Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 77 of 95

SEMUS WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-117570

Source date

March 18, 2026
SENATOR INVESTMENT GROUP LP
Investment adviser

SEC file number

801-73289

Source date

March 26, 2026
SENDER COMPANY & PARTNERS, INC.
Investment adviser

SEC file number

801-121846

Source date

March 31, 2026
SENDERO WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-68572

Source date

March 26, 2026
SENECA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121186

Source date

March 23, 2026
SENECA FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-71051

Source date

June 25, 2026
SENECA MANAGEMENT LLC
Investment adviser

SEC file number

801-73108

Source date

July 22, 2026
SENECA PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-131767

Source date

June 10, 2026
SENESCHAL ADVISORS, LLC
Investment adviser

SEC file number

801-100396

Source date

July 30, 2026
SENGU CAPITAL LIMITED
Investment adviser

SEC file number

801-131576

Source date

April 8, 2026
SENIOR TAX ADVISORY GROUP, INC
Investment adviser

SEC file number

801-123170

Source date

March 15, 2026
SENIORS HOUSING FUND MANAGER LLC
Investment adviser

SEC file number

801-131727

Source date

March 31, 2026
SENSENIG CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-112425

Source date

March 18, 2026
SENSIBLE MONEY, LLC
Investment adviser

SEC file number

801-110039

Source date

March 27, 2026
SENSIBLE PORTFOLIOS, LLC
Investment adviser

SEC file number

801-130214

Source date

March 30, 2026
SENTARA CAPITAL LLC
Investment adviser

SEC file number

801-119758

Source date

February 5, 2026
SENTIENT EQUITY PARTNERS SPC
Exempt reporting adviser

SEC file number

802-113233

Source date

March 26, 2026
SENTINEL ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-134809

Source date

March 2, 2026
SENTINEL CAPITAL PARTNERS, L.L.C.
Investment adviser

SEC file number

801-73968

Source date

March 31, 2026
SENTINEL DOME PARTNERS, LLC
Investment adviser

SEC file number

801-80102

Source date

June 30, 2026
SENTINEL FUND ADVISORS, INC.
Investment adviser

SEC file number

801-131048

Source date

March 30, 2026
SENTINEL GLOBAL LP
Investment adviser

SEC file number

801-134052

Source date

June 30, 2026
SENTINEL PENSION ADVISORS, LLC
Investment adviser

SEC file number

801-55783

Source date

May 15, 2026
SENTINEL ROCK REALTY TRUST INC.
Investment adviser

SEC file number

801-134504

Source date

March 26, 2026
SENTINEL WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-61393

Source date

April 27, 2026
SENTRY ADVISORS, LLC
Investment adviser

SEC file number

801-80730

Source date

March 5, 2026
SENTRY INVESTMENT MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-7942

Source date

March 26, 2026
SENTRY MANAGEMENT INC
Investment adviser

SEC file number

801-38034

Source date

March 18, 2026
SENTRY, LLC
Investment adviser

SEC file number

801-70290

Source date

March 25, 2026
SENTRYBRIDGE CAPITAL INC.
Exempt reporting adviser

SEC file number

802-135178

Source date

December 18, 2025
SENVEST MANAGEMENT, LLC
Investment adviser

SEC file number

801-73776

Source date

March 26, 2026
SEO MANAGEMENT AG
Exempt reporting adviser

SEC file number

802-135674

Source date

February 25, 2026
SEPHIRA INVESTMENT ADVISORS (UK) LIMITED
Investment adviser

SEC file number

801-120455

Source date

June 29, 2026
SEPIO CAPITAL, LP
Investment adviser

SEC file number

801-108889

Source date

April 27, 2026
SEPULVEDA MANAGEMENT LLC
Investment adviser

SEC file number

801-108097

Source date

May 5, 2026
SEQUEL HOLDINGS, L.P.
Investment adviser

SEC file number

801-117054

Source date

March 27, 2026
SEQUENT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-69523

Source date

April 1, 2026
SEQUENT PLANNING, LLC
Investment adviser

SEC file number

801-113971

Source date

August 14, 2026
SEQUENTIS CAPITAL LLC
Investment adviser

SEC file number

801-135792

Source date

May 15, 2026
SEQUINOX WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132845

