Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 91 of 95

VICTOR CAPITAL PARTNERS MANAGEMENT COMPANY, LP
Investment adviser

SEC file number

801-126275

Source date

March 26, 2026
VICTORIA CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-112588

Source date

March 26, 2026
VICTORIA SOUTH AMERICAN PARTNERS II LLC
Exempt reporting adviser

SEC file number

802-134435

Source date

July 6, 2026
VICTORIA SOUTH AMERICAN PARTNERS III LLC
Exempt reporting adviser

SEC file number

802-113793

Source date

July 6, 2026
VICTORIA SOUTH AMERICAN PARTNERS LLC
Exempt reporting adviser

SEC file number

802-134436

Source date

July 6, 2026
VICTORY ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-126434

Source date

May 20, 2026
VICTORY ASSET MANAGEMENT CO., INC.
Investment adviser

SEC file number

801-36836

Source date

March 27, 2026
VICTORY CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-46878

Source date

August 5, 2026
VICTORY FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-127385

Source date

July 9, 2026
VICTORY PARK CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-73676

Source date

July 30, 2026
VICTORY SQUARE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120610

Source date

March 30, 2026
VICTORY STRATEGIC HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-136232

Source date

April 10, 2026
VICTORYARC HOLDINGS LP
Investment adviser

SEC file number

801-137005

Source date

July 8, 2026
VICTRESS CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-127273

Source date

April 28, 2026
VICTRIX INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-121443

Source date

August 28, 2026
VICTUS CAPTIAL WEALTH, LLC
Investment adviser

SEC file number

801-71919

Source date

March 30, 2026
VICUS CAPITAL, INC.
Investment adviser

SEC file number

801-60628

Source date

March 20, 2026
VIDA VENTURES ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-117999

Source date

March 19, 2026
VIDA VENTURES MANAGEMENT CO. LLC
Exempt reporting adviser

SEC file number

802-121751

Source date

March 19, 2026
VIDA WEALTH PARTNERS, INC.
Investment adviser

SEC file number

801-132443

Source date

March 26, 2026
VIDEN ARBOR CAPITAL L.L.C.
Investment adviser

SEC file number

801-126138

Source date

April 1, 2026
VIDENT ADVISORY, LLC
Investment adviser

SEC file number

801-114538

Source date

March 31, 2026
VIDIA GMBH
Exempt reporting adviser

SEC file number

802-129809

Source date

April 28, 2026
VIENNA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-122371

Source date

April 17, 2026
VIEW CAPITAL RIA, LP
Investment adviser

SEC file number

801-62983

Source date

March 30, 2026
VIEWPOINT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117685

Source date

March 21, 2026
VIEWPOINT VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-124835

Source date

March 26, 2026
VIEWSIDE CAPITAL PARTNERS LP
Exempt reporting adviser

SEC file number

802-130124

Source date

March 10, 2026
VIGAMA CAPITAL SA
Exempt reporting adviser

SEC file number

802-137424

Source date

September 2, 2026
VIGIL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-127114

Source date

March 24, 2026
VIGILARE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-72385

Source date

March 27, 2026
VIKING FUND MANAGEMENT LLC
Investment adviser

SEC file number

801-56605

Source date

March 27, 2026
VIKING GLOBAL INVESTORS LP
Investment adviser

SEC file number

801-72433

Source date

June 15, 2026
VIKING HARBOUR INVESTMENT SOLUTIONS LIMITED
Investment adviser

SEC file number

801-129120

Source date

March 18, 2026
VIKING PARTNERS ADVISORS, LLC
Investment adviser

SEC file number

801-126472

Source date

March 31, 2026
VILA, LLC
Investment adviser

SEC file number

801-118223

Source date

March 23, 2026
VILCAP INC
Exempt reporting adviser

SEC file number

802-135335

Source date

January 14, 2026
VILGA FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-132624

Source date

March 24, 2026
VILLAGE GLOBAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-120893

Source date

March 31, 2026
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-132074

Source date

March 18, 2026
VIMA, LLC
Investment adviser

SEC file number

801-129108

Source date

May 8, 2026
VINANCE REALM LTD
Exempt reporting adviser

SEC file number

802-134067

Source date

June 30, 2025
VINCENT WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-131070

