Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 87 of 95

TOWNSEND FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-130686

Source date

May 12, 2026
TOWNSEND HOLDINGS LLC
Investment adviser

SEC file number

801-72968

Source date

March 30, 2026
TOWNSEND PERSONAL FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-120269

Source date

February 25, 2026
TOWNSHIP CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-136259

Source date

April 14, 2026
TOWNSQUARE CAPITAL, LLC
Investment adviser

SEC file number

801-110591

Source date

March 31, 2026
TOYOTA A.I. VENTURES ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-114666

Source date

June 25, 2026
TPB MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128050

Source date

March 18, 2026
TPG ADVISORS LLC
Investment adviser

SEC file number

801-114032

Source date

March 24, 2026
TPG CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-72941

Source date

July 24, 2026
TPG FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-77417

Source date

March 26, 2026
TPG GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-72942

Source date

March 27, 2026
TPG RE FINANCE TRUST MANAGEMENT, L.P.
Investment adviser

SEC file number

801-111019

Source date

March 27, 2026
TPG REAL ESTATE ADVISORS, LLC
Investment adviser

SEC file number

801-79315

Source date

June 4, 2026
TPG SOLUTIONS ADVISORS, LLC
Investment adviser

SEC file number

801-120558

Source date

June 2, 2026
TQ VENTURES LLC
Exempt reporting adviser

SEC file number

802-120792

Source date

March 31, 2026
TQM WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-136473

Source date

May 12, 2026
TQS ADVISORS LLC
Exempt reporting adviser

SEC file number

802-121766

Source date

February 10, 2026
TQUILA FUND OF FOUNDERS LIMITED
Exempt reporting adviser

SEC file number

802-136739

Source date

June 15, 2026
TR CAPITAL MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-121003

Source date

March 30, 2026
TR CAPITAL MANAGEMENT INTERNATIONAL LIMITED
Exempt reporting adviser

SEC file number

802-121000

Source date

March 30, 2026
TR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-76729

Source date

March 27, 2026
TRACE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-126033

Source date

March 26, 2026
TRACE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-122954

Source date

March 27, 2026
TRACTION FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-121892

Source date

July 22, 2026
TRADEALGO WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136615

Source date

August 12, 2026
TRADELINK CAPITAL LLC
Investment adviser

SEC file number

801-74811

Source date

March 27, 2026
TRADEMARK CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-100363

Source date

July 24, 2026
TRADEMARK FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-80925

Source date

March 9, 2026
TRADEMARK PROPERTY COMPANY
Exempt reporting adviser

SEC file number

802-112937

Source date

March 19, 2026
TRADERS A.I., INC.
Investment adviser

SEC file number

801-130642

Source date

March 31, 2026
TRADEUP WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-133022

Source date

May 11, 2026
TRADEWELL SECURITIES, LLC
Investment adviser

SEC file number

801-130935

Source date

May 8, 2026
TRADEWINDS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-127142

Source date

September 16, 2026
TRADEWINDS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-68789

Source date

August 19, 2026
TRADEWINDS, LLC
Investment adviser

SEC file number

801-122614

Source date

March 13, 2026
TRADING CENTRAL AMERICAS, INC
Investment adviser

SEC file number

801-67210

Source date

March 30, 2026
TRADINGVALLEY INC.
Investment adviser

SEC file number

801-114112

Source date

March 2, 2026
TRADITION WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-62666

Source date

June 12, 2026
TRAFALGAR CAPITAL MANAGEMENT (HK) LIMITED
Exempt reporting adviser

SEC file number

802-75883

Source date

September 21, 2026
TRAFALGAR COPLEY LIMITED
Exempt reporting adviser

SEC file number

802-75833

Source date

March 24, 2026
TRAIL FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-135022

Source date

March 11, 2026
TRAIL MIX VENTURES, LP
Exempt reporting adviser

SEC file number

802-119490

Source date

March 13, 2026
TRAIL RIDGE INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-114051

Source date

March 9, 2026
TRAILHEAD CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130161

