Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 94 of 95

WHITE WOLF CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-120718

Source date

July 16, 2026
WHITEBARK INVESTORS LP
Investment adviser

SEC file number

801-130640

Source date

May 27, 2026
WHITEBOX ADVISORS LLC
Investment adviser

SEC file number

801-65882

Source date

March 25, 2026
WHITECROFT CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-128700

Source date

May 18, 2026
WHITEFORT CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-116942

Source date

March 27, 2026
WHITEGATE INVESTMENT COUNSELORS, INC.
Investment adviser

SEC file number

801-40719

Source date

March 30, 2026
WHITEHAVEN ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-108007

Source date

March 27, 2026
WHITEHAWK CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-118293

Source date

March 26, 2026
WHITENER CAPITAL MANAGEMENT, INC
Investment adviser

SEC file number

801-31219

Source date

February 24, 2026
WHITEOAK PTY LIMITED
Exempt reporting adviser

SEC file number

802-125784

Source date

October 16, 2025
WHITEROCK WEALTH DESIGN, LLC
Investment adviser

SEC file number

801-136429

Source date

August 28, 2026
WHITESTAR ADVISORS, LLC
Investment adviser

SEC file number

801-62048

Source date

March 24, 2026
WHITETAIL ROCK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72219

Source date

March 27, 2026
WHITMAN/PETERSON, LLC
Investment adviser

SEC file number

801-119061

Source date

April 29, 2026
WHITTIER ADVISORS, LLC
Investment adviser

SEC file number

801-126237

Source date

July 9, 2026
WHITWELL & CO, LLC
Investment adviser

SEC file number

801-131151

Source date

July 6, 2026
WI HARPER GROUP INC
Exempt reporting adviser

SEC file number

802-75113

Source date

June 23, 2026
WICK CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-114337

Source date

March 30, 2026
WICKED VENTURES, INC.
Exempt reporting adviser

SEC file number

802-128662

Source date

March 17, 2026
WICKHAM FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-124758

Source date

March 27, 2026
WIDMANN FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-111962

Source date

April 14, 2026
WIL, LLC
Investment adviser

SEC file number

801-124771

Source date

August 27, 2026
WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132198

Source date

March 12, 2026
WILBE CAPITAL LLP
Exempt reporting adviser

SEC file number

802-134285

Source date

August 21, 2026
WILDCAT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-76510

Source date

May 12, 2026
WILDCAT VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-110437

Source date

June 8, 2026
WILDES FINANCIAL STRATEGIES, INC
Investment adviser

SEC file number

801-121843

Source date

July 23, 2026
WILHELM FINANCIAL SERVICES, PLLC
Investment adviser

SEC file number

801-126685

Source date

March 31, 2026
WILKERSON ADVISORY GROUP LLC
Investment adviser

SEC file number

801-131978

Source date

September 18, 2026
WILKINS INVESTMENT COUNSEL INC
Investment adviser

SEC file number

801-35172

Source date

April 14, 2026
WILKINS MILLER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-125952

Source date

March 25, 2026
WILKINSON GLOBAL ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-113969

Source date

April 1, 2026
WILKINSON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122913

Source date

March 24, 2026
WILL VENTURES, LLC
Exempt reporting adviser

SEC file number

802-118123

Source date

March 31, 2026
WILLAMETTE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-112193

Source date

February 4, 2026
WILLIAM B. WALKUP & ASSOCIATES, INC.
Investment adviser

SEC file number

801-126904

Source date

August 13, 2026
WILLIAM BLAIR & COMPANY L.L.C.
Investment adviser

SEC file number

801-688

Source date

March 31, 2026
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-80640

Source date

April 9, 2026
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-31084

Source date

March 10, 2026
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-119964

Source date

March 31, 2026
WILLIAM MACK & ASSOCIATES INC
Investment adviser

SEC file number

801-42259

Source date

August 25, 2026
WILLIAM MADISON ADVISORS, INC.
Investment adviser

SEC file number

801-113313

Source date

March 31, 2026
WILLIAM O'NEIL + CO. INCORPORATED
Investment adviser

SEC file number

801-120403

Source date

March 20, 2026
WILLIAM RAVEIS - MORAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135917

