Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 89 of 95

UNCOMMON MANAGEMENT GROUP, LLC
Exempt reporting adviser

SEC file number

802-135079

Source date

March 31, 2026
UNCOMMON VC, LLC
Exempt reporting adviser

SEC file number

802-125949

Source date

March 14, 2026
UNCONVENTIONAL INVESTOR, LLC
Investment adviser

SEC file number

801-123588

Source date

March 26, 2026
UNCORK CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-119798

Source date

March 27, 2026
UNCORK CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-74529

Source date

March 27, 2026
UNCORRELATED ADVISORS LLC
Exempt reporting adviser

SEC file number

802-129870

Source date

February 4, 2026
UNDERDOG WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136619

Source date

June 30, 2026
UNDERSCORE.VC MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-107555

Source date

March 25, 2026
UNDOMIEL, LLC
Exempt reporting adviser

SEC file number

802-136258

Source date

April 14, 2026
UNEST ADVISERS, LLC
Investment adviser

SEC file number

801-118574

Source date

April 1, 2026
UNFCU ADVISORS LLC
Investment adviser

SEC file number

801-67069

Source date

March 20, 2026
UNICORN ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-132339

Source date

March 30, 2026
UNICORN DX ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-121551

Source date

April 1, 2026
UNICORN PARTNERS ADVISORS LTD.
Exempt reporting adviser

SEC file number

802-106531

Source date

April 1, 2026
UNIFI ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-130963

Source date

September 15, 2026
UNIFI INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-127286

Source date

June 29, 2026
UNIFI VENTURES, LLC
Exempt reporting adviser

SEC file number

802-134567

Source date

March 26, 2026
UNIFIED INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-127765

Source date

January 28, 2026
UNIFIED WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131522

Source date

August 5, 2026
UNIFIMONEY RIA QOZB, LLC
Investment adviser

SEC file number

801-129081

Source date

April 22, 2026
UNIFY FINANCIAL LLC
Investment adviser

SEC file number

801-130951

Source date

April 16, 2026
UNIGESTION (US) LTD
Investment adviser

SEC file number

801-118143

Source date

June 9, 2026
UNIGESTION SA
Exempt reporting adviser

SEC file number

802-131089

Source date

August 6, 2026
UNIMAR FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-108974

Source date

August 3, 2026
UNIO CAPITAL LLC
Investment adviser

SEC file number

801-108533

Source date

March 30, 2026
UNION CAPITAL ASSOCIATES, L.P.
Investment adviser

SEC file number

801-108426

Source date

March 27, 2026
UNION CAPITAL COMPANY
Investment adviser

SEC file number

801-121320

Source date

August 27, 2026
UNION HERITAGE CAPITAL
Investment adviser

SEC file number

801-119126

Source date

March 30, 2026
UNION HERITAGE VENTURE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-125831

Source date

April 7, 2026
UNION LABS VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-120162

Source date

March 19, 2026
UNION PARK CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-108539

Source date

August 13, 2026
UNION SQUARE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-111658

Source date

February 24, 2026
UNION SQUARE INVESTMENT CO
Investment adviser

SEC file number

801-55304

Source date

March 9, 2026
UNION SQUARE PARK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121948

Source date

March 23, 2026
UNION SQUARE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-75126

Source date

March 27, 2026
UNION STRATEGIC ADVISORS LLC
Investment adviser

SEC file number

801-135455

Source date

June 30, 2026
UNION STREET PARTNERS LLC
Investment adviser

SEC file number

801-72120

Source date

February 12, 2026
UNIONROCK, LLC
Exempt reporting adviser

SEC file number

802-121178

Source date

March 30, 2026
UNIPLAN INVESTMENT COUNSEL, INC.
Investment adviser

SEC file number

801-71802

Source date

May 15, 2026
UNIQUE WEALTH STRATEGIES
Investment adviser

SEC file number

801-127067

Source date

August 3, 2026
UNIQUE WEALTH, LLC
Investment adviser

SEC file number

801-120294

Source date

August 6, 2026
UNISON ADVISORS LLC
Investment adviser

SEC file number

801-106874

Source date

March 30, 2026
UNISON ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-110503

