Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 85 of 95

THE FAIRMAN GROUP, LLC
Investment adviser

SEC file number

801-61326

Source date

March 30, 2026
THE FAUSER GROUP, LLC
Investment adviser

SEC file number

801-118322

Source date

April 1, 2026
THE FIDUCIARY GROUP, LLC
Investment adviser

SEC file number

801-96251

Source date

March 31, 2026
THE FINANCIAL CONSULATE, INC
Investment adviser

SEC file number

801-18829

Source date

August 13, 2026
THE FINANCIAL DISCOVERY GROUP,INC.
Investment adviser

SEC file number

801-129977

Source date

March 13, 2026
THE FINANCIAL LEGACY GROUP, LLC
Investment adviser

SEC file number

801-135420

Source date

January 27, 2026
THE FINANCIAL RESOURCE CENTER, INC.
Investment adviser

SEC file number

801-122673

Source date

September 11, 2026
THE FINANCIAL ZEN GROUP, INC.
Investment adviser

SEC file number

801-136851

Source date

September 2, 2026
THE FORUM FINANCE GROUP SA
Investment adviser

SEC file number

801-108036

Source date

August 12, 2026
THE FOUNDRY FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-129329

Source date

February 20, 2026
THE FUTURE FUND LLC
Investment adviser

SEC file number

801-121505

Source date

March 30, 2026
THE GATE ADVISOR LLC
Exempt reporting adviser

SEC file number

802-127483

Source date

March 30, 2026
THE GENWEALTH GROUP, INC.
Investment adviser

SEC file number

801-71876

Source date

August 17, 2026
THE GLEASON GROUP, INC.
Investment adviser

SEC file number

801-96195

Source date

June 15, 2026
THE GMS GROUP, LLC
Investment adviser

SEC file number

801-126662

Source date

September 10, 2026
THE GORES GROUP, LLC
Investment adviser

SEC file number

801-73952

Source date

March 27, 2026
THE GP MANAGER, LLC
Exempt reporting adviser

SEC file number

802-125905

Source date

March 31, 2026
THE HAJDARI GROUP, LLC
Investment adviser

SEC file number

801-111001

Source date

March 20, 2026
THE HARBOR GROUP, INC.
Investment adviser

SEC file number

801-22924

Source date

September 3, 2026
THE HEATON HOPPES GROUP, LLC
Investment adviser

SEC file number

801-113740

Source date

March 26, 2026
THE HELMSTAR GROUP, LLC
Investment adviser

SEC file number

801-108320

Source date

March 27, 2026
THE HERBST GROUP, LLC
Investment adviser

SEC file number

801-118872

Source date

June 24, 2026
THE HIDEAWAY ENTERTAINMENT LLC
Exempt reporting adviser

SEC file number

802-111802

Source date

March 27, 2026
THE HIGH NET WORTH ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-119234

Source date

January 22, 2026
THE HOERNER PLANNING GROUP, LLC
Investment adviser

SEC file number

801-66594

Source date

March 26, 2026
THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-128805

Source date

March 18, 2026
THE HOUSE FUND, LLC
Exempt reporting adviser

SEC file number

802-107117

Source date

March 31, 2026
THE HUNTINGTON INVESTMENT COMPANY
Investment adviser

SEC file number

801-58015

Source date

August 21, 2026
THE INFORMED MOMENTUM COMPANY LLC
Investment adviser

SEC file number

801-70305

Source date

September 1, 2026
THE INVESTMENT COUNSEL COMPANY OF NEVADA
Investment adviser

SEC file number

801-32353

Source date

March 31, 2026
THE INVESTMENT HOUSE LLC
Investment adviser

SEC file number

801-76547

Source date

September 16, 2026
THE INVICTUS COLLECTIVE, LLC
Investment adviser

SEC file number

801-121217

Source date

September 15, 2026
THE ITHAKA GROUP, LLC
Investment adviser

SEC file number

801-69086

Source date

September 22, 2026
THE JENKINS FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-133929

