Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 76 of 95

SBL CAPITAL SARL
Exempt reporting adviser

SEC file number

802-134193

Source date

March 25, 2026
SBVA CORP.
Exempt reporting adviser

SEC file number

802-121272

Source date

March 30, 2026
SC ASSET MANAGEMENT ASESORES EN INVERSIONES INDEPENDIENTES, S.A.
Investment adviser

SEC file number

801-135381

Source date

June 2, 2026
SC CAPITAL PARTNERS PTE. LTD.
Exempt reporting adviser

SEC file number

802-85189

Source date

March 27, 2026
SC INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-136223

Source date

April 9, 2026
SC LOWY ASSET MANAGEMENT (HK) LIMITED
Exempt reporting adviser

SEC file number

802-121864

Source date

March 30, 2026
SC LOWY FINANCIAL (ME) LIMITED
Exempt reporting adviser

SEC file number

802-136343

Source date

April 24, 2026
SC LOWY FINANCIAL (SG) PTE. LTD.
Exempt reporting adviser

SEC file number

802-136554

Source date

May 21, 2026
SC MANAGEMENT LLC
Investment adviser

SEC file number

801-128411

Source date

March 31, 2026
SC NATION SERVICES LLC
Exempt reporting adviser

SEC file number

802-123217

Source date

March 31, 2026
SC&H FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-69985

Source date

February 12, 2026
SCALA CAPITAL LLC
Investment adviser

SEC file number

801-112881

Source date

January 30, 2026
SCALAR FIELD INC
Investment adviser

SEC file number

801-135171

Source date

January 20, 2026
SCALAR GAUGE MANAGEMENT, LLC
Investment adviser

SEC file number

801-124923

Source date

March 31, 2026
SCALE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75097

Source date

March 31, 2026
SCALEBUILDER, LLC
Investment adviser

SEC file number

801-126334

Source date

March 30, 2026
SCALECO MANAGEMENT I, LLC
Exempt reporting adviser

SEC file number

802-127186

Source date

March 25, 2026
SCALEUP LATAM, LLC
Exempt reporting adviser

SEC file number

802-126442

Source date

March 2, 2026
SCALEWORKS CAPITAL, LLC
Investment adviser

SEC file number

801-118462

Source date

March 11, 2026
SCARBOROUGH ADVISORS, LLC
Investment adviser

SEC file number

801-79006

Source date

March 26, 2026
SCENIC MANAGEMENT LLC
Investment adviser

SEC file number

801-136535

Source date

July 30, 2026
SCENIUS CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134981

Source date

March 30, 2026
SCF PARTNERS, INC.
Investment adviser

SEC file number

801-49261

Source date

August 28, 2026
SCFX MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-115174

Source date

March 18, 2026
SCG ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-120215

Source date

March 12, 2026
SCGE MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73468

Source date

July 29, 2026
SCHAEFER FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-34341

Source date

March 26, 2026
SCHAEFFER FINANCIAL LLC
Investment adviser

SEC file number

801-63790

Source date

July 14, 2026
SCHAFER CULLEN CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-18407

Source date

March 27, 2026
SCHAFFER & COMPANY ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-92168

Source date

March 31, 2026
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-124799

Source date

September 8, 2026
SCHAPER BENZ & WISE INVESTMENT COUNSEL INC
Investment adviser

SEC file number

801-39679

Source date

July 9, 2026
SCHARF INVESTMENTS, LLC
Investment adviser

SEC file number

801-18799

Source date

March 24, 2026
SCHAUER INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-136765

Source date

August 17, 2026
SCHEAR INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-124976

Source date

May 28, 2026
SCHEELER FINANCIAL LLC
Investment adviser

SEC file number

801-136591

Source date

July 31, 2026
SCHELLING POINT PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-136230

Source date

April 9, 2026
SCHEMATIC VENTURES, LLC
Exempt reporting adviser

SEC file number

802-123210

Source date

April 3, 2026
SCHERER FINANCIAL ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-122809