Source date

March 26, 2026
UNISON CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-130493

Source date

May 12, 2026
UNISON INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-109979

Source date

March 26, 2026
UNITAS CAPITAL III LTD.
Exempt reporting adviser

SEC file number

802-136614

Source date

June 2, 2026
UNITAS CAPITAL PTE. LTD.
Exempt reporting adviser

SEC file number

802-136617

Source date

June 2, 2026
UNITED ADVISOR GROUP, LLC
Investment adviser

SEC file number

801-127090

Source date

April 20, 2026
UNITED ADVISORS AMERICA CORPORATION
Investment adviser

SEC file number

801-114134

Source date

August 13, 2026
UNITED ADVISORS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-77527

Source date

March 31, 2026
UNITED AIRLINES VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128025

Source date

March 31, 2026
UNITED AMERICAN SECURITIES, INC.
Investment adviser

SEC file number

801-32004

Source date

May 19, 2026
UNITED AQUA LTD
Exempt reporting adviser

SEC file number

802-136091

Source date

March 31, 2026
UNITED ASSET STRATEGIES INC.
Investment adviser

SEC file number

801-41464

Source date

July 9, 2026
UNITED BROKERAGE SERVICES, INC
Investment adviser

SEC file number

801-80804

Source date

April 10, 2026
UNITED CAPITAL FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-64376

Source date

June 15, 2026
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
Investment adviser

SEC file number

801-80159

Source date

September 10, 2026
UNITED FINANCIAL PLANNING GROUP LLC
Investment adviser

SEC file number

801-113324

Source date

May 13, 2026
UNITED MANAGERS JAPAN INC.
Exempt reporting adviser

SEC file number

802-77812

Source date

June 12, 2026
UNITED PHYSICIANS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137450

Source date

September 4, 2026
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Investment adviser

SEC file number

801-57198

Source date

June 18, 2026
UNITED PRIME SOCIETY INC
Exempt reporting adviser

SEC file number

802-136156

Source date

April 1, 2026
UNITED VALUE CAPITAL, LLC
Investment adviser

SEC file number

801-131628

Source date

September 8, 2026
UNITED WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119185

Source date

March 9, 2026
UNITING WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-131215

Source date

August 26, 2026
UNITY ANGELS MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-135354

Source date

January 16, 2026
UNITY GROWTH FUND I LLC
Exempt reporting adviser

SEC file number

802-132235

Source date

March 24, 2026
UNITY PARTNERS LP
Investment adviser

SEC file number

801-134020

Source date

May 6, 2026
UNIVERSA INVESTMENTS L.P.
Investment adviser

SEC file number

801-68696

Source date

March 31, 2026
UNIVERSAL FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-124991

Source date

August 13, 2026
UNIVERSAL FINANCIAL SERVICES INC.
Investment adviser

SEC file number

801-121280

Source date

February 11, 2026
UNIVERSITY VENTURES FUNDS MANAGEMENT, LLC
Investment adviser

SEC file number

801-80035

Source date

March 31, 2026
UNIWEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-66275

Source date

March 11, 2026
UNLESS MANAGEMENT LP
Investment adviser

SEC file number

801-136913

Source date

July 17, 2026
UNLIMITED FUNDS, INC.
Investment adviser

SEC file number

801-126421

Source date

April 17, 2026
UNOFFICIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-126333

Source date

May 6, 2026
UNOVIS ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-120156

Source date

March 20, 2026
UNPOPULAR VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-124911

Source date

June 25, 2026
UNSTOPPABLE ASSET LLC
Investment adviser

SEC file number

801-135005

Source date

July 9, 2026
UNTITLED INVESTMENTS LP
Investment adviser

SEC file number

801-118330

Source date

March 18, 2026
UOB GLOBAL CAPITAL LLC
Investment adviser

SEC file number

801-74164

Source date

March 28, 2026
UP CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-79503

Source date

May 8, 2026
UP FINANCIAL USA INC.
Investment adviser

SEC file number

801-128140

Source date

May 29, 2026
UP HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-131765

Source date

March 13, 2026
UP NORTH FINANCIAL, LLC
Investment adviser

SEC file number

801-120926

Source date

March 27, 2026
UP PARTNERS MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-119238

