Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 55 of 95

MARTIN D. PARLATO & ASSOCIATES, INC.
Investment adviser

SEC file number

801-120237

Source date

March 11, 2026
MARTIN FLEISHER, JD PC
Investment adviser

SEC file number

801-123645

Source date

March 23, 2026
MARTIN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-32896

Source date

August 4, 2026
MARTIN NELSON & CO., INC.
Investment adviser

SEC file number

801-123009

Source date

August 17, 2026
MARTIN WEALTH MANAGEMENT
Investment adviser

SEC file number

801-135621

Source date

February 19, 2026
MARTIN, JAVAN VON
Investment adviser

SEC file number

801-132183

Source date

March 24, 2026
MARTINGALE ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-30067

Source date

March 27, 2026
MARTINSEN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130933

Source date

June 30, 2026
MARTIS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-113653

Source date

July 13, 2026
MARUNOUCHI INNOVATION PARTNERS CO., LTD.
Exempt reporting adviser

SEC file number

802-135450

Source date

June 29, 2026
MARVEL FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-128603

Source date

August 25, 2026
MARVIN & PALMER ASSOCIATES
Investment adviser

SEC file number

801-27724

Source date

March 20, 2026
MARWYN INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-123212

Source date

June 1, 2026
MARY & PIP INVESTMENTS, LLC
Investment adviser

SEC file number

801-134550

Source date

September 21, 2026
MARYLAND CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-68593

Source date

March 2, 2026
MARYLEBONE PARTNERS LLP
Exempt reporting adviser

SEC file number

802-79805

Source date

June 23, 2026
MAS ADVISORS LLC
Investment adviser

SEC file number

801-77354

Source date

March 31, 2026
MAS ALPHA SECURITIES LLC
Exempt reporting adviser

SEC file number

802-132226

Source date

January 21, 2026
MASCAGNI WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-110839

Source date

August 13, 2026
MASCARENE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-134860

Source date

March 27, 2026
MASCOMA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-80982

Source date

February 28, 2026
MASECO ASIA LIMITED
Investment adviser

SEC file number

801-120430

Source date

March 10, 2026
MASECO ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-118011

Source date

March 31, 2026
MASECO LLP
Investment adviser

SEC file number

801-69385

Source date

August 7, 2026
MASH CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135553

Source date

April 15, 2026
MASON & ASSOCIATES, INC.
Investment adviser

SEC file number

801-67068

Source date

January 29, 2026
MASON & ASSOCIATES, LLC
Investment adviser

SEC file number

801-119343

Source date

August 31, 2026
MASON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73255

Source date

March 31, 2026
MASON INVESTMENT ADVISORY SERVICES INC
Investment adviser

SEC file number

801-18054

Source date

March 27, 2026
MASON INVESTMENTS LIMITED
Investment adviser

SEC file number

801-78060

Source date

April 1, 2026
MASON STREET ADVISORS, LLC
Investment adviser

SEC file number

801-60721

Source date

March 31, 2026
MASON WELLS, INC.
Investment adviser

SEC file number

801-80473

Source date

March 30, 2026
MASONRY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-113177

Source date

August 7, 2026
MASS AVE GLOBAL INC
Exempt reporting adviser

SEC file number

802-129849

Source date

March 11, 2026
MASS GENERAL BRIGHAM VENTURES, LLC
Exempt reporting adviser

SEC file number

802-108906

Source date

March 17, 2026
MASSACHUSETTS FINANCIAL SERVICES COMPANY
Investment adviser

SEC file number

801-17352

Source date

March 31, 2026
MASSACHUSETTS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112083

Source date

March 24, 2026
MAST HILL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122370

Source date

March 30, 2026
MASTER FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120642

Source date

March 10, 2026
MASTERMIND HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-133999

Source date

June 27, 2025
MASTERPIECE CAPITAL, LLC
Investment adviser

SEC file number

801-112094

Source date

August 13, 2026
MASTERS CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-65894

Source date

March 30, 2026
MASTERS RESEARCH PARTNERS LLC
Exempt reporting adviser

SEC file number

802-75325

Source date

March 27, 2026
MASTER'S WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-129711