Source date

September 11, 2026
THE JOSEPH GROUP LLC
Investment adviser

SEC file number

801-77130

Source date

March 26, 2026
THE JUNK INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-34480

Source date

February 9, 2026
THE KARRAS COMPANY, INC.
Investment adviser

SEC file number

801-55317

Source date

September 9, 2026
THE KEYSTONE FINANCIAL ALLIANCE, LLC
Investment adviser

SEC file number

801-115035

Source date

March 30, 2026
THE KIECKHEFER GROUP LLC
Investment adviser

SEC file number

801-130293

Source date

January 27, 2026
THE KOCEN FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-64553

Source date

March 31, 2026
THE L. WARNER COMPANIES, INC
Investment adviser

SEC file number

801-56965

Source date

August 5, 2026
THE L.T. FUNDS SA
Investment adviser

SEC file number

801-108674

Source date

March 5, 2026
THE LAM GROUP, INC.
Investment adviser

SEC file number

801-62544

Source date

February 23, 2026
THE LAUNCH PARTNERSHIP, LLC
Exempt reporting adviser

SEC file number

802-127827

Source date

February 19, 2026
THE LEGACY FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-64293

Source date

September 8, 2026
THE LEGALTECH FUND MANAGEMENT CO., L.L.C.
Exempt reporting adviser

SEC file number

802-123733

Source date

March 5, 2026
THE LEUTHOLD GROUP, LLC
Investment adviser

SEC file number

801-30686

Source date

July 6, 2026
THE LIND PARTNERS, LLC
Investment adviser

SEC file number

801-128438

Source date

May 11, 2026
THE LINONIA PARTNERSHIP LP
Investment adviser

SEC file number

801-128378

Source date

July 9, 2026
THE LITIGATION FUND MANAGER, LLC
Investment adviser

SEC file number

801-134051

Source date

March 31, 2026
THE LONDON COMPANY OF VIRGINIA, LLC
Investment adviser

SEC file number

801-46604

Source date

March 23, 2026
THE LONGREACH GROUP LIMITED
Exempt reporting adviser

SEC file number

802-75668

Source date

March 30, 2026
THE LUTS & GREENLEIGH GROUP, INC.
Investment adviser

SEC file number

801-117324

Source date

July 17, 2026
THE LYME TIMBER COMPANY LLC
Investment adviser

SEC file number

801-80140

Source date

March 23, 2026
THE MAGNOLIA GROUP, LLC
Investment adviser

SEC file number

801-79848

Source date

March 27, 2026
THE MAIN STREET GROUP, LTD
Investment adviser

SEC file number

801-113192

Source date

September 14, 2026
THE MANNSION GROUP LLC
Exempt reporting adviser

SEC file number

802-135771

Source date

March 5, 2026
THE MARIN GROUP INC.
Investment adviser

SEC file number

801-136949

Source date

August 7, 2026
THE MARSHALL FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-117820

Source date

April 8, 2026
THE MASS GROUP L.L.C-FZ
Investment adviser

SEC file number

801-129825

Source date

March 30, 2026
THE MATHER GROUP, LLC
Investment adviser

SEC file number

801-72156

Source date

September 4, 2026
THE MATHES COMPANY, INC.
Investment adviser

SEC file number

801-54747

Source date

March 20, 2026
THE MCHUGH GROUP, LLC
Investment adviser

SEC file number

801-120942

Source date

March 12, 2026
THE MENARD FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-114342