Source date

March 31, 2026
UP STRATEGIC WEALTH INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-130392

Source date

March 4, 2026
UPDATA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75265

Source date

March 30, 2026
UPFRONT VENTURES MANAGEMENT, LLC
Investment adviser

SEC file number

801-122759

Source date

March 31, 2026
UPI MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-110275

Source date

February 2, 2026
UPLAND INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-116784

Source date

February 26, 2026
UPLEVEL WEALTH LLC
Investment adviser

SEC file number

801-136931

Source date

August 31, 2026
UPLIFT INVESTORS, LP
Investment adviser

SEC file number

801-132856

Source date

August 17, 2026
UPMARKET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134099

Source date

July 3, 2025
UPP MANAGEMENT, LP
Investment adviser

SEC file number

801-136513

Source date

May 19, 2026
UPPER LEFT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123531

Source date

July 7, 2026
UPPER90 CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-119170

Source date

March 26, 2026
UPRETY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134682

Source date

April 1, 2026
UPRIGHT FINANCIAL CORP
Investment adviser

SEC file number

801-38340

Source date

March 30, 2026
UPRISING MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-80971

Source date

March 26, 2026
UPSTART WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121693

Source date

July 30, 2026
UPSTATE ADVISERS INC.
Investment adviser

SEC file number

801-135922

Source date

July 21, 2026
UPTICK CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129016

Source date

March 24, 2026
UPTICK PARTNERS, LLC
Investment adviser

SEC file number

801-127235

Source date

July 15, 2026
UPTOWN FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-132876

Source date

March 6, 2026
UPTURN CORPORATION
Investment adviser

SEC file number

801-112235

Source date

March 15, 2026
UPWELLING CAPITAL GROUP LLC
Exempt reporting adviser

SEC file number

802-132842

Source date

March 31, 2026
UPWEST LABS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113644

Source date

March 10, 2026
URBAN FINANCIAL ADVISORY CORP
Investment adviser

SEC file number

801-47160

Source date

July 30, 2026
URBAN FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-78648

Source date

May 7, 2026
URBAN INNOVATION MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127778

Source date

March 13, 2026
URBAN INVESTMENT ADVISORS, INC.,
Investment adviser

SEC file number

801-103474

Source date

June 30, 2026
URBAN PARTNERS MANAGEMENT COMPANY S.A.
Exempt reporting adviser

SEC file number

802-131386

Source date

March 25, 2026
URBAN WEALTH MANAGEMENT GROUP LLC
Investment adviser

SEC file number

801-108701

Source date

May 21, 2026
URBANSTONE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-131991

Source date

October 23, 2025
URH MANAGEMENT LP
Investment adviser

SEC file number

801-136919

Source date

June 29, 2026
URS ADVISORY LLC
Investment adviser

SEC file number

801-136079

Source date

September 9, 2026
URSA FINANCIAL, LLC
Investment adviser

SEC file number

801-117785

Source date

March 13, 2026
URSA FUND MANAGEMENT LLC
Investment adviser

SEC file number

801-110698

Source date

April 17, 2026
URSULA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119449

Source date

March 16, 2026
URSUS VENTURES
Exempt reporting adviser

SEC file number

802-125954

Source date

March 31, 2026
US AGRICULTURE, LLC
Investment adviser

SEC file number

801-107401

Source date

March 12, 2026
US ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-61680

Source date

March 5, 2026
US INFRAVEST MANAGERS LP
Investment adviser

SEC file number

801-126040

Source date

February 6, 2026
US INNOVATIVE TECHNOLOGY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-126676

Source date

August 19, 2026
US ISRAEL GEFEN CAPITAL MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-109983

Source date

March 30, 2026
US SELECT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-85167

