Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 93 of 95

WEALTHSPRING PARTNERS, LLC
Investment adviser

SEC file number

801-126563

Source date

September 17, 2026
WEALTHSTAR ADVISORS, LLC
Investment adviser

SEC file number

801-79121

Source date

March 14, 2026
WEALTHTRAK CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-123640

Source date

May 27, 2026
WEALTHTRUST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-80938

Source date

September 3, 2026
WEALTHTRUST AXIOM, LLC
Investment adviser

SEC file number

801-68405

Source date

July 22, 2026
WEALTHUNITE ADVISORS, LLC
Investment adviser

SEC file number

801-114437

Source date

March 30, 2026
WEALTHVALUES, LLC
Investment adviser

SEC file number

801-66449

Source date

March 30, 2026
WEALTHVIEW CAPITAL, LLC
Investment adviser

SEC file number

801-79342

Source date

June 9, 2026
WEALTHWAY FINANCIAL ADVISORS
Investment adviser

SEC file number

801-113051

Source date

February 26, 2026
WEALTHYX LLC
Investment adviser

SEC file number

801-80109

Source date

June 17, 2026
WEATHERBIE ADVISORS LTD.
Exempt reporting adviser

SEC file number

802-135525

Source date

February 9, 2026
WEATHERBIE CAPITAL, LLC
Investment adviser

SEC file number

801-50672

Source date

June 18, 2026
WEATHERFORD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-119108

Source date

March 30, 2026
WEATHERGAGE CAPITAL, LLC
Investment adviser

SEC file number

801-72853

Source date

March 17, 2026
WEATHERHELM CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-81110

Source date

March 18, 2026
WEATHERLY ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-48177

Source date

February 25, 2026
WEATHERVANE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-120286

Source date

September 24, 2026
WEAVER C. BARKSDALE & ASSOCIATES, INC.
Investment adviser

SEC file number

801-23126

Source date

July 14, 2026
WEAVER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-110518

Source date

June 4, 2026
WEAVER CONSULTING GROUP, LLC
Investment adviser

SEC file number

801-110466

Source date

September 16, 2026
WEB SUMMIT VENTURES MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-132905

Source date

March 13, 2026
WEBB ADVISORS INCORPORATED
Investment adviser

SEC file number

801-39985

Source date

March 30, 2026
WEBB INVESTMENT NETWORK MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120055

Source date

March 25, 2026
WEBBRIDGE GLOBAL FOUNDATION
Exempt reporting adviser

SEC file number

802-135181

Source date

December 18, 2025
WEBER ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-42886

Source date

March 30, 2026
WEBER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-135738

Source date

April 30, 2026
WEBER CONTRACTING, LLC
Investment adviser

SEC file number

801-136841

Source date

July 7, 2026
WEBER HARTMANN VRIJHOF & PARTNERS LTD.
Investment adviser

SEC file number

801-72329

Source date

March 30, 2026
WEBS CREEK CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-123681

Source date

April 6, 2026
WEBS INVESTMENTS INC.
Investment adviser

SEC file number

801-131319

Source date

April 23, 2026
WEBSTER EQUITY PARTNERS, L.P.
Investment adviser

SEC file number

801-74188

Source date

May 1, 2026
WEBSTER STREET INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-135616

Source date

April 21, 2026
WEBSTERROGERS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-61500

Source date

March 6, 2026
WEBULL ADVISORS LLC
Investment adviser

SEC file number

801-117281

Source date

April 29, 2026
WEBULL EX INC
Exempt reporting adviser

SEC file number

802-137253

Source date

August 10, 2026
WEDBUSH FUND ADVISERS, LLC
Investment adviser

SEC file number

801-131773

Source date

April 16, 2026
WEDBUSH SECURITIES INC.
Investment adviser

SEC file number

801-6358

Source date

April 16, 2026
WEDGE CAPITAL MANAGEMENT LLP
Investment adviser

SEC file number

801-29479

Source date

August 3, 2026
WEDGEWOOD ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-124744

