Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 94 of 96

WESTPORT CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-72750

Source date

August 25, 2026
WESTRIVER MANAGEMENT, LLC
Investment adviser

SEC file number

801-74380

Source date

March 26, 2026
WESTROCK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-108284

Source date

May 1, 2026
WESTSHORE WEALTH, LLC
Investment adviser

SEC file number

801-108664

Source date

March 30, 2026
WESTSIDE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-71762

Source date

February 27, 2026
WESTSUMMIT CAPITAL MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-76670

Source date

March 13, 2026
WESTSUMMIT CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127853

Source date

March 13, 2026
WESTVIEW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-74392

Source date

March 31, 2026
WESTVIEW MANAGEMENT LLC
Investment adviser

SEC file number

801-117557

Source date

February 18, 2026
WESTWARD INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-118800

Source date

March 23, 2026
WESTWARD MANAGEMENT COMPANY II LLC
Investment adviser

SEC file number

801-128729

Source date

March 31, 2026
WESTWAVE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-111952

Source date

March 27, 2026
WESTWIND CAPITAL
Investment adviser

SEC file number

801-43661

Source date

August 3, 2026
WESTWOOD ADVISORS, L.L.C
Investment adviser

SEC file number

801-63410

Source date

April 2, 2026
WESTWOOD GLOBAL INVESTMENTS LLC
Investment adviser

SEC file number

801-61776

Source date

March 27, 2026
WESTWOOD MANAGEMENT CORP
Investment adviser

SEC file number

801-18727

Source date

March 31, 2026
WESTWOOD WEALTH MANAGEMENT
Investment adviser

SEC file number

801-121572

Source date

May 14, 2026
WETZEL INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-117718

Source date

October 5, 2026
WEXFORD CAPITAL LP
Investment adviser

SEC file number

801-55118

Source date

October 1, 2026
WEYBOSSET RESEARCH & MANAGEMENT, LLC
Investment adviser

SEC file number

801-57627

Source date

March 11, 2026
WFG CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-119410

Source date

March 17, 2026
WFM ASIA (BVI) LIMITED
Investment adviser

SEC file number

801-66008

Source date

October 22, 2026
WFM ASIA (HK) LIMITED
Investment adviser

SEC file number

801-66072

Source date

October 22, 2026
WGI DM, LLC
Investment adviser

SEC file number

801-131865

Source date

March 27, 2026
WGS MANAGEMENT SERVICES, INC
Investment adviser

SEC file number

801-135806

Source date

April 30, 2026
WGT ASSET MANAGEMENT
Exempt reporting adviser

SEC file number

802-137332

Source date

August 19, 2026
WH CORNERSTONE INVESTMENTS INC.
Investment adviser

SEC file number

801-117397

Source date

October 1, 2026
WHALE ROCK CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-71470

Source date

June 2, 2026
WHALEN WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-120102

Source date

May 7, 2026
WHALEROCK POINT PARTNERS, LLC
Investment adviser

SEC file number

801-66848

Source date

January 16, 2026
WHARTON BUSINESS GROUP, LLC
Investment adviser

SEC file number

801-70752

Source date

August 1, 2026
WHARTON MIDMARKET INVESTMENT ADVISORS INC.
Investment adviser

SEC file number

801-116676

Source date

April 30, 2026
WHARTON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121088

Source date

April 1, 2026
WHARTON WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-135877

Source date

September 16, 2026
WHEALTHY EMPOWERMENT NETWORK, LLC
Investment adviser

SEC file number

801-135724

Source date

April 14, 2026
WHEELER RETIREMENT PLANS LLC
Investment adviser

SEC file number

801-128751

Source date

October 27, 2026
WHEELHOUSE 360 ADVISORS LP
Exempt reporting adviser

SEC file number

802-125733

Source date

March 28, 2026
WHEELHOUSE ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-125869

Source date

March 26, 2026
WHEELS UP WEALTH, INC.
Investment adviser

SEC file number

801-131524

Source date

February 9, 2026
WHELAN FINANCIAL
Investment adviser

SEC file number

801-40071

Source date

January 27, 2026
WHETSTONE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-79507

