Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 86 of 96

THINK+ VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130059

Source date

March 30, 2026
THINKING BIG FINANCIAL INC.
Investment adviser

SEC file number

801-123485

Source date

February 16, 2026
THIRD AVENUE MANAGEMENT LLC
Investment adviser

SEC file number

801-27792

Source date

March 27, 2026
THIRD EYE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136672

Source date

July 2, 2026
THIRD EYE GLOBAL LLC
Exempt reporting adviser

SEC file number

802-137820

Source date

October 30, 2026
THIRD GEAR CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-133805

Source date

June 11, 2026
THIRD HARBOR PARTNERS L.P.
Investment adviser

SEC file number

801-136800

Source date

November 5, 2026
THIRD KIND VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-110276

Source date

March 5, 2026
THIRD LAKE PARTNERS, LLC
Investment adviser

SEC file number

801-115011

Source date

March 31, 2026
THIRD MOMENT CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-137335

Source date

August 19, 2026
THIRD NORTH CAPITAL LP
Investment adviser

SEC file number

801-108570

Source date

March 30, 2026
THIRD POINT LLC
Investment adviser

SEC file number

801-65088

Source date

May 1, 2026
THIRD POINT PRIVATE CAPITAL LLC
Investment adviser

SEC file number

801-131102

Source date

March 31, 2026
THIRD PRIME CAPITAL MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-108934

Source date

March 30, 2026
THIRD ROCK VENTURES, LLC
Exempt reporting adviser

SEC file number

802-75143

Source date

March 19, 2026
THIRD SIGMA INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-123568

Source date

May 2, 2026
THIRD SPACE CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-133968

Source date

April 23, 2026
THIRD STAGE INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-67208

Source date

March 24, 2026
THIRD VIEW PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-132770

Source date

August 10, 2026
THIRDBASE CAPITAL GP, LLC
Exempt reporting adviser

SEC file number

802-123606

Source date

March 31, 2026
THIRTEEN TWENTY-TWO ADVISORS, LLC
Investment adviser

SEC file number

801-135085

Source date

September 2, 2026
THIRTY SEVEN CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-113792

Source date

March 25, 2026
THIRTYNORTH INVESTMENTS, LLC
Investment adviser

SEC file number

801-71921

Source date

March 23, 2026
THISTLE CREEK CAPITAL, LLC
Investment adviser

SEC file number

801-131964

Source date

March 26, 2026
THL MANAGERS VII, LLC
Investment adviser

SEC file number

801-79656

Source date

July 2, 2026
THOMA BRAVO, L.P.
Investment adviser

SEC file number

801-73780

Source date

October 8, 2026
THOMA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-111054

Source date

August 19, 2026
THOMAS J. HERZFELD ADVISORS, INC.
Investment adviser

SEC file number

801-20866

Source date

October 27, 2026
THOMAS LEO ADVISORY, LLC
Investment adviser

SEC file number

801-112656

Source date

October 20, 2026
THOMAS S FUND ADVISER LLC
Exempt reporting adviser

SEC file number

802-134505

Source date

May 1, 2026
THOMAS STORY AND SON LLC
Investment adviser

SEC file number

801-69744

Source date

March 5, 2026
THOMAS WRIGHT ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-96292

Source date

March 30, 2026
THOMASLLOYD CLIMATE SOLUTIONS LLC
Investment adviser

SEC file number

801-113991

Source date

March 31, 2026
THOMIST CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-114660

Source date

March 2, 2026
THOMPSON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-114939

Source date

October 19, 2026
THOMPSON DAVIS & CO., INC.
Investment adviser

SEC file number

801-120472

Source date

September 10, 2026
THOMPSON INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-62562

Source date

September 11, 2026
THOMPSON MERIDIAN ADVISORS LLC
Exempt reporting adviser

SEC file number

802-137741

Source date

October 30, 2026
THOMPSON SIEGEL & WALMSLEY LLC
Investment adviser

SEC file number

801-6273

Source date

April 1, 2026
THOMPSON STREET CAPITAL MANAGER LLC
Investment adviser

SEC file number

801-73528

Source date

March 31, 2026
THOMPSON WEALTH SOLUTIONS, LLC
Investment adviser

SEC file number

801-134259

Source date

June 9, 2026
THOR INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-40745

Source date

May 18, 2026
THOR TRADING ADVISORS, LLC
Investment adviser

SEC file number

801-126093

Source date

February 3, 2026
THORA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-117017

