Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 54 of 95

MAGNUM RESEARCH GLOBAL LIMITED
Investment adviser

SEC file number

801-112368

Source date

May 8, 2026
MAGNUM TECH PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-122321

Source date

March 3, 2026
MAGNUS FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-111093

Source date

March 31, 2026
MAGUIRE INVESTMENTS LLC
Investment adviser

SEC file number

801-76579

Source date

March 30, 2026
MAI CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-58104

Source date

September 18, 2026
MAI, INC.
Investment adviser

SEC file number

801-26952

Source date

March 25, 2026
MAIA WEALTH, LLC
Investment adviser

SEC file number

801-120452

Source date

May 20, 2026
MAIDEN COVE CAPITAL, LLC
Investment adviser

SEC file number

801-130421

Source date

March 17, 2026
MAIDEN LANE VENTURES II , LLC
Exempt reporting adviser

SEC file number

802-110599

Source date

March 30, 2026
MAIDEN LANE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-79852

Source date

March 30, 2026
MAIDSTONE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-133919

Source date

March 16, 2026
MAIMON WEALTH MANAGEMENT LTD.
Investment adviser

SEC file number

801-114294

Source date

April 28, 2026
MAIN ADVISORY, INC.
Investment adviser

SEC file number

801-128706

Source date

February 19, 2026
MAIN CAPITAL PARTNERS B.V.
Exempt reporting adviser

SEC file number

802-112636

Source date

March 20, 2026
MAIN CAPITAL PARTNERS NORTH AMERICA LLC
Investment adviser

SEC file number

801-130240

Source date

March 30, 2026
MAIN LINE GROUP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-124756

Source date

March 31, 2026
MAIN LINE RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-108390

Source date

March 23, 2026
MAIN MANAGEMENT ETF ADVISORS, LLC
Investment adviser

SEC file number

801-110799

Source date

March 31, 2026
MAIN MANAGEMENT FUND ADVISORS, LLC
Investment adviser

SEC file number

801-106755

Source date

September 4, 2026
MAIN MANAGEMENT, LLC
Investment adviser

SEC file number

801-61113

Source date

August 12, 2026
MAIN POST PARTNERS, L.P.
Investment adviser

SEC file number

801-107571

Source date

June 12, 2026
MAIN STREET FINANCIAL LLC
Investment adviser

SEC file number

801-76458

Source date

February 10, 2026
MAIN STREET FINANCIAL SOLUTIONS, LLC
Investment adviser

SEC file number

801-117871

Source date

August 10, 2026
MAIN STREET INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-113819

Source date

January 20, 2026
MAIN STREET RESEARCH LLC
Investment adviser

SEC file number

801-57739

Source date

April 27, 2026
MAIN STREET RETIREMENT PLANNING, LLC
Investment adviser

SEC file number

801-122041

Source date

March 2, 2026
MAINLINE INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-72761

Source date

September 1, 2026
MAINLINE WEST FUND MANAGER LLC
Investment adviser

SEC file number

801-69444

Source date

March 14, 2026
MAINSAIL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-67485

Source date

July 15, 2026
MAINSAIL FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-123307

Source date

September 2, 2026
MAINSAIL MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-73647

Source date

September 3, 2026
MAINSTAY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-58099

Source date

July 15, 2026
MAINSTREAM CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-122460

Source date

March 18, 2026
MAINSTREET INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-68930

Source date

March 27, 2026
MAINSTREET RIA LLC
Investment adviser

SEC file number

801-121454

Source date

February 12, 2026
MAIORA ASSET MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-112180

Source date

September 29, 2025
MAIRS AND POWER INC
Investment adviser

SEC file number

801-2731

Source date

April 20, 2026
MAJORITY ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-57151

Source date

March 13, 2026
MAK CAPITAL ONE, LLC
Investment adviser

SEC file number

801-73772

Source date

March 26, 2026
MAKARORA MANAGEMENT LP
Investment adviser

SEC file number

801-132512

Source date

April 29, 2026
MAKE THE MEMORY FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-130457

Source date

April 13, 2026
MAKENA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74068

Source date

March 31, 2026
MAKERS INVESTMENT ADVISOR II SG PTE. LTD.
Exempt reporting adviser