Source date

August 11, 2026
SEQUOIA CAPITAL IV ISRAEL LTD.
Exempt reporting adviser

SEC file number

802-76005

Source date

March 30, 2026
SEQUOIA CAPITAL OPERATIONS, LLC
Investment adviser

SEC file number

801-122957

Source date

July 17, 2026
SEQUOIA FINANCIAL ADVISORS, L.L.C.
Investment adviser

SEC file number

801-61089

Source date

August 24, 2026
SEQUOIA INVESTMENT MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-121315

Source date

March 31, 2026
SEQUOIA PLANNING & INVESTMENTS LLC
Investment adviser

SEC file number

801-57596

Source date

March 15, 2026
SEQUOIA SWISS FINANCIAL ADVISORS AG
Investment adviser

SEC file number

801-72715

Source date

August 13, 2026
SEQUOIA WEALTH MANAGEMENT GROUP LLC
Investment adviser

SEC file number

801-119942

Source date

March 13, 2026
SEQUOIA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-80362

Source date

March 12, 2026
SER CAPITAL PARTNERS MANAGEMENT, LP
Investment adviser

SEC file number

801-126264

Source date

March 31, 2026
SERA CAPITAL MANAGEMENT LIMITED LIABILITY COMPANY
Investment adviser

SEC file number

801-135960

Source date

June 24, 2026
SERAPH CAPITAL ASSOCIATES, LLC
Investment adviser

SEC file number

801-112894

Source date

July 31, 2026
SERAPHIM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120902

Source date

February 10, 2026
SERAPHIM SPACE MANAGER LLP
Exempt reporting adviser

SEC file number

802-130470

Source date

June 29, 2026
SERAYA INVESTMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-127148

Source date

March 11, 2026
SERAYA MANAGEMENT PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-126133

Source date

March 25, 2026
SERENGETI ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-73476

Source date

March 30, 2026
SERENITY CAPITAL ADVISORS INC.
Investment adviser

SEC file number

801-134172

Source date

March 20, 2026
SERENITY CAPITAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-126324

Source date

March 27, 2026
SERENITY INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-123727

Source date

May 22, 2026
SERENT CAPITAL MANAGEMENT COMPANY, L.L.C.
Investment adviser

SEC file number

801-73183

Source date

March 31, 2026
SERENUS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130660

Source date

June 16, 2026
SERES CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-127532

Source date

March 18, 2026
SERIES V, A SERIES OF BLING CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137588

Source date

September 25, 2026
SERIES X CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132474

Source date

March 31, 2026
SERONE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-135110

Source date

July 22, 2026
SERONE CAPITAL MANAGEMENT LLP
Investment adviser

SEC file number

801-108895

Source date

March 26, 2026
SEROS FINANCIAL, LLC
Investment adviser

SEC file number

801-120609

Source date

September 2, 2026
SERRA VENTURES, LLC
Exempt reporting adviser

SEC file number

802-116956

Source date

June 11, 2026
SERVANT FINANCIAL, LTD.
Investment adviser

SEC file number

801-130929

Source date

July 17, 2026
SERVATUS CAPITAL, LLC
Investment adviser

SEC file number

801-132631

Source date

September 22, 2026
SERVE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-117466

Source date

May 28, 2026
SERVICE PROVIDER CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-80800

Source date

May 20, 2026
SERVO WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-130949

Source date

March 24, 2026
SESSA CAPITAL IM, L.P.
Investment adviser

SEC file number

801-79501

Source date

March 31, 2026
SESTANTE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132433

Source date

August 19, 2026
SETARCOS WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-135815

Source date

May 18, 2026
SETCHFIELD ASSOCIATES LLC
Investment adviser

SEC file number

801-116770

Source date

February 16, 2026
SETHIA GROUP - FZCO
Exempt reporting adviser

SEC file number

802-134616

Source date

March 27, 2026
SETPOINT MANAGEMENT LLC
Investment adviser

SEC file number

801-129911

Source date

May 8, 2026
SETTIAN CAPITAL LP
Investment adviser

SEC file number

801-136075

Source date

April 22, 2026
SEVA GROWTH LP
Exempt reporting adviser

SEC file number

802-128967

Source date

March 2, 2026
SEVEN BRIDGES ADVISORS LLC
Investment adviser

SEC file number

801-72689

Source date

June 23, 2026
SEVEN CANYONS ADVISORS, LLC
Investment adviser

SEC file number

801-112404

Source date

May 6, 2026
SEVEN FLEET CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-136964