Source date

February 2, 2026
THOREAU MANAGEMENT PARTNERS, LP
Investment adviser

SEC file number

801-136846

Source date

June 25, 2026
THORNAPPLE RIVER CAPITAL LLC
Exempt reporting adviser

SEC file number

802-120000

Source date

March 27, 2026
THORNBURG BOW RIVER ADVISERS, LLC.
Investment adviser

SEC file number

801-131106

Source date

August 28, 2026
THORNBURG INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-17853

Source date

March 27, 2026
THORNTREE CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-107747

Source date

July 8, 2026
THOROFARE, LLC
Investment adviser

SEC file number

801-80373

Source date

August 18, 2026
THOROUGHBRED FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-56741

Source date

March 31, 2026
THORPE ABBOTTS GLOBAL FLAGSHIP FUND GP, LLC
Exempt reporting adviser

SEC file number

802-137387

Source date

August 26, 2026
THOUGHTFUL MONEY LLC
Investment adviser

SEC file number

801-131404

Source date

April 7, 2026
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132212

Source date

July 7, 2026
THREE ARCH WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131587

Source date

August 31, 2026
THREE BEARINGS FIDUCIARY ADVISORS, INC.
Investment adviser

SEC file number

801-108079

Source date

August 10, 2026
THREE BELL CAPITAL LLC
Investment adviser

SEC file number

801-79156

Source date

June 9, 2026
THREE BRIDGE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-70332

Source date

March 30, 2026
THREE BRIDGES CAPITAL, LP
Investment adviser

SEC file number

801-73041

Source date

August 6, 2026
THREE CORD TRUE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119394

Source date

May 15, 2026
THREE COURT, LP
Exempt reporting adviser

SEC file number

802-79308

Source date

March 23, 2026
THREE FIFTY EIGHT INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-132119

Source date

March 31, 2026
THREE LIONS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132636

Source date

March 31, 2026
THREE MAGNOLIAS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-60460

Source date

March 30, 2026
THREE OAKS ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-137566

Source date

September 23, 2026
THREE OAKS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-137130

Source date

September 1, 2026
THREE PEAKS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-62196

Source date

March 31, 2026
THREE RIVERS FUND ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-78342

Source date

March 17, 2026
THREE SEASONS WEALTH
Investment adviser

SEC file number

801-127982

Source date

March 10, 2026
THREE SIXTY FBO, LLC
Investment adviser

SEC file number

801-120638

Source date

October 20, 2026
THREEFIFTY CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-132231

Source date

March 11, 2026
THREEFOLD CAPITAL CORP
Exempt reporting adviser

SEC file number

802-137442

Source date

September 3, 2026
THREE-SIXTY HEALTH VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-132659

Source date

March 30, 2026
THRESHOLD MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117546

Source date

March 30, 2026
THRESHOLD VENTURES I MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-128264

Source date

March 30, 2026
THRESHOLD VENTURES II MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-128263

Source date

March 30, 2026
THRIVE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119936

Source date

June 26, 2026
THRIVE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122181

Source date

July 6, 2026
THRIVE RETIREMENT SPECIALISTS L.L.C.
Investment adviser

SEC file number

801-129197

Source date

March 22, 2026
THRIVE VENTURES, LTD.
Exempt reporting adviser

SEC file number

802-129258

Source date

March 11, 2026
THRIVE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-108388

Source date

August 14, 2026
THRIVENT ADVISOR NETWORK, LLC
Investment adviser

SEC file number

801-117013

Source date

October 9, 2026
THRIVENT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-64988

Source date

March 31, 2026
THRIVENT FINANCIAL FOR LUTHERANS
Investment adviser

SEC file number

801-60701

Source date

June 17, 2026
THRIVENT INVESTMENT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-134357