Source date

March 9, 2026
VINCI CAPITAL GESTORA DE RECURSOS LTDA.
Exempt reporting adviser

SEC file number

802-76323

Source date

March 31, 2026
VINCI PARTNERS USA LLC
Investment adviser

SEC file number

801-77895

Source date

March 31, 2026
VINCIMUS CAPITAL, LLC
Investment adviser

SEC file number

801-125872

Source date

May 4, 2026
VINE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-123544

Source date

January 20, 2026
VINE INVESTMENT ADVISORS, LP
Investment adviser

SEC file number

801-73133

Source date

March 31, 2026
VINE ONE VENTURES LP
Exempt reporting adviser

SEC file number

802-119570

Source date

March 31, 2026
VINES CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-123516

Source date

May 29, 2026
VINEYARD QUANT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135007

Source date

June 17, 2026
VINTAGE VENTURES ADVISORS LTD.
Investment adviser

SEC file number

801-80130

Source date

April 3, 2026
VINVA INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-132120

Source date

September 14, 2026
VINYL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-122075

Source date

March 19, 2026
VIOLA CREDIT ALTERNATIVE LENDING MANAGEMENT 2018 L.P.
Exempt reporting adviser

SEC file number

802-124877

Source date

March 30, 2026
VIOLA CREDIT FIVE MANAGEMENT 2015 LTD.
Exempt reporting adviser

SEC file number

802-107727

Source date

March 30, 2026
VIOLA CREDIT PARTNERS MANAGEMENT LIMITED PARTNERSHIP
Investment adviser

SEC file number

801-132768

Source date

May 4, 2026
VIOLA FINTECH MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-113030

Source date

March 24, 2026
VIOLA GROWTH INVESTMENTS MANAGEMENT 4, LIMITED PARTNERSHIP
Exempt reporting adviser

SEC file number

802-130062

Source date

March 26, 2026
VIOLA GROWTH MANAGEMENT 3 LP
Exempt reporting adviser

SEC file number

802-115133

Source date

March 24, 2026
VIOLA GROWTH MANAGEMENT FUND 2 LTD.
Exempt reporting adviser

SEC file number

802-113158

Source date

March 24, 2026
VIOLA OPPORTUNITY MANAGEMENT FUND 1, LIMITED PARTNERSHIP
Exempt reporting adviser

SEC file number

802-124769

Source date

March 24, 2026
VIOLA PARTNERS 4 MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-113202

Source date

March 25, 2026
VIOLA PARTNERS 5 MANAGEMENT, LIMITED PARTNERSHIP
Exempt reporting adviser

SEC file number

802-113246

Source date

March 25, 2026
VIOLA VENTURES 6 MANAGEMENT SERVICES LIMITED PARTNERSHIP
Exempt reporting adviser

SEC file number

802-121125

Source date

March 24, 2026
VIOLA VENTURES CONVICTION FUND I GP, L.P.
Exempt reporting adviser

SEC file number

802-136035

Source date

March 27, 2026
VIOLA VENTURES MANAGEMENT (2017) LIMITED PARTNERSHIP
Exempt reporting adviser

SEC file number

802-113059

Source date

March 24, 2026
VIOLA VENTURES MANAGEMENT SERVICES VII, LIMITED PARTNERSHIP
Exempt reporting adviser

SEC file number

802-136061

Source date

March 30, 2026
VIOLA VENTURES V.C. MANAGEMENT 3 LTD.
Exempt reporting adviser

SEC file number

802-113012

Source date

March 24, 2026
VIOLA VENTURES V.C. MANAGEMENT 4 LTD.
Exempt reporting adviser

SEC file number

802-113017

Source date

March 24, 2026
VIOLICH CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-56823

Source date

May 11, 2026
VIP CAPITAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-125902

Source date

March 24, 2026
VIP PLANNERS, INC.
Investment adviser

SEC file number

801-134197

Source date

March 25, 2026
VIP WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-135891

Source date

March 18, 2026
VIRAGE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-79812

Source date

March 30, 2026
VIRELLA GLOBAL CAPITAL LTD
Exempt reporting adviser

SEC file number

802-136385

Source date

April 29, 2026
VIRGINIA WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-119854