SEC file number

802-124994

Source date

March 30, 2026
MAKERS INVESTMENT ADVISOR II US INC.
Exempt reporting adviser

SEC file number

802-121108

Source date

March 30, 2026
MAKRANA CAPITAL MANAGEMENT PTE LTD
Exempt reporting adviser

SEC file number

802-119807

Source date

August 18, 2026
MAKROD INVESTMENT ASSOCIATES INC
Investment adviser

SEC file number

801-28113

Source date

March 31, 2026
MALABAR INVESTMENTS, LLC
Investment adviser

SEC file number

801-108060

Source date

April 29, 2026
MALAGA COVE CAPITAL, LLC
Investment adviser

SEC file number

801-69102

Source date

February 13, 2026
MALATAI CAPITAL LLC
Investment adviser

SEC file number

801-122574

Source date

March 24, 2026
MALLINI COMPLETE FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-123429

Source date

March 3, 2026
MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC
Investment adviser

SEC file number

801-55273

Source date

May 26, 2026
MALT PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-134342

Source date

March 6, 2026
MALTESE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-71969

Source date

March 30, 2026
MALTIN WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-77022

Source date

February 27, 2026
MALVERN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-131034

Source date

February 19, 2026
MAM AMERICAS, INC.
Investment adviser

SEC file number

801-108008

Source date

August 26, 2026
MAMBA GROWTH MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-131781

Source date

March 2, 2026
MAN ADVISERS LLC
Investment adviser

SEC file number

801-136692

Source date

July 27, 2026
MAN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-70516

Source date

July 30, 2026
MAN GLOBAL PRIVATE MARKETS (UK) LIMITED
Investment adviser

SEC file number

801-110060

Source date

March 31, 2026
MAN GLOBAL PRIVATE MARKETS (USA) INC.
Investment adviser

SEC file number

801-108173

Source date

August 24, 2026
MAN INVESTMENT PARTNERS (US) LP
Investment adviser

SEC file number

801-107221

Source date

August 7, 2026
MAN INVESTMENTS AUSTRALIA LIMITED
Investment adviser

SEC file number

801-121284

Source date

March 31, 2026
MAN SOLUTIONS LIMITED
Investment adviser

SEC file number

801-57108

Source date

August 24, 2026
MAN SOLUTIONS LLC
Investment adviser

SEC file number

801-72402

Source date

March 31, 2026
MANA ADVISORS LLC
Investment adviser

SEC file number

801-108583

Source date

March 30, 2026
MANA FINANCIAL LIFE DESIGN, LLC
Investment adviser

SEC file number

801-135930

Source date

March 31, 2026
MANA UP FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137431

Source date

September 11, 2026
MANAGED ACCOUNT ADVISORS LLC
Investment adviser

SEC file number

801-67569

Source date

September 18, 2026
MANAGED ASSET PORTFOLIOS, LLC
Investment adviser

SEC file number

801-58125

Source date

August 10, 2026
MANALAPAN ORACLE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-120157

Source date

March 9, 2026
MANATUCK HILL PARTNERS, LLC
Investment adviser

SEC file number

801-73765

Source date

March 27, 2026
MANCHESTER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-43586

Source date

July 6, 2026
MANCHESTER FINANCIAL INC
Investment adviser

SEC file number

801-37370

Source date

August 21, 2026
MANCHESTER GLOBAL MANAGEMENT (UK) LIMITED
Exempt reporting adviser

SEC file number

802-131379

Source date

March 18, 2026
MANCHESTER MANAGEMENT PR, LLC
Exempt reporting adviser

SEC file number

802-109014

Source date

January 30, 2026
MANCHESTERSTORY FUND MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-127759

Source date

March 10, 2026
MANDALA CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-107365

Source date

March 26, 2026
MANDALAY FINANCIAL, L.L.C.
Investment adviser

SEC file number

801-79515

Source date

March 30, 2026
MANDARINFISH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110393

Source date

March 27, 2026
MANE GLOBAL CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-120340

Source date

March 27, 2026
MANER WEALTH, LLC
Investment adviser

SEC file number

801-129866

Source date

April 29, 2026
MANGAN WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-125876