Source date

March 30, 2026
THRIVENT INVESTMENT MANAGEMENT INC.
Investment adviser

SEC file number

801-29618

Source date

October 7, 2026
THRYVE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132749

Source date

October 20, 2026
THURSDAY VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-123360

Source date

March 31, 2026
THURSTON ADVISORS, LLC
Investment adviser

SEC file number

801-130744

Source date

May 12, 2026
THURSTON SPRINGER ADVISORS, LLC
Investment adviser

SEC file number

801-114256

Source date

October 5, 2026
THVC, LLC
Exempt reporting adviser

SEC file number

802-121072

Source date

March 30, 2026
TI PARTNERS MGR, LLC
Exempt reporting adviser

SEC file number

802-134214

Source date

March 26, 2026
TIA VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126031

Source date

April 1, 2026
TIA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136330

Source date

May 7, 2026
TIAA KASPICK, LLC
Investment adviser

SEC file number

801-28179

Source date

October 9, 2026
TIAA WEALTH INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-132296

Source date

August 17, 2026
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Investment adviser

SEC file number

801-63550

Source date

July 6, 2026
TIAA-CREF INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-38029

Source date

March 28, 2026
TIAA-CREF TUITION FINANCING, INC.
Investment adviser

SEC file number

801-56817

Source date

June 16, 2026
TIANYAN CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-126379

Source date

February 25, 2026
TICINO WEALTH LLC
Investment adviser

SEC file number

801-133742

Source date

June 18, 2026
TIDAL FUND MANAGER LLC
Exempt reporting adviser

SEC file number

802-127315

Source date

March 31, 2026
TIDAL INVESTMENTS LLC
Investment adviser

SEC file number

801-76857

Source date

March 27, 2026
TIDAN CAPITAL AB
Exempt reporting adviser

SEC file number

802-132982

Source date

March 6, 2026
TIDE COVE CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-128540

Source date

March 18, 2026
TIDE CYCLE RESOURCES LLC
Investment adviser

SEC file number

801-130380

Source date

July 2, 2026
TIDE ROCK LEVERAGECO MANAGER, LLC
Investment adviser

SEC file number

801-136447

Source date

October 6, 2026
TIDECREST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130960

Source date

March 4, 2026
TIDEHAVEN WEALTH, LLC
Investment adviser

SEC file number

801-135544

Source date

July 16, 2026
TIDEMARK MANAGEMENT COMPANY LP
Investment adviser

SEC file number

801-126266

Source date

March 30, 2026
TIDEMARK, LLC
Investment adviser

SEC file number

801-128758

Source date

September 22, 2026
TIDWELL WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135914

Source date

May 4, 2026
TIEDEMANN ADVISORS, LLC
Investment adviser

SEC file number

801-69865

Source date

July 10, 2026
TIEMANN INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-64295

Source date

March 25, 2026
TIEMPO CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-129298

Source date

June 8, 2026
TIER1 ALPHA ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-137651

Source date

October 2, 2026
TIETON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-66657

Source date

March 17, 2026
TIFF ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-128989

Source date

September 3, 2026
TIFF ENDOWMENT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-73256

Source date

March 20, 2026
TIFIN GIVE INC.
Investment adviser

SEC file number

801-121587

Source date

September 4, 2026
TIG ADVISORS LLC
Investment adviser

SEC file number

801-65608

Source date

March 27, 2026
TIGER GLOBAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73973

Source date

March 27, 2026
TIGER GRASS CAPITAL LP
Exempt reporting adviser

SEC file number

802-127662

Source date

March 30, 2026
TIGER INFRASTRUCTURE PARTNERS LP
Investment adviser

SEC file number

801-113115

Source date

April 30, 2026
TIGER IRON CAPITAL, LLC
Investment adviser

SEC file number

801-110145

Source date

May 7, 2026
TIGER PACIFIC CAPITAL LP
Investment adviser

SEC file number

801-96222

Source date

March 31, 2026
TIGEROAK MANAGEMENT, LLC
Investment adviser

SEC file number

801-129998

Source date

February 20, 2026
TIIC ADVISOR SAS
Exempt reporting adviser

SEC file number

802-112752

Source date

January 16, 2026
TIKEHAU CAPITAL NORTH AMERICA LLC
Investment adviser

SEC file number

801-111758

Source date

July 1, 2026
TIKEHAU INVESTMENT MANAGEMENT
Exempt reporting adviser

SEC file number

802-120539

Source date

April 1, 2026
TILDEN LOUCKS & WOODNORTH LLC
Investment adviser

SEC file number

801-47188

Source date

March 30, 2026
TILDEN PARK CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-74398