Source date

September 9, 2026
VIRGO DIGITAL ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-132917

Source date

April 1, 2026
VIRGO INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-74276

Source date

March 31, 2026
VIRIDIAN ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-132317

Source date

March 6, 2026
VIRIDIAN PE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137421

Source date

September 2, 2026
VIRTERA PARTNERS LLC
Investment adviser

SEC file number

801-126022

Source date

March 30, 2026
VIRTUE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-123564

Source date

July 7, 2026
VIRTUE ASSETS LTD.
Exempt reporting adviser

SEC file number

802-113021

Source date

March 23, 2026
VIRTUE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-79938

Source date

September 23, 2026
VIRTUS ADVISERS, LLC
Investment adviser

SEC file number

801-78585

Source date

March 20, 2026
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-67924

Source date

June 30, 2026
VIRTUS CAPITAL ADVISERS, LLC
Investment adviser

SEC file number

801-23163

Source date

June 30, 2026
VIRTUS FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-120155

Source date

August 20, 2026
VIRTUS FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-126973

Source date

September 23, 2026
VIRTUS FIXED INCOME ADVISERS, LLC
Investment adviser

SEC file number

801-68743

Source date

March 30, 2026
VIRTUS INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-5995

Source date

June 30, 2026
VIRTUS REAL ESTATE LLC
Investment adviser

SEC file number

801-77068

Source date

June 29, 2026
VIRTUS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135870

Source date

April 10, 2026
VIS ADVISORS, LP
Investment adviser

SEC file number

801-106525

Source date

March 2, 2026
VISDOM INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-130619

Source date

March 31, 2026
VISE AI ADVISORS, LLC
Investment adviser

SEC file number

801-116970

Source date

June 1, 2026
VISEROIJ CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136225

Source date

April 9, 2026
VISION BLUE ADVISORS UK LLP
Exempt reporting adviser

SEC file number

802-127458

Source date

June 29, 2026
VISION BLUE CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-127917

Source date

March 9, 2026
VISION CAPITAL CORPORATION
Exempt reporting adviser

SEC file number

802-113592

Source date

January 28, 2026
VISION CAPITAL MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-66188

Source date

March 31, 2026
VISION CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-56669

Source date

August 26, 2026
VISION CAPITAL PARTNERS, INC.
Investment adviser

SEC file number

801-100364

Source date

September 18, 2026
VISION FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-133721

Source date

January 8, 2026
VISION INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-57975

Source date

May 12, 2026
VISION ONE MANAGEMENT PARTNERS, LP
Investment adviser

SEC file number

801-127163

Source date

March 30, 2026
VISION PLUS CAPITAL INTERNATIONAL MANAGEMENT II LIMITED
Exempt reporting adviser

SEC file number

802-111945

Source date

March 30, 2026
VISION RETIREMENT, LLC
Investment adviser

SEC file number

801-126524

Source date

June 18, 2026
VISION RIDGE PARTNERS, LLC
Investment adviser

SEC file number

801-110951

Source date

May 28, 2026
VISION2020 WEALTH MANAGEMENT CORP.
Investment adviser

SEC file number

801-71541

Source date

August 28, 2026
VISIONARIES CLUB GMBH
Exempt reporting adviser

SEC file number

802-122841

Source date

March 24, 2026
VISIONARY HORIZONS, LLC
Investment adviser

SEC file number

801-79890

Source date

July 24, 2026
VISIONARY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-78788

Source date

March 31, 2026
VISIONNAIRE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-107189

Source date

March 30, 2026
VISIONSQUARE, L.L.C.
Exempt reporting adviser

SEC file number

802-132383

Source date

March 27, 2026
VISIONX WEALTH PARTNERS
Investment adviser

SEC file number

801-136433

Source date

May 11, 2026
VISTA ADVISOR GROUP, LLC
Investment adviser

SEC file number

801-119453

Source date

February 6, 2026
VISTA CAPITAL PARTNERS, INC.
Investment adviser

SEC file number

801-60536

Source date

March 27, 2026
VISTA CIMA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-130066

Source date

March 11, 2026
VISTA CREDIT BDC MANAGEMENT, L.P.
Investment adviser

SEC file number

801-128375

Source date

June 4, 2026
VISTA CREDIT PARTNERS, L.P.
Investment adviser

SEC file number

801-129422

Source date

September 4, 2026
VISTA EQUITY PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-73726