Source date

March 25, 2026
MANGO CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-115315

Source date

March 20, 2026
MANGROVE CAPITAL PARTNERS S.A.
Exempt reporting adviser

SEC file number

802-75784

Source date

March 31, 2026
MANGROVE EQUITY PARTNERS, L.P.
Investment adviser

SEC file number

801-79531

Source date

March 27, 2026
MANGROVE PARTNERS IM, LLC
Investment adviser

SEC file number

801-78070

Source date

March 31, 2026
MANGUSTA CAPITAL
Exempt reporting adviser

SEC file number

802-137046

Source date

July 9, 2026
MANHATTAN ADVISORY SERVICES, INC
Exempt reporting adviser

SEC file number

802-131515

Source date

March 24, 2026
MANHATTAN GLOBAL ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-132090

Source date

September 21, 2026
MANHATTAN WEST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-107862

Source date

July 14, 2026
MANIFEST ENERGY TRANSITION COMPANY, LLC
Exempt reporting adviser

SEC file number

802-135356

Source date

January 16, 2026
MANIFESTHQ ADVISORS LLC
Investment adviser

SEC file number

801-118459

Source date

March 31, 2026
MANIKAY PARTNERS, LLC
Investment adviser

SEC file number

801-72877

Source date

May 7, 2026
MANISPACE CAPITAL, LP
Investment adviser

SEC file number

801-134011

Source date

June 24, 2026
MANITOU INVESTMENT MANAGEMENT LTD.
Investment adviser

SEC file number

801-126549

Source date

March 30, 2026
MANIV MOBILITY MANAGEMENT ISRAEL LTD
Exempt reporting adviser

SEC file number

802-110199

Source date

March 19, 2026
MANN FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-114944

Source date

February 3, 2026
MANNA TREE PARTNERS, LLC
Investment adviser

SEC file number

801-121621

Source date

March 24, 2026
MANNA WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-130884

Source date

March 25, 2026
MANNERS PAUL & ASSOCIATES, INC.
Investment adviser

SEC file number

801-14470

Source date

September 7, 2026
MANNING & NAPIER ADVISORS, LLC
Investment adviser

SEC file number

801-10733

Source date

June 23, 2026
MANNING, SAM B.
Exempt reporting adviser

SEC file number

802-123470

Source date

April 9, 2026
MANOR BAY CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-136361

Source date

April 27, 2026
MANRESA MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-131759

Source date

March 12, 2026
MANSFORD LLP
Exempt reporting adviser

SEC file number

802-77263

Source date

June 25, 2026
MANSKE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-79212

Source date

March 27, 2026
MANSON-HING, ROBIN ANTHONY
Investment adviser

SEC file number

801-110017

Source date

February 18, 2026
MANTEIO CAPITAL LLC
Investment adviser

SEC file number

801-122598

Source date

March 17, 2026
MANTEIO SCALABLE TECHNOLOGIES LLC
Investment adviser

SEC file number

801-131156

Source date

March 24, 2026
MANTIS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120858

Source date

March 31, 2026
MANTLE RIDGE LP
Investment adviser

SEC file number

801-108157

Source date

May 8, 2026
MANTRA INVESTMENT PARTNERS SARL
Exempt reporting adviser

SEC file number

802-107299

Source date

March 30, 2026
MANUKA FINANCIAL, LLC
Investment adviser

SEC file number

801-130599

Source date

February 23, 2026
MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED
Investment adviser

SEC file number

801-61860

Source date

April 16, 2026
MANULIFE INVESTMENT MANAGEMENT (US) LLC
Investment adviser

SEC file number

801-42023

Source date

March 25, 2026
MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (CANADA) CORP.
Exempt reporting adviser

SEC file number

802-118120

Source date

March 31, 2026
MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC
Investment adviser

SEC file number

801-68506

Source date

March 31, 2026
MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC
Investment adviser

SEC file number

801-57981

Source date

March 31, 2026
MANVEEN ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131078

Source date

March 12, 2026
MANZIL INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-118747

