Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 78 of 95

SHV MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118397

Source date

January 6, 2026
SHVMS, LLC
Exempt reporting adviser

SEC file number

802-76066

Source date

March 30, 2026
SI INVESTMENT MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-134266

Source date

March 27, 2026
SIBILLA CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129167

Source date

March 18, 2026
SICART ASSOCIATES, LLC
Investment adviser

SEC file number

801-108418

Source date

April 7, 2026
SIDAMLAK INVESTMENTS LLC
Exempt reporting adviser

SEC file number

802-130522

Source date

July 3, 2025
SIDDHI CAPITAL, LLC
Investment adviser

SEC file number

801-128459

Source date

September 17, 2026
SIDELINE GROUP, LLC
Exempt reporting adviser

SEC file number

802-134125

Source date

March 25, 2026
SIDEPOCKET INC
Investment adviser

SEC file number

801-120228

Source date

March 12, 2026
SIDKA, LLC
Exempt reporting adviser

SEC file number

802-135946

Source date

March 24, 2026
SIDOXIA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-133930

Source date

June 9, 2026
SIDUS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-73584

Source date

March 27, 2026
SIEBEN WEALTH PLANNING LLC
Investment adviser

SEC file number

801-122180

Source date

February 24, 2026
SIEBERT ADVISORNXT, LLC.
Investment adviser

SEC file number

801-110718

Source date

September 23, 2026
SIEGFRIED ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-136988

Source date

July 1, 2026
SIENA CAPITAL PARTNERS GP, LLC
Investment adviser

SEC file number

801-100435

Source date

February 26, 2026
SIERRA CAPITAL LLC
Investment adviser

SEC file number

801-57691

Source date

June 11, 2026
SIERRA CREST INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-114566

Source date

March 31, 2026
SIERRA FINANCIAL ADVISORY INCORPORATED
Investment adviser

SEC file number

801-117220

Source date

March 3, 2026
SIERRA INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-42954

Source date

July 15, 2026
SIERRA INVESTMENT PARTNERS, INC.
Investment adviser

SEC file number

801-48848

Source date

March 31, 2026
SIERRA OCEAN, LLC
Investment adviser

SEC file number

801-121123

Source date

March 26, 2026
SIERRA PACIFIC PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-123728

Source date

February 23, 2026
SIERRA SUMMIT ADVISORS LLC
Investment adviser

SEC file number

801-128786

Source date

February 27, 2026
SIERRA VENTURES MANAGEMENT III, L.L.C.
Exempt reporting adviser

SEC file number

802-76854

Source date

March 16, 2026
SIG CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-135651

Source date

February 23, 2026
SIGFIG WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-72762

Source date

February 12, 2026
SIGHTLINE PARTNERS LLC
Investment adviser

SEC file number

801-80007

Source date

June 18, 2026
SIGHTLINE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-91168

Source date

May 14, 2026
SIGMA INVESTMENT COUNSELORS, INC.
Investment adviser

SEC file number

801-9529

Source date

April 8, 2026
SIGMA MANAGEMENT 6, LLC
Exempt reporting adviser

SEC file number

802-76225

Source date

March 25, 2026
SIGMA PLANNING CORPORATION
Investment adviser

SEC file number

801-20404

Source date

May 7, 2026
SIGMA PRIME VENTURES, LLC
Exempt reporting adviser

SEC file number

802-76761

Source date

March 25, 2026
SIGMOID MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-128538

Source date

March 18, 2026
SIGNAL ADVISORS WEALTH, LLC
Investment adviser

SEC file number

801-127017

Source date

August 27, 2026
SIGNAL CAPITAL PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-129891

Source date

March 30, 2026
SIGNAL HARMONIC PARTNERS LLP
Exempt reporting adviser

SEC file number

802-133952

Source date

March 30, 2026
SIGNAL PEAK VENTURES, LLC
Exempt reporting adviser

SEC file number

802-74850

Source date

March 26, 2026
SIGNAL POINT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127362

Source date

February 13, 2026
SIGNAL RIDGE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-134889