Source date

March 26, 2026
WEDGEWOOD INVESTORS INC
Investment adviser

SEC file number

801-29144

Source date

March 24, 2026
WEDGEWOOD PARTNERS, INC.
Investment adviser

SEC file number

801-31746

Source date

March 12, 2026
WEDMONT PRIVATE CAPITAL, LLC
Investment adviser

SEC file number

801-121179

Source date

September 2, 2026
WEDNESDAY MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-74331

Source date

March 13, 2026
WEFUNDER ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-78113

Source date

March 31, 2026
WEIGEL FIDUCIARY ASSET MANAGEMENT
Investment adviser

SEC file number

801-119641

Source date

June 17, 2026
WEIK CAPITAL MANAGEMENT, INC
Investment adviser

SEC file number

801-30452

Source date

March 27, 2026
WEILLER CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-74834

Source date

March 11, 2026
WEINAND FINANCIAL, INC.
Investment adviser

SEC file number

801-129080

Source date

March 27, 2026
WEINBERG CAPITAL GROUP, INC.
Exempt reporting adviser

SEC file number

802-75924

Source date

March 31, 2026
WEINBERGER ASSET MANAGEMENT, INC
Investment adviser

SEC file number

801-113165

Source date

March 20, 2026
WEINGARTEN ASSOCIATES, L.L.C.
Investment adviser

SEC file number

801-125854

Source date

February 24, 2026
WEINSTAT WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-79194

Source date

April 2, 2026
WEIS ADVISORY, LLC
Investment adviser

SEC file number

801-123482

Source date

March 31, 2026
WEISBURD CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136570

Source date

May 22, 2026
WEISS ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-73590

Source date

March 20, 2026
WEISS FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-72871

Source date

January 27, 2026
WEITE INVESTMENT QUANTIFICATIO
Exempt reporting adviser

SEC file number

802-136359

Source date

April 27, 2026
WEITZ INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-18819

Source date

March 30, 2026
WEITZEL FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-118164

Source date

September 24, 2026
WELARA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-133829

Source date

August 28, 2026
WELCH & FORBES LLC
Investment adviser

SEC file number

801-60532

Source date

May 19, 2026
WELCH CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-52308

Source date

April 30, 2026
WELCH FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-129411

Source date

June 25, 2026
WELCH INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-111891

Source date

March 30, 2026
WELCY CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-130588

Source date

March 30, 2026
WELKIN CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-108928

Source date

March 27, 2026
WELL DONE, LLC
Investment adviser

SEC file number

801-80687

Source date

August 28, 2026
WELLACRE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135444

Source date

February 27, 2026
WELLESLEY ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-61288

Source date

March 30, 2026
WELLINGTON ALTERNATIVE INVESTMENTS LLC
Investment adviser

SEC file number

801-107461

Source date

July 9, 2026
WELLINGTON CONSULTING SERVICES INC
Investment adviser

SEC file number

801-41552

Source date

July 27, 2026
WELLINGTON FUNDS (US) LLC
Investment adviser

SEC file number

801-111643

Source date

July 9, 2026
WELLINGTON HARBOR CAP LTD
Exempt reporting adviser

SEC file number

802-134107

Source date

July 3, 2025
WELLINGTON MANAGEMENT COMPANY LLP
Investment adviser

SEC file number

801-15908

Source date

July 9, 2026
WELLINGTON MANAGEMENT HONG KONG LIMITED
Investment adviser

SEC file number

801-77319

Source date

July 9, 2026
WELLINGTON MANAGEMENT JAPAN PTE. LTD.
Investment adviser

SEC file number

801-77317

Source date

March 31, 2026
WELLINGTON SHIELDS & CO., LLC
Investment adviser

SEC file number

801-70755

Source date

March 17, 2026
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-70712

Source date

March 24, 2026
WELLINGTON-ALTUS USA INC.
Investment adviser

SEC file number

801-113668

Source date

June 29, 2026
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Investment adviser

SEC file number

801-57434

Source date

September 2, 2026
WELLS FARGO CLEARING SERVICES, LLC
Investment adviser

SEC file number

801-37967

Source date

September 2, 2026
WELLS FARGO INVESTMENT INSTITUTE, INC.
Investment adviser

SEC file number

801-64191

Source date

March 23, 2026
WELLS FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-116680

Source date

March 24, 2026
WELLS FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-125800