Source date

July 6, 2026
SEVEN GRAND MANAGERS LLC
Investment adviser

SEC file number

801-126147

Source date

March 30, 2026
SEVEN HILLS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-132550

Source date

March 31, 2026
SEVEN HILLS CAPITAL CORP.
Investment adviser

SEC file number

801-134481

Source date

July 24, 2026
SEVEN HILLS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136422

Source date

May 4, 2026
SEVEN HILLS CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-129725

Source date

March 13, 2026
SEVEN HILLS FINANCIAL, LLC
Investment adviser

SEC file number

801-129414

Source date

August 7, 2026
SEVEN MILE ADVISORY LLC
Investment adviser

SEC file number

801-127330

Source date

April 1, 2026
SEVEN MILE CAPITAL PARTNERS LP
Exempt reporting adviser

SEC file number

802-119464

Source date

March 31, 2026
SEVEN POINT MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-80218

Source date

February 19, 2026
SEVEN POST INVESTMENT OFFICE LP
Investment adviser

SEC file number

801-72411

Source date

March 31, 2026
SEVEN SEAS ADVISORS CO., LTD.
Exempt reporting adviser

SEC file number

802-125842

Source date

September 29, 2025
SEVEN SIX CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-133906

Source date

March 26, 2026
SEVEN SPRINGS WEALTH GROUP, LLC
Investment adviser

SEC file number

801-64641

Source date

June 1, 2026
SEVEN STARS VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-133859

Source date

March 20, 2026
SEVEN VOYAGERS MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-128534

Source date

February 5, 2026
SEVEN2 SAS
Exempt reporting adviser

SEC file number

802-77073

Source date

March 24, 2026
SEVENBRIDGE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-106522

Source date

September 14, 2026
SEVENONESEVEN CAPITAL MANAGEMENT, LTD
Investment adviser

SEC file number

801-117445

Source date

August 13, 2026
SEVENTURE PARTNERS
Exempt reporting adviser

SEC file number

802-114772

Source date

April 3, 2026
SEVENTWO LLC
Investment adviser

SEC file number

801-129353

Source date

June 12, 2026
SEVENTYSIX CAPITAL VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134864

Source date

February 25, 2026
SEVERIN INVESTMENTS LLC
Investment adviser

SEC file number

801-118181

Source date

March 12, 2026
SEYMOUR ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-123229

Source date

May 5, 2026
SF ADVISERS, LLC
Investment adviser

SEC file number

801-127658

Source date

March 31, 2026
SF EQUITY PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-117068

Source date

March 30, 2026
SFAM, LLC
Investment adviser

SEC file number

801-68317

Source date

March 27, 2026
SFC FINANCIAL LLC
Investment adviser

SEC file number

801-107167

Source date

March 25, 2026
SFE INVESTMENT COUNSEL INC.
Investment adviser

SEC file number

801-68580

Source date

December 3, 2025
SFG WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-121619

Source date

March 20, 2026
SFG WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-108748

Source date

April 14, 2026
SFGA LLC
Investment adviser

SEC file number

801-107307

Source date

May 6, 2026
SFI ADVISORS, LLC
Investment adviser

SEC file number

801-110293

Source date

March 30, 2026
SFM HOLDING GMBH
Exempt reporting adviser

SEC file number

802-134629

Source date

September 25, 2025
SFM, LLC
Investment adviser

SEC file number

801-79426

Source date

August 3, 2026
SFMG, LLC.
Investment adviser

SEC file number

801-44699

Source date

July 24, 2026
SFUMATO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-137096