Source date

September 4, 2026
VISTA FINANCE, LLC
Investment adviser

SEC file number

801-120420

Source date

March 27, 2026
VISTA INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-112652

Source date

March 31, 2026
VISTA INVESTMENT PARTNERS II, LLC
Investment adviser

SEC file number

801-128904

Source date

August 31, 2026
VISTA INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-108779

Source date

May 22, 2026
VISTA POINT ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-136414

Source date

June 10, 2026
VISTAMARK INVESTMENTS LLC
Investment adviser

SEC file number

801-136204

Source date

July 15, 2026
VISTARA CAPITAL PARTNERS LTD.
Exempt reporting adviser

SEC file number

802-134323

Source date

August 24, 2026
VISTASHARES ADVISORS LLC
Investment adviser

SEC file number

801-130962

Source date

March 23, 2026
VISTICA WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-121024

Source date

May 7, 2026
VISTRA FUND MANAGEMENT S.A.
Exempt reporting adviser

SEC file number

802-114015

Source date

April 15, 2026
VITA PLANNING GROUP LLC
Investment adviser

SEC file number

801-120369

Source date

April 28, 2026
VITAL INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-114889

Source date

September 10, 2026
VITAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-79119

Source date

June 17, 2026
VITALBRIDGE MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-122705

Source date

March 25, 2026
VITALIZEVC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123151

Source date

February 2, 2026
VITESSE CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-133774

Source date

March 11, 2026
VITRAL ADVISORS LLC
Investment adviser

SEC file number

801-113475

Source date

March 30, 2026
VITRUVIAN PARTNERS LLP
Exempt reporting adviser

SEC file number

802-75782

Source date

June 29, 2026
VITTORIA AND PARTNERS LLP
Investment adviser

SEC file number

801-133849

Source date

June 29, 2026
VIVAL CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-137440

Source date

September 3, 2026
VIVID WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-126577

Source date

March 12, 2026
VIVO CAPITAL LLC
Investment adviser

SEC file number

801-79829

Source date

March 31, 2026
VIVO EQUITY INVESTMENT MANAGEMENT (SHANGHAI) CO. LTD.
Exempt reporting adviser

SEC file number

802-126454

Source date

March 25, 2026
VIZCAYA CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-128066

Source date

June 10, 2026
VIZCAYA CAPITAL, LLC
Investment adviser

SEC file number

801-118773

Source date

June 10, 2026
VL FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134919

Source date

March 30, 2026
VMG PARTNERS II, LLC
Investment adviser

SEC file number

801-73672

Source date

July 21, 2026
VN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77998

Source date

March 9, 2026
VOCAL VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136384

Source date

April 29, 2026
VOCAP INVESTMENT PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-122589

Source date

March 30, 2026
VOIDMETRIX CO., LTD
Exempt reporting adviser

SEC file number

802-134332

Source date

August 13, 2025
VOLATILITY SHARES LLC
Investment adviser

SEC file number

801-126322

Source date

March 23, 2026
VOLEON CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-78633

Source date

July 10, 2026
VOLITION CAPITAL LLC
Exempt reporting adviser

SEC file number

802-75415

Source date

March 31, 2026
VOLK FINANCIAL LLC
Investment adviser

SEC file number

801-136260

Source date

September 23, 2026
VOLO EARTH VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122937

Source date

March 26, 2026
VOLOFIN CAPITAL MANAGEMENT (US) LLC
Investment adviser

SEC file number

801-119846

Source date

March 31, 2026
VOLORIDGE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-71044

Source date

March 30, 2026
VOLPI CAPITAL LLP
Exempt reporting adviser

SEC file number

802-107223

Source date

March 30, 2026
VOLT CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130155

Source date

March 30, 2026
VOLT EQUITY LLC
Investment adviser

SEC file number

801-119673

Source date

April 3, 2025
VOLT GLOBAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-129878

Source date

March 26, 2026
VOLT INVESTMENT HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-137364

