Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 95 of 95

WORTHPOINTE, LLC
Investment adviser

SEC file number

801-67916

Source date

March 31, 2026
WOVENEARTH VENTURES, LLC
Investment adviser

SEC file number

801-133947

Source date

July 6, 2026
WP ADVISORS, LLC
Investment adviser

SEC file number

801-62924

Source date

March 23, 2026
WP GLOBAL PARTNERS LLC
Investment adviser

SEC file number

801-64343

Source date

August 27, 2026
WPA FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-121953

Source date

September 18, 2026
WPC US GP LLC
Exempt reporting adviser

SEC file number

802-135499

Source date

February 5, 2026
WPG ADVISERS, LLC
Investment adviser

SEC file number

801-114047

Source date

March 28, 2026
WPH GP, LLC
Investment adviser

SEC file number

801-121993

Source date

May 13, 2026
WPM WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-122458

Source date

February 6, 2026
WPWEALTH LLP
Investment adviser

SEC file number

801-68528

Source date

September 18, 2026
WRAPMANAGER INC
Investment adviser

SEC file number

801-57629

Source date

March 27, 2026
WRB SERRA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-106524

Source date

March 27, 2026
WRENNE FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-124952

Source date

September 3, 2026
WRH ENERGY PARTNERS, L.L.C.
Exempt reporting adviser

SEC file number

802-75494

Source date

March 26, 2026
WRIGHT COVE CAPITAL, LLC
Investment adviser

SEC file number

801-132151

Source date

January 26, 2026
WRIGHT INVESTORS SERVICE INC
Investment adviser

SEC file number

801-51257

Source date

March 16, 2026
WRIGHT PRIVATE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-66231

Source date

May 11, 2026
WRIGHT WEALTH LLC
Investment adviser

SEC file number

801-136394

Source date

September 25, 2026
WRIGHT WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-131932

Source date

March 18, 2026
WRONA INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-117877

Source date

June 26, 2026
WSC & COMPANY, LLC
Investment adviser

SEC file number

801-128198

Source date

May 7, 2026
WT ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-118091

Source date

May 28, 2026
WT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112701

Source date

March 2, 2026
WULFF, HANSEN & CO.
Investment adviser

SEC file number

801-126111

Source date

July 10, 2026
WURZ FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-135149

Source date

July 21, 2026
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC
Exempt reporting adviser

SEC file number

802-113389

Source date

March 30, 2026
WWB ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-113987

Source date

May 29, 2026
WWM ADVISORY INC.
Investment adviser

SEC file number

801-119043

Source date

March 10, 2026
WXHV, LLC
Exempt reporting adviser

SEC file number

802-106673

Source date

March 31, 2026
WYNKOOP LLC
Investment adviser

SEC file number

801-113339

Source date

June 17, 2026
WYNN CAPITAL LLC
Investment adviser

SEC file number

801-124996

Source date

April 22, 2026
WYNN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-135896

Source date

March 31, 2026
WYNNCHURCH CAPITAL, L.P.
Investment adviser

SEC file number

801-80444

Source date

March 23, 2026
WYNNEFIELD CAPITAL, INC.
Investment adviser

SEC file number

801-73498

Source date

June 15, 2026
WYNWOOD CAPITAL, LLC
Investment adviser

SEC file number

801-108140

Source date

March 16, 2026
WYO VC MANAGEMENT I LLC
Exempt reporting adviser

SEC file number

802-134213

Source date

March 27, 2026
WYOMING FINANCIAL GROUP, INC.
Exempt reporting adviser

SEC file number

802-133003

Source date

March 10, 2026
WYSER-PRATTE MANAGEMENT CO., INC.
Investment adviser

SEC file number

801-42253

Source date

March 31, 2026
WYZE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-129933

Source date

July 17, 2026
X ADVISORS, LLC
Investment adviser

SEC file number

801-130931

Source date

May 18, 2026
X/SEED MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-75135

Source date

February 25, 2026
XA INVESTMENTS LLC
Investment adviser

SEC file number

801-110653

Source date

March 17, 2026
XANDER INVESTMENT MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-122230

Source date

March 31, 2026
XANTOS LABS, LLC
Investment adviser

SEC file number

801-120191

Source date

January 14, 2026
XCEL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113826

Source date

February 19, 2026
XCELLERANT VENTURES, LLC
Investment adviser

SEC file number

801-132934

Source date

March 31, 2026
XCELSIOR ADVISOR PARTNERS LLC
Investment adviser

SEC file number

801-132014

Source date

July 24, 2026
XCEPTION ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-134430