Source date

March 13, 2026
WHI COLLECTIVE REAL ESTATE LP
Exempt reporting adviser

SEC file number

802-136607

Source date

May 29, 2026
WHIPPLEWOOD ADVISORS, LLC
Investment adviser

SEC file number

801-119590

Source date

May 8, 2026
WHIPPOORWILL ASSOCIATES INC
Investment adviser

SEC file number

801-43158

Source date

March 27, 2026
WHISKEY CAPITAL FINANCE CO. II, LLC
Exempt reporting adviser

SEC file number

802-127714

Source date

March 11, 2026
WHISKEY CAPITAL FINANCE CO., LLC
Exempt reporting adviser

SEC file number

802-118764

Source date

March 11, 2026
WHISTLER CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-122402

Source date

March 31, 2026
WHITAKER-MYERS WEALTH MANAGERS, LTD.
Investment adviser

SEC file number

801-118404

Source date

October 20, 2026
WHITCOMB & HESS, INC.
Investment adviser

SEC file number

801-78798

Source date

February 25, 2026
WHITE & COMPANY FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-129965

Source date

March 25, 2026
WHITE CEDAR RESEARCH, LLC
Exempt reporting adviser

SEC file number

802-131176

Source date

March 16, 2026
WHITE DEER MANAGEMENT LLC
Investment adviser

SEC file number

801-74249

Source date

August 20, 2026
WHITE HAT CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-130781

Source date

March 27, 2026
WHITE HAWK WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-136022

Source date

August 6, 2026
WHITE HIBISCUS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-122605

Source date

March 9, 2026
WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-116803

Source date

March 31, 2026
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT S.A.R.L.
Investment adviser

SEC file number

801-80345

Source date

May 18, 2026
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-79053

Source date

June 9, 2026
WHITE OAK CAPITAL MANAGEMENT CONSULTANTS LLP
Exempt reporting adviser

SEC file number

802-117093

Source date

August 14, 2026
WHITE OAK FINANCIAL MANAGEMENT, INC
Investment adviser

SEC file number

801-131079

Source date

January 13, 2026
WHITE OAK GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-70433

Source date

September 24, 2026
WHITE OAK PARTNERS INVESTMENT ADVISOR, LLC
Investment adviser

SEC file number

801-72370

Source date

September 8, 2026
WHITE OAKS INVESTMENT MANAGEMENT, INC
Investment adviser

SEC file number

801-79237

Source date

May 27, 2026
WHITE OAKS WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-80576

Source date

April 17, 2026
WHITE PINE CAPITAL LLC
Investment adviser

SEC file number

801-57154

Source date

March 31, 2026
WHITE PINE INVESTMENT COMPANY
Investment adviser

SEC file number

801-55054

Source date

March 26, 2026
WHITE POST INVESTMENTS, LP
Exempt reporting adviser

SEC file number

802-123580

Source date

March 23, 2026
WHITE ROCK CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-120368

Source date

March 30, 2026
WHITE ROCK OIL & GAS HOLDINGS, LLC
Investment adviser

SEC file number

801-107906

Source date

April 22, 2026
WHITE ROCK RESOURCES HOLDINGS, LLC
Investment adviser

SEC file number

801-131057

Source date

March 27, 2026
WHITE SAND WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130027

Source date

September 24, 2026
WHITE WING WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-124733

Source date

September 28, 2026
WHITE WOLF CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-120718

Source date

October 19, 2026
WHITEBARK INVESTORS LP
Investment adviser

SEC file number

801-130640

Source date

May 27, 2026
WHITEBOX ADVISORS LLC
Investment adviser

SEC file number

801-65882

Source date

October 6, 2026
WHITECROFT CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-128700

Source date

May 18, 2026
WHITEFORT CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-116942

Source date

March 27, 2026
WHITEGATE INVESTMENT COUNSELORS, INC.
Investment adviser

SEC file number

801-40719

Source date

March 30, 2026
WHITEHAVEN ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-108007

Source date

March 27, 2026
WHITEHAWK CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-118293