Source date

March 9, 2026
USA FINANCIAL EXCHANGE LLC
Investment adviser

SEC file number

801-107771

Source date

March 27, 2026
USA FINANCIAL FORMULAS LLC
Investment adviser

SEC file number

801-67442

Source date

March 27, 2026
USA FINANCIAL SECURITIES LLC
Investment adviser

SEC file number

801-68276

Source date

March 27, 2026
USA MUTUALS ADVISORS, INC.
Investment adviser

SEC file number

801-63216

Source date

September 24, 2026
USAA INVESTMENT SERVICES COMPANY
Investment adviser

SEC file number

801-126328

Source date

September 14, 2026
USADVISORS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-77961

Source date

February 19, 2026
USCA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-64873

Source date

April 24, 2026
USCF ADVISERS LLC
Investment adviser

SEC file number

801-79985

Source date

March 11, 2026
USEX INC
Exempt reporting adviser

SEC file number

802-136293

Source date

April 17, 2026
USI ADVISORS, INC.
Investment adviser

SEC file number

801-56622

Source date

March 30, 2026
USI SECURITIES, INC.
Investment adviser

SEC file number

801-56578

Source date

March 30, 2026
USONIA ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-136235

Source date

September 8, 2026
USVP MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-75521

Source date

March 31, 2026
UTA INVESTCORP INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127338

Source date

April 30, 2026
UTA LLC
Investment adviser

SEC file number

801-121768

Source date

January 12, 2026
UTA VENTURES CAPITAL PARTNERS INVESTMENT MANAGER LLC
Exempt reporting adviser

SEC file number

802-119253

Source date

February 24, 2026
UTI ASSET MANAGEMENT COMPANY LIMITED
Investment adviser

SEC file number

801-129469

Source date

June 29, 2026
UTI INVESTMENTS AMERICA LIMITED
Investment adviser

SEC file number

801-129655

Source date

June 11, 2026
UTOPIA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-116740

Source date

January 26, 2026
UTXO MANAGEMENT GP, LLC
Exempt reporting adviser

SEC file number

802-132958

Source date

August 24, 2026
UTXO VENTURES, LLC
Exempt reporting adviser

SEC file number

802-136273

Source date

April 15, 2026
UWHARRIE INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-63767

Source date

March 30, 2026
UX WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-118833

Source date

June 18, 2026
UYANA PARTNERS LLC
Investment adviser

SEC file number

801-134808

Source date

April 24, 2026
V DELIMA INVESTMENTS INC
Investment adviser

SEC file number

801-119554

Source date

July 27, 2026
V V P ADVISORS INC.
Exempt reporting adviser

SEC file number

802-127766

Source date

February 4, 2026
V&V MANAGEMENT GROUP CORPORATION
Investment adviser

SEC file number

801-118152

Source date

February 9, 2026
V.P. 3 COMPANY (MANAGEMENT) LTD.
Exempt reporting adviser

SEC file number

802-113203

Source date

March 25, 2026
V1 VC, LLC
Exempt reporting adviser

SEC file number

802-119811

Source date

September 30, 2025
V2 FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-113522

Source date

March 23, 2026
V29 CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-134375

Source date

March 27, 2026
V3 MANAGEMENT PTE. LTD
Exempt reporting adviser

SEC file number

802-100413

Source date

September 23, 2026
V3LIMITED LLC
Investment adviser

SEC file number

801-78846

Source date

March 31, 2026
VAAKA PARTNERS OY
Exempt reporting adviser

SEC file number

802-135692

Source date

February 26, 2026
VAIRNPORT GLOBAL TRUST
Exempt reporting adviser

SEC file number

802-134830

Source date

October 26, 2025
VALAR VENTURES LLC
Exempt reporting adviser

SEC file number

802-106977

Source date

March 30, 2026
VALAR VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-76015

Source date

June 9, 2026
VALARA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-108837

Source date

March 6, 2026
VALEAS CAPITAL PARTNERS MANAGEMENT LP
Investment adviser

SEC file number

801-123517

Source date

April 1, 2026
VALEDOR PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-118701