Source date

August 17, 2026
SFW CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-75316

Source date

July 20, 2026
SG CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-64000

Source date

March 12, 2026
SG TRADING SOLUTIONS, LLC
Investment adviser

SEC file number

801-126459

Source date

May 15, 2026
SGA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135511

Source date

February 6, 2026
SGC ASSET LTDA.
Exempt reporting adviser

SEC file number

802-106610

Source date

February 3, 2026
SGH WEALTH MANAGEMENT
Investment adviser

SEC file number

801-113388

Source date

February 1, 2026
SGI PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-127440

Source date

March 20, 2026
SGL FINANCIAL, LLC
Investment adviser

SEC file number

801-96223

Source date

September 22, 2026
SGL INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-80443

Source date

September 25, 2026
SGROI WEALTH ADVISORY GROUP LLC
Investment adviser

SEC file number

801-112067

Source date

February 2, 2026
SH FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127592

Source date

March 13, 2026
SHADE TREE ADVISORS LLC
Investment adviser

SEC file number

801-111885

Source date

March 30, 2026
SHADOW LAKE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-127472

Source date

March 20, 2026
SHADOW VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127636

Source date

April 2, 2026
SHADOWBOX LOGISTICS, LLC
Investment adviser

SEC file number

801-136630

Source date

July 6, 2026
SHADOWFALL CAPITAL & RESEARCH LLP
Investment adviser

SEC file number

801-114930

Source date

March 17, 2026
SHADOWRIDGE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-131300

Source date

March 19, 2026
SHAFFER CAPITAL ADVISERS, LLC
Investment adviser

SEC file number

801-119045

Source date

May 26, 2026
SHAH CAPITAL MANAGEMENT, INC
Investment adviser

SEC file number

801-63881

Source date

February 23, 2026
SHAH WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-135572

Source date

July 31, 2026
SHAKED CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-113391

Source date

February 9, 2026
SHAKER FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-62679

Source date

March 27, 2026
SHAKER INVESTMENTS, L.L.C.
Investment adviser

SEC file number

801-60907

Source date

March 30, 2026
SHAKESPEARE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-92171

Source date

July 1, 2026
SHAKTI CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-121752

Source date

March 19, 2026
SHAMROCK CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-74077

Source date

June 3, 2026
SHANGBAY CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-120600

Source date

May 4, 2026
SHANGHAI CHANG LING CHONG LUAN CONSULTING LIMITED
Exempt reporting adviser

SEC file number

802-118563

Source date

March 9, 2026
SHANGHAI FOSUN CHUANGFU EQUITY INVESTMENT MANAGEMENT COMPANY
Investment adviser

SEC file number

801-79015

Source date

March 12, 2026
SHANGHAI SHENYI INVESTMENT CO LTD
Exempt reporting adviser

SEC file number

802-114214

Source date

March 10, 2026
SHANKERVALLEAU WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-62920

Source date

March 24, 2026
SHANKLAND FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-130545

Source date

August 20, 2026
SHANNON RIVER FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-73444

Source date

July 2, 2026
SHANNON T. PITNER AND COMPANY
Investment adviser

SEC file number

801-120360

Source date

March 4, 2026
SHAOLIN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-114582

Source date

March 31, 2026
SHAPERS TM LDA
Exempt reporting adviser

SEC file number

802-132840

Source date

February 4, 2026
SHAPIRO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-34275

Source date

May 28, 2026
SHAPIRO FINANCIAL SECURITY GROUP, INC.
Investment adviser

SEC file number

801-121063

Source date

March 24, 2026
SHAREBUILDER ADVISORS, LLC
Investment adviser

SEC file number

801-115195

Source date

June 8, 2026
SHARED VISION WEALTH GROUP, LLC
Investment adviser

SEC file number

801-128147

Source date

March 3, 2026
SHARENETT INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-118094

Source date

April 27, 2026
SHARIAPORTFOLIO, INC.
Investment adviser

SEC file number

801-80652

Source date

April 10, 2026
SHARKEY HOWES & JAVER INC
Investment adviser

SEC file number

801-38328

Source date

September 21, 2026
SHARP WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-111775