Source date

August 26, 2026
MAOYUAN CAPITAL (HK) LIMITED
Exempt reporting adviser

SEC file number

802-131093

Source date

May 26, 2026
MAP FUNDS MANAGEMENT, LLC
Investment adviser

SEC file number

801-135809

Source date

May 4, 2026
MAPL STRUCTURED CAPITAL LLC
Exempt reporting adviser

SEC file number

802-131189

Source date

March 19, 2026
MAPLE CAPITAL MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-134096

Source date

March 30, 2026
MAPLE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-62783

Source date

August 5, 2026
MAPLE GROVE WEALTH, LLC
Investment adviser

SEC file number

801-137217

Source date

September 2, 2026
MAPLE PARK CAPITAL PARTNERS MANAGEMENT, LP
Investment adviser

SEC file number

801-132729

Source date

May 13, 2026
MAPLE ROCK CAPITAL PARTNERS INC.
Investment adviser

SEC file number

801-80663

Source date

March 31, 2026
MAPLE VC MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132684

Source date

March 30, 2026
MAPLECAP PARTNERS AG
Exempt reporting adviser

SEC file number

802-135083

Source date

March 31, 2026
MAPLELANE CAPITAL, LLC
Investment adviser

SEC file number

801-74054

Source date

April 27, 2026
MAQRO ADVISORS LLC
Investment adviser

SEC file number

801-121961

Source date

March 31, 2026
MAR VENTURES INVESTIMENTOS LTDA
Exempt reporting adviser

SEC file number

802-117573

Source date

April 2, 2026
MAR VISTA INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-68369

Source date

March 24, 2026
MAR WEALTH MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-136289

Source date

June 4, 2026
MARA RIVER CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-136893

Source date

July 15, 2026
MARATHON ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-63397

Source date

May 5, 2026
MARATHON ASSET MANAGEMENT, L.P.
Investment adviser

SEC file number

801-61792

Source date

July 31, 2026
MARATHON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-62793

Source date

February 25, 2026
MARATHON MANAGEMENT PARTNERS LLC
Investment adviser

SEC file number

801-136918

Source date

June 29, 2026
MARATHON MICRO PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-106766

Source date

January 28, 2026
MARATHON MISSION, INC.
Investment adviser

SEC file number

801-110817

Source date

January 8, 2026
MARATHON PARTNERS EQUITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-78283

Source date

June 16, 2026
MARATHON RESOURCE ADVISORS LLC
Exempt reporting adviser

SEC file number

802-132960

Source date

March 17, 2026
MARATHON STRATEGIC ADVISORS, LLC
Investment adviser

SEC file number

801-134014

Source date

September 10, 2026
MARATHON WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-134223

Source date

August 25, 2026
MARATHON WEALTH PARTNERS, INC
Investment adviser

SEC file number

801-134064

Source date

March 30, 2026
MARAUDER CAPITAL LLC
Exempt reporting adviser

SEC file number

802-132589

Source date

March 31, 2026
MARBLE BAR ASSET MANAGEMENT LLP
Investment adviser

SEC file number

801-112071

Source date

September 1, 2026
MARBLE CAPITAL LP
Investment adviser

SEC file number

801-117069

Source date

March 31, 2026
MARBLE HARBOR INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-65234

Source date

March 25, 2026
MARBLE WEALTH, LLC
Investment adviser

SEC file number

801-132676

Source date

July 22, 2026
MARBLEGATE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-73459

Source date

March 30, 2026
MARCELLUS INVESTMENT MANAGERS PRIVATE LIMITED
Investment adviser

SEC file number

801-122939

Source date

June 17, 2026
MARCH ALTUS CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-85187

Source date

March 12, 2026
MARCH PARTNERS LLC
Exempt reporting adviser

SEC file number

802-125947

Source date

March 25, 2026
MARCH VENTURE CAPITAL MANAGEMENT SERVICES, LLC
Exempt reporting adviser

SEC file number

802-85179

Source date

March 30, 2026
MARCHAND FARIES FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-121512

Source date

February 26, 2026
MARCHANT MC LIMITED
Investment adviser

SEC file number

801-132776

Source date

June 2, 2026
MARCHO PARTNERS LLP
Exempt reporting adviser

SEC file number

802-119562

Source date

April 16, 2026
MARCO INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-55605

Source date

June 21, 2026
MARCO POLO PURE ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-76904