Source date

August 24, 2026
VOLTA ENERGY TECHNOLOGIES, LLC
Exempt reporting adviser

SEC file number

802-118508

Source date

March 31, 2026
VOLTAGE VENTURES LP
Exempt reporting adviser

SEC file number

802-137345

Source date

August 20, 2026
VOLTERRA TECHNOLOGIES LP
Investment adviser

SEC file number

801-117896

Source date

March 27, 2026
VOLUMETRIC ADVISERS INC
Investment adviser

SEC file number

801-23767

Source date

February 26, 2026
VON BORSTEL & ASSOCIATES, INC.
Investment adviser

SEC file number

801-119041

Source date

March 20, 2026
VONTOBEL ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-21953

Source date

August 4, 2026
VONTOBEL SWISS FINANCIAL ADVISERS AG
Investment adviser

SEC file number

801-63660

Source date

September 4, 2026
VOPNE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-112974

Source date

February 18, 2026
VOR CAPITAL LLP
Exempt reporting adviser

SEC file number

802-113815

Source date

April 9, 2026
VORPAHL WING ADVISORS, INC.
Investment adviser

SEC file number

801-131969

Source date

July 21, 2026
VORTUS INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-100484

Source date

April 24, 2026
VORYNTO EXCHANGE LTD
Exempt reporting adviser

SEC file number

802-135619

Source date

February 19, 2026
VOSHT LLC
Exempt reporting adviser

SEC file number

802-137248

Source date

August 7, 2026
VOSS CAPITAL, LP
Investment adviser

SEC file number

801-115119

Source date

March 31, 2026
VOSS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135694

Source date

June 3, 2026
VOXEL CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-136748

Source date

September 9, 2026
VOYA ALTERNATIVE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-51125

Source date

March 31, 2026
VOYA FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-46585

Source date

September 16, 2026
VOYA INVESTMENT MANAGEMENT (UK) LIMITED
Investment adviser

SEC file number

801-123486

Source date

March 24, 2026
VOYA INVESTMENT MANAGEMENT CO. LLC
Investment adviser

SEC file number

801-9046

Source date

March 31, 2026
VOYA INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-55232

Source date

March 31, 2026
VOYA INVESTMENTS, LLC
Investment adviser

SEC file number

801-48282

Source date

March 31, 2026
VOYA RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-57963

Source date

March 6, 2026
VOYAGE SECURITIES LTD.
Exempt reporting adviser

SEC file number

802-134926

Source date

November 10, 2025
VOYAGE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-126898

Source date

March 6, 2026
VOYAGER CAPITAL LLC
Exempt reporting adviser

SEC file number

802-75125

Source date

March 31, 2026
VOYAGER GLOBAL MANAGEMENT LP
Investment adviser

SEC file number

801-120150

Source date

March 31, 2026
VOYAGER MANAGEMENT, LLC
Investment adviser

SEC file number

801-65229

Source date

February 23, 2026
VOYAGER PARTNERS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122238

Source date

February 25, 2026
VPWM ADVISORS, LLC
Investment adviser

SEC file number

801-99343

Source date

June 25, 2026
VR ADVISORY SERVICES LTD.
Investment adviser

SEC file number

801-65792

Source date

March 31, 2026
VR FUND MANAGEMENT, L.L.C
Exempt reporting adviser

SEC file number

802-130439

Source date

July 29, 2026
VRM PENZINI CAPITAL L.L.C.
Investment adviser

SEC file number

801-135950

Source date

March 24, 2026
VSM WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-121412

Source date

September 11, 2026
V-SQUARE QUANTITATIVE MANAGEMENT LLC
Investment adviser

SEC file number

801-119868

Source date

March 6, 2026
VSS FUND MANAGEMENT LLC
Investment adviser

SEC file number

801-73930

Source date

March 27, 2026
VSV MANAGEMENT, LLC
Investment adviser

SEC file number

801-123062

Source date

April 9, 2026
VT PARTNERS AG
Investment adviser

SEC file number

801-135627

Source date

June 1, 2026
VULCAN VALUE PARTNERS LLC
Investment adviser

SEC file number

801-70739

Source date

September 15, 2026
VULPES INVESTMENT MANAGEMENT PRIVATE LIMITED
Investment adviser