Source date

April 2, 2026
WILLIAMS & ASSOCIATES, INC.
Investment adviser

SEC file number

801-135121

Source date

May 27, 2026
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128269

Source date

September 16, 2026
WILLIAMS AND SCHILLER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134243

Source date

March 12, 2026
WILLIAMS CAPITAL MANAGEMENT COMPANY
Investment adviser

SEC file number

801-126381

Source date

March 18, 2026
WILLIAMS FINANCIAL, LLC
Investment adviser

SEC file number

801-118678

Source date

March 26, 2026
WILLIAMS JONES WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-116946

Source date

April 30, 2026
WILLIAMS WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-130487

Source date

March 18, 2026
WILLIAMS, GARTH ALAN
Investment adviser

SEC file number

801-132222

Source date

July 16, 2026
WILLIAMSON LEGACY GROUP, LLC
Investment adviser

SEC file number

801-123281

Source date

March 11, 2026
WILLING CAPITAL MANAGEMENT LIMITED
Investment adviser

SEC file number

801-119495

Source date

March 24, 2026
WILLIS ASSET FINANCE MANAGEMENT LLC
Investment adviser

SEC file number

801-134555

Source date

March 30, 2026
WILLIS INVESTMENT COUNSEL INC
Investment adviser

SEC file number

801-18528

Source date

April 30, 2026
WILLIS JOHNSON WEALTH, INC.
Investment adviser

SEC file number

801-66191

Source date

August 20, 2026
WILLIS TOWERS WATSON SECURITIES, LLC
Investment adviser

SEC file number

801-137326

Source date

September 15, 2026
WILLNER & HELLER LLC
Investment adviser

SEC file number

801-112631

Source date

June 10, 2026
WILLOUGHBY INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-136982

Source date

September 10, 2026
WILLOW ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-107574

Source date

June 15, 2026
WILLOW CREEK CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-134896

Source date

August 26, 2026
WILLOW CREEK WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-56562

Source date

April 24, 2026
WILLOW FINANCIAL LLC
Investment adviser

SEC file number

801-131403

Source date

June 30, 2026
WILLOW GROVE ADVISORS, LLC
Investment adviser

SEC file number

801-117042

Source date

March 13, 2026
WILLOW GROWTH PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127258

Source date

March 3, 2026
WILLOW HILL REAL ESTATE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-132237

Source date

May 7, 2026
WILLOW PARTNER ADVISORS, LLC
Investment adviser

SEC file number

801-131624

Source date

April 6, 2026
WILLOW RIVER PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137163

Source date

July 27, 2026
WILLOW RUN ADVISORS, LLC
Investment adviser

SEC file number

801-137247

Source date

August 7, 2026
WILLOW TREE CAPITAL CORP ADVISORS LLC
Investment adviser

SEC file number

801-128955

Source date

September 9, 2026
WILLOW TREE CREDIT PARTNERS LP
Investment adviser

SEC file number

801-110516

Source date

September 9, 2026
WILLOW TREE CREDIT PARTNERS SBIC MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-131418

Source date

September 8, 2026
WILLOWRIDGE PARTNERS, INC.
Investment adviser

SEC file number

801-73759

Source date

March 11, 2026
WILLOWTREE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132985

Source date

April 29, 2026
WILLS FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-131900

Source date

February 27, 2026
WILMAR ADVISORS LLC
Exempt reporting adviser

SEC file number

802-126891

Source date

March 19, 2026
WILMINGTON CAPITAL SECURITIES, LLC
Investment adviser

SEC file number

801-101483

Source date

March 30, 2026
WILMINGTON FUNDS MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-22071