Source date

March 26, 2026
WHITENER CAPITAL MANAGEMENT, INC
Investment adviser

SEC file number

801-31219

Source date

February 24, 2026
WHITEOAK PTY LIMITED
Exempt reporting adviser

SEC file number

802-125784

Source date

September 30, 2026
WHITEROCK WEALTH DESIGN, LLC
Investment adviser

SEC file number

801-136429

Source date

August 28, 2026
WHITESTAR ADVISORS, LLC
Investment adviser

SEC file number

801-62048

Source date

March 24, 2026
WHITETAIL ROCK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72219

Source date

March 27, 2026
WHITMAN/PETERSON, LLC
Investment adviser

SEC file number

801-119061

Source date

April 29, 2026
WHITTIER ADVISORS, LLC
Investment adviser

SEC file number

801-126237

Source date

July 9, 2026
WHITWELL & CO, LLC
Investment adviser

SEC file number

801-131151

Source date

November 5, 2026
WHVP AG
Investment adviser

SEC file number

801-72329

Source date

October 2, 2026
WI HARPER GROUP INC
Exempt reporting adviser

SEC file number

802-75113

Source date

June 23, 2026
WICK CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-114337

Source date

March 30, 2026
WICKED VENTURES, INC.
Exempt reporting adviser

SEC file number

802-128662

Source date

March 17, 2026
WICKHAM FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-124758

Source date

March 27, 2026
WIDMANN FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-111962

Source date

April 14, 2026
WIL, LLC
Investment adviser

SEC file number

801-124771

Source date

August 27, 2026
WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132198

Source date

October 2, 2026
WILBE CAPITAL LLP
Exempt reporting adviser

SEC file number

802-134285

Source date

August 21, 2026
WILDCAT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-76510

Source date

May 12, 2026
WILDCAT VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-110437

Source date

June 8, 2026
WILDES FINANCIAL STRATEGIES, INC
Investment adviser

SEC file number

801-121843

Source date

July 23, 2026
WILHELM FINANCIAL SERVICES, PLLC
Investment adviser

SEC file number

801-126685

Source date

March 31, 2026
WILKERSON ADVISORY GROUP LLC
Investment adviser

SEC file number

801-131978

Source date

September 18, 2026
WILKINS INVESTMENT COUNSEL INC
Investment adviser

SEC file number

801-35172

Source date

October 6, 2026
WILKINS MILLER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-125952

Source date

March 25, 2026
WILKINSON GLOBAL ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-113969

Source date

April 1, 2026
WILKINSON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122913

Source date

March 24, 2026
WILL VENTURES, LLC
Exempt reporting adviser

SEC file number

802-118123

Source date

March 31, 2026
WILLAMETTE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-112193

Source date

February 4, 2026
WILLIAM B. WALKUP & ASSOCIATES, INC.
Investment adviser

SEC file number

801-126904

Source date

August 13, 2026
WILLIAM BLAIR & COMPANY L.L.C.
Investment adviser

SEC file number

801-688

Source date

October 16, 2026
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-80640

Source date

April 9, 2026
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-31084

Source date

March 10, 2026
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-119964

Source date

October 30, 2026
WILLIAM MACK & ASSOCIATES INC
Investment adviser

SEC file number

801-42259

Source date

August 25, 2026
WILLIAM MADISON ADVISORS, INC.
Investment adviser

SEC file number

801-113313

Source date

March 31, 2026
WILLIAM O'NEIL + CO. INCORPORATED
Investment adviser

SEC file number

801-120403

Source date

March 20, 2026
WILLIAM RAVEIS - MORAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135917

Source date

April 2, 2026
WILLIAMS & ASSOCIATES, INC.
Investment adviser

SEC file number

801-135121

Source date

May 27, 2026
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128269

Source date

September 16, 2026
WILLIAMS AND SCHILLER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134243

Source date

March 12, 2026
WILLIAMS CAPITAL MANAGEMENT COMPANY
Investment adviser

SEC file number

801-126381

Source date

March 18, 2026
WILLIAMS FINANCIAL, LLC
Investment adviser

SEC file number

801-118678

Source date

March 26, 2026
WILLIAMS JONES WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-116946