Source date

September 22, 2026
THE MIDWAY GROUP, L.P.
Exempt reporting adviser

SEC file number

802-131193

Source date

February 9, 2026
THE MILESTONE REAL ESTATE GROUP, LP
Investment adviser

SEC file number

801-75957

Source date

April 23, 2026
THE MILLSTONE EVANS GROUP, LLC
Investment adviser

SEC file number

801-119896

Source date

July 8, 2026
THE MILWEALTH GROUP, LLC
Investment adviser

SEC file number

801-56927

Source date

March 25, 2026
THE MOLPUS WOODLANDS GROUP, LLC
Investment adviser

SEC file number

801-63377

Source date

July 28, 2026
THE MONEY MEN, INC.
Investment adviser

SEC file number

801-112498

Source date

March 10, 2026
THE MONEYPAPER ADVISOR, INC.
Investment adviser

SEC file number

801-72257

Source date

January 8, 2026
THE MONITOR GROUP, INC.
Investment adviser

SEC file number

801-121908

Source date

March 20, 2026
THE MOORINGS GROUP, LLC
Investment adviser

SEC file number

801-63917

Source date

May 13, 2026
THE MOSAIC FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-58120

Source date

September 17, 2026
THE MUSTICO FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-67939

Source date

January 20, 2026
THE MUSUNEGGI FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-132243

Source date

August 14, 2026
THE NALLS SHERBAKOFF GROUP, LLC
Investment adviser

SEC file number

801-107462

Source date

March 24, 2026
THE NEMES RUSH GROUP, LLC
Investment adviser

SEC file number

801-120727

Source date

March 25, 2026
THE NESTEGG GROUP, INC.
Investment adviser

SEC file number

801-67262

Source date

September 2, 2026
THE NEWCASTLE NETWORK LP
Investment adviser

SEC file number

801-136978

Source date

July 24, 2026
THE NORDEN GROUP LLC
Investment adviser

SEC file number

801-127137

Source date

February 2, 2026
THE NORTHSTAR GROUP, INC.
Investment adviser

SEC file number

801-41169

Source date

March 24, 2026
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
Investment adviser

SEC file number

801-80809

Source date

December 23, 2025
THE OPERAND GROUP II LLC
Exempt reporting adviser

SEC file number

802-108556

Source date

March 2, 2026
THE OPERATORS FUND INVESTMENT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-135671

Source date

July 31, 2026
THE PACIFIC CENTER FOR FINANCIAL SERVICES
Investment adviser

SEC file number

801-55119

Source date

June 1, 2026
THE PACIFIC GROUP LIMITED
Investment adviser

SEC file number

801-74247

Source date

February 5, 2026
THE PALISADES GROUP, LLC
Investment adviser

SEC file number

801-77293

Source date

May 8, 2026
THE PALMER KNIGHT COMPANY
Investment adviser

SEC file number

801-101490

Source date

March 18, 2026
THE PARAGON PARTNERS FUND II GMBH & CO. KG
Exempt reporting adviser

SEC file number

802-121160

Source date

February 17, 2026
THE PARAGON PARTNERS FUND III GMBH & CO. KG
Exempt reporting adviser

SEC file number

802-118544

Source date

February 17, 2026
THE PARAGON PARTNERS FUND IV GMBH & CO. KG
Exempt reporting adviser

SEC file number

802-127769

Source date

February 17, 2026
THE PARTNERS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122637

Source date

September 9, 2026
THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC
Investment adviser

SEC file number

801-80245

Source date

July 13, 2026
THE PATTEN GROUP, INC.
Investment adviser

SEC file number

801-78354

Source date

March 13, 2026
THE PERSPECTIVE GROUP, LLC
Investment adviser

SEC file number

801-119555

Source date

July 20, 2026
THE PHOENIX FUND ADVISOR LLC
Investment adviser

SEC file number

801-128408

Source date

October 13, 2025
THE PICKLE PROS L.L.C.
Investment adviser

SEC file number

801-127702

Source date

February 18, 2026
THE PINES WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129712

Source date

July 20, 2026
THE PINNACLE FINANCIAL GROUP
Investment adviser

SEC file number

801-77304

Source date

March 30, 2026
THE PITTI GROUP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121652