SEC file number

801-134470

Source date

March 30, 2026
VV CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-79281

Source date

March 27, 2026
VV MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122072

Source date

March 24, 2026
VVR HOLDINGS LLC
Investment adviser

SEC file number

801-131983

Source date

February 10, 2026
VW MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-124897

Source date

March 30, 2026
VWH CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-110899

Source date

March 31, 2026
VXI CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130344

Source date

June 24, 2026
VY CAPITAL MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-80217

Source date

March 31, 2026
W & S MANAGEMENT SERVICES, INC.
Investment adviser

SEC file number

801-69165

Source date

March 26, 2026
W ADVISORS LLC
Investment adviser

SEC file number

801-78543

Source date

September 14, 2026
W CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73383

Source date

April 29, 2026
W HEALTH VENTURES GP LLC
Exempt reporting adviser

SEC file number

802-136046

Source date

March 27, 2026
W&S ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-132082

Source date

May 7, 2026
W&S BROKERAGE SERVICES, INC.
Investment adviser

SEC file number

801-113946

Source date

August 4, 2026
W. H. REAVES & CO., INC.
Investment adviser

SEC file number

801-13457

Source date

February 10, 2026
W.B. EDWARDS LLC
Investment adviser

SEC file number

801-136688

Source date

July 1, 2026
W.E. FAMILY OFFICES, LLC
Investment adviser

SEC file number

801-60025

Source date

April 21, 2026
W.G.SHAHEEN & ASSOCIATES,LTD.
Investment adviser

SEC file number

801-60710

Source date

September 1, 2026
W11 CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127360

Source date

March 2, 2026
W1M WEALTH MANAGEMENT LIMITED
Investment adviser

SEC file number

801-63787

Source date

May 7, 2026
W2B, INC.
Investment adviser

SEC file number

801-130228

Source date

March 31, 2026
WABASH CAPITAL, INC.
Investment adviser

SEC file number

801-56063

Source date

August 3, 2026
WACKER & ASSOCIATES, INC.
Investment adviser

SEC file number

801-132015

Source date

April 13, 2026
WACO VENTURES MANAGEMENT OPCO, LP
Exempt reporting adviser

SEC file number

802-130137

Source date

April 1, 2026
WACONA CAPITAL, LLC
Investment adviser

SEC file number

801-135039

Source date

November 25, 2025
WAFD WEALTH, INC
Investment adviser

SEC file number

801-134074

Source date

January 29, 2026
WAFRA INC.
Investment adviser

SEC file number

801-23491

Source date

June 12, 2026
WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-108404

Source date

February 24, 2026
WAGNER CARBON MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-125982

Source date

July 24, 2026
WAGNER FINANCIAL, LLC
Investment adviser

SEC file number

801-124939

Source date

March 10, 2026
WAGNER WEALTH MANAGEMENT, CORP.
Investment adviser

SEC file number

801-130926

Source date

March 23, 2026
WAHA INVESTMENTS LTD
Exempt reporting adviser

SEC file number

802-136159

Source date

April 1, 2026
WAHED INVEST LLC
Investment adviser

SEC file number

801-106499

Source date

June 15, 2026
WAINWRIGHT INVESTMENT COUNSEL LLC
Investment adviser

SEC file number

801-56485

Source date

September 15, 2026
WAKEFIELD ASSET MANAGEMENT, LLLP
Investment adviser

SEC file number

801-68152

Source date

March 30, 2026
WAKEFIELD WEALTH MANAGEMENT, LLLP
Investment adviser

SEC file number

801-80693

Source date

March 30, 2026
WALDEN CATALYST MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122178

Source date

March 30, 2026
WALDO.AI, INC.
Investment adviser

SEC file number

801-133916

Source date

September 15, 2026
WALDRON PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-77628

Source date

August 4, 2026
WALKABOUT VENTURES LLC
Exempt reporting adviser

SEC file number

802-130050

Source date

March 27, 2026
WALKER & DUNLOP INVESTMENT PARTNERS, INC.
Investment adviser

SEC file number

801-77397

Source date

March 27, 2026
WALKER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-108310

Source date

March 31, 2026
WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS
Investment adviser

SEC file number

801-113658

Source date

March 30, 2026
WALKER FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-120466

Source date

September 1, 2026
WALKNER CONDON FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-114882

Source date

September 23, 2026