Source date

March 30, 2026
WILMINGTON TRUST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-127565

Source date

September 23, 2026
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-50883

Source date

August 27, 2026
WILMINGTON TRUST INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-41081

Source date

May 14, 2026
WILSEY ASSET MANAGEMENT INCORPORATED
Investment adviser

SEC file number

801-70297

Source date

July 30, 2026
WILSHIRE ADVISORS LLC
Investment adviser

SEC file number

801-36233

Source date

September 2, 2026
WILSHIRE FINANCE PARTNERS, INC.
Exempt reporting adviser

SEC file number

802-78782

Source date

March 27, 2026
WILSHIRE LANE CAPITAL LP
Exempt reporting adviser

SEC file number

802-130120

Source date

March 16, 2026
WILSHIRE LANE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-121681

Source date

March 16, 2026
WILSHIRE QUINN CAPITAL, INC.
Investment adviser

SEC file number

801-127734

Source date

January 21, 2026
WILSON & BOUCHER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-100476

Source date

June 19, 2026
WILSON GROUP FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-135155

Source date

August 12, 2026
WILSQUARE CAPITAL LLC
Investment adviser

SEC file number

801-118763

Source date

March 9, 2026
WIMA CAPITAL ASESOR EN INVERSIONES INDEPENDIENTE, S.A.P.I. DE CV
Investment adviser

SEC file number

801-134971

Source date

August 24, 2026
WIMMER ASSOCIATES I, LLC
Investment adviser

SEC file number

801-62730

Source date

April 27, 2026
WIN ADVISORS, INC
Investment adviser

SEC file number

801-115311

Source date

March 22, 2026
WINANS INTERNATIONAL
Investment adviser

SEC file number

801-43327

Source date

February 26, 2026
WINCAP FINANCIAL LLC
Investment adviser

SEC file number

801-131123

Source date

June 29, 2026
WINCH ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-55488

Source date

March 4, 2026
WINCHESTER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-136069

Source date

March 30, 2026
WINCORAM ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-120919

Source date

March 31, 2026
WINCREST CAPITAL LTD.
Exempt reporting adviser

SEC file number

802-108663

Source date

March 30, 2026
WIND POINT ADVISORS LLC
Investment adviser

SEC file number

801-73327

Source date

March 31, 2026
WINDHAM CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-114839

Source date

July 17, 2025
WINDJAMMER MANAGEMENT PARTNERS, L.P.
Investment adviser

SEC file number

801-73502

Source date

March 27, 2026
WINDLE WEALTH, LLC
Investment adviser

SEC file number

801-123385

Source date

March 30, 2026
WINDMARK INVESTMENT PARTNERS, INC.
Investment adviser

SEC file number

801-63587

Source date

March 24, 2026
WINDMILL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-76659

Source date

July 29, 2025
WINDMUEHLE, LLC
Exempt reporting adviser

SEC file number

802-131818

Source date

July 7, 2026
WINDROCK WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-106722

Source date

March 17, 2026
WINDROSE ADVISORS LLC
Investment adviser

SEC file number

801-70859

Source date

March 31, 2026
WINDROSE HEALTH INVESTORS, LLC
Investment adviser

SEC file number

801-73671

Source date

May 5, 2026
WINDSAIL CAPITAL GROUP, LLC
Exempt reporting adviser

SEC file number

802-132505

Source date

March 11, 2026
WINDSHEAR MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-135716

Source date

February 27, 2026
WINDSOR ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-61372

Source date

July 1, 2026
WINDSOR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-64200

Source date

January 16, 2026
WINDSOR HERITAGE CAPITAL
Exempt reporting adviser

SEC file number

802-134694

Source date

October 3, 2025
WINDWARD CAPITAL MANAGEMENT CO
Investment adviser

SEC file number

801-50819

Source date

June 10, 2026
WINDWARD MANAGEMENT LP
Investment adviser

SEC file number

801-122905

Source date

August 13, 2026
WINDWARD PRIVATE WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-79647