Source date

June 15, 2026
THE PLANNER'S EDGE LLC
Investment adviser

SEC file number

801-120913

Source date

February 25, 2026
THE PLANNING CENTER, INC.
Investment adviser

SEC file number

801-61051

Source date

March 17, 2026
THE PLANNING PROJECT LLC
Investment adviser

SEC file number

801-122376

Source date

July 31, 2026
THE PORTFOLIO STRATEGY GROUP, LLC
Investment adviser

SEC file number

801-77583

Source date

March 26, 2026
THE PRACTICAL PLANNER, LLC
Investment adviser

SEC file number

801-129924

Source date

February 26, 2026
THE PRAEDIUM GROUP LLC
Investment adviser

SEC file number

801-74236

Source date

March 30, 2026
THE PRIVATE INVESTMENT GROUP, INC.
Investment adviser

SEC file number

801-62497

Source date

March 20, 2026
THE PROFESSIONAL FINANCIAL COMPANY LLC
Investment adviser

SEC file number

801-114491

Source date

March 24, 2026
THE PROSPERITY CONSULTING GROUP, LLC
Investment adviser

SEC file number

801-96321

Source date

August 28, 2026
THE PUTNAM ADVISORY COMPANY, LLC
Investment adviser

SEC file number

801-5097

Source date

September 16, 2026
THE PUTNEY FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-62638

Source date

June 26, 2026
THE QUARRY LP
Investment adviser

SEC file number

801-128474

Source date

March 30, 2026
THE QUICK GROUP LLC
Investment adviser

SEC file number

801-131840

Source date

February 17, 2026
THE RENAISSANCE GROUP LLC
Investment adviser

SEC file number

801-50177

Source date

April 16, 2026
THE RENN WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-122297

Source date

September 15, 2026
THE RETIREMENT GUYS FORMULA LLC
Investment adviser

SEC file number

801-119086

Source date

September 8, 2026
THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.
Investment adviser

SEC file number

801-55956

Source date

March 13, 2026
THE RETIREMENT PLANNING GROUP, LLC
Investment adviser

SEC file number

801-62655

Source date

September 22, 2026
THE RETIREMENT SOLUTION LLC
Investment adviser

SEC file number

801-113783

Source date

May 15, 2026
THE RICE PARTNERSHIP, LLC
Investment adviser

SEC file number

801-64438

Source date

April 28, 2026
THE ROXBOROUGH GROUP, LLC
Investment adviser

SEC file number

801-120086

Source date

March 26, 2026
THE RUDD COMPANY, LLC
Investment adviser

SEC file number

801-111027

Source date

March 30, 2026
THE RUSHMERE PARTNERSHIP LP
Exempt reporting adviser

SEC file number

802-135463

Source date

January 30, 2026
THE SALIENT ZARVONA ENERGY FUND GP, L.P.
Investment adviser

SEC file number

801-100449

Source date

March 31, 2026
THE SHER WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-131993

Source date

January 15, 2026
THE SHERRY GROUP, INC.
Investment adviser

SEC file number

801-133990

Source date

January 22, 2026
THE SIMMONS PARTNERSHIP, INC
Investment adviser

SEC file number

801-79395

Source date

March 30, 2026
THE SOCIAL+CAPITAL PARTNERSHIP LLC
Exempt reporting adviser

SEC file number

802-130673

Source date

March 31, 2026
THE SPACE BETWEEN MGMT LLC
Exempt reporting adviser

SEC file number

802-130994

Source date

August 7, 2026
THE STAGWELL GROUP LLC
Exempt reporting adviser

SEC file number

802-134129

Source date

March 20, 2026
THE STANICH GROUP LLC
Investment adviser

SEC file number

801-107270

Source date

March 27, 2026
THE STARTING LINE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123079

Source date

March 29, 2026
THE STERLING GROUP, L.P.
Investment adviser

SEC file number

801-73530

Source date

March 31, 2026
THE STEWARDSHIP CENTER,INC.
Investment adviser

SEC file number

801-133889

Source date

February 3, 2026
THE STOLPER COMPANY L.L.C.
Investment adviser

SEC file number

801-79338

Source date

April 28, 2026
THE STONE CREEK GROUP, LLC
Investment adviser

SEC file number

801-124710

Source date

September 15, 2026
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Investment adviser