Source date

June 30, 2026
TILIA FIDUCIARY PARTNERS, INC.
Investment adviser

SEC file number

801-120194

Source date

October 30, 2026
TILIA HOLDINGS, LLC
Investment adviser

SEC file number

801-116988

Source date

March 31, 2026
TILLER PARTNERS, LLC
Investment adviser

SEC file number

801-79243

Source date

March 30, 2026
TILLER PRIVATE WEALTH, INC.
Investment adviser

SEC file number

801-53367

Source date

October 27, 2026
TILLMAN HARTLEY LLC
Investment adviser

SEC file number

801-56787

Source date

March 30, 2026
TILLRIDGE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-108287

Source date

March 31, 2026
TILSON FINANCIAL GROUP INC
Investment adviser

SEC file number

801-64633

Source date

October 19, 2026
TIM LOONEY INVESTMENTS, LLC
Investment adviser

SEC file number

801-76731

Source date

March 11, 2026
TIMBER BAY PARTNERS, LLC
Investment adviser

SEC file number

801-119137

Source date

July 30, 2026
TIMBER CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-75733

Source date

July 2, 2025
TIMBER CREEK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-68817

Source date

April 20, 2026
TIMBER POINT CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-118290

Source date

March 23, 2026
TIMBERCHASE FINANCIAL, LLC
Investment adviser

SEC file number

801-119050

Source date

August 25, 2026
TIMBERLAND INVESTMENT RESOURCES, LLC
Investment adviser

SEC file number

801-62821

Source date

March 27, 2026
TIMBERLANE REAL ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135380

Source date

March 31, 2026
TIMBERLINK LLC
Investment adviser

SEC file number

801-79682

Source date

January 16, 2026
TIMBUKTU CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-125812

Source date

March 28, 2026
TIME BIO MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119887

Source date

March 31, 2026
TIMECAPITAL INVESTOR ADVISORY SERVICES INC
Investment adviser

SEC file number

801-11732

Source date

June 30, 2026
TIMEFOLIO ASSET MANAGEMENT CO., LTD.
Investment adviser

SEC file number

801-137662

Source date

October 5, 2026
TIMEFOLIO ASSET MANAGEMENT SINGAPORE PTE. LTD.
Investment adviser

SEC file number

801-135889

Source date

March 18, 2026
TIMELESS PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-131771

Source date

March 31, 2026
TIMESHIFT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-111101

Source date

March 30, 2026
TIMESSQUARE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-63492

Source date

March 25, 2026
TIMMONS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129964

Source date

April 20, 2026
TIMONIER FAMILY OFFICE, LTD.
Investment adviser

SEC file number

801-70341

Source date

February 10, 2026
TIMOTHY CHEN ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-130086

Source date

March 26, 2026
TIMOTHY FINANCIAL COUNSEL, INC.
Investment adviser

SEC file number

801-123236

Source date

October 8, 2026
TIMOTHY PARTNERS, LTD.
Investment adviser

SEC file number

801-45766

Source date

October 16, 2026
TIMUCUAN ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-36461

Source date

July 1, 2026
TIN MEN CAPITAL PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-126878

Source date

March 30, 2026
TIND ASSET MANAGEMENT AS
Investment adviser

SEC file number

801-131886

Source date

March 27, 2026
TINDERWEALTH LLC
Investment adviser

SEC file number

801-126927

Source date

March 17, 2026
TINGEY FINANCIAL GROUP INC.
Investment adviser

SEC file number

801-136459

Source date

June 1, 2026
TINICUM INCORPORATED
Investment adviser

SEC file number

801-74124

Source date

April 27, 2026
TINICUM VENTURE PARTNERS LLC
Investment adviser

SEC file number

801-128659

Source date

March 12, 2026
TINY SUPERCOMPUTER MANAGEMENT COMPANY (UK) LIMITED
Exempt reporting adviser