Source date

September 1, 2026
SIGNAL SECURITIES, INC.
Investment adviser

SEC file number

801-63630

Source date

March 4, 2026
SIGNAL TREE FINANCIAL PARTNERS LLC
Investment adviser

SEC file number

801-131429

Source date

February 18, 2026
SIGNALFIRE MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-119339

Source date

March 30, 2026
SIGNATURE EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-128432

Source date

March 12, 2026
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-56288

Source date

September 14, 2026
SIGNATURE FINANCIAL MANAGEMENT INC
Investment adviser

SEC file number

801-47290

Source date

March 30, 2026
SIGNATURE FINANCIAL SERVICES, LTD
Investment adviser

SEC file number

801-64258

Source date

July 2, 2026
SIGNATURE INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-76593

Source date

August 17, 2026
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-67988

Source date

March 27, 2026
SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC
Investment adviser

SEC file number

801-113932

Source date

July 28, 2026
SIGNATUREFD, LLC
Investment adviser

SEC file number

801-60393

Source date

March 30, 2026
SIGNET FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-31294

Source date

March 27, 2026
SIGNET HEALTHCARE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-107922

Source date

March 30, 2026
SIGNET INVESTMENT ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-61636

Source date

March 11, 2026
SIGNET PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-128034

Source date

June 23, 2026
SIGNIA MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-78428

Source date

March 24, 2026
SIGNIFICANCE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136290

Source date

May 13, 2026
SIGNIFICANT WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-128037

Source date

March 31, 2026
SIGNIFY WEALTH LLC
Investment adviser

SEC file number

801-116909

Source date

June 17, 2026
SIGULER GUFF ADVISERS LLC
Investment adviser

SEC file number

801-49482

Source date

March 25, 2026
SIHARUM ADVISORS, LLC
Investment adviser

SEC file number

801-69495

Source date

March 9, 2026
SIIMPL, LLC
Investment adviser

SEC file number

801-120039

Source date

March 30, 2026
SIKICH CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-110142

Source date

March 27, 2026
SIKORSKI WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134640

Source date

March 27, 2026
SILA FINANCIAL, LLC
Investment adviser

SEC file number

801-132206

Source date

February 3, 2026
SILAS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-127143

Source date

February 24, 2026
SILCHESTER INTERNATIONAL INVESTORS LLP
Investment adviser

SEC file number

801-49530

Source date

June 16, 2026
SILENT VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136152

Source date

March 31, 2026
SILICON BEACH WEALTH, LLC
Investment adviser

SEC file number

801-132585

Source date

March 12, 2026
SILICON PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-129958

Source date

July 24, 2026
SILICON RD VENTURES LLC
Exempt reporting adviser

SEC file number

802-120798

Source date

March 24, 2026
SILICON VALLEY CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-62004

Source date

March 20, 2026
SILICON VALLEY RETIREMENT SERVICES, LLC
Investment adviser

SEC file number

801-71756

Source date

February 9, 2026
SILK INVEST LIMITED
Investment adviser

SEC file number

801-77104

Source date

March 31, 2026
SILO FINANCIAL LLC
Investment adviser

SEC file number

801-127150

Source date

March 27, 2026
SILQ CAPITAL CO., LTD.
Exempt reporting adviser

SEC file number

802-133753

Source date

February 16, 2026
SILTSTONE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-136845

Source date

June 25, 2026
SILVANT CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-68741

Source date

March 20, 2026
SILVER ADVISORS, LLC
Investment adviser

SEC file number

801-120941

Source date

August 7, 2026
SILVER BIRCH FINANCIAL LLC
Investment adviser

SEC file number

801-136228

Source date

August 14, 2026
SILVER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-57646

Source date

March 25, 2026
SILVER COAST INVESTMENTS LLC
Investment adviser

SEC file number

801-120024

Source date

March 19, 2026
SILVER CREEK ADVISORY PARTNERS LLC
Investment adviser

SEC file number

801-72925

Source date

March 31, 2026
SILVER CREEK CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-63574

Source date

March 31, 2026
SILVER GROVE FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-110045

Source date

August 31, 2026
SILVER HEIGHTS CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-108786