Source date

September 8, 2026
SHARPE ADVISORS, LLC
Investment adviser

SEC file number

801-136227

Source date

September 17, 2026
SHARPEPOINT, LLC
Investment adviser

SEC file number

801-119916

Source date

April 16, 2026
SHARPER & GRANITE LLC
Investment adviser

SEC file number

801-96271

Source date

March 9, 2026
SHARPVUE CAPITAL, LLC
Investment adviser

SEC file number

801-117360

Source date

May 7, 2026
SHASTA VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131588

Source date

March 30, 2026
SHAWSPRING PARTNERS, LLC
Investment adviser

SEC file number

801-117000

Source date

September 17, 2026
SHAYNE & JACOBS, LLC
Investment adviser

SEC file number

801-56424

Source date

March 27, 2026
SHD MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-82170

Source date

March 20, 2026
SHE DDF1 MANAGER LLC
Investment adviser

SEC file number

801-117908

Source date

May 4, 2026
SHEA, BRIAN MICHAEL
Investment adviser

SEC file number

801-132995

Source date

March 23, 2026
SHEARWATER CAPITAL, LLC
Investment adviser

SEC file number

801-77787

Source date

March 17, 2026
SHECHINA VENTURES LLC
Exempt reporting adviser

SEC file number

802-130717

Source date

March 18, 2026
SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-56822

Source date

March 24, 2026
SHEETS SMITH WEALTH MANAGEMENT
Investment adviser

SEC file number

801-31437

Source date

March 30, 2026
SHEFFIELD ASSET MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-72620

Source date

March 25, 2026
SHELLBACK CAPITAL, LP
Investment adviser

SEC file number

801-78842

Source date

March 12, 2026
SHELLMAN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-123508

Source date

March 24, 2026
SHELTER GROWTH CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-80686

Source date

July 13, 2026
SHELTER ROCK MANAGEMENT, LLC
Investment adviser

SEC file number

801-77651

Source date

March 20, 2026
SHELTER WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-135465

Source date

June 10, 2026
SHELTON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120423

Source date

March 10, 2026
SHENANDOAH ENERGY MANAGEMENT, LLC
Investment adviser

SEC file number

801-136901

Source date

July 20, 2026
SHENKMAN CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-25180

Source date

September 25, 2026
SHENZHEN BRIGHT PRIVATE EQUITY INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-123718

Source date

March 13, 2026
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC
Investment adviser

SEC file number

801-112009

Source date

March 31, 2026
SHEPHERD FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-106533

Source date

March 27, 2026
SHEPHERD KAPLAN KROCHUK, LLC
Investment adviser

SEC file number

801-62286

Source date

March 31, 2026
SHEPHERD KAPLAN LLC
Investment adviser

SEC file number

801-62349

Source date

March 31, 2026
SHEPHERD STREET ADVISORS LLC
Investment adviser

SEC file number

801-132376

Source date

March 10, 2026
SHEPHERD WEALTH MANAGEMENT LIMITED LIABILITY COMPANY
Investment adviser

SEC file number

801-131565

Source date

February 18, 2026
SHERBORNE INVESTORS MANAGEMENT LP
Investment adviser

SEC file number

801-73681

Source date

March 27, 2026
SHERCLAR, INC
Investment adviser

SEC file number

801-112778

Source date

March 17, 2026
SHERIDAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72189

Source date

March 31, 2026
SHERIDAN CP, LP
Investment adviser

SEC file number

801-114431

Source date

September 15, 2026
SHERIDAN PRODUCTION PARTNERS MANAGER III, LLC
Investment adviser

SEC file number

801-119630

Source date

March 24, 2026
SHERMAN ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-129640

Source date

June 16, 2026
SHERMAN STREET CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136121

Source date

March 31, 2026
SHERMAN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131124

Source date

September 9, 2026
SHEROW MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-111998

Source date

March 24, 2026
SHERPA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-133748

Source date

March 27, 2026
SHERPA HEALTHCARE FUND I GP, LTD.
Exempt reporting adviser

SEC file number

802-118654

Source date

March 13, 2026
SHERPA HEALTHCARE FUND II GP, LTD.
Exempt reporting adviser

SEC file number

802-122153

Source date

March 13, 2026
SHERPA HEALTHCARE PARTNERS CO., LTD.
Exempt reporting adviser

SEC file number

802-118582

Source date

March 13, 2026
SHERRILL & HUTCHINS FINANCIAL ADVISORY INC
Investment adviser

SEC file number

801-22637

Source date

June 26, 2026
SHERWOOD FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-123155