Source date

April 30, 2026
WILLIAMS WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-130487

Source date

March 18, 2026
WILLIAMS, GARTH ALAN
Investment adviser

SEC file number

801-132222

Source date

July 16, 2026
WILLIAMSON LEGACY GROUP, LLC
Investment adviser

SEC file number

801-123281

Source date

March 11, 2026
WILLING CAPITAL MANAGEMENT LIMITED
Investment adviser

SEC file number

801-119495

Source date

March 24, 2026
WILLIS ASSET FINANCE MANAGEMENT LLC
Investment adviser

SEC file number

801-134555

Source date

March 30, 2026
WILLIS INVESTMENT COUNSEL INC
Investment adviser

SEC file number

801-18528

Source date

April 30, 2026
WILLIS JOHNSON WEALTH, INC.
Investment adviser

SEC file number

801-66191

Source date

August 20, 2026
WILLIS TOWERS WATSON SECURITIES, LLC
Investment adviser

SEC file number

801-137326

Source date

September 15, 2026
WILLNER & HELLER LLC
Investment adviser

SEC file number

801-112631

Source date

June 10, 2026
WILLOUGHBY INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-136982

Source date

September 29, 2026
WILLOW ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-107574

Source date

June 15, 2026
WILLOW CREEK CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-134896

Source date

November 2, 2026
WILLOW CREEK WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-56562

Source date

April 24, 2026
WILLOW FINANCIAL LLC
Investment adviser

SEC file number

801-131403

Source date

June 30, 2026
WILLOW GROVE ADVISORS, LLC
Investment adviser

SEC file number

801-117042

Source date

March 13, 2026
WILLOW GROWTH PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127258

Source date

March 3, 2026
WILLOW HILL REAL ESTATE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-132237

Source date

November 3, 2026
WILLOW PARTNER ADVISORS, LLC
Investment adviser

SEC file number

801-131624

Source date

April 6, 2026
WILLOW RIVER PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137163

Source date

July 27, 2026
WILLOW RUN ADVISORS, LLC
Investment adviser

SEC file number

801-137247

Source date

August 7, 2026
WILLOW TREE CAPITAL CORP ADVISORS LLC
Investment adviser

SEC file number

801-128955

Source date

September 9, 2026
WILLOW TREE CREDIT PARTNERS LP
Investment adviser

SEC file number

801-110516

Source date

September 9, 2026
WILLOW TREE CREDIT PARTNERS SBIC MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-131418

Source date

September 8, 2026
WILLOWRIDGE PARTNERS, INC.
Investment adviser

SEC file number

801-73759

Source date

March 11, 2026
WILLOWTREE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132985

Source date

April 29, 2026
WILLS FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-131900

Source date

October 30, 2026
WILMAR ADVISORS LLC
Exempt reporting adviser

SEC file number

802-126891

Source date

March 19, 2026
WILMINGTON CAPITAL SECURITIES, LLC
Investment adviser

SEC file number

801-101483

Source date

March 30, 2026
WILMINGTON FUNDS MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-22071

Source date

March 30, 2026
WILMINGTON TRUST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-127565

Source date

September 23, 2026
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-50883

Source date

August 27, 2026
WILMINGTON TRUST INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-41081

Source date

May 14, 2026
WILSEY ASSET MANAGEMENT INCORPORATED
Investment adviser

SEC file number

801-70297

Source date

July 30, 2026
WILSHIRE ADVISORS LLC
Investment adviser

SEC file number

801-36233

Source date

November 4, 2026
WILSHIRE FINANCE PARTNERS, INC.
Exempt reporting adviser

SEC file number

802-78782

Source date

March 27, 2026
WILSHIRE LANE CAPITAL LP
Exempt reporting adviser

SEC file number

802-130120

Source date

March 16, 2026
WILSHIRE LANE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-121681

Source date

March 16, 2026
WILSHIRE QUINN CAPITAL, INC.
Investment adviser

SEC file number

801-127734

Source date

January 21, 2026
WILSON & BOUCHER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-100476

