Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 92 of 96

VOSS CAPITAL, LP
Investment adviser

SEC file number

801-115119

Source date

March 31, 2026
VOSS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135694

Source date

June 3, 2026
VOXEL CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-136748

Source date

September 9, 2026
VOYA ALTERNATIVE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-51125

Source date

September 29, 2026
VOYA FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-46585

Source date

October 22, 2026
VOYA INVESTMENT MANAGEMENT (UK) LIMITED
Investment adviser

SEC file number

801-123486

Source date

March 24, 2026
VOYA INVESTMENT MANAGEMENT CO. LLC
Investment adviser

SEC file number

801-9046

Source date

September 29, 2026
VOYA INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-55232

Source date

September 29, 2026
VOYA INVESTMENTS, LLC
Investment adviser

SEC file number

801-48282

Source date

September 29, 2026
VOYA RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-57963

Source date

March 6, 2026
VOYAGE SECURITIES LTD.
Exempt reporting adviser

SEC file number

802-134926

Source date

November 10, 2025
VOYAGE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-126898

Source date

March 6, 2026
VOYAGER CAPITAL LLC
Exempt reporting adviser

SEC file number

802-75125

Source date

March 31, 2026
VOYAGER GLOBAL MANAGEMENT LP
Investment adviser

SEC file number

801-120150

Source date

March 31, 2026
VOYAGER MANAGEMENT, LLC
Investment adviser

SEC file number

801-65229

Source date

February 23, 2026
VOYAGER PARTNERS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122238

Source date

February 25, 2026
VPWM ADVISORS, LLC
Investment adviser

SEC file number

801-99343

Source date

June 25, 2026
VR ADVISORY SERVICES LTD.
Investment adviser

SEC file number

801-65792

Source date

March 31, 2026
VR FUND MANAGEMENT, L.L.C
Exempt reporting adviser

SEC file number

802-130439

Source date

July 29, 2026
VRM PENZINI CAPITAL L.L.C.
Investment adviser

SEC file number

801-135950

Source date

March 24, 2026
VSM WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-121412

Source date

September 11, 2026
V-SQUARE QUANTITATIVE MANAGEMENT LLC
Investment adviser

SEC file number

801-119868

Source date

March 6, 2026
VSS FUND MANAGEMENT LLC
Investment adviser

SEC file number

801-73930

Source date

March 27, 2026
VSV MANAGEMENT, LLC
Investment adviser

SEC file number

801-123062

Source date

April 9, 2026
VT PARTNERS AG
Investment adviser

SEC file number

801-135627

Source date

June 1, 2026
VULCAN VALUE PARTNERS LLC
Investment adviser

SEC file number

801-70739

Source date

September 15, 2026
VULPES INVESTMENT MANAGEMENT PRIVATE LIMITED
Investment adviser

SEC file number

801-134470

Source date

March 30, 2026
VV CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-79281

Source date

March 27, 2026
VV MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122072

Source date

March 24, 2026
VVR HOLDINGS LLC
Investment adviser

SEC file number

801-131983

Source date

October 1, 2026
VW MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-124897

Source date

March 30, 2026
VWH CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-110899

Source date

March 31, 2026
VXI CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130344

Source date

June 24, 2026
VY CAPITAL MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-80217

Source date

March 31, 2026
W & S MANAGEMENT SERVICES, INC.
Investment adviser

SEC file number

801-69165

Source date

March 26, 2026
W ADVISORS LLC
Investment adviser

SEC file number

801-78543

Source date

September 14, 2026
W CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73383

Source date

April 29, 2026
W HEALTH VENTURES GP LLC
Exempt reporting adviser

SEC file number

802-136046

Source date

March 27, 2026
W&S ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-132082

Source date

November 2, 2026
W&S BROKERAGE SERVICES, INC.
Investment adviser

SEC file number

801-113946

Source date

August 4, 2026
W. H. REAVES & CO., INC.
Investment adviser

SEC file number

801-13457

Source date

February 10, 2026
W.B. EDWARDS LLC
Investment adviser

SEC file number

801-136688

Source date

July 1, 2026
W.E. FAMILY OFFICES, LLC
Investment adviser

SEC file number

801-60025

Source date

April 21, 2026
W.G.SHAHEEN & ASSOCIATES,LTD.
Investment adviser

SEC file number

801-60710

Source date

September 1, 2026
W11 CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127360