Source date

March 9, 2026
WELLS GLOBAL INVESTMENT ADVISERS LLC
Investment adviser

SEC file number

801-76875

Source date

February 24, 2026
WELLSPRING ADVISORS, INC.
Investment adviser

SEC file number

801-120308

Source date

March 31, 2026
WELLSPRING CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-63569

Source date

April 9, 2026
WELLSPRING CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-74093

Source date

March 31, 2026
WELLSPRING FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-67630

Source date

June 23, 2026
WELLSPRING GBL, LLC
Investment adviser

SEC file number

801-136665

Source date

June 5, 2026
WELLSPRING WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-64350

Source date

March 27, 2026
WELLTH ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-130037

Source date

August 31, 2026
WELTHY ADVISERS, LLC
Investment adviser

SEC file number

801-137105

Source date

August 19, 2026
WELTON INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-80274

Source date

August 28, 2026
WELWING CAPITAL GROUP LIMITED
Exempt reporting adviser

SEC file number

802-118029

Source date

March 23, 2026
WEMBLEY STRATEGIC ADVISORY LLC
Investment adviser

SEC file number

801-117508

Source date

May 11, 2026
WENDEL NORTH AMERICA, LLC
Exempt reporting adviser

SEC file number

802-124888

Source date

June 2, 2026
WENDELL DAVID ASSOCIATES INC
Investment adviser

SEC file number

801-47437

Source date

March 19, 2026
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-66794

Source date

August 6, 2026
WERKLUND FAMILY OFFICE INC.
Exempt reporting adviser

SEC file number

802-117421

Source date

April 27, 2026
WERLEMANN SECURITIES LLC
Investment adviser

SEC file number

801-122918

Source date

February 12, 2026
WERLINICH ASSET MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-64023

Source date

January 30, 2026
WERNAU ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-118713

Source date

February 4, 2026
WERRUS ENERGY MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-112675

Source date

February 2, 2026
WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-60690

Source date

March 27, 2026
WESBANCO BANK, INC.
Investment adviser

SEC file number

801-60151

Source date

March 30, 2026
WESBANCO SECURITIES, INC.
Investment adviser

SEC file number

801-119845

Source date

July 16, 2026
WESCAP MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-32095

Source date

September 14, 2026
WESCOTT FINANCIAL ADVISORY GROUP LLC
Investment adviser

SEC file number

801-29752

Source date

April 21, 2026
WESFAIR ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-137119

Source date

September 9, 2026
WESPAC ADVISORS SOCAL, LLC
Investment adviser

SEC file number

801-77286

Source date

June 12, 2026
WESPAC ADVISORS, LLC
Investment adviser

SEC file number

801-69552

Source date

April 1, 2026
WEST ACRE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-131339

Source date

May 21, 2026
WEST ADVISORS, INCORPORATED
Investment adviser

SEC file number

801-72579

Source date

February 24, 2026
WEST BRANCH CAPITAL LLC
Investment adviser

SEC file number

801-78332

Source date

February 13, 2026
WEST BROW CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132951

Source date

September 18, 2026
WEST ELK CAPITAL, LLC
Investment adviser

SEC file number

801-112615

Source date

March 24, 2026
WEST END SPV MANAGER LLC
Exempt reporting adviser

SEC file number

802-135500

Source date

February 5, 2026
WEST END WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123620

Source date

February 23, 2026
WEST FINANCIAL ADVISORS, L.L.C.
Investment adviser

SEC file number

801-109976

Source date

February 25, 2026
WEST FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-64834

Source date

August 10, 2026
WEST FINANCIAL STRATEGIES, INC.
Investment adviser

SEC file number

801-136450

Source date

May 8, 2026
WEST FORK CAPITAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-129064

Source date

February 4, 2026
WEST HALL CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-121036

Source date

March 11, 2026
WEST HORIZON CAPITAL, LLC
Investment adviser

SEC file number

801-134347

Source date

February 18, 2026
WEST MONROE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-123318