Source date

March 30, 2026
TRAILHEAD PLANNERS, LLC
Investment adviser

SEC file number

801-129254

Source date

July 6, 2026
TRAILS EDGE CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-132963

Source date

April 14, 2026
TRAILS EDGE WEALTH ADVISERS, LLC
Investment adviser

SEC file number

801-135825

Source date

September 3, 2026
TRAILWISE FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-135454

Source date

April 1, 2026
TRAJAN WEALTH, L.L.C.
Investment adviser

SEC file number

801-100392

Source date

August 28, 2026
TRAN CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-9747

Source date

February 23, 2026
TRANQUILITY PARTNERS, LLC
Investment adviser

SEC file number

801-113232

Source date

August 3, 2026
TRANQUILLI FINANCIAL ADVISOR, LLC
Investment adviser

SEC file number

801-113998

Source date

March 26, 2026
TRANSAMERICA ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-53319

Source date

May 6, 2026
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-38618

Source date

March 31, 2026
TRANSAMERICA RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-42910

Source date

March 31, 2026
TRANSASIA PRIVATE CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-118428

Source date

March 23, 2026
TRANSATLANTIC HIGHWAY VENTURES, LLC
Exempt reporting adviser

SEC file number

802-135515

Source date

February 6, 2026
TRANSATLANTIQUE PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-107101

Source date

September 25, 2026
TRANSCE3ND LLC
Investment adviser

SEC file number

801-126674

Source date

May 5, 2026
TRANSCEND ADVISOR GROUP, LLC
Investment adviser

SEC file number

801-120108

Source date

July 10, 2026
TRANSCEND CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-114435

Source date

July 16, 2026
TRANSCEND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118834

Source date

March 30, 2026
TRANSCENDENT CAPITAL GROUP LLC
Investment adviser

SEC file number

801-122512

Source date

February 5, 2026
TRANSFORM MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-136010

Source date

March 26, 2026
TRANSFORMATION CAPITAL PARTNERS, L.P.
Exempt reporting adviser

SEC file number

802-118284

Source date

March 20, 2026
TRANSGLOBAL ADVISORY, LLC
Investment adviser

SEC file number

801-129096

Source date

September 23, 2026
TRANSITION EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-136809

Source date

September 18, 2026
TRANSITION FINANCIAL ADVISORS GROUP, LLC
Investment adviser

SEC file number

801-113459

Source date

March 31, 2026
TRANSITION GLOBAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-130865

Source date

March 26, 2026
TRANSLINK CAPITAL JAPAN, LLC
Exempt reporting adviser

SEC file number

802-115036

Source date

March 23, 2026
TRANSLINK CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-75196

Source date

June 9, 2026
TRANSMEDIA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-100501

Source date

March 31, 2026
TRANSOM CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-110356

Source date

May 20, 2026
TRANSPARENT WEALTH CONSULTING LLC
Investment adviser

SEC file number

801-111906

Source date

June 23, 2026
TRANSPORTATION TECHNOLOGY VENTURES, LLC
Exempt reporting adviser

SEC file number

802-107558

Source date

January 30, 2026
TRANSPOSE PLATFORM MANAGEMENT, LLC
Investment adviser

SEC file number

801-110689

Source date

March 31, 2026
TRANSWESTERN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-76546

Source date

March 31, 2026
TRAPHAGEN INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-56130

Source date

March 2, 2026
TRAUB CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-70068

Source date

March 5, 2026
TRAVEKA WEALTH, LLC
Investment adviser

SEC file number

801-128889

Source date

February 27, 2026
TRAVELLER CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-113481

Source date

March 18, 2026
TRAVER FINANCIAL CONSULTING NETWORK PA
Investment adviser

SEC file number

801-137309

Source date

September 3, 2026
TRAYNOR CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-78760

Source date

September 14, 2026
TRB WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119035

Source date

August 24, 2026
TRCM CAPITAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-136798

Source date

June 22, 2026
TRCM IM LLC
Exempt reporting adviser

SEC file number

802-136799

Source date

June 22, 2026
TREASURE COAST FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-77753