Source date

March 2, 2026
W1M WEALTH MANAGEMENT LIMITED
Investment adviser

SEC file number

801-63787

Source date

May 7, 2026
W2B, INC.
Investment adviser

SEC file number

801-130228

Source date

March 31, 2026
WABASH CAPITAL, INC.
Investment adviser

SEC file number

801-56063

Source date

August 3, 2026
WACKER & ASSOCIATES, INC.
Investment adviser

SEC file number

801-132015

Source date

April 13, 2026
WACO VENTURES MANAGEMENT OPCO, LP
Exempt reporting adviser

SEC file number

802-130137

Source date

April 1, 2026
WACONA CAPITAL, LLC
Investment adviser

SEC file number

801-135039

Source date

November 25, 2025
WAFD WEALTH, INC
Investment adviser

SEC file number

801-134074

Source date

January 29, 2026
WAFRA INC.
Investment adviser

SEC file number

801-23491

Source date

June 12, 2026
WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-108404

Source date

February 24, 2026
WAGNER CARBON MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-125982

Source date

July 24, 2026
WAGNER FINANCIAL, LLC
Investment adviser

SEC file number

801-124939

Source date

March 10, 2026
WAGNER WEALTH MANAGEMENT, CORP.
Investment adviser

SEC file number

801-130926

Source date

March 23, 2026
WAHA INVESTMENTS LTD
Exempt reporting adviser

SEC file number

802-136159

Source date

April 1, 2026
WAHED INVEST LLC
Investment adviser

SEC file number

801-106499

Source date

October 12, 2026
WAINWRIGHT INVESTMENT COUNSEL LLC
Investment adviser

SEC file number

801-56485

Source date

September 15, 2026
WAKEFIELD ASSET MANAGEMENT, LLLP
Investment adviser

SEC file number

801-68152

Source date

March 30, 2026
WAKEFIELD WEALTH MANAGEMENT, LLLP
Investment adviser

SEC file number

801-80693

Source date

March 30, 2026
WALDEN CATALYST MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122178

Source date

March 30, 2026
WALDO.AI, INC.
Investment adviser

SEC file number

801-133916

Source date

October 20, 2026
WALDRON PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-77628

Source date

October 1, 2026
WALKABOUT VENTURES LLC
Exempt reporting adviser

SEC file number

802-130050

Source date

March 27, 2026
WALKER & DUNLOP INVESTMENT PARTNERS, INC.
Investment adviser

SEC file number

801-77397

Source date

March 27, 2026
WALKER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-108310

Source date

October 22, 2026
WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS
Investment adviser

SEC file number

801-113658

Source date

March 30, 2026
WALKER FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-120466

Source date

October 27, 2026
WALKNER CONDON FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-114882

Source date

September 23, 2026
WALK-ON CAPITAL, LLC
Investment adviser

SEC file number

801-130519

Source date

March 31, 2026
WALL CAPITAL GROUP, INC.
Investment adviser

SEC file number

801-41815

Source date

April 20, 2026
WALL STREET FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-130574

Source date

January 20, 2026
WALL STREET INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-125932

Source date

March 30, 2026
WALLACE ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-106666

Source date

January 27, 2026
WALLACE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-70100

Source date

March 31, 2026
WALLACE FINANCE CO.
Investment adviser

SEC file number

801-135378

Source date

May 27, 2026
WALLACE HART LLC
Investment adviser

SEC file number

801-108930

Source date

March 24, 2026
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114386

Source date

March 6, 2026
WALLENDER, TIMOTHY JOSEPH
Investment adviser

SEC file number

801-131292

Source date

April 3, 2026
WALLER FINANCIAL PLANNING GROUP, INC.
Investment adviser

SEC file number

801-72938

Source date

March 17, 2026
WALLEYE CAPITAL LLC
Investment adviser

SEC file number

801-113731

Source date

September 28, 2026
WALLEYE PARTNERS LLC
Investment adviser

SEC file number

801-131353

Source date

May 27, 2026
WALLICK INVESTMENTS, LLC
Investment adviser

SEC file number

801-133719

Source date

October 30, 2026
WALLINGTON ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-67613