Source date

May 8, 2026
SCHIAVI & COMPANY LLC
Investment adviser

SEC file number

801-18338

Source date

March 16, 2026
SCHLEGEL DUNN LLC
Investment adviser

SEC file number

801-134319

Source date

January 27, 2026
SCHLINDWEIN ASSOCIATES LLC
Investment adviser

SEC file number

801-57433

Source date

June 18, 2026
SCHLOSSER FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-135063

Source date

August 10, 2026
SCHMIDT FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-128860

Source date

March 27, 2026
SCHMIDT, JACOB AARON
Investment adviser

SEC file number

801-123630

Source date

March 17, 2026
SCHMITT WEALTH ADVISERS, CORP.
Investment adviser

SEC file number

801-132291

Source date

April 30, 2026
SCHMITZ CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-33527

Source date

April 2, 2026
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP
Investment adviser

SEC file number

801-62441

Source date

March 24, 2026
SCHNEIDER, MEREDITH HALL
Investment adviser

SEC file number

801-129665

Source date

March 20, 2026
SCHNIEDERS CAPITAL MANAGEMENT, LLC.
Investment adviser

SEC file number

801-61219

Source date

August 17, 2026
SCHOLAR FINANCIAL ADVISING, LLC
Investment adviser

SEC file number

801-130382

Source date

September 18, 2026
SCHOLTZ & COMPANY, L.L.C.
Investment adviser

SEC file number

801-77840

Source date

March 16, 2026
SCHONFELD STRATEGIC ADVISORS LLC
Investment adviser

SEC file number

801-106963

Source date

July 1, 2026
SCHONFELD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136340

Source date

September 25, 2026
SCHOOL OF PERSONAL FINANCE, LLC
Investment adviser

SEC file number

801-135660

Source date

February 24, 2026
SCHORN WEALTH, LLC
Investment adviser

SEC file number

801-116818

Source date

February 18, 2026
SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A.
Exempt reporting adviser

SEC file number

802-114915

Source date

March 27, 2026
SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED
Investment adviser

SEC file number

801-117956

Source date

May 11, 2026
SCHRODER INVESTMENT MANAGEMENT (SWITZERLAND) AG
Exempt reporting adviser

SEC file number

802-119614

Source date

March 27, 2026
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC
Investment adviser

SEC file number

801-15834

Source date

March 30, 2026
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD
Investment adviser

SEC file number

801-37163

Source date

March 31, 2026
SCHRODER WEALTH MANAGEMENT (US) LIMITED
Investment adviser

SEC file number

801-110948

Source date

April 1, 2026
SCHRODERS CAPITAL MANAGEMENT (US) INC.
Investment adviser

SEC file number

801-69112

Source date

March 27, 2026
SCHRODERS GREENCOAT LLP
Exempt reporting adviser

SEC file number

802-120687

Source date

March 31, 2026
SCHRUM PRIVATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122172

Source date

March 25, 2026
SCHUCHARD CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-32441

Source date

February 22, 2026
SCHULHOFF & CO INC
Investment adviser

SEC file number

801-11987

Source date

March 16, 2026
SCHULTZ FINANCIAL GROUP INCORPORATED
Investment adviser

SEC file number

801-18297

Source date

June 16, 2026
SCHULTZE ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-62112

Source date

March 31, 2026
SCHULZ WEALTH, LTD.
Investment adviser

SEC file number

801-113536

Source date

September 9, 2026
SCHUYLKILL FINANCIAL, LLC
Investment adviser

SEC file number

801-135798

Source date

March 9, 2026
SCHWAB WEALTH ADVISORY, INC.
Investment adviser

SEC file number

801-72795

Source date

June 29, 2026
SCHWARTZ INVESTMENT COUNSEL INC
Investment adviser

SEC file number

801-32773

Source date

September 21, 2026
SCHWARTZ SCHOOL OF BUSINESS
Exempt reporting adviser

SEC file number

802-132988

Source date

January 22, 2026
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-69248

Source date

March 18, 2026
SCHWARZ INVESTMENT PARTNERS
Investment adviser

SEC file number

801-123523

Source date

September 14, 2026
SCHWEITZER INVESTMENT CO., LTD.
Exempt reporting adviser

SEC file number

802-134679

Source date

September 3, 2026
SCHWERIN BOYLE CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-35156