Source date

March 30, 2026
WEST MOUNTAIN, LLC
Exempt reporting adviser

SEC file number

802-80888

Source date

March 26, 2026
WEST PACES ADVISORS, INC.
Investment adviser

SEC file number

801-96230

Source date

January 30, 2026
WEST RIDGE ADVISORS, LLC
Investment adviser

SEC file number

801-118247

Source date

April 1, 2026
WEST RIM CAPITAL ASSOCIATES II, L.P.
Investment adviser

SEC file number

801-68453

Source date

March 30, 2026
WEST RIM II UGP, LLC
Investment adviser

SEC file number

801-137106

Source date

July 16, 2026
WEST STAR MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135058

Source date

March 30, 2026
WEST TOWER GROUP, LLC
Investment adviser

SEC file number

801-126893

Source date

September 23, 2026
WEST WEALTH GROUP, LLC
Investment adviser

SEC file number

801-122438

Source date

September 16, 2026
WESTBECK CAPITAL (DIFC) LIMITED
Exempt reporting adviser

SEC file number

802-133781

Source date

June 29, 2026
WESTBECK CAPITAL MANAGEMENT LLP
Investment adviser

SEC file number

801-129025

Source date

June 29, 2026
WESTBOUND EQUITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-134927

Source date

January 23, 2026
WESTBOURNE CREDIT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-114912

Source date

September 23, 2026
WESTBOURNE INFRASTRUCTURE DEBT GP 2 LIMITED
Exempt reporting adviser

SEC file number

802-114913

Source date

March 30, 2026
WESTBOURNE INVESTMENT ADVISORS INC.
Investment adviser

SEC file number

801-68167

Source date

March 3, 2026
WESTBOURNE INVESTMENTS, INC.
Investment adviser

SEC file number

801-36800

Source date

March 29, 2026
WESTBRIDGE CAPITAL US ADVISORS, LP
Investment adviser

SEC file number

801-74144

Source date

March 31, 2026
WESTBRIDGE FUND MANAGERS LIMITED
Exempt reporting adviser

SEC file number

802-108675

Source date

March 24, 2026
WESTCAP MANAGEMENT, LLC
Investment adviser

SEC file number

801-119189

Source date

March 31, 2026
WESTCHESTER CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-28498

Source date

September 25, 2026
WESTCHESTER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72002

Source date

March 30, 2026
WESTCHESTER CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73214

Source date

June 24, 2026
WESTCLIFF CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132584

Source date

March 30, 2026
WESTCO ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-69387

Source date

February 12, 2026
WESTECH INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-44806

Source date

March 30, 2026
WESTEND ADVISORS, LLC
Investment adviser

SEC file number

801-63626

Source date

January 30, 2026
WESTEND CAPITAL MANAGEMENT, LLC.
Investment adviser

SEC file number

801-61128

Source date

March 18, 2026
WESTERLY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-126291

Source date

March 31, 2026
WESTERN ASSET MANAGEMENT COMPANY LIMITED
Investment adviser

SEC file number

801-21068

Source date

September 16, 2026
WESTERN ASSET MANAGEMENT COMPANY PTE LTD
Investment adviser

SEC file number

801-67298

Source date

September 16, 2026
WESTERN ASSET MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-8162

Source date

September 16, 2026
WESTERN FINANCIAL CORPORATION
Investment adviser

SEC file number

801-117841

Source date

September 14, 2026
WESTERN NEW YORK FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-117668

Source date

March 31, 2026
WESTERN PACIFIC WEALTH MANAGEMENT, LP
Investment adviser

SEC file number

801-71679

Source date

March 6, 2026
WESTERN RESEARCH AND MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-116810

Source date

March 27, 2026
WESTERN RESERVE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-135303

Source date

January 9, 2026
WESTERN STANDARD, LLC
Investment adviser

SEC file number

801-108055

Source date

September 25, 2026
WESTERN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-107762

Source date

June 9, 2026
WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P.
Investment adviser

SEC file number

801-69413

Source date

July 1, 2026
WESTFULLER ADVISORS, LLC
Investment adviser

SEC file number

801-111864

Source date

March 31, 2026
WESTHAMPTON CAPITAL, LLC
Investment adviser

SEC file number

801-80073

Source date

January 6, 2026
WESTHILL FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-71005