Source date

March 27, 2026
WINDWARD WEALTH STRATEGIES, INC.
Investment adviser

SEC file number

801-81031

Source date

March 6, 2026
WINEBRENNER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-115158

Source date

March 5, 2026
WINFOREST LLC
Investment adviser

SEC file number

801-136865

Source date

June 26, 2026
WING FINANCIAL INC.
Investment adviser

SEC file number

801-131883

Source date

March 30, 2026
WING VENTURE MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-78496

Source date

March 31, 2026
WINGATE WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-28664

Source date

March 24, 2026
WINGMAN GROWTH PARTNERS LP
Investment adviser

SEC file number

801-136933

Source date

June 29, 2026
WINGSPAN CAPITAL, LLC
Investment adviser

SEC file number

801-120854

Source date

March 27, 2026
WINHALL MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-131891

Source date

March 18, 2026
WINNACLE WEALTH, LLC
Investment adviser

SEC file number

801-130201

Source date

May 27, 2026
WINNING POINTS ADVISORS, L.L.C.
Investment adviser

SEC file number

801-78654

Source date

March 31, 2026
WINONA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-79787

Source date

June 18, 2026
WINSHORE CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-118324

Source date

June 26, 2026
WINSLOW ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-41392

Source date

March 30, 2026
WINSLOW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-41316

Source date

March 20, 2026
WINSTON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-54022

Source date

June 4, 2026
WINTER & ASSOCIATES, INC.
Investment adviser

SEC file number

801-123146

Source date

August 18, 2026
WINTER CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-122349

Source date

February 26, 2026
WINTERBIRD PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137453

Source date

September 4, 2026
WINTERS FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-121556

Source date

March 21, 2026
WINTHROP ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-110461

Source date

August 17, 2026
WINTHROP CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-71321

Source date

March 27, 2026
WINTHROP PARTNERS - EPA, LLC
Investment adviser

SEC file number

801-106947

Source date

July 22, 2026
WINTHROP PARTNERS - WNY, LLC
Investment adviser

SEC file number

801-106948

Source date

July 22, 2026
WINTHROP PARTNERS - WPA, LLC
Investment adviser

SEC file number

801-106949

Source date

July 22, 2026
WINTHROP SQUARE CAPITAL, L.P.
Investment adviser

SEC file number

801-125848

Source date

February 24, 2026
WINTON CAPITAL MANAGEMENT LTD.
Investment adviser

SEC file number

801-73223

Source date

August 10, 2026
WIREFRAME MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127672

Source date

March 24, 2026
WIREGRASS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-124691

Source date

May 12, 2026
WISCONSIN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-53829

Source date

August 28, 2026
WISCONSIN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-133696

Source date

August 17, 2026
WISDOM CAPITAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-128392

Source date

March 31, 2026
WISDOM FINANCIAL SERVICES, L.L.C.
Investment adviser

SEC file number

801-112566

Source date

July 29, 2026
WISDOM INDEX ADVISORS, LLC
Investment adviser

SEC file number

801-116762

Source date

July 8, 2026
WISDOM WEALTH INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-136216

Source date

September 25, 2026
WISDOM WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-121154

Source date

July 29, 2026
WISDOMTREE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-66567

Source date

March 31, 2026
WISDOMTREE DIGITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-126387

Source date

March 31, 2026
WISDOMTREE VENTURES MANAGEMENT, LLC
Investment adviser

SEC file number

801-137114

Source date

July 17, 2026
WISE EQUITY SGR SPA
Exempt reporting adviser

SEC file number

802-107886

Source date

March 3, 2026
WISE MONEY ISRAEL LTD.
Investment adviser

SEC file number

801-117258

Source date

July 16, 2026
WISE PLANNING, INC.
Investment adviser

SEC file number

801-114999

Source date

February 23, 2026
WISE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-71367