SEC file number

802-128184

Source date

February 25, 2026
TIPPET VENTURE PARTNERS (GP), LLC
Exempt reporting adviser

SEC file number

802-124841

Source date

March 1, 2026
TIPTREE ADVISORS, LLC
Investment adviser

SEC file number

801-65759

Source date

October 6, 2026
TIRTA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132482

Source date

February 26, 2026
TISHMAN SPEYER PROPERTIES, L.P.
Investment adviser

SEC file number

801-73310

Source date

April 20, 2026
TITAN ADVISORS, LLC
Investment adviser

SEC file number

801-65606

Source date

July 15, 2026
TITAN ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134513

Source date

September 8, 2025
TITAN FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-112121

Source date

May 11, 2026
TITAN GLOBAL CAPITAL MANAGEMENT USA LLC
Investment adviser

SEC file number

801-112142

Source date

June 12, 2026
TITAN INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-135755

Source date

March 3, 2026
TITAN MANAGERS, LLC
Investment adviser

SEC file number

801-123690

Source date

March 25, 2026
TITAN RETIREMENT ADVISORS LLC
Investment adviser

SEC file number

801-118730

Source date

March 24, 2026
TITANBAY INTERNATIONAL GP II S.A R.L.
Exempt reporting adviser

SEC file number

802-137275

Source date

August 12, 2026
TITANBAY IRELAND LIMITED
Exempt reporting adviser

SEC file number

802-130975

Source date

April 10, 2026
TITANBAY LTD
Exempt reporting adviser

SEC file number

802-129793

Source date

March 27, 2026
TITANIUM ADVISORS, LLC
Investment adviser

SEC file number

801-123566

Source date

February 11, 2026
TITLEIST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126953

Source date

October 30, 2026
TITLETOWN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121461

Source date

February 9, 2026
TITLETOWNTECH VENTURES LLC
Exempt reporting adviser

SEC file number

802-117706

Source date

May 7, 2026
TIVERTON ADVISORS, LLC
Investment adviser

SEC file number

801-120440

Source date

March 31, 2026
TJC LP
Investment adviser

SEC file number

801-73848

Source date

May 15, 2026
TJSS, LLC
Exempt reporting adviser

SEC file number

802-128159

Source date

March 27, 2026
TK MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136153

Source date

March 31, 2026
TKC WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-133951

Source date

March 23, 2026
TKG ADVISORS, LLC
Investment adviser

SEC file number

801-118738

Source date

July 24, 2026
TL PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-110449

Source date

March 27, 2026
TLC GROUP INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-122544

Source date

March 16, 2026
TLG ADVISORS, INC.
Investment adviser

SEC file number

801-60458

Source date

March 31, 2026
TLG CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128041

Source date

February 11, 2026
TLS ADVISORS LLC
Investment adviser

SEC file number

801-128260

Source date

October 19, 2026
TLV PARTNERS MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-118752

Source date

March 30, 2026
TLW WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114938

Source date

July 21, 2026
TLWM, LLC
Investment adviser

SEC file number

801-79214

Source date

March 24, 2026
TM37 INC.
Investment adviser

SEC file number

801-135065

Source date

September 16, 2026
TMB CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-132649

Source date

September 15, 2026
TMC ASSOCIATES LLC
Exempt reporting adviser

SEC file number

802-129327

Source date

March 25, 2026
TME FINANCIAL, INC.
Investment adviser

SEC file number

801-127270

Source date

March 17, 2026
TMF FUND MANAGEMENT (IRELAND) LIMITED
Exempt reporting adviser

SEC file number

802-80646

Source date

October 6, 2026
TNL ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-130346

Source date

February 27, 2026
TNT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-130194