Source date

September 23, 2026
WALLSTREETI.COM LLC.
Investment adviser

SEC file number

801-122440

Source date

March 31, 2026
WALLSTREETX ETFS, INC.
Investment adviser

SEC file number

801-135201

Source date

May 18, 2026
WALNUT GROVE CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-126320

Source date

September 11, 2026
WALNUT INVESTMENT SERVICES LLC
Investment adviser

SEC file number

801-128864

Source date

April 6, 2026
WALNUT LEVEL CAPITAL LLC
Investment adviser

SEC file number

801-128518

Source date

June 1, 2026
WALNUT PRIVATE EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-78492

Source date

April 20, 2026
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
Investment adviser

SEC file number

801-127246

Source date

September 17, 2026
WALSH & ASSOCIATES, LLC
Investment adviser

SEC file number

801-77605

Source date

March 10, 2026
WALSKY INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-124822

Source date

March 12, 2026
WALTER & KEENAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-22367

Source date

March 27, 2026
WALTER C. FLOWER & CO., INC
Investment adviser

SEC file number

801-14116

Source date

February 4, 2026
WALTER SCOTT & PARTNERS LIMITED
Investment adviser

SEC file number

801-19420

Source date

March 30, 2026
WALTON FINANCIAL
Investment adviser

SEC file number

801-130481

Source date

June 18, 2026
WALTON STREET CAPITAL, L.L.C.
Investment adviser

SEC file number

801-69403

Source date

March 31, 2026
WARANA CAPITAL, LLC
Investment adviser

SEC file number

801-110736

Source date

March 26, 2026
WARATAH CAPITAL ADVISORS LTD.
Investment adviser

SEC file number

801-80714

Source date

March 31, 2026
WARBERG ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-76808

Source date

March 31, 2026
WARBURG PINCUS LLC
Investment adviser

SEC file number

801-73264

Source date

March 31, 2026
WARBURTON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-78149

Source date

November 3, 2026
WARD & ASSOCIATES
Investment adviser

SEC file number

801-55927

Source date

June 23, 2026
WARDROOM PARTNERS
Investment adviser

SEC file number

801-122346

Source date

October 23, 2026
WARLOCK INC
Exempt reporting adviser

SEC file number

802-135343

Source date

January 15, 2026
WARLOCK LTD.
Exempt reporting adviser

SEC file number

802-136336

Source date

April 23, 2026
WARM SPRINGS ADVISORS INC.
Investment adviser

SEC file number

801-134774

Source date

February 13, 2026
WARNER FINANCIAL, INC
Investment adviser

SEC file number

801-64223

Source date

February 9, 2026
WARNER GROUP LLC
Investment adviser

SEC file number

801-132255

Source date

October 16, 2026
WARREN CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-121205

Source date

June 11, 2026
WARREN EQUITY PARTNERS MANAGER, L.P.
Investment adviser

SEC file number

801-117079

Source date

October 15, 2026
WARREN STREET WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-117597

Source date

March 30, 2026
WARWICK CAPITAL PARTNERS (US) LP
Investment adviser

SEC file number

801-127466

Source date

March 26, 2026
WARWICK CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-74437

Source date

March 26, 2026
WARWICK GROUP II, INC.
Investment adviser

SEC file number

801-132994

Source date

April 30, 2026
WARWICK INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-96290

Source date

August 10, 2026
WARWICK INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-14704

Source date

June 16, 2026
WASATCH ADVISORS LP
Investment adviser

SEC file number

801-11095

Source date

March 16, 2026
WASATCH INVESTMENT FUND MANAGER, LLC
Investment adviser

SEC file number

801-131709

Source date

March 12, 2026
WASATCH VENTURE MANAGEMENT, LLC
Investment adviser

SEC file number

801-131707

Source date

March 27, 2026
WASHBURN CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-112874

Source date

February 12, 2026
WASHINGTON AVENUE ADVISORS, LLC
Investment adviser

SEC file number

801-118372

Source date

May 14, 2026
WASHINGTON CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-14263