Source date

April 30, 2026
MASTERTON CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-118741

Source date

March 26, 2026
MASTERWORKS ADVISERS, LLC
Investment adviser

SEC file number

801-127158

Source date

July 29, 2026
MASTODON ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-121403

Source date

March 17, 2026
MASTRY IM, LLC
Exempt reporting adviser

SEC file number

802-131795

Source date

March 30, 2026
MASUS FINANCIAL GROUP, LTD.
Investment adviser

SEC file number

801-101531

Source date

May 19, 2026
MATA HIGHTECH LTD
Exempt reporting adviser

SEC file number

802-128259

Source date

March 19, 2026
MATA TECHNOLOGIES VENTURES III (2021) LTD
Exempt reporting adviser

SEC file number

802-128280

Source date

March 26, 2026
MATA VENTURES TECHNOLOGIES LTD
Exempt reporting adviser

SEC file number

802-128279

Source date

March 26, 2026
MATAURO, LLC
Investment adviser

SEC file number

801-131187

Source date

April 1, 2026
MATCH GRADE ADVISORS, LLC
Investment adviser

SEC file number

801-114348

Source date

March 24, 2026
MATCHSTICK VENTURES, LLC
Exempt reporting adviser

SEC file number

802-121326

Source date

March 24, 2026
MATERETSKY FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-112829

Source date

March 31, 2026
MATERIAL IMPACT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-108948

Source date

March 31, 2026
MATH VENTURE PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-96247

Source date

March 10, 2026
MATHCAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-135597

Source date

February 17, 2026
MATHESON & ROCK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114867

Source date

January 8, 2026
MATIENZO LAFFOURCADE, JUAN FRANCISCO
Investment adviser

SEC file number

801-119628

Source date

January 13, 2026
MATIENZO MAURER, JUAN
Investment adviser

SEC file number

801-136878

Source date

August 13, 2026
MATRIARCH WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128218

Source date

February 25, 2026
MATRIX ASSET ADVISORS INC
Investment adviser

SEC file number

801-36872

Source date

March 24, 2026
MATRIX CAPITAL MANAGEMENT COMPANY, LP
Investment adviser

SEC file number

801-73612

Source date

March 31, 2026
MATRIX PARTNERS INDIA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75814

Source date

March 31, 2026
MATRIX PARTNERS MANAGEMENT SERVICES, LP
Exempt reporting adviser

SEC file number

802-75810

Source date

March 26, 2026
MATRIX PLANNING INC
Investment adviser

SEC file number

801-26943

Source date

April 1, 2026
MATRIX PRIVATE CAPITAL GROUP LLC
Investment adviser

SEC file number

801-108654

Source date

August 19, 2026
MATSON CAPITAL LLC
Investment adviser

SEC file number

801-132894

Source date

May 15, 2026
MATSON FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-61439

Source date

March 23, 2026
MATSON MONEY, INC.
Investment adviser

SEC file number

801-40176

Source date

May 15, 2026
MATTER REAL ESTATE LLP
Exempt reporting adviser

SEC file number

802-126484

Source date

July 3, 2025
MATTER VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-128549

Source date

February 23, 2026
MATTER, LLC
Investment adviser

SEC file number

801-37738

Source date

July 21, 2026
MATTERHORN CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-127880

Source date

March 31, 2026
MATTERHORN INVESTMENT MANAGEMENT LLP
Investment adviser

SEC file number

801-66366

Source date

June 27, 2026
MATTERHORN MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-76499

Source date

March 31, 2026
MATTERN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-114522

Source date

July 29, 2026
MATTERN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-116993

Source date

March 26, 2026
MATTERS CAPITAL LLC
Investment adviser

SEC file number

801-132025

Source date

June 1, 2026
MATTERSCALE VENTURES CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-127320

Source date

February 12, 2026
MATTHEW 25 MANAGEMENT CORP
Investment adviser

SEC file number

801-49550

Source date

March 9, 2026
MATTHEW GOFF INVESTMENT ADVISOR, LLC
Investment adviser

SEC file number

801-62129

Source date

March 31, 2026
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-52871

Source date

July 29, 2026
MATTHIAS PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-111904

