Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 75 of 95

SAFFORD NICHOLAS H & CO INC
Investment adviser

SEC file number

801-19482

Source date

March 30, 2026
SAFIR WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-108709

Source date

January 30, 2026
SAFIRA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-112253

Source date

July 24, 2026
SAFRAN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-70797

Source date

March 30, 2026
SAFS, LLC
Investment adviser

SEC file number

801-124937

Source date

January 20, 2026
SAG HARBOR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-100439

Source date

March 30, 2026
SAGA VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130424

Source date

February 13, 2026
SAGACE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130248

Source date

February 20, 2026
SAGARD HOLDINGS MANAGER (US) LLC
Investment adviser

SEC file number

801-126567

Source date

August 6, 2026
SAGARD HOLDINGS MANAGER LP
Investment adviser

SEC file number

801-120342

Source date

April 28, 2026
SAGARD SAS
Exempt reporting adviser

SEC file number

802-74680

Source date

March 30, 2026
SAGE ADVISORS, LLC
Investment adviser

SEC file number

801-115281

Source date

January 8, 2026
SAGE ADVISORS, LLC
Investment adviser

SEC file number

801-69790

Source date

September 21, 2026
SAGE ADVISORY SERVICES LTD CO
Investment adviser

SEC file number

801-52937

Source date

March 30, 2026
SAGE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-64637

Source date

September 29, 2025
SAGE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-112321

Source date

April 1, 2026
SAGE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-56261

Source date

June 25, 2026
SAGE EQUITY PARTNERS, LP
Exempt reporting adviser

SEC file number

802-134931

Source date

March 30, 2026
SAGE FINANCIAL ADVISORS INC.
Investment adviser

SEC file number

801-60717

Source date

March 24, 2026
SAGE FINANCIAL GROUP INC.
Investment adviser

SEC file number

801-61553

Source date

June 30, 2026
SAGE FINANCIAL MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-67703

Source date

June 15, 2026
SAGE HILL ADVISORY AND MANAGEMENT LLC
Investment adviser

SEC file number

801-69957

Source date

March 20, 2026
SAGE HILL CAPITAL L.L.C.
Investment adviser

SEC file number

801-71852

Source date

March 4, 2026
SAGE HOSPITALITY INVESTMENT ADVISOR LLC
Exempt reporting adviser

SEC file number

802-127019

Source date

April 30, 2026
SAGE INVESTMENT ADVISERS LLC
Investment adviser

SEC file number

801-116929

Source date

March 17, 2026
SAGE INVESTMENT COUNSEL LLC
Investment adviser

SEC file number

801-121406

Source date

March 3, 2026
SAGE MOUNTAIN ADVISORS, LLC
Investment adviser

SEC file number

801-114002

Source date

July 9, 2026
SAGE PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-119091

Source date

March 6, 2026
SAGE PRIVATE WEALTH GROUP, LLC
Investment adviser

SEC file number

801-119804

Source date

September 18, 2026
SAGE RESIDENTIAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136509

Source date

September 9, 2026
SAGE RHINO CAPITAL LLC
Investment adviser

SEC file number

801-112150

Source date

March 25, 2026
SAGE STONE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-91170

Source date

March 16, 2026
SAGE TREE WEALTH, INC.
Investment adviser

SEC file number

801-114389

Source date

March 31, 2026
SAGE WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-133767

Source date

June 22, 2026
SAGE, RUTTY & CO., INC.
Investment adviser

SEC file number

801-35917

Source date

September 21, 2026
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-100506

Source date

July 6, 2026
SAGEFIELD INVESTMENT GROUP LP
Investment adviser

SEC file number

801-126112

Source date

March 30, 2026
SAGEGUARD FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-127052

Source date

July 9, 2026
SAGEHALL MANAGEMENT LP
Investment adviser

SEC file number

801-126306

Source date

March 30, 2026
SAGENT WEALTH MANAGEMENT
Investment adviser

SEC file number

801-69446

Source date

July 7, 2026
SAGEOAK FINANCIAL, LLC
Investment adviser

SEC file number

801-122855

Source date

July 14, 2026
SAGEONE INVESTMENT MANAGERS LLP
Investment adviser

SEC file number

801-137355

Source date

September 11, 2026
SAGEPOINT CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-135485