Source date

March 23, 2026
VALEN PRIVATE CAPITAL, LLC.
Investment adviser

SEC file number

801-136324

Source date

September 9, 2026
VALENCE8 US LP
Investment adviser

SEC file number

801-122837

Source date

March 20, 2026
VALENQOR CAPITAL INC
Exempt reporting adviser

SEC file number

802-136244

Source date

April 13, 2026
VALEO FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-66402

Source date

April 30, 2026
VALEO VENTURES MANAGEMENT, LLC
Investment adviser

SEC file number

801-131779

Source date

March 20, 2026
VALEURTIM CAPITAL INC.
Exempt reporting adviser

SEC file number

802-137213

Source date

August 2, 2026
VALHALLA VENTURES MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-129179

Source date

March 30, 2026
VALHUM ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126955

Source date

February 17, 2026
VALIA VENTURES LIMITED
Exempt reporting adviser

SEC file number

802-127725

Source date

March 30, 2026
VALIANT ASSET MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-137486

Source date

September 10, 2026
VALIANT CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73911

Source date

May 15, 2026
VALIANT WEALTH, LLC
Investment adviser

SEC file number

801-108491

Source date

March 25, 2026
VALIC FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-54952

Source date

May 13, 2026
VALICENTI ADVISORY SERVICES INC
Investment adviser

SEC file number

801-19249

Source date

September 16, 2026
VALIDUS CAPITAL LLC
Investment adviser

SEC file number

801-123487

Source date

March 31, 2026
VALIDUS GROWTH INVESTORS, LLC
Investment adviser

SEC file number

801-78236

Source date

August 14, 2026
VALKYRIE FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113516

Source date

May 27, 2026
VALKYRIE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134948

Source date

March 17, 2026
VALLECITO CAPITAL LLC
Exempt reporting adviser

SEC file number

802-129057

Source date

March 31, 2026
VALLEY BROOK CAPITAL GROUP, INC.
Investment adviser

SEC file number

801-113710

Source date

February 28, 2026
VALLEY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130218

Source date

March 31, 2026
VALLEY CAPITAL PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122227

Source date

March 31, 2025
VALLEY FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-120325

Source date

March 20, 2026
VALLEY FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-113685

Source date

February 5, 2026
VALLEY FORGE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-110956

Source date

March 30, 2026
VALLEY FORGE INVESTMENT CONSULTANTS, INC.
Investment adviser

SEC file number

801-107519

Source date

March 30, 2026
VALLEY NATIONAL ADVISERS INC
Investment adviser

SEC file number

801-25126

Source date

March 27, 2026
VALLEY VIEW CONSULTING LLC
Investment adviser

SEC file number

801-56181

Source date

August 19, 2026
VALLEY WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135905

Source date

April 30, 2026
VALLEY WEALTH MANAGERS, INC.
Investment adviser

SEC file number

801-25461

Source date

March 31, 2026
VALLEY WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-113081

Source date

June 1, 2026
VALLIANCE ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-119486

Source date

March 26, 2026
VALLIANCE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-135480

Source date

April 24, 2026
VALMARK ADVISERS INC
Investment adviser

SEC file number

801-55564

Source date

June 1, 2026
VALO VENTURES MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-113928

Source date

March 27, 2026
VALOR ADVISORS LLC
Investment adviser

SEC file number

801-79691

Source date

September 1, 2026
VALOR FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-119269

Source date

January 13, 2026
VALOR GROWTH MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132990

Source date

May 14, 2025
VALOR MANAGEMENT LLC
Investment adviser

SEC file number

801-73485

Source date

April 29, 2026
VALOR VENTURES LLC
Exempt reporting adviser

SEC file number

802-132534

Source date

March 27, 2026
VALORAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121231

Source date

June 26, 2026
VALOREM LLC
Investment adviser

SEC file number

801-134978

Source date

April 17, 2026
VALPEY FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-118576

Source date

March 31, 2026
VALSPRING CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-128486

Source date

March 26, 2026
VALSTONE PARTNERS VI, LLC
Investment adviser

SEC file number

801-114841

Source date

March 30, 2026
VALTERRA PARTNERS LLC
Investment adviser

SEC file number

801-128494

Source date

May 28, 2026
VALTINSON BRUNER FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-113830