Source date

March 30, 2026
TREASURE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-119780

Source date

June 16, 2026
TREASURY FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127519

Source date

June 4, 2026
TREASURYSPRING MANAGEMENT (JERSEY) LIMITED
Exempt reporting adviser

SEC file number

802-128274

Source date

July 27, 2026
TREATY OAK EQUITY LLC
Exempt reporting adviser

SEC file number

802-127804

Source date

March 11, 2026
TREBLE MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-122199

Source date

March 23, 2026
TREBUCHET CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-112961

Source date

March 24, 2026
TREBUCHET CONSULTING, LLC
Investment adviser

SEC file number

801-77644

Source date

April 1, 2026
TRED AVON FAMILY WEALTH, LLC
Investment adviser

SEC file number

801-106937

Source date

August 25, 2026
TREE LINE ADVISORS (HONG KONG) LTD
Investment adviser

SEC file number

801-66781

Source date

March 23, 2026
TREE LINE ADVISORS (SINGAPORE) PTE. LTD.
Exempt reporting adviser

SEC file number

802-110331

Source date

March 19, 2026
TREE LINE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-106682

Source date

March 30, 2026
TREETOP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121465

Source date

January 13, 2026
TREEVIEW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-132184

Source date

July 7, 2026
TREGARON MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-76254

Source date

April 17, 2026
TREIBERG WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-116731

Source date

February 27, 2026
TREK FINANCIAL, LLC
Investment adviser

SEC file number

801-58087

Source date

July 10, 2026
TRELLIS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-80089

Source date

March 13, 2026
TRELLUS MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-136381

Source date

April 28, 2026
TREMBLANT ADVISORS LP
Investment adviser

SEC file number

801-129954

Source date

March 31, 2026
TREMBLANT CAPITAL LP
Investment adviser

SEC file number

801-71560

Source date

March 31, 2026
TREMONT REALTY CAPITAL LLC
Investment adviser

SEC file number

801-107676

Source date

July 2, 2026
TREND TRADE PRO, LLC
Investment adviser

SEC file number

801-131644

Source date

March 19, 2026
TRENT CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-134798

Source date

March 19, 2026
TREO ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126348

Source date

August 28, 2026
TREO VENTURES, LLC
Exempt reporting adviser

SEC file number

802-114390

Source date

March 24, 2026
TRES PALMAS VENTURES LLC
Exempt reporting adviser

SEC file number

802-132466

Source date

March 20, 2026
TRESIDOR INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-116927

Source date

June 29, 2026
TRESSES CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-137038

Source date

July 9, 2026
TRESTLE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-131766

Source date

March 30, 2026
TREVIAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121077

Source date

March 31, 2026
TREVILLE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-114473

Source date

March 31, 2026
TREXQUANT INVESTMENT LP
Investment adviser

SEC file number

801-79632

Source date

July 1, 2026
TREZ CAPITAL FUND MANAGEMENT LIMITED PARTNERSHIP
Investment adviser

SEC file number

801-130482

Source date

June 2, 2026
TRG CAPITAL MANAGEMENT INCORPORATED
Investment adviser

SEC file number

801-136816

Source date

August 17, 2026
TRG INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-122090

Source date

July 1, 2026
TRG MANAGEMENT LP
Investment adviser

SEC file number

801-65631

Source date

March 31, 2026
TRGP INVESTMENT PARTNERS, LP
Investment adviser

SEC file number

801-117975

Source date

March 27, 2026
TRI LOCUM PARTNERS LP
Investment adviser

SEC file number

801-119074

Source date

April 6, 2026
TRI-AD CAPITAL MANAGEMENT I, LLC
Investment adviser

SEC file number

801-127335

Source date

March 23, 2026
TRIAD INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-136071

Source date

September 16, 2026
TRIAD WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-128150

Source date

September 17, 2026
TRIAGEN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-118681

Source date

March 3, 2026
TRIAN FUND MANAGEMENT, L.P.
Investment adviser

SEC file number

801-71968

Source date

July 31, 2026
TRIANGLE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-129382