Source date

May 27, 2026
XCHANGEFUND LLC
Exempt reporting adviser

SEC file number

802-133739

Source date

February 2, 2026
XD FUND ADVISOR LLC
Investment adviser

SEC file number

801-128841

Source date

August 24, 2026
XE FUND ADVISORY, LLC
Exempt reporting adviser

SEC file number

802-136143

Source date

March 31, 2026
XEBEC ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-118122

Source date

March 30, 2026
XENA FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-134943

Source date

September 2, 2026
XENDIA WEALTH LLC
Investment adviser

SEC file number

801-113402

Source date

March 23, 2026
XENON AIFM S.A.
Exempt reporting adviser

SEC file number

802-135658

Source date

February 24, 2026
X-FLEXI INC.
Exempt reporting adviser

SEC file number

802-134493

Source date

September 5, 2025
XFUND MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-88200

Source date

March 13, 2026
XIGINVENT, L.L.C.
Investment adviser

SEC file number

801-74128

Source date

September 25, 2026
XINGTAI CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-119793

Source date

March 9, 2026
XIOS LLC
Exempt reporting adviser

SEC file number

802-136872

Source date

June 26, 2026
XML FINANCIAL, LLC
Investment adviser

SEC file number

801-108376

Source date

June 2, 2026
XN LP
Investment adviser

SEC file number

801-118477

Source date

March 31, 2026
XNIHILO MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137232

Source date

August 5, 2026
XNOVA VENTURE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136727

Source date

June 12, 2026
XP ADVISORY US, INC.
Investment adviser

SEC file number

801-114590

Source date

April 20, 2026
XPLORER CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119052

Source date

July 29, 2026
XPONANCE ALTS SOLUTIONS, LLC
Investment adviser

SEC file number

801-122221

Source date

March 31, 2026
XPONANCE LLC
Investment adviser

SEC file number

801-51407

Source date

September 3, 2026
XPS CAPITAL LLC
Investment adviser

SEC file number

801-124729

Source date

July 23, 2026
XPV MANAGEMENT LLC
Investment adviser

SEC file number

801-134045

Source date

April 30, 2026
XPV WATER PARTNERS INC.
Exempt reporting adviser

SEC file number

802-77269

Source date

March 18, 2026
XRC INVESTMENT ADVISORS LLC
Exempt reporting adviser

SEC file number

802-123105

Source date

March 23, 2026
X-SQUARE CAPITAL, LLC
Investment adviser

SEC file number

801-88171

Source date

April 13, 2026
XTELLUS ADVISORS LLC
Exempt reporting adviser

SEC file number

802-130945

Source date

May 14, 2026
XUEQIU HOLDINGS LIMITED
Investment adviser

SEC file number

801-112285

Source date

March 31, 2026
XVC MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-113742

Source date

March 30, 2026
XXEC INC
Investment adviser

SEC file number

801-114089

Source date

June 4, 2026
XXI WEALTH, LLC
Investment adviser

SEC file number

801-130939

Source date

March 12, 2026
XY INVESTMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-118916

Source date

September 16, 2026
XY INVESTMENTS (HK) LTD
Investment adviser

SEC file number

801-117831

Source date

September 16, 2026
XYZ VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-124828

Source date

March 26, 2026
Y COMBINATOR MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-80528

Source date

March 27, 2026
Y INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-134601

Source date

February 18, 2026
Y2 CAPITAL PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-121779

Source date

February 26, 2026
YACKTMAN ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-76744

Source date

March 26, 2026
YAHARA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135019

Source date

March 13, 2026
YAKIRA CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-74073

Source date

April 22, 2026
YALI PARTNERS LLP
Exempt reporting adviser

SEC file number

802-137344

Source date

August 20, 2026
YANDELL INVESTMENTS, LLC
Investment adviser

SEC file number

801-131115

Source date

August 25, 2026
YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-123404

Source date

January 27, 2026
YARDLEY WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-121464

Source date

April 23, 2026
YARGER WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-119409

Source date

August 19, 2026
YAUPON CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-114061