Source date

August 11, 2026
WESTLAKE BIOPARTNERS, LLC
Exempt reporting adviser

SEC file number

802-114322

Source date

March 30, 2026
WESTLY CAPITAL MANAGEMENT III, L.L.C.
Exempt reporting adviser

SEC file number

802-131872

Source date

March 31, 2026
WESTLY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-76194

Source date

March 30, 2026
WESTMARK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131711

Source date

March 10, 2026
WESTMINSTER FINANCIAL ADVISORY CORP
Investment adviser

SEC file number

801-29690

Source date

March 30, 2026
WESTMONT ADVISORY, LLC
Investment adviser

SEC file number

801-136996

Source date

July 10, 2026
WESTMOUNT PARTNERS, LLC
Investment adviser

SEC file number

801-72739

Source date

May 15, 2026
WESTOVER CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-64380

Source date

March 30, 2026
WESTPARK CAPITAL, INC.
Investment adviser

SEC file number

801-108275

Source date

June 3, 2026
WESTPARK WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-63009

Source date

March 27, 2026
WESTPOINT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136605

Source date

July 24, 2026
WESTPORT CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-72750

Source date

August 25, 2026
WESTRIVER MANAGEMENT, LLC
Investment adviser

SEC file number

801-74380

Source date

March 26, 2026
WESTROCK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-108284

Source date

May 1, 2026
WESTSHORE WEALTH, LLC
Investment adviser

SEC file number

801-108664

Source date

March 30, 2026
WESTSIDE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-71762

Source date

February 27, 2026
WESTSUMMIT CAPITAL MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-76670

Source date

March 13, 2026
WESTSUMMIT CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127853

Source date

March 13, 2026
WESTVIEW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-74392

Source date

March 31, 2026
WESTVIEW MANAGEMENT LLC
Investment adviser

SEC file number

801-117557

Source date

February 18, 2026
WESTWARD INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-118800

Source date

March 23, 2026
WESTWARD MANAGEMENT COMPANY II LLC
Investment adviser

SEC file number

801-128729

Source date

March 31, 2026
WESTWAVE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-111952

Source date

March 27, 2026
WESTWIND CAPITAL
Investment adviser

SEC file number

801-43661

Source date

August 3, 2026
WESTWOOD ADVISORS, L.L.C
Investment adviser

SEC file number

801-63410

Source date

April 2, 2026
WESTWOOD GLOBAL INVESTMENTS LLC
Investment adviser

SEC file number

801-61776

Source date

March 27, 2026
WESTWOOD MANAGEMENT CORP
Investment adviser

SEC file number

801-18727

Source date

March 31, 2026
WESTWOOD WEALTH MANAGEMENT
Investment adviser

SEC file number

801-121572

Source date

May 14, 2026
WETZEL INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-117718

Source date

March 24, 2026
WEXFORD CAPITAL LP
Investment adviser

SEC file number

801-55118

Source date

May 20, 2026
WEYBOSSET RESEARCH & MANAGEMENT, LLC
Investment adviser

SEC file number

801-57627

Source date

March 11, 2026
WFG CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-119410

Source date

March 17, 2026
WFM ASIA (BVI) LIMITED
Investment adviser

SEC file number

801-66008

Source date

March 26, 2026
WFM ASIA (HK) LIMITED
Investment adviser

SEC file number

801-66072

Source date

March 26, 2026
WGI DM, LLC
Investment adviser

SEC file number

801-131865

Source date

March 27, 2026
WGS MANAGEMENT SERVICES, INC
Investment adviser

SEC file number

801-135806

Source date

April 30, 2026
WGT ASSET MANAGEMENT
Exempt reporting adviser

SEC file number

802-137332

Source date

August 19, 2026
WH CORNERSTONE INVESTMENTS INC.
Investment adviser

SEC file number

801-117397

Source date

February 10, 2026
WHALE ROCK CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-71470

Source date

June 2, 2026
WHALEN WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-120102

Source date

May 7, 2026
WHALEROCK POINT PARTNERS, LLC
Investment adviser

SEC file number

801-66848

Source date

January 16, 2026
WHARTON BUSINESS GROUP, LLC
Investment adviser

SEC file number

801-70752

Source date

August 1, 2026
WHARTON MIDMARKET INVESTMENT ADVISORS INC.
Investment adviser

SEC file number

801-116676

Source date

April 30, 2026
WHARTON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121088