Source date

July 24, 2026
SAGESPRING WEALTH PARTNERS
Investment adviser

SEC file number

801-107971

Source date

July 1, 2026
SAGEVIEW CAPITAL LP
Investment adviser

SEC file number

801-73568

Source date

March 13, 2026
SAGEWIND CAPITAL LLC
Investment adviser

SEC file number

801-113737

Source date

March 31, 2026
SAGEWOOD ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-106703

Source date

March 31, 2026
SAGEWOOD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-135115

Source date

April 7, 2026
SAGIL CAPITAL LLP
Exempt reporting adviser

SEC file number

802-74402

Source date

May 8, 2026
SAGONA CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-133973

Source date

March 3, 2026
SAHARA INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-136044

Source date

August 25, 2026
SAINTS CAPITAL SERVICES, LLC
Investment adviser

SEC file number

801-74208

Source date

March 30, 2026
SAIPH CAPITAL, LLC
Investment adviser

SEC file number

801-120196

Source date

April 1, 2026
SAKONNET POINT CAPITAL, LP
Exempt reporting adviser

SEC file number

802-130328

Source date

March 30, 2026
SALEM INVESTMENT COUNSELORS INC
Investment adviser

SEC file number

801-14487

Source date

March 25, 2026
SALEM PARTNERS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-63354

Source date

March 31, 2026
SALI FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-61702

Source date

August 25, 2026
SALIENCE CAPITAL PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132833

Source date

March 30, 2026
SALIENT ADVISORS, L.P.
Investment adviser

SEC file number

801-61449

Source date

March 31, 2026
SALLYPORT PARTNERS INVESTMENT MANAGER, LLC
Investment adviser

SEC file number

801-128755

Source date

March 24, 2026
SALOMON AND LUDWIN, LLC
Investment adviser

SEC file number

801-112494

Source date

July 17, 2026
SALT FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122469

Source date

March 30, 2026
SALTBOX FINANCIAL LLC
Investment adviser

SEC file number

801-136998

Source date

July 2, 2026
SALTMARSH FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-110278

Source date

March 19, 2026
SALTOUN CAPITAL PARTNERS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-121139

Source date

March 19, 2026
SALUDA GRADE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-126280

Source date

June 22, 2026
SALUS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-129588

Source date

March 18, 2026
SALVINI, BROOKE ALISON
Investment adviser

SEC file number

801-135944

Source date

June 16, 2026
SALVUS CAPITAL MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-137239

Source date

August 6, 2026
SALVUS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117044

Source date

June 3, 2026
SAM ADVISORS, LLC
Investment adviser

SEC file number

801-56723

Source date

July 23, 2026
SAMALIN INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-67465

Source date

June 26, 2026
SAMARA ALPHA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131799

Source date

March 27, 2026
SAMARA CAPITAL GT IM, LP
Exempt reporting adviser

SEC file number

802-136567

Source date

May 22, 2026
SAMARA CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-74960

Source date

March 31, 2026
SAMARA INDIA ADVISORS PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-74961

Source date

June 26, 2026
SAMARA INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-132735

Source date

March 25, 2026
SAMEEKSHA INVESTMENT MANAGERS LLP
Exempt reporting adviser

SEC file number

802-131085

Source date

June 24, 2026
SAMENA CAPITAL INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-79759

Source date

March 30, 2026
SAMI CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-132024

Source date

March 19, 2026
SAMJO MANAGEMENT, LLC
Investment adviser

SEC file number

801-128117

Source date

March 23, 2026
SAMLYN CAPITAL, LLC
Investment adviser

SEC file number

801-74035

Source date

March 31, 2026
SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-125868

Source date

March 31, 2026
SAMRISON CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129279