Source date

March 20, 2026
SCI CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-131180

Source date

March 30, 2026
SCIA NY LLC
Investment adviser

SEC file number

801-134531

Source date

September 22, 2026
SCIENCAST MANAGEMENT LP
Investment adviser

SEC file number

801-107466

Source date

April 2, 2026
SCIENCE & TECHNOLOGY PARTNERS, L.P.
Investment adviser

SEC file number

801-130308

Source date

May 29, 2026
SCIENCE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131704

Source date

March 17, 2026
SCIENS DIVERSIFIED MANAGERS LLC
Exempt reporting adviser

SEC file number

802-136802

Source date

June 22, 2026
SCIENS GROUP RISK SERVICES LIMITED
Exempt reporting adviser

SEC file number

802-133858

Source date

March 13, 2026
SCIENS WATER OPPORTUNITIES MANAGEMENT LLC
Investment adviser

SEC file number

801-136184

Source date

June 16, 2026
SCIENTECH RESEARCH LLC
Investment adviser

SEC file number

801-130658

Source date

March 30, 2026
SCIFOUNDERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131965

Source date

March 18, 2026
SCIRE FUND III GP, LLC
Investment adviser

SEC file number

801-126879

Source date

March 23, 2026
SCISSORTAIL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114094

Source date

April 30, 2026
SCOFIELD & COMPANY, LLC
Investment adviser

SEC file number

801-137138

Source date

August 3, 2026
SCOGGIN MANAGEMENT LP
Investment adviser

SEC file number

801-73305

Source date

March 30, 2026
SCOP VENTURES, LLC
Exempt reporting adviser

SEC file number

802-130592

Source date

March 31, 2026
SCOPIA CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-61668

Source date

April 1, 2026
SCOPUS ASSET MANAGEMENT, L.P.
Investment adviser

SEC file number

801-74119

Source date

March 30, 2026
SCOPUS VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123389

Source date

March 19, 2026
SCOTIA PARTNERS, LLC
Investment adviser

SEC file number

801-136790

Source date

September 14, 2026
SCOTT & SELBER, INC. CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-28446

Source date

March 28, 2026
SCOTT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-119200

Source date

February 2, 2026
SCOTT CAPITAL PARTNERS LLP
Investment adviser

SEC file number

801-131114

Source date

June 19, 2026
SCOTT CONYERS CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-64728

Source date

August 10, 2026
SCOTT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121137

Source date

February 13, 2026
SCOTT MARSH FINANCIAL, LLC
Investment adviser

SEC file number

801-112911

Source date

March 10, 2026
SCOTT W. HANCOCK
Investment adviser

SEC file number

801-120128

Source date

January 25, 2026
SCOTTISH EQUITY PARTNERS, LLP
Exempt reporting adviser

SEC file number

802-114227

Source date

June 29, 2026
SCOTTSDALE WEALTH PLANNING, INC.
Investment adviser

SEC file number

801-113207

Source date

March 20, 2026
SCOUT ENERGY MANAGEMENT LLC
Investment adviser

SEC file number

801-78266

Source date

May 21, 2026
SCOUT INVESTMENTS, INC.
Investment adviser

SEC file number

801-60188

Source date

May 20, 2026
SCOUT VC, LLC
Exempt reporting adviser

SEC file number

802-118637

Source date

April 27, 2026
SCP ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-131550

Source date

February 23, 2026
SCP INVESTMENT, LP
Investment adviser

SEC file number

801-108352

Source date

March 26, 2026
SCP MANAGERS, LLC
Exempt reporting adviser

SEC file number

802-114704

Source date

March 25, 2026
SCP S. GP LP
Exempt reporting adviser

SEC file number

802-106609

Source date

February 2, 2026
SCP VITALIFE MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-74625

Source date

January 7, 2026
SCRATCH CAPITAL LLC
Investment adviser

SEC file number

801-130966

Source date

March 17, 2026
SCREENDOOR MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131518

Source date

August 13, 2026
SCRIBBLE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122347

