LLC
Exempt reporting adviser

SEC file number

802-135271

Source date

January 5, 2026
BRIDGE LINE ADVISORS LLC
Exempt reporting adviser

SEC file number

802-123302

Source date

January 29, 2026
BRIDGE MULTIFAMILY FUND MANAGER LLC
Investment adviser

SEC file number

801-72790

Source date

July 1, 2026
BRIDGE NET LEASE FUND MANAGER LLC
Investment adviser

SEC file number

801-129523

Source date

March 31, 2026
BRIDGE33 INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-117912

Source date

April 16, 2026
BRIDGEBAY FINANCIAL, INC.
Investment adviser

SEC file number

801-108193

Source date

March 23, 2026
BRIDGECREEK FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-136191

Source date

August 31, 2026
BRIDGEFRONT CAPITAL, LLC
Investment adviser

SEC file number

801-121028

Source date

March 27, 2026
BRIDGEINVEST LLC
Investment adviser

SEC file number

801-119401

Source date

March 31, 2026
BRIDGELIGHT CAPITAL LLC
Investment adviser

SEC file number

801-116940

Source date

March 31, 2026
BRIDGELIGHT FINANCIAL ADVISORS, INC
Investment adviser

SEC file number

801-134346

Source date

September 8, 2026
BRIDGEPOINT ADVISERS II LIMITED
Exempt reporting adviser

SEC file number

802-113023

Source date

March 30, 2026
BRIDGEPOINT ADVISERS LIMITED
Exempt reporting adviser

SEC file number

802-107790

Source date

March 30, 2026
BRIDGEPOINT ADVISERS UK LIMITED
Exempt reporting adviser

SEC file number

802-136559

Source date

June 16, 2026
BRIDGEPOINT CREDIT ADVISERS UK LIMITED
Exempt reporting adviser

SEC file number

802-119104

Source date

March 26, 2026
BRIDGEPOINT CREDIT LIMITED
Exempt reporting adviser

SEC file number

802-121429

Source date

March 26, 2026
BRIDGEPOINT CREDIT SERVICES SARL
Exempt reporting adviser

SEC file number

802-121427

Source date

March 30, 2026
BRIDGEPOINT LLC
Investment adviser

SEC file number

801-126110

Source date

April 29, 2026
BRIDGEPORT FINANCIAL SOLUTIONS LLC
Investment adviser

SEC file number

801-127630

Source date

August 20, 2026
BRIDGEPORT MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-128478

Source date

August 5, 2026
BRIDGEPORT MANAGEMENT SERVICES C LLC
Exempt reporting adviser

SEC file number

802-134593

Source date

March 31, 2026
BRIDGEPORT MANAGEMENT SERVICES NEWUF1, LLC
Exempt reporting adviser

SEC file number

802-132654

Source date

March 31, 2026
BRIDGEPORT MANAGEMENT SERVICES, LLC
Exempt reporting adviser

SEC file number

802-132641

Source date

March 31, 2026
BRIDGER INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-126699

Source date

May 11, 2026
BRIDGER MANAGEMENT LLC
Investment adviser

SEC file number

801-74245

Source date

September 17, 2026
BRIDGES CAPITAL LLC
Investment adviser

SEC file number

801-127316

Source date

January 20, 2026
BRIDGES FUND MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-110545

Source date

June 26, 2026
BRIDGES INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-57056

Source date

September 11, 2026
BRIDGES OUTCOMES LIMITED
Exempt reporting adviser

SEC file number

802-136377

Source date

April 28, 2026
BRIDGES VENTURES INC.
Exempt reporting adviser

SEC file number

802-113711

Source date

March 27, 2026
BRIDGESCALE, LLC
Exempt reporting adviser

SEC file number

802-74993

Source date

February 12, 2026
BRIDGEVIEW CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-136584

Source date

September 14, 2026
BRIDGEWATER ADVISORS INC.
Investment adviser

SEC file number

801-48380

Source date

March 12, 2026
BRIDGEWATER ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-108560

Source date

March 20, 2026
BRIDGEWATER ASSOCIATES, LP
Investment adviser

SEC file number

801-35875

Source date

August 18, 2026
BRIDGEWAY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-44394

Source date

September 16, 2026
BRIDGEWAY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128190

Source date

February 27, 2026
BRIDGEWEALTH ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-112758

Source date

March 30, 2026
BRIDLE PATH CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-122202