SEC file number

801-62226

Source date

March 31, 2026
THE TENRET COMPANY, LLC
Investment adviser

SEC file number

801-120530

Source date

March 5, 2026
THE TURLINGTON GROUP, INC.
Investment adviser

SEC file number

801-135911

Source date

March 20, 2026
THE VANGUARD GROUP, INC.
Investment adviser

SEC file number

801-11953

Source date

September 21, 2026
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY
Investment adviser

SEC file number

801-8138

Source date

July 9, 2026
THE VENTURE CITY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-111806

Source date

March 19, 2026
THE VENTURE COLLECTIVE LLC
Exempt reporting adviser

SEC file number

802-121244

Source date

March 31, 2026
THE VISTRIA GROUP, LP
Investment adviser

SEC file number

801-77790

Source date

May 22, 2026
THE VISUALIZE GROUP LP
Investment adviser

SEC file number

801-128657

Source date

September 15, 2026
THE WATCHMAN GROUP, INC.
Investment adviser

SEC file number

801-63818

Source date

March 5, 2026
THE WEALTH ADVANTAGE GROUP, INC.
Investment adviser

SEC file number

801-129967

Source date

March 5, 2026
THE WEALTH ADVISORY TEAM, LLC
Investment adviser

SEC file number

801-123671

Source date

February 2, 2026
THE WEALTH ALLIANCE, LLC
Investment adviser

SEC file number

801-117251

Source date

July 16, 2026
THE WEALTH COACH, LLC
Investment adviser

SEC file number

801-68174

Source date

February 27, 2026
THE WEALTH COLLABORATIVE, INC.
Investment adviser

SEC file number

801-68456

Source date

March 23, 2026
THE WEALTH CONSERVANCY, INC.
Investment adviser

SEC file number

801-19008

Source date

July 9, 2026
THE WEALTH GROUP, LTD
Investment adviser

SEC file number

801-120158

Source date

January 14, 2026
THE WEALTH GROUP, LTD
Investment adviser

SEC file number

801-128145

Source date

March 30, 2026
THE WEALTHGARDEN F.S. LLC
Investment adviser

SEC file number

801-129740

Source date

March 9, 2026
THE WEALTHPLAN LLC
Investment adviser

SEC file number

801-130235

Source date

August 24, 2026
THE WEIL COMPANY
Investment adviser

SEC file number

801-42757

Source date

February 24, 2026
THE WELCH GROUP, LLC
Investment adviser

SEC file number

801-56254

Source date

August 31, 2026
THE WELLINGTON GRP LLC
Investment adviser

SEC file number

801-131076

Source date

March 31, 2026
THE WESTCHESTER GROUP, LLC
Investment adviser

SEC file number

801-113448

Source date

March 11, 2026
THE WICKS GROUP OF COMPANIES III, LLC
Exempt reporting adviser

SEC file number

802-128005

Source date

March 31, 2026
THE WILLIAM ALLAN CORPORATION
Investment adviser

SEC file number

801-121683

Source date

April 23, 2026
THE WINDACRE PARTNERSHIP LLC
Investment adviser

SEC file number

801-78978

Source date

March 3, 2026
THE WINTHROP CORPORATION
Investment adviser

SEC file number

801-2501

Source date

March 16, 2026
THE WORLEY BANKS GROUP, LLC
Investment adviser

SEC file number

801-118683

Source date

February 27, 2026
THE YANKER GROUP, INC.
Investment adviser

SEC file number

801-118402

Source date

March 9, 2026
THE ZABEL COMPANIES, LLC
Exempt reporting adviser

SEC file number

802-114083

Source date

March 9, 2026
THE ZILLENIAL ADVISORS LLC
Investment adviser

SEC file number

801-133744

Source date

July 31, 2026
THEIA BLOCKCHAIN LLC
Exempt reporting adviser

SEC file number

802-132091

Source date

March 20, 2026
THELEME PARTNERS (DIFC) LIMITED
Exempt reporting adviser

SEC file number

802-136608

Source date

May 29, 2026
THELEME PARTNERS LLP
Exempt reporting adviser

SEC file number

802-78387

Source date

June 29, 2026
THEMES MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-128358