Source date

March 31, 2026
SILVER HILL ENERGY PARTNERS, LP
Investment adviser

SEC file number

801-119945

Source date

March 30, 2026
SILVER LAKE ADVISORY PARTNERS, LLC
Investment adviser

SEC file number

801-41655

Source date

January 29, 2026
SILVER LAKE CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-129564

Source date

March 9, 2026
SILVER LAKE TECHNOLOGY MANAGEMENT, LLC
Investment adviser

SEC file number

801-74182

Source date

May 8, 2026
SILVER OAK ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-39897

Source date

July 1, 2026
SILVER OAK SECURITIES INCORPORATED
Investment adviser

SEC file number

801-71178

Source date

September 9, 2026
SILVER OAK SERVICES PARTNERS,LLC
Investment adviser

SEC file number

801-73300

Source date

September 11, 2026
SILVER OAK WEALTH ADVISORS SERVICES, LLC
Investment adviser

SEC file number

801-112279

Source date

March 2, 2026
SILVER POINT CAPITAL, L.P.
Investment adviser

SEC file number

801-73840

Source date

September 16, 2026
SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-135160

Source date

March 31, 2026
SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-122650

Source date

March 31, 2026
SILVER ROCK CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-134970

Source date

March 11, 2026
SILVER ROCK FINANCIAL LP
Investment adviser

SEC file number

801-107505

Source date

March 31, 2026
SILVERARC CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-116845

Source date

March 30, 2026
SILVERBACK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-67159

Source date

March 31, 2026
SILVERBAY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-70549

Source date

March 30, 2026
SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-128290

Source date

March 6, 2026
SILVERCAP ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-137022

Source date

July 17, 2026
SILVERCIRCLE ADVISORS LLC
Exempt reporting adviser

SEC file number

802-135995

Source date

March 26, 2026
SILVERCREEK MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-77502

Source date

December 5, 2025
SILVERCREST ASSET MANAGEMENT GROUP LLC
Investment adviser

SEC file number

801-61004

Source date

March 31, 2026
SILVERFLEET CAPITAL PARTNERS, LLP
Exempt reporting adviser

SEC file number

802-75278

Source date

June 16, 2026
SILVERHAWK CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-108095

Source date

September 17, 2026
SILVERLAKE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-97340

Source date

July 1, 2026
SILVERLEAFE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-63594

Source date

March 10, 2026
SILVEROAK WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-60208

Source date

March 31, 2026
SILVERPEAK REAL ESTATE PARTNERS L.P.
Investment adviser

SEC file number

801-73241

Source date

March 31, 2026
SILVERPEAK STRATEGIC CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135831

Source date

March 12, 2026
SILVERPEAK WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-118225

Source date

February 25, 2026
SILVERSMITH MANAGEMENT, L.P.
Investment adviser

SEC file number

801-108835

Source date

March 31, 2026
SILVERSTREET CAPITAL AGRICULTURAL ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-114241

Source date

February 23, 2026
SILVERSTREET CAPITAL LLP
Exempt reporting adviser

SEC file number

802-107374

Source date

May 21, 2026
SILVERTON MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-75147

Source date

March 27, 2026
SILVERVIEW CREDIT PARTNERS LP
Investment adviser

SEC file number

801-107849

Source date

March 31, 2026
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113331

Source date

February 3, 2026
SIM ORPHAN, LLC
Exempt reporting adviser

SEC file number

802-117588

Source date

March 11, 2026
SIMA RETIREMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-131493

Source date

August 3, 2026
SIMA WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-130711

Source date

September 14, 2026
SIMCOE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-107869