Source date

March 27, 2026
WISE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-129659

Source date

March 3, 2026
WISEMONT CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-126809

Source date

April 1, 2026
WISER ADVISOR GROUP LLC
Investment adviser

SEC file number

801-127992

Source date

March 25, 2026
WISER WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-120669

Source date

June 22, 2026
WISHBONE MANAGEMENT, LP
Investment adviser

SEC file number

801-107735

Source date

March 31, 2026
WISNIEWSKI WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-120675

Source date

July 24, 2026
WISS PRIVATE CLIENT ADVISORS, LLC
Investment adviser

SEC file number

801-117284

Source date

March 23, 2026
WITT FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-134720

Source date

March 20, 2026
WITT LAKE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-132976

Source date

June 2, 2026
WITTENBERG INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-32143

Source date

March 27, 2026
WIZARDQUANT CAPITAL ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-131314

Source date

March 26, 2026
WJ FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-121886

Source date

April 1, 2026
WJ INTERESTS, LLC
Investment adviser

SEC file number

801-61853

Source date

March 20, 2026
WJ WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119053

Source date

March 6, 2026
WL ROSS & CO. LLC
Investment adviser

SEC file number

801-67779

Source date

March 26, 2026
WLT PARTNERS INC.
Investment adviser

SEC file number

801-135681

Source date

July 31, 2026
WLTH CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132454

Source date

August 10, 2026
WM 23 LLC
Exempt reporting adviser

SEC file number

802-128631

Source date

September 16, 2026
WM CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-77810

Source date

March 12, 2026
WM PARTNERS, LP
Investment adviser

SEC file number

801-100337

Source date

March 31, 2026
WMAGIBIT LTD
Exempt reporting adviser

SEC file number

802-132848

Source date

April 24, 2025
WMG FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-116718

Source date

September 16, 2026
WMKI GROUP LLC
Investment adviser

SEC file number

801-134962

Source date

July 1, 2026
WMS ADVISORS, LLC
Investment adviser

SEC file number

801-109946

Source date

July 22, 2026
WMS GROUP LLC
Investment adviser

SEC file number

801-135698

Source date

April 7, 2026
WNDRCO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-137063

Source date

July 10, 2026
WNY ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-71632

Source date

March 19, 2026
WOLD FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-122348

Source date

March 17, 2026
WOLF FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-132494

Source date

June 30, 2026
WOLF FOREST INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-116765

Source date

March 10, 2026
WOLF HILL CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-118384

Source date

March 25, 2026
WOLF RIVER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-69844

Source date

March 31, 2026
WOLFE RESEARCH ADVISORS, LLC
Investment adviser

SEC file number

801-128154

Source date

March 31, 2026
WOLFERS ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-132059

Source date

July 14, 2026
WOLFF FINANCIAL MANAGEMENT LLC
Investment adviser

SEC file number

801-107444

Source date

September 15, 2026
WOLFF WIESE MAGANA LLC
Investment adviser

SEC file number

801-72588

Source date

April 12, 2026
WOLFGANG CAPITAL LLC
Investment adviser

SEC file number

801-134184

Source date

February 17, 2026
WOLFPACK CAPITAL PARTNERS MANAGER, LLC
Exempt reporting adviser

SEC file number

802-132717

Source date

March 5, 2026
WOLFSTICH CAPITAL, LLC
Investment adviser

SEC file number

801-121875

Source date

January 27, 2026
WOLFSTONE WEALTH, LLC
Investment adviser

SEC file number

801-136177

Source date

May 7, 2026
WOLOSHIN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-126037

Source date

March 17, 2026
WOLVER HILL ASSET MANAGEMENT ASIA LIMITED
Exempt reporting adviser

SEC file number

802-126537

Source date

March 30, 2026
WOLVERINE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-72458

Source date

June 12, 2026
WOLVERINE INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-118734