Source date

March 31, 2026
YCC CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137145

Source date

July 22, 2026
YCG, LLC
Investment adviser

SEC file number

801-68621

Source date

August 25, 2026
YDFS, INC.
Investment adviser

SEC file number

801-134115

Source date

March 31, 2026
YEAR ZERO VENTURES GROUP LLC
Exempt reporting adviser

SEC file number

802-135700

Source date

February 26, 2026
YEARWOOD YOUNG ADVISORS LLC
Investment adviser

SEC file number

801-127793

Source date

March 25, 2026
YELLOW WOOD PARTNERS LLC
Investment adviser

SEC file number

801-78098

Source date

July 29, 2026
YELLOWSTONE CAPITAL PARTNERS US, LLC
Investment adviser

SEC file number

801-134069

Source date

April 27, 2026
YES VC MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-124913

Source date

March 20, 2026
YESKE BUIE INC.
Investment adviser

SEC file number

801-68187

Source date

September 17, 2026
YHB INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-35916

Source date

March 18, 2026
YIELD CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-131573

Source date

March 16, 2026
YIELDPOINT, L.P.
Investment adviser

SEC file number

801-134006

Source date

May 11, 2026
YIHENG CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-77674

Source date

March 30, 2026
YIM INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-64818

Source date

March 25, 2026
Y-INTERCEPT (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-114586

Source date

July 21, 2026
YK BIOVENTURES CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-131248

Source date

March 31, 2026
YLR MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129201

Source date

March 27, 2026
YLV MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-78555

Source date

March 16, 2026
YODER WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-115215

Source date

January 7, 2026
YOFFE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-80569

Source date

February 5, 2026
YOLO MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-125920

Source date

March 6, 2026
YON DRAKE & ASSOCIATES INC
Investment adviser

SEC file number

801-49757

Source date

March 30, 2026
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-70315

Source date

March 27, 2026
YORK IE HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-127834

Source date

February 17, 2026
YORKTOWN MANAGEMENT AND RESEARCH CO INC
Investment adviser

SEC file number

801-23441

Source date

March 24, 2026
YORKTOWN PARTNERS LLC
Exempt reporting adviser

SEC file number

802-75937

Source date

March 30, 2026
YORKVILLE ADVISORS GLOBAL, LP
Investment adviser

SEC file number

801-126109

Source date

May 21, 2026
YORKVILLE AMERICA EQUITIES, LLC
Investment adviser

SEC file number

801-133854

Source date

March 31, 2026
YOSEMITE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-62374

Source date

March 31, 2026
YOSEMITE MANAGEMENT, LLC
Investment adviser

SEC file number

801-128248

Source date

March 31, 2026
YOSHI ADVISORY LLC
Investment adviser

SEC file number

801-136183

Source date

September 9, 2026
YOUNG RICHARD C & CO LTD
Investment adviser

SEC file number

801-35765

Source date

March 25, 2026
YOUR ADVOCATES, LTD., LLP
Investment adviser

SEC file number

801-65283

Source date

March 23, 2026
YOUR FINANCIAL PHARMACIST PLANNING, LLC
Investment adviser

SEC file number

801-118236

Source date

June 23, 2026
YOUR IA, LLC
Investment adviser

SEC file number

801-134511

Source date

August 11, 2026
YOUR PRIVATE CLIENT GROUP, INC.
Investment adviser

SEC file number

801-112586

Source date

July 2, 2026
YOUSIF CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120350

Source date

March 23, 2026
YPV MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132782

Source date

April 2, 2026
YS BIOVENTURE MANAGE INC.
Exempt reporting adviser

SEC file number

802-125819

Source date

March 16, 2026
YU CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-123351

Source date

March 31, 2026
YU GALAXY LLC
Exempt reporting adviser

SEC file number

802-126941

Source date

March 30, 2026
YUANBIO VENTURE CAPITAL II GP LTD.
Exempt reporting adviser

SEC file number

802-125818

Source date

March 16, 2026
YUCAIPA MASTER MANAGER, LLC
Investment adviser

SEC file number

801-73404

Source date

March 30, 2026
YUKON PARTNERS MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-73542

Source date

March 30, 2026
YUKON WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-80908

Source date

March 3, 2026
YUNFENG CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-114054

Source date

March 31, 2026
YUNISTONE INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-132519

Source date

February 10, 2026
YUNQI CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-113445