Source date

April 30, 2026
SHFP, LLC
Investment adviser

SEC file number

801-80085

Source date

January 16, 2026
SHI SANCHEZ CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136346

Source date

May 5, 2026
SHIELD CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-122962

Source date

March 31, 2026
SHIELD WEALTH ADVISORS, LLC.
Investment adviser

SEC file number

801-119094

Source date

January 30, 2026
SHIKHARA CAPITAL (HONG KONG) PRIVATE LIMITED (COMPANY)
Investment adviser

SEC file number

801-135512

Source date

July 30, 2026
SHIKHARA INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-136497

Source date

July 31, 2026
SHIKIAR ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-44062

Source date

March 24, 2026
SHIMA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-126641

Source date

March 28, 2025
SHINE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-120015

Source date

March 31, 2026
SHINING ROCK ADVISORS LLC
Investment adviser

SEC file number

801-124819

Source date

March 16, 2026
SHINKA CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-132003

Source date

April 23, 2026
SHIPROCK CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-130365

Source date

September 9, 2026
SHIRA RIDGE WEALTH MANAGEMENT
Investment adviser

SEC file number

801-112766

Source date

March 13, 2026
SHL CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-128965

Source date

March 25, 2026
SHOKER INVESTMENT COUNSEL INC.
Investment adviser

SEC file number

801-37179

Source date

March 23, 2026
SHOPE FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-123407

Source date

March 3, 2026
SHORE CAPITAL PARTNERS MANAGEMENT, L.P.
Investment adviser

SEC file number

801-113762

Source date

March 31, 2026
SHORE POINT ADVISORS, LLC
Investment adviser

SEC file number

801-120441

Source date

July 30, 2026
SHOREBIRD CAPITAL, LP
Investment adviser

SEC file number

801-108512

Source date

March 30, 2026
SHOREBRIDGE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-112289

Source date

March 23, 2026
SHORECLIFF ASSET MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-128115

Source date

March 27, 2026
SHOREHAVEN WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-119024

Source date

July 1, 2026
SHOREHILL CAPITAL LLC
Investment adviser

SEC file number

801-108764

Source date

March 26, 2026
SHORELINE CAPITAL MANAGEMENT, LTD.
Investment adviser

SEC file number

801-73373

Source date

March 30, 2026
SHORELINE EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-119168

Source date

March 26, 2026
SHORENSTEIN INVESTMENT ADVISERS LLC
Investment adviser

SEC file number

801-129686

Source date

March 27, 2026
SHOREVEST PARTNERS, LTD.
Investment adviser

SEC file number

801-113249

Source date

March 30, 2026
SHOREVIEW INDUSTRIES V, LLC
Investment adviser

SEC file number

801-73173

Source date

March 27, 2026
SHOREWIND CAPITAL LLC
Exempt reporting adviser

SEC file number

802-129617

Source date

March 11, 2026
SHORT CLIFFS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-134984

Source date

February 2, 2026
SHOTEN CAPITAL LP
Investment adviser

SEC file number

801-135003

Source date

April 17, 2026
SHOTWELL RUTTER BAER INC
Investment adviser

SEC file number

801-120091

Source date

January 29, 2026
SHP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-108679

Source date

September 21, 2026
SHREWSBURY RIVER CAPITAL LP
Investment adviser

SEC file number

801-113688

Source date

March 25, 2026
SHRIER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131769

Source date

February 19, 2026
SHRUG, LLC
Exempt reporting adviser

SEC file number

802-122495

Source date

April 12, 2026
SHUFRO, ROSE & CO., LLC
Investment adviser

SEC file number

801-977

Source date

April 21, 2026
SHULMAN DEMEO ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-67835

Source date

March 16, 2026
SHUM FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-110554

Source date

February 23, 2026
SHUSTER ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-106929

Source date

May 20, 2026
SHUTTLEWORTH & COMPANY
Investment adviser

SEC file number

801-120895

Source date

April 15, 2026