Source date

March 5, 2026
THEOREM PARTNERS LLC
Investment adviser

SEC file number

801-108607

Source date

June 18, 2026
THEORY FINANCIAL LLC
Investment adviser

SEC file number

801-122366

Source date

March 4, 2026
THEORY VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128079

Source date

March 25, 2026
THEWICK, INC
Investment adviser

SEC file number

801-136789

Source date

July 6, 2026
THIEL BIO, L.L.C.
Exempt reporting adviser

SEC file number

802-128520

Source date

March 31, 2026
THIEL INVESTMENT MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-136328

Source date

April 22, 2026
THIELEN CAPITAL CORPORATION
Investment adviser

SEC file number

801-132866

Source date

March 24, 2026
THIN LINE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-129854

Source date

April 2, 2026
THINAGEE INVESTMENTS INC.
Investment adviser

SEC file number

801-132510

Source date

March 17, 2026
THINK DIFFERENT FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-135763

Source date

September 11, 2026
THINK INVESTMENTS LP
Investment adviser

SEC file number

801-78779

Source date

April 1, 2026
THINK+ VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130059

Source date

March 30, 2026
THINKING BIG FINANCIAL INC.
Investment adviser

SEC file number

801-123485

Source date

February 16, 2026
THIRD AVENUE MANAGEMENT LLC
Investment adviser

SEC file number

801-27792

Source date

March 27, 2026
THIRD EYE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136672

Source date

July 2, 2026
THIRD GEAR CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-133805

Source date

June 11, 2026
THIRD HARBOR PARTNERS L.P.
Investment adviser

SEC file number

801-136800

Source date

August 11, 2026
THIRD KIND VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-110276

Source date

March 5, 2026
THIRD LAKE PARTNERS, LLC
Investment adviser

SEC file number

801-115011

Source date

March 31, 2026
THIRD MOMENT CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-137335

Source date

August 19, 2026
THIRD NORTH CAPITAL LP
Investment adviser

SEC file number

801-108570

Source date

March 30, 2026
THIRD POINT LLC
Investment adviser

SEC file number

801-65088

Source date

May 1, 2026
THIRD POINT PRIVATE CAPITAL LLC
Investment adviser

SEC file number

801-131102

Source date

March 31, 2026
THIRD PRIME CAPITAL MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-108934

Source date

March 30, 2026
THIRD ROCK VENTURES, LLC
Exempt reporting adviser

SEC file number

802-75143

Source date

March 19, 2026
THIRD SIGMA INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-123568

Source date

May 2, 2026
THIRD SPACE CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-133968

Source date

April 23, 2026
THIRD STAGE INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-67208

Source date

March 24, 2026
THIRD VIEW PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-132770

Source date

August 10, 2026
THIRDBASE CAPITAL GP, LLC
Exempt reporting adviser

SEC file number

802-123606

Source date

March 31, 2026
THIRTEEN TWENTY-TWO ADVISORS, LLC
Investment adviser

SEC file number

801-135085

Source date

September 2, 2026
THIRTY SEVEN CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-113792