Source date

March 27, 2026
MATTSON FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-120063

Source date

June 16, 2026
MATTY AI INC.
Investment adviser

SEC file number

801-122590

Source date

March 13, 2026
MAUA CAPITAL REAL ESTATE LTDA
Exempt reporting adviser

SEC file number

802-114091

Source date

March 18, 2026
MAULOA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130045

Source date

March 10, 2026
MAUNEY-PITT FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-134536

Source date

July 6, 2026
MAUREEN A. WHELAN
Investment adviser

SEC file number

801-122165

Source date

March 2, 2026
MAVEN CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-130661

Source date

July 14, 2026
MAVEN EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-133996

Source date

March 26, 2026
MAVEN ROYALTY PARTNERS, LLC
Investment adviser

SEC file number

801-119087

Source date

March 30, 2026
MAVEN VENTURES GROWTH LABS MANAGEMENT COMPANY, LLC.
Exempt reporting adviser

SEC file number

802-78134

Source date

March 31, 2026
MAVERICK CAPITAL LTD
Investment adviser

SEC file number

801-47310

Source date

August 24, 2026
MAVERICK REAL ESTATE PARTNERS LLC
Investment adviser

SEC file number

801-116906

Source date

April 28, 2026
MAVERICK VENTURES GP LTD.
Exempt reporting adviser

SEC file number

802-119735

Source date

March 31, 2026
MAVERON LLC
Exempt reporting adviser

SEC file number

802-75867

Source date

March 23, 2026
MAVINEX LTD
Exempt reporting adviser

SEC file number

802-133865

Source date

June 12, 2025
MAVROS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-133954

Source date

July 14, 2026
MAVS WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-133864

Source date

April 1, 2026
MAWER INVESTMENT MANAGEMENT LTD.
Investment adviser

SEC file number

801-74336

Source date

March 30, 2026
MAX VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-125913

Source date

March 27, 2026
MAXELE ADVISORS, LLC
Investment adviser

SEC file number

801-121992

Source date

September 8, 2026
MAXIM CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-112998

Source date

April 8, 2026
MAXIM FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-66147

Source date

March 20, 2026
MAXIMAI INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-108257

Source date

March 24, 2026
MAXQ ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-132926

Source date

March 16, 2026
MAXWELL STREET CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-136857

Source date

June 26, 2026
MAY HILL CAPITAL, LLC
Investment adviser

SEC file number

801-130859

Source date

February 25, 2026
MAY RIVER CAPITAL, LLC
Investment adviser

SEC file number

801-110929

Source date

March 25, 2026
MAY, WILLIAM MICHAEL
Investment adviser

SEC file number

801-121700

Source date

March 10, 2026
MAYA ADVISORS, INC.
Investment adviser

SEC file number

801-129758

Source date

May 12, 2026
MAYA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117371

Source date

March 27, 2026
MAYBOURNE PARTNERS MANAGEMENT LP
Investment adviser

SEC file number

801-137179

Source date

August 13, 2026
MAYCOMB OUTCOMES LLC
Exempt reporting adviser

SEC file number

802-117491

Source date

September 14, 2026
MAYCOMB VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127637

Source date

March 25, 2026
MAYFAIR ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-117219

Source date

February 12, 2026
MAYFAIR EQUITY PARTNERS LLP
Exempt reporting adviser

SEC file number

802-107651

Source date

June 29, 2026
MAYFIELD ADVISORS, INC.
Investment adviser

SEC file number

801-124782

Source date

March 2, 2026
MAYFIELD FUND, L.L.C., A DELAWARE LIMITED LIABILITY COMPANY
Exempt reporting adviser

SEC file number

802-74919

Source date

August 5, 2026
MAYFIELD MAURITIUS, LTD.
Exempt reporting adviser

SEC file number

802-112936

Source date

May 18, 2026
MAYFLOWER FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-118381

Source date

August 5, 2026
MAYNERICH FINANCIAL
Investment adviser

SEC file number

801-131152

Source date

March 31, 2026
MAYPORT, LLC
Investment adviser

SEC file number

801-119353

Source date

March 10, 2026
MAYTAL ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-110387