Source date

March 2, 2026
BRIGADE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-69965

Source date

July 22, 2026
BRIGADE CAPITAL UK LLP
Investment adviser

SEC file number

801-80684

Source date

March 31, 2026
BRIGGS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-66556

Source date

February 11, 2026
BRIGHAM MANAGEMENT, LLC
Investment adviser

SEC file number

801-121936

Source date

August 27, 2026
BRIGHAM ROYALTIES MANAGEMENT, LLC
Investment adviser

SEC file number

801-131371

Source date

August 28, 2026
BRIGHT ADVISORS, LLC
Investment adviser

SEC file number

801-135016

Source date

April 2, 2026
BRIGHT ANGEL ADVISORS LLC
Investment adviser

SEC file number

801-120036

Source date

January 15, 2026
BRIGHT FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-57192

Source date

January 23, 2026
BRIGHT FUTURES WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-108869

Source date

April 22, 2026
BRIGHT INVESTMENTS, LLC
Investment adviser

SEC file number

801-120845

Source date

March 31, 2026
BRIGHT LAKE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135764

Source date

April 29, 2026
BRIGHT PATH SPORTS PARTNERS, LLC
Investment adviser

SEC file number

801-132874

Source date

September 25, 2026
BRIGHT PORTFOLIOS, LLC
Investment adviser

SEC file number

801-131622

Source date

March 31, 2026
BRIGHT ROAD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117890

Source date

March 5, 2026
BRIGHT ROCK CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-71081

Source date

March 4, 2026
BRIGHT STAR CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-79873

Source date

March 31, 2026
BRIGHT VALLEY CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-126919

Source date

March 2, 2026
BRIGHT VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136754

Source date

June 16, 2026
BRIGHT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130450

Source date

September 2, 2026
BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-131484

Source date

February 18, 2026
BRIGHTHOUSE INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-47459

Source date

March 27, 2026
BRIGHTLIGHT CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-115118

Source date

April 15, 2026
BRIGHTLINE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121476

Source date

March 9, 2026
BRIGHTMIND VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131859

Source date

March 30, 2026
BRIGHTON JONES LLC
Investment adviser

SEC file number

801-57087

Source date

July 7, 2026
BRIGHTON PARK CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-116973

Source date

March 31, 2026
BRIGHTON SECURITIES CORP.
Investment adviser

SEC file number

801-62276

Source date

April 21, 2026
BRIGHTON WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-136664

Source date

July 28, 2026
BRIGHTPATH WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-122732

Source date

August 17, 2026
BRIGHTPLAN LLC
Investment adviser

SEC file number

801-108227

Source date

June 17, 2026
BRIGHTSIDE CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-134463

Source date

March 30, 2026
BRIGHTSPIRE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-120521

Source date

March 31, 2026
BRIGHTSTAR CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-110361

Source date

July 2, 2026
BRIGHTSTONE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-111677

Source date

March 26, 2026
BRIGHTTREE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132470

Source date

June 29, 2026
BRIGHTWATER ADVISORY, LLC
Investment adviser

SEC file number

801-110500

Source date

March 16, 2026
BRIGHTWOOD CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-78420

Source date

June 26, 2026
BRILIONX INC
Exempt reporting adviser

SEC file number

802-135139

Source date

December 11, 2025
BRILLIANCE ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-107153

Source date

September 24, 2026
BRIMSTONE ASSET MANAGEMENT COMPANY LIMITED
Investment adviser

SEC file number

801-120871

Source date

March 30, 2026
BRINDLE & BAY FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-131045

Source date

July 10, 2026
BRINKMERE CAPITAL MANAGEMENT I, LP
Exempt reporting adviser

SEC file number

802-124975

Source date

March 27, 2026
BRINLEY PARTNERS, LP
Investment adviser

SEC file number

801-122398

Source date

July 6, 2026
BRIO CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-80064

Source date

March 19, 2026
BRIO CONSULTANTS, LLC
Investment adviser

SEC file number

801-111830

Source date

September 3, 2026
BRISTLECONE VALUE PARTNERS, LLC
Investment adviser

SEC file number

801-81088

Source date

February 20, 2026
BRISTOL CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-131477

Source date

May 1, 2026
BRISTOL GATE CAPITAL PARTNERS INC.
Investment adviser

SEC file number

801-96241

Source date

May 21, 2026
BRISTOL GROUP INC
Investment adviser

SEC file number

801-15722

Source date

June 1, 2026
BRITE AVENUE CAPITAL LP
Investment adviser

SEC file number

801-136879

Source date

July 16, 2026
BRIXEY & MEYER CAPITAL LLC
Investment adviser

SEC file number

801-134012

Source date

July 22, 2026
BRIXTON CAPITAL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-110811

Source date

March 6, 2026
BRIZO CAPITAL, LP
Investment adviser

SEC file number

801-114108

Source date

March 26, 2026