Source date

September 28, 2026
TO CAPITAL LLC
Exempt reporting adviser

SEC file number

802-123160

Source date

March 31, 2026
TOBA CAPITAL FUND I SERIES, A SERIES OF TOBA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-79095

Source date

March 8, 2026
TOBA CAPITAL FUND II SERIES, A SERIES OF TOBA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-79094

Source date

March 8, 2026
TOBAM S.A.S.
Investment adviser

SEC file number

801-72248

Source date

June 15, 2026
TOBERMAN BECKER WEALTH, LLC
Investment adviser

SEC file number

801-131395

Source date

May 22, 2026
TOBIAS FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-33972

Source date

September 11, 2026
TOC-23, LLC
Exempt reporting adviser

SEC file number

802-133894

Source date

March 30, 2026
TOCCATA CAPITAL LLC
Investment adviser

SEC file number

801-132989

Source date

January 6, 2026
TOCQUEVILLE ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-36209

Source date

March 31, 2026
TODD ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-55565

Source date

March 10, 2026
TODD WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132318

Source date

March 6, 2026
TODO CAPITAL, LLC
Investment adviser

SEC file number

801-78096

Source date

May 6, 2026
TOEWS CORPORATION
Investment adviser

SEC file number

801-47765

Source date

March 26, 2026
TOF MANAGER, LLC
Investment adviser

SEC file number

801-136085

Source date

September 23, 2026
TOGETHER WEALTH GROUP LLC
Investment adviser

SEC file number

801-136432

Source date

October 1, 2026
TOGWOTEE CIO, LLC
Investment adviser

SEC file number

801-120052

Source date

January 28, 2026
TOKIO MARINE ASSET MANAGEMENT (USA), LTD.
Investment adviser

SEC file number

801-73271

Source date

April 13, 2026
TOKIO MARINE ASSET MANAGEMENT CO.,LTD.
Exempt reporting adviser

SEC file number

802-85191

Source date

June 26, 2026
TOKIOBIT INC
Exempt reporting adviser

SEC file number

802-136563

Source date

May 22, 2026
TOLA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-106586

Source date

March 30, 2026
TOLIS ADVISORS, LP
Investment adviser

SEC file number

801-80400

Source date

March 26, 2026
TOLLEFSON AND COMPANY INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-121016

Source date

March 19, 2026
TOLLESON PRIVATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-57641

Source date

September 10, 2026
TOLLEY FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-136207

Source date

August 11, 2026
TOLOU CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119106

Source date

September 1, 2026
TOLSMA INVESTMENTS, LLC
Investment adviser

SEC file number

801-119037

Source date

April 2, 2026
TOM JOHNSON INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-42549

Source date

April 28, 2026
TOMALES BAY CAPITAL, L.P.
Investment adviser

SEC file number

801-117472

Source date

March 31, 2026
TOMORO LLC
Investment adviser

SEC file number

801-136443

Source date

October 9, 2026
TOMS CAPITAL INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-112614

Source date

August 7, 2026
TONE CAPITAL, LLC
Investment adviser

SEC file number

801-132702

Source date

March 16, 2026
TONG FANG CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135339

Source date

January 14, 2026
TONKA CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-130795

Source date

May 7, 2026
TOOMEY INVESTMENT MANAGEMENT, INC
Investment adviser

SEC file number

801-112517

Source date

January 27, 2026
TOP DOWN FOUNDERS FUND MANAGEMENSDT LTD.
Exempt reporting adviser

SEC file number

802-137680

Source date

October 8, 2026
TOP HARVEST CAPITAL, L.L.C.
Exempt reporting adviser

SEC file number

802-121729

Source date

March 6, 2026
TOP HAT FUND MANAGER, LLC
Exempt reporting adviser

SEC file number

802-129052

Source date

February 26, 2026
TOP PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-136582

Source date

July 9, 2026
TOP TIER CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-68178

Source date

September 22, 2026
TOPAZ ADVISORS INC
Exempt reporting adviser

SEC file number

802-137495

Source date

September 11, 2026
TOPEL & DISTASI WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120715

Source date

March 12, 2026
TOPIARY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119318

Source date

March 20, 2026