Source date

April 27, 2026
SAMSARA BIOCAPITAL, LLC
Investment adviser

SEC file number

801-113741

Source date

June 26, 2026
SAMSON CAPITAL GROUP, LLC
Exempt reporting adviser

SEC file number

802-124922

Source date

March 26, 2026
SAMSON ROCK CAPITAL LLP
Exempt reporting adviser

SEC file number

802-116921

Source date

August 28, 2026
SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.
Investment adviser

SEC file number

801-64024

Source date

March 25, 2026
SAMSUNG ASSET MANAGEMENT COMPANY, LTD.
Investment adviser

SEC file number

801-73197

Source date

April 20, 2026
SAN BLAS ADVISORY, INC.
Investment adviser

SEC file number

801-136018

Source date

August 25, 2026
SAN FRANCISCO WEALTH PLANNING LLC
Investment adviser

SEC file number

801-136604

Source date

September 22, 2026
SANAKA CAPITAL INVESTMENT MANAGERS LIMITED
Exempt reporting adviser

SEC file number

802-115198

Source date

March 6, 2026
SANCHEZ & ZURES, LLC
Investment adviser

SEC file number

801-112872

Source date

March 30, 2026
SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132783

Source date

June 16, 2026
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-78772

Source date

February 20, 2026
SANCTA CAPITAL ADVISORS LTD
Exempt reporting adviser

SEC file number

802-126542

Source date

March 18, 2026
SANCTUARY ADVISORS, LLC
Investment adviser

SEC file number

801-99364

Source date

September 14, 2026
SANCTUARY FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-136364

Source date

September 10, 2026
SANCTUARY WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-118344

Source date

March 24, 2026
SANCUS CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-74311

Source date

March 24, 2026
SANCUS VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135994

Source date

March 26, 2026
SAND CREEK CAPITAL, LLC
Investment adviser

SEC file number

801-128135

Source date

July 30, 2026
SAND GROVE CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-136895

Source date

June 29, 2026
SAND HILL GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-58002

Source date

March 30, 2026
SAND HILL ROAD TECHNOLOGIES FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135108

Source date

March 30, 2026
SANDALWOOD SECURITIES, INC.
Investment adviser

SEC file number

801-42453

Source date

March 19, 2026
SANDBOX FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-113779

Source date

May 21, 2026
SANDBOX HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-77934

Source date

March 25, 2026
SANDBOX INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75424

Source date

March 25, 2026
SANDBRIDGE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-113657

Source date

March 30, 2026
SANDBROOK CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-122594

Source date

March 30, 2026
SANDEEP VARMA WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-119682

Source date

February 24, 2026
SANDER CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-112452

Source date

January 15, 2026
SANDERLING MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-76069

Source date

March 31, 2026
SANDERS BOOZE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-69729

Source date

February 24, 2026
SANDERS CAPITAL, LLC
Investment adviser

SEC file number

801-70661

Source date

July 22, 2026
SANDERS MANAGEMENT GROUP, LTD
Investment adviser

SEC file number

801-134219

Source date

January 5, 2026
SANDERS MORRIS LLC
Investment adviser

SEC file number

801-66300

Source date

March 31, 2026
SANDERSON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-61208

Source date

March 31, 2026
SANDGLASS CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-118603

Source date

March 31, 2026
SANDHILL CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-63194

Source date

March 31, 2026
SANDHILL WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-135386

Source date

March 27, 2026
SANDIA INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-120856

Source date

June 10, 2026
SANDIA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122537

Source date

March 24, 2026
SANDLER CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-31177

Source date

May 14, 2026
SANDLOT PARTNERS, LLC
Investment adviser

SEC file number

801-123545

Source date

July 6, 2026
SANDLOT PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-134313

Source date

September 14, 2026
SANDRO WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131421

Source date

August 17, 2026
SANDS CAPITAL ALTERNATIVES, LLC
Investment adviser

SEC file number

801-72115

Source date

July 28, 2026
SANDS CAPITAL HORIZONS, LLC
Investment adviser

SEC file number

801-132727

Source date

August 25, 2026
SANDS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-64820

Source date

July 28, 2026
SANDSTONE ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-71037