Source date

March 20, 2026
Z CAPITAL GROUP, L.L.C.
Investment adviser

SEC file number

801-73820

Source date

May 27, 2026
Z3 CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-133810

Source date

September 11, 2026
Z5 CAPITAL LLC
Exempt reporting adviser

SEC file number

802-132647

Source date

May 1, 2026
ZAABA CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-123489

Source date

March 23, 2026
ZACKS INTELLIGENCE LLC
Investment adviser

SEC file number

801-131598

Source date

May 29, 2026
ZACKS INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-40592

Source date

May 29, 2026
ZACUA MANCO, LLC
Exempt reporting adviser

SEC file number

802-131350

Source date

April 3, 2026
ZADIG ASSET MANAGEMENT S.A.
Investment adviser

SEC file number

801-78318

Source date

June 29, 2026
ZAI TECHNOLOGIES LLC
Investment adviser

SEC file number

801-136243

Source date

September 8, 2026
ZAIS GROUP LLC
Investment adviser

SEC file number

801-54979

Source date

June 4, 2026
ZAKARA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-133778

Source date

March 23, 2026
ZAMA CAPITAL ADVISORS LP
Exempt reporting adviser

SEC file number

802-114406

Source date

March 11, 2026
ZANBATO ADVISORS LLC
Investment adviser

SEC file number

801-130739

Source date

December 24, 2025
ZANETTI FINANCIAL, LLC
Investment adviser

SEC file number

801-122424

Source date

April 6, 2026
ZARVONA ENERGY LLC
Investment adviser

SEC file number

801-111812

Source date

March 31, 2026
ZAS VENTURES, LLC
Exempt reporting adviser

SEC file number

802-128807

Source date

March 16, 2026
ZAZOVE ASSOCIATES LLC
Investment adviser

SEC file number

801-34818

Source date

April 29, 2026
ZBS PARTNERS, LLC
Investment adviser

SEC file number

801-128111

Source date

September 16, 2026
ZC ADVISOR, LLC
Exempt reporting adviser

SEC file number

802-128487

Source date

March 30, 2026
ZCAP LLP
Exempt reporting adviser

SEC file number

802-134852

Source date

March 26, 2026
ZEAL CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122335

Source date

March 31, 2026
ZEBEDEE CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-108757

Source date

April 17, 2026
ZEBRA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131220

Source date

March 27, 2026
ZEBRA GLOBAL CAPITAL MANAGEMENT (SINGAPORE) PTE. LTD.
Exempt reporting adviser

SEC file number

802-125990

Source date

March 20, 2026
ZEEV VENTURES, LLC
Exempt reporting adviser

SEC file number

802-115121

Source date

March 24, 2026
ZEFF HOLDING COMPANY, LLC
Exempt reporting adviser

SEC file number

802-123119

Source date

February 2, 2026
ZEGA INVESTMENTS, LLC
Investment adviser

SEC file number

801-130244

Source date

March 27, 2026
ZEIT CAPITAL LLC
Investment adviser

SEC file number

801-121663

Source date

March 17, 2026
ZELDA VENTURES, LLC
Exempt reporting adviser

SEC file number

802-130061

Source date

March 31, 2026
ZELKOVA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128430

Source date

March 23, 2026
ZEMENICK & WALKER INC
Investment adviser

SEC file number

801-55615

Source date

March 11, 2026
ZENIT WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-133729

Source date

March 2, 2026
ZENITH ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-135252

Source date

February 18, 2026
ZENITH AM
Investment adviser

SEC file number

801-81138

Source date

April 2, 2026
ZENITH SOLUTIONS, INC.
Investment adviser

SEC file number

801-129630

Source date

May 27, 2026
ZENO EQUITY PARTNERS LLP
Exempt reporting adviser

SEC file number

802-74732

Source date

March 18, 2026
ZENTALIS INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135147

Source date

December 14, 2025
ZENTARA EXCHANGE LTD
Exempt reporting adviser

SEC file number

802-134379

Source date

August 19, 2025
ZENTIFIC INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-100468

Source date

April 2, 2026
ZENTIS CAPITAL MANAGEMENT
Exempt reporting adviser

SEC file number

802-136594

Source date

May 28, 2026
ZENVIO INC
Exempt reporting adviser

SEC file number

802-134456

Source date

August 29, 2025
ZENYTH ADVISORS LLC
Investment adviser

SEC file number

801-117088

Source date

April 29, 2026
ZEPHYR INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-118365

Source date

March 31, 2026
ZEPHYR MANAGEMENT, L.P.
Investment adviser

SEC file number

801-128453

Source date

March 17, 2026
ZEPHYROS LONDON MARKET IM, LLC
Exempt reporting adviser

SEC file number

802-135280

Source date

January 6, 2026
ZERMATT WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-17502