Source date

March 13, 2026
TRIANGLE PEAK PARTNERS, LP
Investment adviser

SEC file number

801-69591

Source date

May 5, 2026
TRIANGLE SECURITIES WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-69531

Source date

February 26, 2026
TRIARTISAN CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-127084

Source date

March 30, 2026
TRIASIMA PORTFOLIO MANAGEMENT INC.
Investment adviser

SEC file number

801-119229

Source date

March 25, 2026
TRIATA CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-137171

Source date

July 28, 2026
TRIATOMIC MANAGEMENT LP
Investment adviser

SEC file number

801-120359

Source date

March 31, 2026
TRIAVERA CAPITAL LLC
Investment adviser

SEC file number

801-134054

Source date

March 27, 2026
TRIAXX ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-65566

Source date

March 31, 2026
TRIBE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-119160

Source date

September 16, 2026
TRIBECA FINANCIAL, LLC
Investment adviser

SEC file number

801-60441

Source date

March 17, 2026
TRIBECA INVESTMENT PARTNERS PTY LTD
Exempt reporting adviser

SEC file number

802-77033

Source date

October 24, 2025
TRIBECA VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-75540

Source date

March 30, 2026
TRIBRIDGE PARTNERS FINANCIAL LLC
Investment adviser

SEC file number

801-129200

Source date

July 17, 2026
TRIBUNE INVESTMENT GROUP LP
Investment adviser

SEC file number

801-133918

Source date

September 11, 2026
TRIBUTARY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60282

Source date

April 27, 2026
TRIBUTO�CAPITAL�LLC
Exempt reporting adviser

SEC file number

802-137578

Source date

September 22, 2026
TRICAPITAL WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-123572

Source date

March 3, 2026
TRICON CAPITAL GP INC
Investment adviser

SEC file number

801-74415

Source date

March 31, 2026
TRICORD ADVISORS, INC.
Investment adviser

SEC file number

801-113764

Source date

March 30, 2026
TRICREST MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136796

Source date

June 19, 2026
TRIDENT ADVISORS INC
Investment adviser

SEC file number

801-131929

Source date

January 15, 2026
TRIDENT CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-107544

Source date

June 30, 2026
TRIDENT CONSULTING
Exempt reporting adviser

SEC file number

802-133019

Source date

May 16, 2025
TRIDENT MANAGEMENT LLC
Investment adviser

SEC file number

801-134041

Source date

March 31, 2026
TRIFECTA CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-123043

Source date

March 26, 2026
TRIFECTA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135910

Source date

March 20, 2026
TRIGATE MANAGEMENT LLC
Investment adviser

SEC file number

801-73441

Source date

February 25, 2026
TRIGON INVESTMENT ADVISORS AG
Investment adviser

SEC file number

801-108844

Source date

March 17, 2026
TRIGRAM PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137550

Source date

September 18, 2026
TRIGRAN INVESTMENTS, INC.
Investment adviser

SEC file number

801-72437

Source date

March 27, 2026
TRIGUARD MANAGEMENT LLC
Investment adviser

SEC file number

801-73747

Source date

May 11, 2026
TRILANTIC CAPITAL MANAGEMENT L.P.
Investment adviser

SEC file number

801-70902

Source date

May 13, 2026
TRILANTIC CAPITAL PARTNERS LP INC
Exempt reporting adviser

SEC file number

802-76228

Source date

June 2, 2026
TRILANTIC EUROPE S.A R.L.
Exempt reporting adviser

SEC file number

802-121677

Source date

April 8, 2026
TRILANTIC EUROPE V S.A R.L.
Exempt reporting adviser

SEC file number

802-121676

Source date

April 8, 2026
TRILINC ADVISORS, LLC
Investment adviser

SEC file number

801-106816

Source date

April 1, 2026
TRILINC GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-108382