Source date

June 19, 2026
WILSON GROUP FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-135155

Source date

August 12, 2026
WILSQUARE CAPITAL LLC
Investment adviser

SEC file number

801-118763

Source date

March 9, 2026
WIMA CAPITAL ASESOR EN INVERSIONES INDEPENDIENTE, S.A.P.I. DE CV
Investment adviser

SEC file number

801-134971

Source date

August 24, 2026
WIMMER ASSOCIATES I, LLC
Investment adviser

SEC file number

801-62730

Source date

April 27, 2026
WIN ADVISORS, INC
Investment adviser

SEC file number

801-115311

Source date

March 22, 2026
WINANS INTERNATIONAL
Investment adviser

SEC file number

801-43327

Source date

February 26, 2026
WINCAP FINANCIAL LLC
Investment adviser

SEC file number

801-131123

Source date

June 29, 2026
WINCH ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-55488

Source date

October 30, 2026
WINCHESTER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-136069

Source date

March 30, 2026
WINCORAM ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-120919

Source date

March 31, 2026
WINCREST CAPITAL LTD.
Exempt reporting adviser

SEC file number

802-108663

Source date

March 30, 2026
WIND POINT ADVISORS LLC
Investment adviser

SEC file number

801-73327

Source date

March 31, 2026
WINDHAM CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-114839

Source date

October 22, 2026
WINDJAMMER MANAGEMENT PARTNERS, L.P.
Investment adviser

SEC file number

801-73502

Source date

March 27, 2026
WINDLE WEALTH, LLC
Investment adviser

SEC file number

801-123385

Source date

March 30, 2026
WINDMARK INVESTMENT PARTNERS, INC.
Investment adviser

SEC file number

801-63587

Source date

March 24, 2026
WINDMILL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-76659

Source date

July 29, 2025
WINDMUEHLE, LLC
Exempt reporting adviser

SEC file number

802-131818

Source date

July 7, 2026
WINDROCK WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-106722

Source date

March 17, 2026
WINDROSE ADVISORS LLC
Investment adviser

SEC file number

801-70859

Source date

October 7, 2026
WINDROSE HEALTH INVESTORS, LLC
Investment adviser

SEC file number

801-73671

Source date

May 5, 2026
WINDSAIL CAPITAL GROUP, LLC
Exempt reporting adviser

SEC file number

802-132505

Source date

March 11, 2026
WINDSHEAR MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-135716

Source date

February 27, 2026
WINDSOR ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-61372

Source date

July 1, 2026
WINDSOR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-64200

Source date

January 16, 2026
WINDSOR HERITAGE CAPITAL
Exempt reporting adviser

SEC file number

802-134694

Source date

October 3, 2025
WINDWARD CAPITAL MANAGEMENT CO
Investment adviser

SEC file number

801-50819

Source date

October 22, 2026
WINDWARD MANAGEMENT LP
Investment adviser

SEC file number

801-122905

Source date

August 13, 2026
WINDWARD PRIVATE WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-79647

Source date

March 27, 2026
WINDWARD WEALTH STRATEGIES, INC.
Investment adviser

SEC file number

801-81031

Source date

March 6, 2026
WINEBRENNER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-115158

Source date

March 5, 2026
WINFOREST LLC
Investment adviser

SEC file number

801-136865

Source date

June 26, 2026
WING FINANCIAL INC.
Investment adviser

SEC file number

801-131883

Source date

September 30, 2026
WING VENTURE MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-78496

Source date

March 31, 2026
WINGATE WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-28664

Source date

March 24, 2026
WINGMAN GROWTH PARTNERS LP
Investment adviser

SEC file number

801-136933

Source date

June 29, 2026
WINGSPAN CAPITAL, LLC
Investment adviser

SEC file number

801-120854

Source date

March 27, 2026
WINHALL MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-131891

Source date

March 18, 2026
WINNACLE WEALTH, LLC
Investment adviser

SEC file number

801-130201

Source date

October 21, 2026
WINNING POINTS ADVISORS, L.L.C.
Investment adviser

SEC file number

801-78654

Source date

March 31, 2026
WINONA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-79787

Source date

June 18, 2026
WINSLOW ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-41392