Source date

February 16, 2026
VALTRION CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130820

Source date

March 31, 2026
VALUE ALIGNED RESEARCH ADVISORS, LLC
Investment adviser

SEC file number

801-123703

Source date

September 22, 2026
VALUE ENHANCEMENT PARTNERS BV
Exempt reporting adviser

SEC file number

802-114686

Source date

March 5, 2026
VALUE HOLDINGS MANAGEMENT CO. LLC
Investment adviser

SEC file number

801-72336

Source date

May 11, 2026
VALUE INVESTMENT PROFESSIONALS, LLC
Investment adviser

SEC file number

801-126351

Source date

March 3, 2026
VALUE PARTNERS HONG KONG LIMITED
Investment adviser

SEC file number

801-72406

Source date

March 17, 2026
VALUE PARTNERS LIMITED
Investment adviser

SEC file number

801-67557

Source date

July 6, 2026
VALUE TREND CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-56657

Source date

March 19, 2026
VALUEACT CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-71658

Source date

March 30, 2026
VALUED RETIREMENTS, INC.
Investment adviser

SEC file number

801-127700

Source date

April 14, 2026
VALUED WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-122564

Source date

March 25, 2026
VALUEEX LTD
Exempt reporting adviser

SEC file number

802-132731

Source date

April 7, 2025
VALUEQUEST ADVISERS, LLC
Investment adviser

SEC file number

801-134654

Source date

March 18, 2026
VALUEQUEST CAPITAL LLP
Exempt reporting adviser

SEC file number

802-110212

Source date

June 24, 2026
VALUEQUEST CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-108185

Source date

March 26, 2026
VALUEQUEST INVESTMENT ADVISORS PRIVATE LTD
Investment adviser

SEC file number

801-131909

Source date

July 31, 2026
VALUES ADDED FINANCIAL LLC
Investment adviser

SEC file number

801-122265

Source date

February 10, 2026
VALUES FIRST ADVISORS, INC.
Investment adviser

SEC file number

801-70391

Source date

July 23, 2026
VALUESTREAM ADVISORS LLC
Exempt reporting adviser

SEC file number

802-118538

Source date

March 31, 2026
VALUEWEALTH SERVICES, LLC
Investment adviser

SEC file number

801-116846

Source date

September 18, 2026
VALUEWORKS LLC
Investment adviser

SEC file number

801-60663

Source date

April 2, 2026
VALUR ROBO ADVISORS LLC
Investment adviser

SEC file number

801-123279

Source date

March 27, 2026
VALVERDE INVESTMENT PARTNERS PTE. LTD.
Exempt reporting adviser

SEC file number

802-134290

Source date

March 18, 2026
VAM GROUP, INC.
Investment adviser

SEC file number

801-62198

Source date

July 21, 2026
VAMOSVENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-130080

Source date

March 5, 2026
VAN BERKOM AND ASSOCIATES INC.
Investment adviser

SEC file number

801-62340

Source date

May 25, 2026
VAN CLEEF ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-32604

Source date

March 18, 2026
VAN CLEMENS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129906

Source date

September 1, 2026
VAN DEN BERG MANAGEMENT I, INC.
Investment adviser

SEC file number

801-14809

Source date

March 20, 2026
VAN DER NOORD FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-120664

Source date

January 14, 2026
VAN DIEST CAPITAL, LLC
Investment adviser

SEC file number

801-135478

Source date

August 25, 2026
VAN ECK ABSOLUTE RETURN ADVISERS CORPORATION
Investment adviser

SEC file number

801-65186

Source date

March 30, 2026
VAN ECK ASSOCIATES CORPORATION
Investment adviser

SEC file number

801-21340

Source date

March 30, 2026
VAN HULZEN ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-61884

Source date

August 17, 2026
VAN LEEUWEN & ASSOCIATES, INC.
Investment adviser

SEC file number

801-111092

Source date

August 12, 2026
VAN SOLDAT WEALTH LLC
Investment adviser

SEC file number

801-137290

Source date

August 13, 2026