Source date

March 30, 2026
SIMCOE CAPITAL, LLC
Investment adviser

SEC file number

801-134770

Source date

July 31, 2026
SIMHA PARTNERS LLC
Exempt reporting adviser

SEC file number

802-134777

Source date

March 12, 2026
SIMIAN LLC
Exempt reporting adviser

SEC file number

802-132945

Source date

May 3, 2026
SIMON QUICK ADVISORS, LLC
Investment adviser

SEC file number

801-63357

Source date

July 28, 2026
SIMPLEADVISORY LLC
Investment adviser

SEC file number

801-132138

Source date

September 24, 2026
SIMPLEX ASSET MANAGEMENT CO., LTD.
Exempt reporting adviser

SEC file number

802-77621

Source date

May 19, 2026
SIMPLICITY WEALTH LLC
Investment adviser

SEC file number

801-114798

Source date

July 8, 2026
SIMPLIFI, INC.
Investment adviser

SEC file number

801-78839

Source date

March 24, 2026
SIMPLIFIED WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123772

Source date

February 16, 2026
SIMPLIFY ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-119255

Source date

August 21, 2026
SIMS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-67455

Source date

March 26, 2026
SIMS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-123034

Source date

August 13, 2026
SINCERUS ADVISORY, LLC
Investment adviser

SEC file number

801-119083

Source date

March 9, 2026
SINDIA CAPITAL ADVISERS, LLC
Investment adviser

SEC file number

801-131627

Source date

March 30, 2026
SINEWAVE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-107022

Source date

March 31, 2026
SINGER WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-122736

Source date

July 15, 2026
SINGER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136654

Source date

June 10, 2026
SINGERMAN REAL ESTATE MANAGEMENT COMPANY, L.P.
Investment adviser

SEC file number

801-79535

Source date

May 11, 2026
SINGH CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-130846

Source date

March 31, 2026
SINGLE POINT PARTNERS, LLC
Investment adviser

SEC file number

801-112849

Source date

March 6, 2026
SINGULAR CAPITAL PARTNERS
Exempt reporting adviser

SEC file number

802-129890

Source date

March 19, 2026
SINO GLOBAL CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127878

Source date

March 31, 2026
SINOVATION (HK) INVESTMENT MANAGEMENT CO., LIMITED
Exempt reporting adviser

SEC file number

802-129806

Source date

March 31, 2026
SINOVATION FUND MANAGEMENT III, L.P.
Exempt reporting adviser

SEC file number

802-136092

Source date

March 31, 2026
SIO CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-78021

Source date

March 18, 2026
SIP GLOBAL OPPORTUNITY MANAGER LLC
Exempt reporting adviser

SEC file number

802-132630

Source date

March 31, 2026
SIP GLOBAL TECH FUND I, INC.
Exempt reporting adviser

SEC file number

802-132572

Source date

April 10, 2026
SIP III ADVISOR, LLC
Exempt reporting adviser

SEC file number

802-127668

Source date

March 11, 2026
SIPPICAN CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-71870

Source date

March 27, 2026
SIR CAPITAL MANAGEMENT L.P.
Investment adviser

SEC file number

801-74063

Source date

March 31, 2026
SIRENIA CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-135248

Source date

May 26, 2026
SIRIOS CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73570

Source date

September 16, 2026
SIRIS CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-73609

Source date

March 31, 2026
SIROCCO PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-131104

Source date

March 27, 2026
SISU MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134556

Source date

May 5, 2026
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
Investment adviser

SEC file number

801-49929

Source date

August 24, 2026
SIT FIXED INCOME ADVISORS II, LLC
Investment adviser

SEC file number

801-55201

Source date

June 22, 2026
SIT INVESTMENT ASSOCIATES, INC
Investment adviser

SEC file number

801-16350

Source date

June 22, 2026
SITRIN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-107216

Source date

February 9, 2026
SITTNER & NELSON, LLC
Investment adviser

SEC file number

801-119243

Source date

March 31, 2026
SITUATIONAL AWARENESS LP
Investment adviser

SEC file number

801-132039

Source date

June 11, 2026
SITUSAMC REAL ESTATE VALUATION SERVICES, LLC
Investment adviser

SEC file number

801-36840

Source date

March 26, 2026
SIVIA CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-79173

Source date

June 24, 2026
SIVIK GLOBAL HEALTHCARE, LLC
Investment adviser

SEC file number

801-79914

Source date

February 17, 2026
SIX PEAK CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137027