Source date

September 24, 2026
WASHINGTON CROSSING ADVISORS LLC
Investment adviser

SEC file number

801-108807

Source date

April 22, 2026
WASHINGTON FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-136644

Source date

July 6, 2026
WASHINGTON GROWTH STRATEGIES LLC
Investment adviser

SEC file number

801-80069

Source date

February 9, 2026
WASHINGTON HARBOUR PARTNERS LP
Investment adviser

SEC file number

801-119968

Source date

July 28, 2026
WASHINGTON PARK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-134975

Source date

March 11, 2026
WASHINGTON SQUARE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-96237

Source date

January 24, 2026
WASHINGTON TRUST ADVISORS, INC.
Investment adviser

SEC file number

801-18403

Source date

May 4, 2026
WASSAW SOUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-132410

Source date

March 11, 2026
WASSERSTEIN MANAGEMENT, LP
Investment adviser

SEC file number

801-109919

Source date

March 31, 2026
WATCH HILL FINANCIAL INC
Investment adviser

SEC file number

801-137166

Source date

September 17, 2026
WATCHFIRE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127906

Source date

March 11, 2026
WATCHSTONE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-110816

Source date

February 18, 2026
WATCHTOWER ADVISORS, LP
Investment adviser

SEC file number

801-114713

Source date

April 24, 2026
WATER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-70607

Source date

May 4, 2026
WATER ISLAND CAPITAL,LLC
Investment adviser

SEC file number

801-57341

Source date

March 30, 2026
WATER STREET CAPITAL, INC.
Investment adviser

SEC file number

801-73810

Source date

March 31, 2026
WATER STREET HEALTHCARE PARTNERS, LLC
Investment adviser

SEC file number

801-73050

Source date

March 30, 2026
WATER VALLEY INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-121860

Source date

July 15, 2026
WATEREQUITY LLC
Investment adviser

SEC file number

801-121365

Source date

October 27, 2026
WATERFALL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-65087

Source date

July 23, 2026
WATERFORD ADVISORS, LLC
Investment adviser

SEC file number

801-62941

Source date

March 31, 2026
WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-108907

Source date

March 18, 2026
WATERFRONT CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-78092

Source date

October 19, 2026
WATERFRONT INTERNATIONAL LTD.
Exempt reporting adviser

SEC file number

802-110944

Source date

March 20, 2026
WATERFRONT WEALTH INC.
Investment adviser

SEC file number

801-110161

Source date

August 19, 2026
WATERLAND PRIVATE EQUITY INVESTMENTS B.V.
Exempt reporting adviser

SEC file number

802-76310

Source date

March 31, 2026
WATERLINE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-118629

Source date

March 2, 2026
WATERLOO CAPITAL, L.P.
Investment adviser

SEC file number

801-63975

Source date

October 27, 2026
WATERMARK GROUP, INC.
Investment adviser

SEC file number

801-37258

Source date

April 1, 2026
WATERMARK INVESTMENT MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-122948

Source date

March 9, 2026
WATERMILL MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-126185

Source date

March 30, 2026
WATEROUS ENERGY FUND MANAGEMENT (US), LLC
Investment adviser

SEC file number

801-112304

Source date

March 29, 2026
WATEROUS ENERGY FUND MANAGEMENT CORP. (ALBERTA)
Exempt reporting adviser

SEC file number

802-114069

Source date

March 29, 2026
WATERS, PARKERSON & CO., LLC
Investment adviser

SEC file number

801-8754

Source date

May 26, 2026
WATERSHED COLLECTIVE LLC
Exempt reporting adviser

SEC file number

802-129599

Source date

March 31, 2026
WATERSHED PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-122309

Source date

August 31, 2026
WATERSTONE FINANCIAL ADVISORY LLC
Investment adviser

SEC file number

801-127693

Source date

July 7, 2026
WATERTON COPPER MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-130897

Source date

March 30, 2026
WATERTON GOLD MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-136539

Source date

May 20, 2026
WATERTON INVESTMENT ADVISER, L.L.C.
Investment adviser

SEC file number

801-109009

Source date

June 3, 2026
WATERTOWER VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120493

Source date

February 27, 2026
WATERVILLE INVESTMENT PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-122009

Source date

July 2, 2025
WATERWAY WEALTH MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-77571