Source date

March 23, 2026
SCRIPT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120002

Source date

April 3, 2026
SCRUM VENTURES LLC
Exempt reporting adviser

SEC file number

802-107626

Source date

March 18, 2026
SCS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-61448

Source date

July 14, 2026
SCSC ADVISORS, LLC
Investment adviser

SEC file number

801-137017

Source date

July 31, 2026
SCULATI WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112320

Source date

February 20, 2026
SCULPTOR ADVISORS LLC
Investment adviser

SEC file number

801-125965

Source date

August 19, 2026
SCULPTOR CAPITAL LP
Investment adviser

SEC file number

801-56729

Source date

August 10, 2026
SCV MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134551

Source date

March 30, 2026
SCYTALE POLKADOT ECOSYSTEM FUND GP LLC
Exempt reporting adviser

SEC file number

802-132389

Source date

March 6, 2026
SCYTALE VENTURES CAYMAN LLC
Exempt reporting adviser

SEC file number

802-127119

Source date

March 6, 2026
SDC CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-115188

Source date

May 1, 2026
SDCL EE CO US LLC
Exempt reporting adviser

SEC file number

802-135539

Source date

February 10, 2026
SDR INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-134930

Source date

March 30, 2026
SDS REAL ESTATE ADVISORS
Investment adviser

SEC file number

801-121844

Source date

March 30, 2026
SDV MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135433

Source date

January 27, 2026
SEA CLIFF PARTNERS MANAGEMENT, LP
Investment adviser

SEC file number

801-130786

Source date

April 20, 2026
SEA HUNTER CAPITAL LLC
Investment adviser

SEC file number

801-112273

Source date

September 15, 2026
SEABIRD FINANCIAL CORPORATION
Investment adviser

SEC file number

801-107954

Source date

April 20, 2026
SEABORN FINANCIAL, LLC
Investment adviser

SEC file number

801-131434

Source date

June 26, 2026
SEABRIDGE INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-55009

Source date

June 3, 2026
SEABURY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-132103

Source date

March 31, 2026
SEACREST INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-71148

Source date

February 13, 2026
SEACREST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-69141

Source date

August 10, 2026
SEAE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-121361

Source date

March 31, 2026
SEAFARER CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-72898

Source date

March 31, 2026
SEAGULL LANE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-136995

Source date

September 1, 2026
SEAHORSE FINANCIAL ADVISERS INC.
Investment adviser

SEC file number

801-77819

Source date

February 18, 2026
SEAL COVE CAPITAL LLC
Investment adviser

SEC file number

801-130794

Source date

March 11, 2026
SEAMANS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60852

Source date

March 31, 2026
SEAMLESS ALTS ADVISORY LLC
Exempt reporting adviser

SEC file number

802-134691

Source date

March 26, 2026
SEAMOUNT FINANCIAL GROUP INC
Investment adviser

SEC file number

801-56412

Source date

September 17, 2026
SEAPORT CAPITAL, LLC
Investment adviser

SEC file number

801-73953

Source date

May 1, 2026
SEAPORT GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-71628

Source date

March 31, 2026
SEAPORT GLOBAL ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-114434

Source date

March 27, 2026
SEARCH FUND ACCELERATOR, LLC
Investment adviser

SEC file number

801-126419

Source date

March 24, 2026
SEARCH FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129989

Source date

February 2, 2026
SEARCHLIGHT CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-74404

Source date

April 15, 2026
SEARCY FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-16377

Source date

September 15, 2026
SEARLE & CO.
Investment adviser

SEC file number

801-68574

Source date

December 16, 2025
SEAS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132814

Source date

April 18, 2025
SEASIDE EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-126238

Source date

March 27, 2026
SEASIDE WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-135217

Source date

July 16, 2026
SEASIDE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-111750

Source date

February 19, 2026
SEASON INVESTMENTS, LLC
Investment adviser

SEC file number

801-118924

Source date

March 23, 2026
SEATTLE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-108935