Source date

June 22, 2026
SANDTON CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-73961

Source date

April 17, 2026
SANDWICH CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131372

Source date

March 26, 2026
SANDY COVE ADVISORS, LLC
Investment adviser

SEC file number

801-107724

Source date

March 23, 2026
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC
Investment adviser

SEC file number

801-117852

Source date

March 3, 2026
SANFORD C. BERNSTEIN & CO., LLC
Investment adviser

SEC file number

801-57937

Source date

March 30, 2026
SANGO CAPITAL MANAGEMENT
Exempt reporting adviser

SEC file number

802-77398

Source date

March 31, 2026
SANJAC ALPHA LP
Investment adviser

SEC file number

801-129278

Source date

March 29, 2026
SANKALA GROUP LLC
Investment adviser

SEC file number

801-129449

Source date

March 4, 2026
SANLAMALLIANZ INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-75279

Source date

March 10, 2026
SANNE LIS S.A.
Exempt reporting adviser

SEC file number

802-112352

Source date

March 31, 2026
SANOSTRO AG
Investment adviser

SEC file number

801-112080

Source date

August 28, 2026
SANSONE ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-136326

Source date

April 22, 2026
SANTA BARBARA MGMT, LLC
Investment adviser

SEC file number

801-132201

Source date

September 9, 2026
SANTA FE ADVISORS LLC
Investment adviser

SEC file number

801-113760

Source date

March 27, 2026
SANTA LUCIA ASSET MANAGEMENT PTE. LTD.
Investment adviser

SEC file number

801-112337

Source date

September 24, 2025
SANTANDER ALTERNATIVE INVESTMENTS, SGIIC, S.A.U.
Exempt reporting adviser

SEC file number

802-131294

Source date

March 29, 2026
SANTANDER ASSET MANAGEMENT SA SGIIC
Investment adviser

SEC file number

801-68002

Source date

March 27, 2026
SANTANDER SECURITIES LLC
Investment adviser

SEC file number

801-56796

Source date

September 17, 2026
SANTIAGO CAPITAL, LLC
Investment adviser

SEC file number

801-117620

Source date

March 30, 2026
SANTORI & PETERS, INC.
Investment adviser

SEC file number

801-110482

Source date

March 17, 2026
SAOS CAPITAL, LLC
Investment adviser

SEC file number

801-72927

Source date

May 28, 2026
SAOTHAIR CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-134003

Source date

April 29, 2026
SAPERE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-61056

Source date

March 13, 2026
SAPERSTON LEGACY ADVISORS, INC.
Investment adviser

SEC file number

801-121038

Source date

March 9, 2026
SAPIA PARTNERS LLP
Exempt reporting adviser

SEC file number

802-80141

Source date

March 31, 2026
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-72857

Source date

March 30, 2026
SAPIENT CAPITAL LLC
Investment adviser

SEC file number

801-127298

Source date

August 31, 2026
SAPPHIRE VENTURES, LP
Investment adviser

SEC file number

801-76758

Source date

July 30, 2026
SAPPHIRETERRA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-134613

Source date

March 27, 2026
SARA CAPITAL PARTNERS MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-129407

Source date

February 2, 2026
SARA-BAY FINANCIAL CORP.
Investment adviser

SEC file number

801-79508

Source date

April 24, 2026
SARASIN & PARTNERS LLP
Exempt reporting adviser

SEC file number

802-74624

Source date

March 18, 2026
SARASIN ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-62077

Source date

March 19, 2026
SARATOGA CAPITAL (SINGAPORE) PTE. LTD.
Exempt reporting adviser

SEC file number

802-114321

Source date

March 31, 2026
SARATOGA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-46534

Source date

March 30, 2026
SARATOGA INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-71176

Source date

March 29, 2026
SARATOGA MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-80356

Source date

March 30, 2026
SARATOGA REALTY INVESTORS LLC
Exempt reporting adviser

SEC file number

802-112111

Source date

March 24, 2026
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
Investment adviser