Source date

October 27, 2026
WATERWHEEL CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-111655

Source date

March 26, 2026
WATKINSON CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-132546

Source date

September 8, 2026
WATTS CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-78813

Source date

September 9, 2026
WATTS GWILLIAM & COMPANY, LLC
Investment adviser

SEC file number

801-63078

Source date

July 28, 2026
WAUD CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73921

Source date

March 31, 2026
WAVE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-121804

Source date

March 27, 2026
WAVE DIGITAL ASSETS INTERNATIONAL LTD.
Exempt reporting adviser

SEC file number

802-132322

Source date

March 31, 2026
WAVE DIGITAL ASSETS LLC
Investment adviser

SEC file number

801-121282

Source date

August 21, 2026
WAVE EQUITY PARTNERS LLC
Investment adviser

SEC file number

801-118541

Source date

October 21, 2026
WAVE HILL CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-79283

Source date

March 10, 2026
WAVE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131305

Source date

February 23, 2026
WAVECREST MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-112808

Source date

March 19, 2026
WAVELAND INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-79228

Source date

March 30, 2026
WAVELENGTH CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-78192

Source date

February 20, 2026
WAVEMAKER PACIFIC PARTNERS PTE LTD
Exempt reporting adviser

SEC file number

802-129318

Source date

March 26, 2026
WAVERLEY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120817

Source date

March 21, 2026
WAVERLEY WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-123471

Source date

January 23, 2026
WAVERLY ADVISORS, LLC
Investment adviser

SEC file number

801-60741

Source date

August 31, 2026
WAVESLICE FUND LP
Exempt reporting adviser

SEC file number

802-129784

Source date

February 12, 2026
WAVVEST WEALTH LLC
Investment adviser

SEC file number

801-130721

Source date

October 1, 2026
WAX ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-135836

Source date

March 12, 2026
WAYCROSS GP, LLC
Investment adviser

SEC file number

801-135691

Source date

February 25, 2026
WAYCROSS INVESTMENT MANAGEMENT COMPANY
Investment adviser

SEC file number

801-120007

Source date

March 6, 2026
WAYCROSS PARTNERS, LLC
Investment adviser

SEC file number

801-81041

Source date

June 2, 2026
WAYFINDER VENTURES MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-129876

Source date

March 20, 2026
WAYFINDING FINANCIAL, LLC
Investment adviser

SEC file number

801-118057

Source date

February 25, 2026
WAYPOINT CAPITAL PARTNERS ADVISORS, LLC
Investment adviser

SEC file number

801-131702

Source date

June 12, 2026
WAYPOINT WEALTH COUNSEL LLC
Investment adviser

SEC file number

801-110569

Source date

August 4, 2026
WAYPOINT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110641

Source date

August 5, 2026
WAYPOINTE LIMITED
Exempt reporting adviser

SEC file number

802-106494

Source date

March 26, 2026
WAYPOINTS FINANCIAL, LLC
Investment adviser

SEC file number

801-130707

Source date

March 19, 2026
WAYS OUT, LLC
Exempt reporting adviser

SEC file number

802-135923

Source date

March 22, 2026
WAYSTONE ADVISORS LLC
Investment adviser

SEC file number

801-129211

Source date

October 22, 2026
WAYSTONE ASSET MANAGEMENT (USA) LLC
Investment adviser

SEC file number

801-132327

Source date

March 31, 2026
WAYSTONE MANAGEMENT COMPANY (IE) LIMITED
Exempt reporting adviser

SEC file number

802-106788

Source date

March 31, 2026
WAYSTONE MANAGEMENT COMPANY (LUX) S.A.
Exempt reporting adviser

SEC file number

802-107087

Source date

March 31, 2026
WAYVE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130813

Source date

October 21, 2026
WAYZATA INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-63304

Source date

March 30, 2026
WAZEE STREET CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-121924

Source date

September 29, 2026
WBH ADVISORY, INC.
Investment adviser

SEC file number

801-27973

Source date

October 2, 2026
WBI INVESTMENTS, LLC
Investment adviser

SEC file number

801-22873

Source date

March 31, 2026
WCAS MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-73309

Source date

May 26, 2026
WCEP MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122879

Source date

May 15, 2026
WCG WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-80386

Source date

September 29, 2026
WCM INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-11916