Source date

July 7, 2026
SIXTEENTH STREET CAPITAL PTE. LTD.
Exempt reporting adviser

SEC file number

802-113305

Source date

March 26, 2026
SIXTH MILLENNIUM VENTURE PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135673

Source date

February 25, 2026
SIXTH STREET ADVISERS, LLC
Investment adviser

SEC file number

801-72845

Source date

May 14, 2026
SIXTH STREET LENDING PARTNERS ADVISERS, LLC
Investment adviser

SEC file number

801-124887

Source date

July 1, 2026
SIXTH STREET SPECIALTY LENDING ADVISERS, LLC
Investment adviser

SEC file number

801-72185

Source date

July 1, 2026
SIXTHIRTY VENTURES, LLC
Exempt reporting adviser

SEC file number

802-118630

Source date

August 5, 2026
SIZEMORE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120310

Source date

January 20, 2026
SJBENEN ADVISORY, LLC
Investment adviser

SEC file number

801-119419

Source date

March 9, 2026
SJF MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-76435

Source date

March 30, 2026
SJHL FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-126251

Source date

September 22, 2026
SJS INVESTMENT CONSULTING INC
Investment adviser

SEC file number

801-49585

Source date

September 22, 2026
SJW INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-126745

Source date

March 30, 2026
SK ADVISOR NETWORK, LLC
Investment adviser

SEC file number

801-122863

Source date

March 31, 2026
SK CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-74199

Source date

April 2, 2026
SK TELECOM VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-113913

Source date

March 5, 2026
SK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-56304

Source date

January 30, 2026
SKA FINANCIAL SERVICES,INC.
Investment adviser

SEC file number

801-123316

Source date

January 22, 2026
SKAANA MANAGEMENT L.P.
Investment adviser

SEC file number

801-119991

Source date

July 10, 2026
SKALE INVESTMENTS, PTE. LTD.
Exempt reporting adviser

SEC file number

802-79672

Source date

March 27, 2026
SKBA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-56391

Source date

April 15, 2026
SKERRYVORE ASSET MANAGEMENT LTD
Investment adviser

SEC file number

801-129723

Source date

May 29, 2026
SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-73087

Source date

January 29, 2026
SKKY PARTNERS, LP
Exempt reporting adviser

SEC file number

802-135172

Source date

June 15, 2026
SKLAR CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-125789

Source date

February 26, 2026
SKLOFF, AARON
Investment adviser

SEC file number

801-134803

Source date

August 11, 2026
SKM WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-136342

Source date

May 5, 2026
SKY ALPHA ASSET ADVISORS LLC
Investment adviser

SEC file number

801-113000

Source date

February 4, 2026
SKY INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-63875

Source date

March 31, 2026
SKY ISLAND CAPITAL LP
Investment adviser

SEC file number

801-117537

Source date

March 30, 2026
SKY LIFE SCIENCES CAPITAL, LP
Exempt reporting adviser

SEC file number

802-135779

Source date

March 6, 2026
SKY RE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-130958

Source date

March 18, 2026
SKY VISION WEALTH MANAGEMENT CORP.
Investment adviser

SEC file number

801-123010

Source date

September 16, 2026
SKY9 CAPITAL FUND V GP LTD.
Exempt reporting adviser

SEC file number

802-137393

Source date

August 27, 2026
SKY9 CAPITAL LTD.
Exempt reporting adviser

SEC file number

802-113508

Source date

March 30, 2026
SKY9 CAPITAL MVP LTD
Exempt reporting adviser

SEC file number

802-115199

Source date

March 30, 2026
SKYBOUND WEALTH MANAGEMENT USA, LLC
Investment adviser

SEC file number

801-121157

Source date

September 18, 2026
SKYBRIDGE CAPITAL II, LLC
Investment adviser

SEC file number

801-71056

Source date

March 31, 2026
SKYCATCHER, LLC
Exempt reporting adviser

SEC file number

802-120266

Source date

February 5, 2026
SKYE GLOBAL MANAGEMENT LP
Investment adviser

SEC file number

801-107902

Source date

March 18, 2026
SKYKNIGHT CAPITAL, L.P.
Investment adviser

SEC file number

801-110953

Source date

March 31, 2026
SKYLANDS CAPITAL, LLC
Investment adviser

SEC file number

801-71522

Source date

May 11, 2026
SKYLAR CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-136019