Source date

April 1, 2026
WHARTON WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-135877

Source date

September 16, 2026
WHEALTHY EMPOWERMENT NETWORK, LLC
Investment adviser

SEC file number

801-135724

Source date

April 14, 2026
WHEELER RETIREMENT PLANS LLC
Investment adviser

SEC file number

801-128751

Source date

January 7, 2026
WHEELHOUSE 360 ADVISORS LP
Exempt reporting adviser

SEC file number

802-125733

Source date

March 28, 2026
WHEELHOUSE ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-125869

Source date

March 26, 2026
WHEELS UP WEALTH, INC.
Investment adviser

SEC file number

801-131524

Source date

February 9, 2026
WHELAN FINANCIAL
Investment adviser

SEC file number

801-40071

Source date

January 27, 2026
WHETSTONE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-79507

Source date

March 13, 2026
WHI COLLECTIVE REAL ESTATE LP
Exempt reporting adviser

SEC file number

802-136607

Source date

May 29, 2026
WHIPPLEWOOD ADVISORS, LLC
Investment adviser

SEC file number

801-119590

Source date

May 8, 2026
WHIPPOORWILL ASSOCIATES INC
Investment adviser

SEC file number

801-43158

Source date

March 27, 2026
WHISKEY CAPITAL FINANCE CO. II, LLC
Exempt reporting adviser

SEC file number

802-127714

Source date

March 11, 2026
WHISKEY CAPITAL FINANCE CO., LLC
Exempt reporting adviser

SEC file number

802-118764

Source date

March 11, 2026
WHISTLER CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-122402

Source date

March 31, 2026
WHITAKER-MYERS WEALTH MANAGERS, LTD.
Investment adviser

SEC file number

801-118404

Source date

June 2, 2026
WHITCOMB & HESS, INC.
Investment adviser

SEC file number

801-78798

Source date

February 25, 2026
WHITE & COMPANY FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-129965

Source date

March 25, 2026
WHITE CEDAR RESEARCH, LLC
Exempt reporting adviser

SEC file number

802-131176

Source date

March 16, 2026
WHITE DEER MANAGEMENT LLC
Investment adviser

SEC file number

801-74249

Source date

August 20, 2026
WHITE HAT CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-130781

Source date

March 27, 2026
WHITE HAWK WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-136022

Source date

August 6, 2026
WHITE HIBISCUS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-122605

Source date

March 9, 2026
WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-116803

Source date

March 31, 2026
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT S.A.R.L.
Investment adviser

SEC file number

801-80345

Source date

May 18, 2026
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-79053

Source date

June 9, 2026
WHITE OAK CAPITAL MANAGEMENT CONSULTANTS LLP
Exempt reporting adviser

SEC file number

802-117093

Source date

August 14, 2026
WHITE OAK FINANCIAL MANAGEMENT, INC
Investment adviser

SEC file number

801-131079

Source date

January 13, 2026
WHITE OAK GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-70433

Source date

September 24, 2026
WHITE OAK PARTNERS INVESTMENT ADVISOR, LLC
Investment adviser

SEC file number

801-72370

Source date

September 8, 2026
WHITE OAKS INVESTMENT MANAGEMENT, INC
Investment adviser

SEC file number

801-79237

Source date

May 27, 2026
WHITE OAKS WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-80576

Source date

April 17, 2026
WHITE PINE CAPITAL LLC
Investment adviser

SEC file number

801-57154

Source date

March 31, 2026
WHITE PINE INVESTMENT COMPANY
Investment adviser

SEC file number

801-55054

Source date

March 26, 2026
WHITE POST INVESTMENTS, LP
Exempt reporting adviser

SEC file number

802-123580

Source date

March 23, 2026
WHITE ROCK CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-120368

Source date

March 30, 2026
WHITE ROCK OIL & GAS HOLDINGS, LLC
Investment adviser

SEC file number

801-107906

Source date

April 22, 2026
WHITE ROCK RESOURCES HOLDINGS, LLC
Investment adviser

SEC file number

801-131057

Source date

March 27, 2026
WHITE SAND WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130027

Source date

September 24, 2026
WHITE WING WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-124733

Source date

April 20, 2026