Source date

August 31, 2026
WCP MANAGEMENT I, LLC
Exempt reporting adviser

SEC file number

802-137676

Source date

October 8, 2026
WD RUTHERFORD LLC
Investment adviser

SEC file number

801-117368

Source date

October 5, 2026
WE ALLIANCE WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-113406

Source date

July 29, 2026
WE EDUCATION INVESTMENT MANAGER LLC
Exempt reporting adviser

SEC file number

802-122409

Source date

March 5, 2026
WE FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-131895

Source date

April 16, 2026
WEA FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-118359

Source date

July 6, 2026
WEALHOUSE CAPITAL LIMITED PARTNERSHIP
Investment adviser

SEC file number

801-107684

Source date

February 24, 2026
WEALTH ADVISORS GROUP, LLC
Investment adviser

SEC file number

801-112281

Source date

March 27, 2026
WEALTH ADVISORS NETWORK, INC.
Investment adviser

SEC file number

801-112018

Source date

April 20, 2026
WEALTH ADVISORS NORTHWEST LLC
Investment adviser

SEC file number

801-121116

Source date

October 6, 2026
WEALTH ADVISORS OF IOWA, LLC
Investment adviser

SEC file number

801-118210

Source date

November 3, 2026
WEALTH ADVISORS OF TAMPA BAY LLC
Investment adviser

SEC file number

801-74575

Source date

March 6, 2026
WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130395

Source date

February 17, 2026
WEALTH ADVISORY SOLUTIONS, LLC
Investment adviser

SEC file number

801-110859

Source date

March 19, 2026
WEALTH ALIGNMENT PARTNERS, LLC
Investment adviser

SEC file number

801-134704

Source date

October 14, 2026
WEALTH ALLIANCE ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-112023

Source date

June 3, 2026
WEALTH ANALYTICS PARTNERS, LLC
Investment adviser

SEC file number

801-66566

Source date

October 22, 2026
WEALTH ARCHITECTS, LLC
Investment adviser

SEC file number

801-64313

Source date

March 30, 2026
WEALTH BENEFIT ADVISORS, LLC
Investment adviser

SEC file number

801-123705

Source date

April 7, 2026
WEALTH CARE LLC
Investment adviser

SEC file number

801-67132

Source date

March 3, 2026
WEALTH COACH LLC
Investment adviser

SEC file number

801-136707

Source date

July 29, 2026
WEALTH COMPASS FINANCIAL, INC.
Investment adviser

SEC file number

801-134778

Source date

April 27, 2026
WEALTH CREATION MANAGEMENT GROUP LLC
Investment adviser

SEC file number

801-114788

Source date

February 4, 2026
WEALTH DIMENSIONS FAMILY OFFICE, INC
Investment adviser

SEC file number

801-100393

Source date

September 28, 2026
WEALTH DIMENSIONS GROUP, LTD.
Investment adviser

SEC file number

801-37668

Source date

July 30, 2026
WEALTH EASE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135350

Source date

March 6, 2026
WEALTH EFFECTS LLC
Investment adviser

SEC file number

801-121699

Source date

February 13, 2026
WEALTH ENGAGEMENT LLC
Investment adviser

SEC file number

801-132166

Source date

September 11, 2026
WEALTH ENGINEERING, LLC
Investment adviser

SEC file number

801-118948

Source date

February 24, 2026
WEALTH ENGINEERS, LLC
Investment adviser

SEC file number

801-135474

Source date

February 2, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-60749

Source date

October 29, 2026
WEALTH FORWARD ADVISORS LLC
Investment adviser

SEC file number

801-134727

Source date

July 22, 2026
WEALTH FORWARD, LLC
Investment adviser

SEC file number

801-77905

Source date

July 1, 2026
WEALTH FOUNDATIONS PARTNERS, LLC
Investment adviser

SEC file number

801-136494

Source date

September 21, 2026
WEALTH INTELLIGENCE, LLC
Investment adviser

SEC file number

801-131320

Source date

September 6, 2026
WEALTH INTELLIGENTLY NAVIGATED, LLC
Investment adviser

SEC file number

801-135630

Source date

September 15, 2026