Source date

May 7, 2026
WOLVERINE WEALTH ADVISORY SERVICES INC.
Investment adviser

SEC file number

801-132406

Source date

January 15, 2026
WOMACK FINANCIAL LLC
Investment adviser

SEC file number

801-130892

Source date

May 21, 2026
WOMACK WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-107413

Source date

July 8, 2026
WOMEN'S WEALTH ADVISOR
Investment adviser

SEC file number

801-129886

Source date

April 24, 2026
WONDER FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130869

Source date

March 28, 2026
WONDER VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127719

Source date

March 19, 2026
WOOD TARVER FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-114226

Source date

April 1, 2026
WOODARD & CO ASSET MANAGEMENT GROUP INC
Investment adviser

SEC file number

801-24818

Source date

April 30, 2026
WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LP
Investment adviser

SEC file number

801-68001

Source date

March 31, 2026
WOODFIELD FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-121330

Source date

February 24, 2026
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC
Investment adviser

SEC file number

801-50387

Source date

September 25, 2026
WOODLINE PARTNERS LP
Investment adviser

SEC file number

801-116904

Source date

March 31, 2026
WOODLOCK FAMILY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132439

Source date

March 23, 2026
WOODMERE ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126793

Source date

March 20, 2026
WOODMONT ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-113349

Source date

March 30, 2026
WOODMONT INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-57961

Source date

March 20, 2026
WOODSIDE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-107353

Source date

September 1, 2026
WOODSON CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-108053

Source date

March 30, 2026
WOODSTOCK CORPORATION
Investment adviser

SEC file number

801-4782

Source date

June 29, 2026
WOODSTOCK IM INC
Exempt reporting adviser

SEC file number

802-126447

Source date

March 9, 2026
WOODSTOCK WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-112663

Source date

April 1, 2026
WOODWARD DIVERSIFIED CAPITAL, LLC
Investment adviser

SEC file number

801-117741

Source date

September 22, 2026
WOODWARD FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-70279

Source date

April 30, 2026
WOORI VENTURE PARTNERS US, INC.
Exempt reporting adviser

SEC file number

802-119899

Source date

March 17, 2026
WORK-BENCH MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-110962

Source date

March 31, 2026
WORKING CAPITAL ADVISORS (UK) LTD.
Exempt reporting adviser

SEC file number

802-108696

Source date

March 26, 2026
WORKING CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-121772

Source date

March 13, 2026
WORKING CAPITAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-108695

Source date

March 25, 2026
WORKLIFE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126525

Source date

November 3, 2025
WORKSHOP FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130833

Source date

February 10, 2026
WORLD CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-79761

Source date

March 30, 2026
WORLD CARD LTD
Exempt reporting adviser

SEC file number

802-137100

Source date

July 16, 2026
WORLD EQUITY GROUP, INC.
Investment adviser

SEC file number

801-56328

Source date

June 9, 2026
WORLD INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-96193

Source date

September 21, 2026
WORLD TOTAL RETURN INC.
Exempt reporting adviser

SEC file number

802-86168

Source date

February 18, 2026
WORLDBUILD VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135385

Source date

February 12, 2026
WORLDLINE CAPITAL PTE. LTD.
Investment adviser

SEC file number

801-136755

Source date

August 6, 2026
WORLDLY PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-128205

Source date

September 21, 2026
WORTH ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-122206

Source date

July 27, 2026
WORTH CHARTING GROUP LLC
Investment adviser

SEC file number

801-135744

Source date

April 13, 2026
WORTH FINANCIAL ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-120877

Source date

March 11, 2026
WORTH FINANCIAL GROUP INC.
Investment adviser

SEC file number

801-135680

Source date

April 21, 2026
WORTH VENTURE PARTNERS, LLC
Investment adviser

SEC file number

801-106972

Source date

March 31, 2026
WORTHINGTON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-118893

Source date

March 27, 2026
WORTHINGTON FINANCIAL PARTNERS LLC
Investment adviser

SEC file number

801-120511

Source date

March 25, 2026