Source date

January 14, 2026
SEAVIEW CPM LP
Exempt reporting adviser

SEC file number

802-117947

Source date

February 12, 2026
SEAVIEW INVESTMENT MANAGERS LLC
Investment adviser

SEC file number

801-114975

Source date

May 6, 2026
SEAWALL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-120667

Source date

April 1, 2026
SEAWAY ADVISORS,LTD.
Investment adviser

SEC file number

801-81143

Source date

March 9, 2026
SEBETIC ADVISORS, LLC
Investment adviser

SEC file number

801-135415

Source date

March 30, 2026
SEBOLD CAPITAL MANAGEMENT, INC
Investment adviser

SEC file number

801-78616

Source date

March 23, 2026
SECFI ADVISORY LIMITED
Investment adviser

SEC file number

801-126017

Source date

June 30, 2026
SECFI LIMITED
Exempt reporting adviser

SEC file number

802-113798

Source date

January 27, 2026
SECHREST FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-112402

Source date

January 12, 2026
SECOND 50 FINANCIAL LLC
Investment adviser

SEC file number

801-123346

Source date

June 13, 2026
SECOND ALPHA PARTNERS, LLC
Investment adviser

SEC file number

801-121935

Source date

March 30, 2026
SECOND CENTURY VENTURES GP I, LLC
Exempt reporting adviser

SEC file number

802-131393

Source date

March 27, 2026
SECOND CITY REAL ESTATE GP II, LIMITED PARTNERSHIP
Exempt reporting adviser

SEC file number

802-80375

Source date

March 19, 2026
SECOND CURVE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-122229

Source date

March 2, 2026
SECOND HALF FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-113533

Source date

April 22, 2026
SECOND LAW CAPITAL LLC
Exempt reporting adviser

SEC file number

802-134445

Source date

August 28, 2025
SECOND LINE CAPITAL, LLC
Investment adviser

SEC file number

801-127790

Source date

July 16, 2026
SECOND SUMMIT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130298

Source date

March 25, 2026
SECONDMARKET FINANCIAL, LLC
Investment adviser

SEC file number

801-131656

Source date

July 9, 2026
SECOVIA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-137581

Source date

September 23, 2026
SECTION 32, LLC
Exempt reporting adviser

SEC file number

802-110925

Source date

March 31, 2026
SECTION PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-121934

Source date

March 25, 2026
SECTOR ANALYSTS LLC
Investment adviser

SEC file number

801-110613

Source date

March 26, 2026
SECTOR FUND SERVICES AS
Exempt reporting adviser

SEC file number

802-101486

Source date

April 29, 2026
SECTORAL ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-60079

Source date

May 6, 2026
SECURA FINANCIAL, LLC
Investment adviser

SEC file number

801-113072

Source date

July 24, 2026
SECURE ASSET MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-113954

Source date

August 20, 2026
SECURE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-80752

Source date

August 14, 2026
SECURE NET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135961

Source date

March 31, 2026
SECURE PLANNING, LLC
Investment adviser

SEC file number

801-55630

Source date

May 6, 2026
SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP.
Investment adviser

SEC file number

801-125823

Source date

April 1, 2026
SECURE WEALTH, INC.
Investment adviser

SEC file number

801-134047

Source date

August 18, 2026
SECURED RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-121760

Source date

February 23, 2026
SECURIAN ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-47262

Source date

March 31, 2026
SECURIS INVESTMENT PARTNERS LLP
Investment adviser

SEC file number

801-77334

Source date

June 26, 2026
SECURITIZE CAPITAL LLC
Investment adviser

SEC file number

801-136838

Source date

July 16, 2026
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED
Investment adviser

SEC file number

801-53815

Source date

March 31, 2026
SECURITY FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-69787

Source date

March 24, 2026
SECURITY FIRST FINANCIAL INC.
Investment adviser

SEC file number

801-79680

Source date

March 17, 2026
SECURITY INVESTORS, LLC
Investment adviser

SEC file number

801-8008

Source date

March 31, 2026
SEED FUND ADVISORY
Exempt reporting adviser

SEC file number

802-75695

Source date

June 25, 2026
SEED WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-123622

Source date

March 24, 2026
SEEDCAMP INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-130331

Source date

June 25, 2026
SEEDS INVESTOR LLC
Investment adviser

SEC file number

801-124693

Source date

July 9, 2026
SEEDSAFE FINANCIAL LLC
Investment adviser

SEC file number

801-134378

Source date

August 13, 2026
SEEDTOB MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-129375