Source date

April 1, 2026
TRILL IMPACT ADVISORY AB
Exempt reporting adviser

SEC file number

802-120929

Source date

March 30, 2026
TRILL IMPACT ADVISORY APS
Exempt reporting adviser

SEC file number

802-126945

Source date

March 30, 2026
TRILL IMPACT ADVISORY AS
Exempt reporting adviser

SEC file number

802-133813

Source date

March 30, 2026
TRILL IMPACT ADVISORY GMBH
Exempt reporting adviser

SEC file number

802-120930

Source date

March 30, 2026
TRILL IMPACT ADVISORY INC.
Investment adviser

SEC file number

801-129013

Source date

March 27, 2026
TRILL IMPACT LUXEMBOURG S.� R.L.
Exempt reporting adviser

SEC file number

802-135954

Source date

March 24, 2026
TRILLIUM ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-17958

Source date

September 3, 2026
TRILLIUM INVESTMENTS LLC
Investment adviser

SEC file number

801-132408

Source date

April 17, 2026
TRILLIUM WEALTH LLC
Investment adviser

SEC file number

801-135712

Source date

July 27, 2026
TRILOGY CAPITAL, INC.
Investment adviser

SEC file number

801-106922

Source date

July 23, 2026
TRILOGY INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-136102

Source date

March 31, 2026
TRILOGY PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-80734

Source date

January 7, 2026
TRIMARC WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-75381

Source date

March 26, 2026
TRIMER CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-124772

Source date

June 5, 2026
TRINITAS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-106701

Source date

March 30, 2026
TRINITY ALPS CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-117657

Source date

March 31, 2026
TRINITY CAPITAL ADVISER LLC
Investment adviser

SEC file number

801-129747

Source date

March 31, 2026
TRINITY CAPITAL INVESTORS
Investment adviser

SEC file number

801-57287

Source date

March 16, 2026
TRINITY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-111684

Source date

March 31, 2026
TRINITY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-67581

Source date

April 15, 2026
TRINITY FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-81196

Source date

April 29, 2026
TRINITY FUND ADVISORS LLC
Investment adviser

SEC file number

801-119443

Source date

March 30, 2026
TRINITY HUNT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73533

Source date

March 31, 2026
TRINITY INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-66958

Source date

March 18, 2026
TRINITY INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-67457

Source date

July 13, 2026
TRINITY INVESTORS FUND ADVISORS, LLC
Investment adviser

SEC file number

801-128471

Source date

May 20, 2026
TRINITY LANE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123097

Source date

June 5, 2026
TRINITY LEGACY PARTNERS, LLC
Investment adviser

SEC file number

801-110643

Source date

March 27, 2026
TRINITY PORTFOLIO ADVISORS, LLC
Investment adviser

SEC file number

801-70663

Source date

July 17, 2026
TRINITY STREET ASSET MANAGEMENT LLP
Investment adviser

SEC file number

801-71133

Source date

June 30, 2026
TRINITY WEALTH ADVISORS, L.L.C.
Investment adviser

SEC file number

801-55428

Source date

August 18, 2026
TRINITY WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-80014

Source date

March 27, 2026
TRINITY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114053

Source date

March 5, 2026
TRIO WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134440

Source date

March 23, 2026
TRIODOS INVESTMENT MANAGEMENT B.V.
Exempt reporting adviser

SEC file number

802-118334

Source date

April 8, 2026
TRIPLE JUMP B.V.
Exempt reporting adviser

SEC file number

802-100417

Source date

March 30, 2026
TRIPLE POINT INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-129714

Source date

June 25, 2026
TRIPLE SUMMIT ADVISORS, LLC
Investment adviser

SEC file number

801-135686

Source date

April 7, 2026
TRIPLEPOINT ADVISERS LLC
Investment adviser

SEC file number

801-78757

Source date

August 10, 2026
TRIPLETAIL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-133752

Source date

March 5, 2026
TRIPOST CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-113622

Source date

May 21, 2026
TRIQUETRA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135151