Source date

February 5, 2026
MAYTECH GLOBAL INVESTMENTS, LLC
Investment adviser

SEC file number

801-108849

Source date

March 29, 2026
MAYTREE ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-123313

Source date

March 17, 2026
MAYTUS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-116957

Source date

June 4, 2026
MAYWIC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130342

Source date

March 31, 2026
MB EQUITY, LLC
Exempt reporting adviser

SEC file number

802-112587

Source date

July 1, 2025
MB FAMILY ADVISORS, LLC
Investment adviser

SEC file number

801-77643

Source date

September 1, 2026
MB GENERATIONAL WEALTH, LLC
Investment adviser

SEC file number

801-128683

Source date

March 19, 2026
MB GLOBAL ADVISERS, LLC
Investment adviser

SEC file number

801-77780

Source date

March 27, 2026
MB, LEVIS & ASSOCIATES,LLC
Investment adviser

SEC file number

801-76841

Source date

March 20, 2026
MBA ADVISORS LLC
Investment adviser

SEC file number

801-114359

Source date

February 10, 2026
MBC FII MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-111052

Source date

March 23, 2026
MBE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110772

Source date

July 7, 2026
MBF HEALTHCARE MANAGEMENT II, LLC
Investment adviser

SEC file number

801-107688

Source date

March 11, 2026
MBK MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-124860

Source date

March 31, 2026
MBL WEALTH, LLC
Investment adviser

SEC file number

801-117591

Source date

March 11, 2026
MBM WEALTH CONSULTANTS, LLC
Investment adviser

SEC file number

801-112994

Source date

May 27, 2026
MBO+ SAS
Exempt reporting adviser

SEC file number

802-77212

Source date

February 23, 2026
MBP CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-112608

Source date

March 25, 2026
MBX CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-132412

Source date

March 9, 2026
MBX INVESTORS LLC
Investment adviser

SEC file number

801-134966

Source date

August 4, 2026
MC ADVISORY SERVICES, LLC
Exempt reporting adviser

SEC file number

802-130096

Source date

March 30, 2026
MC CREDIT PARTNERS LP
Investment adviser

SEC file number

801-79748

Source date

May 12, 2026
MC2 INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121606

Source date

March 31, 2026
MCA CROSS BORDER ADVISORS INC.
Investment adviser

SEC file number

801-78394

Source date

March 19, 2026
MCA CROSS BORDER CAPITAL INC.
Investment adviser

SEC file number

801-129230

Source date

March 19, 2026
MCADAM LLC
Investment adviser

SEC file number

801-79583

Source date

July 24, 2026
MCALISTER, SWEET & ASSOCIATES, INC.
Investment adviser

SEC file number

801-112082

Source date

March 2, 2026
MCALLISTER CAPITAL MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-114794

Source date

January 12, 2026
MCALVANY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-71124

Source date

September 2, 2026
MCBREARTY CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-57187

Source date

February 12, 2026
MCBROOM & ASSOCIATES, LLC
Investment adviser

SEC file number

801-121225

Source date

May 14, 2026
MCCARLEY & COOK LLC
Investment adviser

SEC file number

801-125903

Source date

March 20, 2026
MCCARTER PRIVATE WEALTH SERVICES LLC
Investment adviser

SEC file number

801-54171

Source date

December 16, 2025
MCCARTHY ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-60897

Source date

March 11, 2026
MCCARTNEY WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-114326

Source date

March 30, 2026
MCCASLIN BARROW HENDERSON, LLC
Exempt reporting adviser

SEC file number

802-76919

Source date

April 1, 2026
MCCAY WEALTH ADVISORY LLC
Investment adviser

SEC file number

801-114039

Source date

February 26, 2026
MCCLARREN FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-119274

Source date

April 21, 2026
MCCOLLUM CHRISTOFERSON GROUP, LLC
Investment adviser

SEC file number

801-106540

Source date

March 23, 2026
MCCORMACK FINANCIAL PLANNING INC.
Investment adviser

SEC file number

801-133728

Source date

February 5, 2026
MCCULLEY FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-129527