Source date

March 18, 2026
SEEK FIRST INC.
Investment adviser

SEC file number

801-128770

Source date

May 26, 2026
SEELAUS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-77641

Source date

March 31, 2026
SEER CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-70835

Source date

March 27, 2026
SEGAL ADVISORS, INC.
Investment adviser

SEC file number

801-61280

Source date

August 6, 2026
SEGALL BRYANT & HAMILL, LLC
Investment adviser

SEC file number

801-47232

Source date

July 13, 2026
SEGMENT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-77071

Source date

September 25, 2026
SEGRA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-126256

Source date

March 30, 2026
SEI INVESTMENTS MANAGEMENT CORP
Investment adviser

SEC file number

801-24593

Source date

September 1, 2026
SEIDLER KUTSENDA MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-73243

Source date

July 7, 2026
SEIFDUNE MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-136606

Source date

May 29, 2026
SEIGA ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-119246

Source date

March 24, 2026
SEIX CLO MANAGEMENT LLC
Investment adviser

SEC file number

801-108565

Source date

April 28, 2026
SEIZERT CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-57995

Source date

February 25, 2026
SELBY LANE CAPITAL, LLC
Investment adviser

SEC file number

801-129815

Source date

July 7, 2026
SELBY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131659

Source date

February 27, 2026
SELDON CAPITAL LP
Investment adviser

SEC file number

801-114818

Source date

March 27, 2026
SELECT EQUITY GROUP, L.P.
Investment adviser

SEC file number

801-78977

Source date

March 31, 2026
SELECT INVESTMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-123466

Source date

March 27, 2026
SELECT MONEY MANAGEMENT, INC.
Investment adviser

SEC file number

801-71212

Source date

August 17, 2026
SELECTIVE CAPITAL SRL
Investment adviser

SEC file number

801-77161

Source date

March 31, 2026
SELECTIVE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-108568

Source date

May 15, 2026
SELIGMAN PRIVATE EQUITY SELECT, LLP
Exempt reporting adviser

SEC file number

802-81128

Source date

March 19, 2026
SELKIRK MANAGEMENT, LLC
Investment adviser

SEC file number

801-79991

Source date

March 16, 2026
SELKIRK WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-123621

Source date

March 23, 2026
SELLARONDA GLOBAL MANAGEMENT LP
Investment adviser

SEC file number

801-127674

Source date

March 30, 2026
SELLWOOD INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-76867

Source date

June 29, 2026
SELVA VENTURES LLC
Exempt reporting adviser

SEC file number

802-131272

Source date

March 31, 2026
SELWOOD ASSET MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-108839

Source date

June 23, 2026
SEMANTEON CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-135475

Source date

March 1, 2026
SEMIANALYSIS CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137354

Source date

August 21, 2026
SEMILLERO ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-108443

Source date

March 30, 2026
SEMINAL BEAUTY AND WELLNESS INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-137499

Source date

September 14, 2026
SEMINAL CAPITAL INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-128571

Source date

September 14, 2026
SEMINAL FOOD AND NUTRITION INVESTMENTS, LLC
Investment adviser

SEC file number

801-129935

Source date

September 14, 2026
SEMINARIO ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-134952

Source date

August 26, 2026
SEMINOLE ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-69775

Source date

March 31, 2026
SEMITAM BONAM LLC
Investment adviser

SEC file number

801-119391

Source date

March 20, 2026
SEMMAX FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-110932

Source date

March 24, 2026
SEMPER AUGUSTUS INVESTMENTS GROUP LLC
Investment adviser

SEC file number

801-55966

Source date

March 31, 2026
SEMPER CAPITAL LLP
Exempt reporting adviser

SEC file number

802-136704

Source date

June 10, 2026
SEMPERVIRENS VENTURES LLC
Exempt reporting adviser

SEC file number

802-117604

Source date

March 31, 2026
SEMPOLINSKI, WILLIAM JOHN
Investment adviser

SEC file number

801-134388

Source date

July 31, 2026