Source date

July 24, 2026
ZERMATT WEALTH, LLC
Investment adviser

SEC file number

801-118131

Source date

September 15, 2026
ZERO DAY CAPITAL ENTERPRISES LLC
Investment adviser

SEC file number

801-130224

Source date

August 19, 2026
ZERO INFINITY PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-126001

Source date

March 23, 2026
ZERO LABS INC.
Investment adviser

SEC file number

801-137359

Source date

September 21, 2026
ZEST CAPITAL LLC
Investment adviser

SEC file number

801-122725

Source date

March 30, 2026
ZETLAND CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-114279

Source date

June 29, 2026
ZEVENBERGEN CAPITAL INVESTMENTS LLC
Investment adviser

SEC file number

801-62477

Source date

September 4, 2026
ZEVIN ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-77093

Source date

March 26, 2026
ZEVIX FUND AMERICA LLC
Exempt reporting adviser

SEC file number

802-134492

Source date

March 30, 2026
ZHANG FINANCIAL LLC
Investment adviser

SEC file number

801-72987

Source date

March 31, 2026
ZHEN ADVISORS, LTD.
Exempt reporting adviser

SEC file number

802-107853

Source date

March 27, 2026
ZHONG OU RABBIT (HONG KONG) ASSETS MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-129488

Source date

March 4, 2026
ZHUHAI SHERPA EQUITY INVESTMENT MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-118655

Source date

March 13, 2026
ZIDEL FINANCIAL, INC.
Investment adviser

SEC file number

801-123333

Source date

March 27, 2026
ZIGG CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-115189

Source date

March 30, 2026
ZILKHA INVESTMENTS, L.P.
Exempt reporting adviser

SEC file number

802-79150

Source date

March 13, 2026
ZIMMER PARTNERS, LP
Investment adviser

SEC file number

801-77360

Source date

April 6, 2026
ZIMMERMAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-62210

Source date

August 27, 2026
ZIMMERMANN ALAN L
Investment adviser

SEC file number

801-45566

Source date

March 17, 2026
ZINNIA WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-132847

Source date

August 4, 2026
ZIONS CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-63287

Source date

March 24, 2026
ZMC ADVISORS, L.P.
Investment adviser

SEC file number

801-73697

Source date

March 31, 2026
ZOCK ROBERT A & CO INC
Investment adviser

SEC file number

801-11929

Source date

March 31, 2026
ZOE FINANCIAL, INC.
Investment adviser

SEC file number

801-117745

Source date

September 2, 2026
ZONE 2 VENTURES LLC
Exempt reporting adviser

SEC file number

802-135345

Source date

January 15, 2026
ZOO CAPITAL ADVISORY LTD.
Exempt reporting adviser

SEC file number

802-118393

Source date

March 30, 2026
ZOOP ALPHA LLC
Investment adviser

SEC file number

801-137254

Source date

September 10, 2026
ZORA I.I. LTD.
Exempt reporting adviser

SEC file number

802-108203

Source date

March 30, 2026
ZOUK CAPITAL LLP
Exempt reporting adviser

SEC file number

802-74936

Source date

March 27, 2026
ZOZOTRADE INC
Exempt reporting adviser

SEC file number

802-134767

Source date

October 16, 2025
ZS FUND ADVISERS LLC
Exempt reporting adviser

SEC file number

802-127758

Source date

March 20, 2026
ZUCKERMAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-135560

Source date

April 23, 2026
ZUCKERMAN INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-65050

Source date

September 1, 2026
ZULAUF ASSET MANAGEMENT AG
Investment adviser

SEC file number

801-42246

Source date

June 23, 2026
ZULLO INVESTMENT GROUP, INC.
Investment adviser

SEC file number

801-120008

Source date

February 23, 2026
ZUNA, LLC
Investment adviser

SEC file number

801-117623

Source date

March 10, 2026
ZURAW FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-80364

Source date

February 23, 2026
ZWEIG-DIMENNA ASSOCIATES LLC
Investment adviser

SEC file number

801-73451

Source date

April 29, 2026
ZWJ INVESTMENT COUNSEL INC
Investment adviser

SEC file number

801-16306

Source date

March 26, 2026
ZX SQUARED CAPITAL MANAGEMENT US, LLC
Exempt reporting adviser

SEC file number

802-134881

Source date

March 19, 2026
ZYNERGY RETIREMENT PLANNING
Investment adviser

SEC file number

801-129005

Source date

June 3, 2026