Source date

March 17, 2026
TRISPAN (USA) LLC
Investment adviser

SEC file number

801-119112

Source date

April 29, 2026
TRISPERITY ADVISORS, LLC
Investment adviser

SEC file number

801-113723

Source date

March 27, 2026
TRITIUM PARTNERS LLC
Investment adviser

SEC file number

801-107407

Source date

May 28, 2026
TRITON FINANCIAL GROUP, INC
Investment adviser

SEC file number

801-119672

Source date

March 24, 2026
TRITON INVESTMENTS ADVISERS LLP
Exempt reporting adviser

SEC file number

802-115204

Source date

June 29, 2026
TRITON PACIFIC HEALTHCARE PARTNERS, LLC
Investment adviser

SEC file number

801-130209

Source date

July 2, 2026
TRITON WEALTH MANAGEMENT, PLLC
Investment adviser

SEC file number

801-114305

Source date

July 9, 2026
TRITONPOINT CAPITAL, LLC
Investment adviser

SEC file number

801-133756

Source date

August 31, 2026
TRITONPOINT PARTNERS, LLC
Investment adviser

SEC file number

801-131295

Source date

May 27, 2026
TRITONPOINT WEALTH, LLC
Investment adviser

SEC file number

801-128869

Source date

August 27, 2026
TRIUM CAPITAL LLP
Investment adviser

SEC file number

801-122997

Source date

March 30, 2026
TRIUMPH CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-107312

Source date

March 6, 2026
TRIUNE FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-70960

Source date

March 27, 2026
TRIVANT CUSTOM PORTFOLIO GROUP LLC
Investment adviser

SEC file number

801-117351

Source date

February 27, 2026
TRIVE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-80036

Source date

August 4, 2026
TRIVENI CAPITAL INVESTMENTS LP
Investment adviser

SEC file number

801-128102

Source date

August 13, 2026
TRIVENTURES MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-107579

Source date

March 24, 2026
TRIVENTURES MANAGEMENT SEED LTD
Exempt reporting adviser

SEC file number

802-119129

Source date

March 24, 2026
TRIVERA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-137169

Source date

August 12, 2026
TRIVEST ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-74275

Source date

March 9, 2026
TRIVEST ADVISORS PTE. LIMITED
Exempt reporting adviser

SEC file number

802-135807

Source date

March 9, 2026
TRIVEST INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-74049

Source date

May 5, 2026
TRIVISTA CAPITAL INC.
Exempt reporting adviser

SEC file number

802-118364

Source date

February 5, 2026
TRIVIUM POINT ADVISORY, LLC
Investment adviser

SEC file number

801-112426

Source date

March 6, 2026
TRIWEST CAPITAL PARTNERS MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-121041

Source date

March 25, 2026
TRM ADVISORS LP
Investment adviser

SEC file number

801-130799

Source date

May 4, 2026
TRO SPECIALTY PRIVATE CREDIT FUND MANAGER, LLC
Exempt reporting adviser

SEC file number

802-132010

Source date

March 11, 2026
TROLUCE CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-127613

Source date

May 4, 2026
TROOB CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-74074

Source date

April 28, 2026
TROTT BROOK FINANCIAL, INC.
Investment adviser

SEC file number

801-135880

Source date

April 23, 2026
TROTTA, JOHN (NMN)
Investment adviser

SEC file number

801-79944

Source date

February 16, 2026
TROUTMAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121486

Source date

March 30, 2026
TROVE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118280

Source date

March 24, 2026
TROWBRIDGE CAPITAL PARTNERS LLC.
Investment adviser

SEC file number

801-113661

Source date

March 24, 2026
TROY ASSET MANAGEMENT LTD
Investment adviser

SEC file number

801-125739

Source date

July 30, 2026
TRP CAPITAL ADVISORS V, LLC
Investment adviser

SEC file number

801-118481

Source date

March 30, 2026
TRP CAPITAL ADVISORS VI, LLC
Investment adviser

SEC file number

801-129808

Source date

March 31, 2026
TRP CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-106878

Source date

March 26, 2026
TRU ARROW MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-122611

Source date

March 27, 2026
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC
Investment adviser

SEC file number

801-118810

Source date

September 13, 2026