Source date

March 30, 2026
MARCUARD FAMILY OFFICE LTD
Investment adviser

SEC file number

801-71914

Source date

July 17, 2026
MARCUS CAPITAL, LLC
Investment adviser

SEC file number

801-132357

Source date

March 10, 2026
MARCUS PARTNERS, LLC
Investment adviser

SEC file number

801-74632

Source date

March 31, 2026
MARCYPEN CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-121870

Source date

September 21, 2026
MARE LIBERUM CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-137533

Source date

September 15, 2026
MAREK CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-134573

Source date

March 12, 2026
MAREN CAPITAL LLC
Investment adviser

SEC file number

801-126517

Source date

April 16, 2026
MAREST CAPITAL, LLC
Investment adviser

SEC file number

801-123440

Source date

February 2, 2026
MARGNA PEAK ADVISORS AG
Investment adviser

SEC file number

801-62473

Source date

February 18, 2026
MARGOLIS BRADY RAGHAVAN FINANCIAL, INC.
Investment adviser

SEC file number

801-78364

Source date

March 20, 2026
MARIACA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-107298

Source date

March 11, 2026
MARIDEA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-129360

Source date

August 14, 2026
MARIEMONT CAPITAL LLC
Exempt reporting adviser

SEC file number

802-106940

Source date

April 1, 2026
MARIETTA INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-57179

Source date

September 16, 2026
MARIETTA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-106784

Source date

March 25, 2026
MARIGOLD PARK CAPITAL ADVISERS PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-125838

Source date

June 18, 2026
MARILLA INVESTMENT MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-129596

Source date

May 12, 2026
MARIN BAY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-111030

Source date

January 21, 2026
MARIN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122613

Source date

August 4, 2026
MARINER INDEPENDENT ADVISOR NETWORK, LLC
Investment adviser

SEC file number

801-107913

Source date

May 26, 2026
MARINER INSTITUTIONAL, LLC
Investment adviser

SEC file number

801-58253

Source date

August 5, 2026
MARINER INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-62016

Source date

August 28, 2026
MARINER MANAGED ACCOUNT SOLUTIONS, LLC
Investment adviser

SEC file number

801-71691

Source date

August 5, 2026
MARINER PLATFORM SOLUTIONS, LLC
Investment adviser

SEC file number

801-117332

Source date

August 13, 2026
MARINER WEALTH ADVISORS-IC, LLC
Investment adviser

SEC file number

801-111823

Source date

September 21, 2026
MARINER, LLC
Investment adviser

SEC file number

801-66632

Source date

August 5, 2026
MARINO, STRAM AND ASSOCIATES LLC
Investment adviser

SEC file number

801-72425

Source date

June 18, 2026
MARION WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122279

Source date

May 26, 2026
MARIPAU WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-120262

Source date

April 24, 2026
MARITIME CAPITAL LLC
Investment adviser

SEC file number

801-77814

Source date

March 31, 2026
MARITIME PARTNERS, LLC
Investment adviser

SEC file number

801-119150

Source date

August 21, 2026
MARIVA GLOBAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-135783

Source date

April 13, 2026
MARK ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-28992

Source date

April 24, 2026
MARK BELL ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-38031

Source date

March 25, 2026
MARK CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-127995

Source date

March 28, 2025
MARK GILLAM ENTERPRISES
Investment adviser

SEC file number

801-60067

Source date

August 11, 2026
MARK I CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-110793

Source date

March 28, 2025
MARK J SNYDER FINANCIAL SERVICES INC
Investment adviser

SEC file number

801-38888

Source date

April 3, 2026
MARK SHEPTOFF FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-57744

Source date

March 30, 2026
MARKD VC LLC
Exempt reporting adviser

SEC file number

802-125832

Source date

May 26, 2026
MARKER FINANCIAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-78907

Source date

March 30, 2026
MARKET INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-132106

Source date

September 22, 2026
MARKET STREET WEALTH MANAGEMENT ADVISORS, LLC
Investment adviser

SEC file number

801-62577

Source date

May 20, 2026
MARKET STREET WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-81172