Source date

March 30, 2026
WINSLOW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-41316

Source date

March 20, 2026
WINSTON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-54022

Source date

June 4, 2026
WINTER & ASSOCIATES, INC.
Investment adviser

SEC file number

801-123146

Source date

October 26, 2026
WINTER CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-122349

Source date

February 26, 2026
WINTERBIRD PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137453

Source date

September 4, 2026
WINTERS FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-121556

Source date

March 21, 2026
WINTHROP ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-110461

Source date

September 30, 2026
WINTHROP CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-71321

Source date

March 27, 2026
WINTHROP PARTNERS - EPA, LLC
Investment adviser

SEC file number

801-106947

Source date

July 22, 2026
WINTHROP PARTNERS - WNY, LLC
Investment adviser

SEC file number

801-106948

Source date

July 22, 2026
WINTHROP PARTNERS - WPA, LLC
Investment adviser

SEC file number

801-106949

Source date

July 22, 2026
WINTHROP SQUARE CAPITAL, L.P.
Investment adviser

SEC file number

801-125848

Source date

February 24, 2026
WINTON CAPITAL MANAGEMENT LTD.
Investment adviser

SEC file number

801-73223

Source date

August 10, 2026
WIREFRAME MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127672

Source date

March 24, 2026
WIREGRASS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-124691

Source date

May 12, 2026
WISCONSIN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-53829

Source date

August 28, 2026
WISCONSIN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-133696

Source date

October 1, 2026
WISDOM CAPITAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-128392

Source date

March 31, 2026
WISDOM FINANCIAL SERVICES, L.L.C.
Investment adviser

SEC file number

801-112566

Source date

July 29, 2026
WISDOM INDEX ADVISORS, LLC
Investment adviser

SEC file number

801-116762

Source date

July 8, 2026
WISDOM WEALTH INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-136216

Source date

October 20, 2026
WISDOM WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-121154

Source date

July 29, 2026
WISDOMTREE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-66567

Source date

March 31, 2026
WISDOMTREE DIGITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-126387

Source date

March 31, 2026
WISDOMTREE VENTURES MANAGEMENT, LLC
Investment adviser

SEC file number

801-137114

Source date

July 17, 2026
WISE EQUITY SGR SPA
Exempt reporting adviser

SEC file number

802-107886

Source date

March 3, 2026
WISE MONEY ISRAEL LTD.
Investment adviser

SEC file number

801-117258

Source date

October 20, 2026
WISE PLANNING, INC.
Investment adviser

SEC file number

801-114999

Source date

October 27, 2026
WISE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-71367

Source date

March 27, 2026
WISE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-129659

Source date

March 3, 2026
WISEMONT CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-126809

Source date

April 1, 2026
WISER ADVISOR GROUP LLC
Investment adviser

SEC file number

801-127992

Source date

March 25, 2026
WISER WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-120669

Source date

October 22, 2026
WISHBONE MANAGEMENT, LP
Investment adviser

SEC file number

801-107735

Source date

March 31, 2026
WISNIEWSKI WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-120675

Source date

July 24, 2026
WISS PRIVATE CLIENT ADVISORS, LLC
Investment adviser

SEC file number

801-117284

Source date

March 23, 2026
WITT FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-134720

Source date

March 20, 2026
WITT LAKE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-132976

Source date

June 2, 2026
WITTENBERG INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-32143

Source date

March 27, 2026
WIZARDQUANT CAPITAL ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-131314

Source date

March 26, 2026
WJ FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-121886

Source date

April 1, 2026
WJ INTERESTS, LLC
Investment adviser

SEC file number

801-61853

Source date

March 20, 2026
WJ WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119053

Source date

March 6, 2026
WL ROSS & CO. LLC
Investment adviser

SEC file number

801-67779

Source date

March 26, 2026
WLT PARTNERS INC.
Investment adviser

SEC file number

801-135681

Source date

November 3, 2026
WLTH CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132454

Source date

September 30, 2026