SEC file number

801-57695

Source date

April 6, 2026
SARAZA MANAGEMENT LP
Investment adviser

SEC file number

801-123373

Source date

September 1, 2026
SARD WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-68891

Source date

February 10, 2026
SARDIS GROUP, LLC
Investment adviser

SEC file number

801-131640

Source date

March 31, 2026
SARGASSO PARTNERS LLP
Investment adviser

SEC file number

801-131235

Source date

September 3, 2026
SARGENT INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-113542

Source date

May 26, 2026
SARISSA CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-77926

Source date

July 8, 2026
SARKEE CAPITAL INC
Exempt reporting adviser

SEC file number

802-134321

Source date

August 11, 2025
SARMAYA PARTNERS, LLC
Investment adviser

SEC file number

801-131861

Source date

February 5, 2026
SARMIS CAPITAL PARTNERS I GP
Exempt reporting adviser

SEC file number

802-118260

Source date

March 27, 2026
SARMIS CAPITAL PARTNERS S.R.L.
Exempt reporting adviser

SEC file number

802-118314

Source date

March 27, 2026
SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-45226

Source date

May 12, 2026
SAROFIM REALTY ADVISORS LLC
Investment adviser

SEC file number

801-44655

Source date

May 12, 2026
SAROFIM TRUST CO., LTA
Investment adviser

SEC file number

801-13773

Source date

May 12, 2026
SARONA ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-76668

Source date

January 6, 2026
SARTORIAL WEALTH INC.
Investment adviser

SEC file number

801-131096

Source date

June 25, 2026
SARVER VROOMAN WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-131869

Source date

April 21, 2026
SAS FINANCIAL ADVISORS, LLC.
Investment adviser

SEC file number

801-124837

Source date

September 2, 2026
SAS GLOBAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136725

Source date

June 11, 2026
SASSER INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-121873

Source date

April 1, 2026
SASSICAIA CAPITAL ADVISERS LLC
Exempt reporting adviser

SEC file number

802-108905

Source date

November 20, 2025
SATHER FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-57925

Source date

September 10, 2026
SATIS ASSET MANAGEMENT LTD
Investment adviser

SEC file number

801-134126

Source date

June 30, 2026
SATOR GROVE MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-123421

Source date

August 14, 2026
SATORI CAPITAL, LLC
Investment adviser

SEC file number

801-74547

Source date

June 23, 2026
SATOVSKY ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-68060

Source date

April 16, 2026
SATURN FIVE ADVISORS LLC
Investment adviser

SEC file number

801-126812

Source date

March 26, 2026
SATURN MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-79171

Source date

June 10, 2026
SATURN V CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-128448

Source date

August 4, 2026
SATURNA CAPITAL CORPORATION
Investment adviser

SEC file number

801-35428

Source date

February 27, 2026
SAUBERAN & COMPANY, LLC
Investment adviser

SEC file number

801-38553

Source date

September 25, 2026
SAUL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-134230

Source date

March 30, 2026
SAV MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-134902

Source date

April 1, 2026
SAVA CAPITAL LLC
Investment adviser

SEC file number

801-132345

Source date

March 19, 2026
SAVANNA INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-74329

Source date

March 31, 2026
SAVANO DIRECT CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-121949

Source date

March 26, 2026
SAVANT CAPITAL, LLC
Investment adviser

SEC file number

801-43144

Source date

July 30, 2026
SAVANT INVESTMENT ADVISERS, INC.
Investment adviser

SEC file number

801-123400

Source date

February 4, 2026
SAVANT PARTNERS, LLC
Investment adviser

SEC file number

801-120652

Source date

April 1, 2026
SAVE ADVISERS LLC
Investment adviser

SEC file number

801-118060

Source date

April 9, 2026
SAVIA VENTURES, LLC
Exempt reporting adviser

SEC file number

802-128914

Source date

March 4, 2026
SAVILE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-134506

Source date

April 14, 2026
SAVILE PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-136127