Source date

March 5, 2026
MARKETDESK INDICES LLC
Investment adviser

SEC file number

801-128530

Source date

March 16, 2026
MARKETOCRACY MASTERS INC.
Investment adviser

SEC file number

801-121705

Source date

July 17, 2026
MARKETRIDERS, INC.
Investment adviser

SEC file number

801-69514

Source date

March 30, 2026
MARKETS INFRASTRUCTURE PARTNERS LP
Investment adviser

SEC file number

801-132637

Source date

May 15, 2026
MARKETX SECURITIES, LLC
Exempt reporting adviser

SEC file number

802-128515

Source date

March 31, 2026
MARKIN ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-119940

Source date

September 2, 2026
MARKLE FINANCIAL LLC
Investment adviser

SEC file number

801-116686

Source date

June 23, 2026
MARKLEY CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-120251

Source date

March 25, 2026
MARKOWSKI BROTHERS HOLDING CORPORATION
Investment adviser

SEC file number

801-67238

Source date

March 27, 2026
MARKS GROUP WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-69685

Source date

September 14, 2026
MARKS WEALTH, LLC
Investment adviser

SEC file number

801-119442

Source date

August 20, 2026
MARKSON MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121457

Source date

March 27, 2026
MARLIN MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-74170

Source date

March 30, 2026
MARLIN MANAGER, LLC
Investment adviser

SEC file number

801-119763

Source date

March 31, 2026
MARLIN SAMS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75326

Source date

February 24, 2026
MARLOWE PARTNERS LP
Exempt reporting adviser

SEC file number

802-136141

Source date

March 31, 2026
MARNELL MANAGEMENT LLC
Investment adviser

SEC file number

801-136854

Source date

July 2, 2026
MARNOA PRIVATE WEALTH COUNSEL LTD.
Investment adviser

SEC file number

801-131256

Source date

March 17, 2026
MAROON PASS ADVISORS LP
Investment adviser

SEC file number

801-135466

Source date

September 21, 2026
MAROTTA ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-62848

Source date

July 1, 2026
MARQUEE CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-133977

Source date

April 15, 2026
MARQUETTE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-107122

Source date

March 31, 2026
MARQUETTE ASSOCIATES, INC.
Investment adviser

SEC file number

801-54006

Source date

May 15, 2026
MARRAM VENTURES LLC
Exempt reporting adviser

SEC file number

802-137028

Source date

July 8, 2026
MARRICK WEALTH, LLC
Investment adviser

SEC file number

801-123646

Source date

May 29, 2026
MARS JEWETT FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-113548

Source date

March 31, 2026
MARSH WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130732

Source date

March 3, 2026
MARSHALL + STERLING WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-78688

Source date

May 12, 2026
MARSHALL INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-117304

Source date

August 26, 2026
MARSHALL WACE ASIA LIMITED
Exempt reporting adviser

SEC file number

802-110603

Source date

May 29, 2026
MARSHALL WACE LLP
Exempt reporting adviser

SEC file number

802-76358

Source date

May 29, 2026
MARSHALL WACE MIDDLE EAST LTD
Exempt reporting adviser

SEC file number

802-132066

Source date

May 29, 2026
MARSHALL WACE NORTH AMERICA L.P.
Investment adviser

SEC file number

801-70586

Source date

July 30, 2026
MARSHALL WACE SINGAPORE PTE. LTD.
Exempt reporting adviser

SEC file number

802-126606

Source date

May 29, 2026
MARSHFIELD ASSOCIATES, INC.
Investment adviser

SEC file number

801-70275

Source date

July 10, 2026
MARSICO CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-54914

Source date

July 22, 2026
MARSTONE LLC
Investment adviser

SEC file number

801-78264

Source date

August 4, 2026
MARTEL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-113777

Source date

January 28, 2026
MARTHA'S VINEYARD INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-112370

Source date

August 4, 2026
MARTIN & COMPANY, INC
Investment adviser

SEC file number

801-55241

Source date

May 28, 2026
MARTIN ADVISORS LLC
Investment adviser

SEC file number

801-136508

Source date

June 16, 2026
MARTIN CAPITAL ADVISORS, LLP
Investment adviser

SEC file number

801-121876

Source date

February 9, 2026
MARTIN CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-71360

Source date

September 9, 2026