Source date

August 25, 2026
SKYLAR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136690

Source date

August 25, 2026
SKYLARK PRIVATE EQUITY PARTNERS, LP
Investment adviser

SEC file number

801-127784

Source date

March 31, 2026
SKYLINE ADVISORS, INC.
Investment adviser

SEC file number

801-94175

Source date

January 29, 2026
SKYLINE FINANCIAL NORTHWEST LLC
Investment adviser

SEC file number

801-133826

Source date

March 29, 2026
SKYLINE IM, LTD.
Exempt reporting adviser

SEC file number

802-134740

Source date

March 11, 2026
SKYLINER WEALTH, LLC
Investment adviser

SEC file number

801-130948

Source date

July 1, 2026
SKY-MOUNTAIN CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-120497

Source date

February 26, 2026
SKYOAK CAPITAL, INC.
Investment adviser

SEC file number

801-118745

Source date

March 6, 2026
SKYOAK WEALTH LLC
Investment adviser

SEC file number

801-114715

Source date

March 6, 2026
SKYPOINT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-128009

Source date

April 27, 2026
SKYRIVER CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-131968

Source date

February 1, 2026
SKYSX GLOBAL LIMITED
Exempt reporting adviser

SEC file number

802-135219

Source date

December 22, 2025
SKYVIEW FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-129593

Source date

March 10, 2026
SKYVIEW INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-109017

Source date

March 31, 2026
SKYWARD TRADING LLC
Investment adviser

SEC file number

801-134293

Source date

March 17, 2026
SL ADVISORS, LLC
Investment adviser

SEC file number

801-80396

Source date

February 13, 2026
SLAGLE FINANCIAL, LLC.
Investment adviser

SEC file number

801-113986

Source date

August 13, 2026
SLATE ADVISORY SERVICE (US) LLC
Investment adviser

SEC file number

801-119571

Source date

August 28, 2026
SLATE PATH CAPITAL LP
Investment adviser

SEC file number

801-77052

Source date

July 30, 2026
SLATE PROPERTY GROUP LLC
Exempt reporting adviser

SEC file number

802-131680

Source date

March 30, 2026
SLATED ANALYTICS, LLC
Investment adviser

SEC file number

801-106800

Source date

March 30, 2026
SLATER CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-136523

Source date

May 19, 2026
SLATER INVESTMENTS LIMITED
Investment adviser

SEC file number

801-128602

Source date

February 4, 2026
SLATESTONE WEALTH LLC
Investment adviser

SEC file number

801-110003

Source date

June 3, 2026
SLAUSON & CO. MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-120585

Source date

March 13, 2026
SLAVIC MUTUAL FUNDS MANAGEMENT CORP.
Investment adviser

SEC file number

801-29099

Source date

April 27, 2026
SLAVIC WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-129024

Source date

April 27, 2026
SLAYTON LEWIS INC
Investment adviser

SEC file number

801-109937

Source date

March 31, 2026
SLEDGE AND COMPANY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-132809

Source date

April 10, 2026
SLG CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-130358

Source date

May 8, 2026
SLIPSTREAM INVESTORS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132517

Source date

March 30, 2026
SLOAN ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-108115

Source date

February 6, 2026
SLOCUM GORDON & CO LLP
Investment adviser

SEC file number

801-14301

Source date

February 5, 2026
SLOTNIK CAPITAL, LLC
Investment adviser

SEC file number

801-127200

Source date

March 26, 2026
SLOW CAPITAL, INC.
Investment adviser

SEC file number

801-110032

Source date

February 9, 2026
SLOW VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127863

Source date

March 31, 2026
SLOY DAHL & HOLST HOLDINGS, INC
Investment adviser

SEC file number

801-136392

Source date

September 14, 2026
SLOY, DAHL & HOLST, LLC
Investment adviser

SEC file number

801-31712

Source date

May 6, 2026