Source date

April 8, 2026
MCDERMOTT INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-79404

Source date

March 24, 2026
MCD-KISSNER GP, LLC
Investment adviser

SEC file number

801-135398

Source date

March 25, 2026
MCDONALD CAPITAL INVESTORS INC
Investment adviser

SEC file number

801-17866

Source date

March 30, 2026
MCDONALD FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-107431

Source date

March 31, 2026
MCDONALD PARTNERS LLC
Investment adviser

SEC file number

801-64294

Source date

June 3, 2026
MCDONNELL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-133008

Source date

February 26, 2026
MCDONOUGH CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-121364

Source date

June 17, 2026
MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-79001

Source date

July 14, 2026
MCF ADVISORS, LLC
Investment adviser

SEC file number

801-62765

Source date

August 24, 2026
MCG ADVISORS LLC
Investment adviser

SEC file number

801-136300

Source date

August 13, 2026
MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
Investment adviser

SEC file number

801-40578

Source date

March 24, 2026
MCGINTY ROAD PARTNERS, LP
Investment adviser

SEC file number

801-114459

Source date

April 24, 2026
MCGLONE SUTTNER WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-112692

Source date

February 26, 2026
MCGOWAN & CO LLP
Investment adviser

SEC file number

801-56326

Source date

April 17, 2026
MCGOWAN GROUP ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-71582

Source date

September 3, 2026
MCGRATH & ASSOCIATES, INC.
Investment adviser

SEC file number

801-125021

Source date

April 2, 2026
MCGUIRE CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-133863

Source date

June 9, 2026
MCGUIRE INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-113698

Source date

March 4, 2026
MCH PRIVATE EQUITY INVESTMENTS, SGEIC, S.A.
Exempt reporting adviser

SEC file number

802-107499

Source date

March 26, 2026
MCILRATH & ECK, LLC
Investment adviser

SEC file number

801-70488

Source date

March 31, 2026
MCINROY & WOOD LIMITED
Investment adviser

SEC file number

801-122816

Source date

July 27, 2026
MCINTYRE CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-131020

Source date

March 3, 2026
MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC.
Investment adviser

SEC file number

801-126216

Source date

March 20, 2026
MCJ MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-129046

Source date

March 27, 2026
MCKINLEY ALASKA PRIVATE INVESTMENT, LLC
Investment adviser

SEC file number

801-125006

Source date

July 8, 2026
MCKINLEY CARTER WEALTH SERVICES, INC.
Investment adviser

SEC file number

801-64584

Source date

March 23, 2026
MCKINLEY FINANCIAL ADVISORS INC
Investment adviser

SEC file number

801-136353

Source date

May 11, 2026
MCKINLEY MONEY, LLC
Investment adviser

SEC file number

801-132140

Source date

April 1, 2026
MCKINNEY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-134545

Source date

September 2, 2026
MCKINNEY CAPITAL, LLC
Investment adviser

SEC file number

801-122146

Source date

July 15, 2026
MCLAUGHLIN ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-132797

Source date

March 31, 2026
MCLAUGHLIN RYDER INVESTMENTS, INC.
Investment adviser

SEC file number

801-107125

Source date

March 4, 2026
MCLEAN ASSET MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-55363

Source date

May 22, 2026
MCM ADVISERS, LP
Investment adviser

SEC file number

801-50572

Source date

March 23, 2026
MCM CAPITAL ADVISORS III, LLC
Exempt reporting adviser

SEC file number

802-96224

Source date

March 25, 2026
MCMAHAN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-131548

Source date

March 20, 2026
MCMILL WEALTH INC
Investment adviser

SEC file number

801-64153

Source date

March 27, 2026
MCMILLAN OFFICE, INC.
Investment adviser

SEC file number

801-72698

Source date

March 25, 2026
MCMORGAN & COMPANY LLC
Investment adviser

SEC file number

801-60509

Source date

September 16, 2026
MCNALLY ADVISORS, LLC
Investment adviser

SEC file number

801-72626

Source date

April 1, 2026
MCNAMARA FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-71682