Source date

March 25, 2026
THIRTYNORTH INVESTMENTS, LLC
Investment adviser

SEC file number

801-71921

Source date

March 23, 2026
THISTLE CREEK CAPITAL, LLC
Investment adviser

SEC file number

801-131964

Source date

March 26, 2026
THL MANAGERS VII, LLC
Investment adviser

SEC file number

801-79656

Source date

July 2, 2026
THOMA BRAVO, L.P.
Investment adviser

SEC file number

801-73780

Source date

March 31, 2026
THOMA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-111054

Source date

August 19, 2026
THOMAS J. HERZFELD ADVISORS, INC.
Investment adviser

SEC file number

801-20866

Source date

August 18, 2026
THOMAS LEO ADVISORY, LLC
Investment adviser

SEC file number

801-112656

Source date

March 9, 2026
THOMAS S FUND ADVISER LLC
Exempt reporting adviser

SEC file number

802-134505

Source date

May 1, 2026
THOMAS STORY AND SON LLC
Investment adviser

SEC file number

801-69744

Source date

March 5, 2026
THOMAS WRIGHT ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-96292

Source date

March 30, 2026
THOMASLLOYD CLIMATE SOLUTIONS LLC
Investment adviser

SEC file number

801-113991

Source date

March 31, 2026
THOMIST CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-114660

Source date

March 2, 2026
THOMPSON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-114939

Source date

February 13, 2026
THOMPSON DAVIS & CO., INC.
Investment adviser

SEC file number

801-120472

Source date

September 10, 2026
THOMPSON INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-62562

Source date

September 11, 2026
THOMPSON SIEGEL & WALMSLEY LLC
Investment adviser

SEC file number

801-6273

Source date

April 1, 2026
THOMPSON STREET CAPITAL MANAGER LLC
Investment adviser

SEC file number

801-73528

Source date

March 31, 2026
THOMPSON WEALTH SOLUTIONS, LLC
Investment adviser

SEC file number

801-134259

Source date

June 9, 2026
THOR INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-40745

Source date

May 18, 2026
THOR TRADING ADVISORS, LLC
Investment adviser

SEC file number

801-126093

Source date

February 3, 2026
THORA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-117017

Source date

February 2, 2026
THOREAU MANAGEMENT PARTNERS, LP
Investment adviser

SEC file number

801-136846

Source date

June 25, 2026
THORNAPPLE RIVER CAPITAL LLC
Exempt reporting adviser

SEC file number

802-120000

Source date

March 27, 2026
THORNBURG BOW RIVER ADVISERS, LLC.
Investment adviser

SEC file number

801-131106

Source date

August 28, 2026
THORNBURG INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-17853

Source date

March 27, 2026
THORNTREE CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-107747

Source date

July 8, 2026
THOROFARE, LLC
Investment adviser

SEC file number

801-80373

Source date

August 18, 2026
THOROUGHBRED FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-56741

Source date

March 31, 2026
THORPE ABBOTTS GLOBAL FLAGSHIP FUND GP, LLC
Exempt reporting adviser

SEC file number

802-137387

Source date

August 26, 2026
THOUGHTFUL MONEY LLC
Investment adviser

SEC file number

801-131404

Source date

April 7, 2026
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132212

Source date

July 7, 2026
THREADGILL FINANCIAL, LLC
Investment adviser

SEC file number

801-112505

Source date

July 31, 2026
THREE ARCH WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131587

Source date

August 31, 2026
THREE BEARINGS FIDUCIARY ADVISORS, INC.
Investment adviser

SEC file number

801-108079

Source date

August 10, 2026
THREE BELL CAPITAL LLC
Investment adviser

SEC file number

801-79156

Source date

June 9, 2026
THREE BRIDGE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-70332

Source date

March 30, 2026
THREE BRIDGES CAPITAL, LP
Investment adviser

SEC file number

801-73041

Source date

August 6, 2026
THREE CORD TRUE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119394

Source date

May 15, 2026
THREE COURT, LP
Exempt reporting adviser

SEC file number

802-79308

Source date

March 23, 2026
THREE FIFTY EIGHT INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-132119

Source date

March 31, 2026
THREE LIONS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132636

Source date

March 31, 2026
THREE MAGNOLIAS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-60460

Source date

March 30, 2026
THREE OAKS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-137130

Source date

September 1, 2026
THREE PEAKS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-62196

Source date

March 31, 2026
THREE RIVERS FUND ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-78342

Source date

March 17, 2026