Source date

August 28, 2026
SAVIOR LLC
Investment adviser

SEC file number

801-114564

Source date

March 31, 2026
SAVLAN WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-137158

Source date

September 16, 2026
SAVOIE CAPITAL LLC
Investment adviser

SEC file number

801-78009

Source date

April 1, 2026
SAVOIR FAIRE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-128366

Source date

April 30, 2026
SAVORY CAPITAL LLC
Exempt reporting adviser

SEC file number

802-133010

Source date

August 12, 2026
SAVVI FINANCIAL LLC
Investment adviser

SEC file number

801-78753

Source date

February 16, 2026
SAVVY ADVISORS, INC.
Investment adviser

SEC file number

801-123656

Source date

March 31, 2026
SAVVY FINANCIAL, INC.
Investment adviser

SEC file number

801-116822

Source date

March 31, 2026
SAVVY LABS INC
Investment adviser

SEC file number

801-126540

Source date

March 30, 2026
SAW MILL CAPITAL L.L.C.
Investment adviser

SEC file number

801-73432

Source date

March 26, 2026
SAWGRASS ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-55243

Source date

July 17, 2026
SAWTELLE, CHARLES SCOTT
Investment adviser

SEC file number

801-135412

Source date

March 26, 2026
SAWYER & CO INC
Investment adviser

SEC file number

801-28526

Source date

June 1, 2026
SAWYER CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-136778

Source date

July 29, 2026
SAX CAPITAL LLC
Exempt reporting adviser

SEC file number

802-131456

Source date

March 30, 2026
SAX WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-68788

Source date

August 19, 2026
SAXECAP MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130192

Source date

March 31, 2026
SAXECAP VC HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-127850

Source date

March 26, 2026
SAXON INTERESTS, INC.
Investment adviser

SEC file number

801-120283

Source date

March 11, 2026
SAXON SECURITIES LLC
Investment adviser

SEC file number

801-79118

Source date

March 27, 2026
SAXON WEBER VENTURE ADVISORS LLC
Exempt reporting adviser

SEC file number

802-135662

Source date

March 13, 2026
SAXON WOODS ADVISORS LLC
Investment adviser

SEC file number

801-56910

Source date

March 30, 2026
SAXONY CAPITAL MANAGEMENT LLC.
Investment adviser

SEC file number

801-68385

Source date

September 17, 2026
SAYBROOK CAPITAL CORP
Investment adviser

SEC file number

801-35487

Source date

February 17, 2026
SAYBROOK FUND ADVISORS, LLC
Investment adviser

SEC file number

801-72671

Source date

March 30, 2026
SAZZE PARTNERS, INC.
Exempt reporting adviser

SEC file number

802-132603

Source date

April 14, 2026
SB ADVISORY, LLC
Investment adviser

SEC file number

801-77380

Source date

June 29, 2026
SB INVESTMENT ADVISERS (US) INC.
Investment adviser

SEC file number

801-108927

Source date

June 24, 2026
SB INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-135684

Source date

August 27, 2026
SBAUER FUNDS, LLC
Investment adviser

SEC file number

801-68332

Source date

February 25, 2026
SBB RESEARCH GROUP LLC
Investment adviser

SEC file number

801-79560

Source date

August 5, 2026
SBC MANAGEMENT, LTD.
Exempt reporting adviser

SEC file number

802-78454

Source date

March 27, 2026
SBCVC HOLDINGS LIMITED
Exempt reporting adviser

SEC file number

802-75620

Source date

March 23, 2026
SBE LLC DBA CEDAR COVE WEALTH PARTNERS
Investment adviser

SEC file number

801-133908

Source date

August 26, 2026
SBI FUNDS MANAGEMENT LIMITED
Investment adviser

SEC file number

801-67514

Source date

June 27, 2026
SBI US GATEWAY FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134635

Source date

February 12, 2026
SBK FINANCIAL, INC.
Investment adviser

SEC file number

801-64185

Source date

March 25, 2026