Source date

February 24, 2026
MCNAUGHTON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114983

Source date

March 31, 2026
MCNEILL CAPITAL, LLC
Investment adviser

SEC file number

801-129522

Source date

April 1, 2026
MCOSENTINO CAPITAL INVESTMENT LLC
Exempt reporting adviser

SEC file number

802-135502

Source date

February 5, 2026
MCP ADVISERS, LLC
Investment adviser

SEC file number

801-131332

Source date

April 9, 2025
MCP ASSET MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-121525

Source date

March 25, 2026
MCP CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-108011

Source date

March 25, 2026
MCP EMERGING MARKETS LLP
Exempt reporting adviser

SEC file number

802-117299

Source date

May 27, 2026
MCP INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-108010

Source date

March 25, 2026
MCP MANAGEMENT, LP
Investment adviser

SEC file number

801-134009

Source date

July 10, 2026
MCQUEEN FINANCIAL ADVISORS II, INC.
Investment adviser

SEC file number

801-57400

Source date

March 25, 2026
MCR FUND MANAGEMENT LLC
Investment adviser

SEC file number

801-127262

Source date

March 31, 2026
MCRAE CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-15717

Source date

September 21, 2026
MCS FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-36692

Source date

February 6, 2026
MCT ENTERTAINMENT ADVISORS LLC
Investment adviser

SEC file number

801-132816

Source date

March 31, 2026
MCTC INVESTMENTS HOLDINGS (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-132420

Source date

June 29, 2026
MCW FINANCIAL, INC.
Investment adviser

SEC file number

801-121337

Source date

March 18, 2026
MCWHORTER VENTURES, LLC
Exempt reporting adviser

SEC file number

802-130307

Source date

March 30, 2026
MD WEALTH ADVISORS INC
Investment adviser

SEC file number

801-135977

Source date

April 8, 2026
MD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134946

Source date

February 26, 2026
MDRN CAPITAL, LLC
Investment adviser

SEC file number

801-130784

Source date

July 15, 2026
MDT FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-135557

Source date

June 26, 2026
MDV MANAGEMENT CO. L.L.C
Exempt reporting adviser

SEC file number

802-130119

Source date

June 8, 2026
MEADOW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73607

Source date

March 31, 2026
MEADOW CREEK WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-113675

Source date

February 12, 2026
MEADOWBROOK ADVISORS GROUP, LLC
Investment adviser

SEC file number

801-133937

Source date

March 20, 2026
MEADOWBROOK INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-57918

Source date

January 19, 2026
MEADOWBROOK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110418

Source date

April 20, 2026
MEAG NEW YORK CORPORATION
Investment adviser

SEC file number

801-126363

Source date

May 13, 2026
MEANINGFUL PARTNERS LLC
Investment adviser

SEC file number

801-126276

Source date

March 30, 2026
MEANS INVESTMENT CO., INC.
Investment adviser

SEC file number

801-80992

Source date

September 14, 2026
MEASURE 8 VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129733

Source date

March 30, 2026
MEASURED RISK PORTFOLIOS, INC.
Investment adviser

SEC file number

801-80124

Source date

April 8, 2026
MEASURED WEALTH PRIVATE CLIENT GROUP, LLC
Investment adviser

SEC file number

801-80056

Source date

September 17, 2026
MED VENTURE MANAGEMENT, LLC
Investment adviser

SEC file number

801-132897

Source date

April 1, 2026
MEDALIST PARTNERS LP
Investment adviser

SEC file number

801-113015

Source date

May 22, 2026
MEDALLION WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-116959

Source date

March 31, 2026
MEDIA DEVELOPMENT INVESTMENT FUND, INC.
Exempt reporting adviser

SEC file number

802-112955

Source date

March 30, 2026
MEDIATE FINANCIAL INVESTMENT ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-136984

Source date

August 11, 2026
MEDIATECH ADMINISTRATIVE V, LLC
Exempt reporting adviser

SEC file number

802-117631

Source date

March 31, 2026
MEDICAL EXCELLENCE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-123112

Source date

March 6, 2026