Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 56 of 95

MEDICI CAPITAL LLC
Investment adviser

SEC file number

801-136169

Source date

July 15, 2026
MEDICUS WEALTH PLANNING, INC.
Investment adviser

SEC file number

801-130385

Source date

May 12, 2026
MEDICXI VENTURES MANAGEMENT (JERSEY) LIMITED
Exempt reporting adviser

SEC file number

802-108259

Source date

February 26, 2026
MEDINA VALUE PARTNERS, LLC
Investment adviser

SEC file number

801-121005

Source date

March 24, 2026
MEDIQUS ASSET ADVISORS INC
Investment adviser

SEC file number

801-50225

Source date

March 24, 2026
MEDIT CAPITAL PARTNERS LP
Exempt reporting adviser

SEC file number

802-129117

Source date

February 19, 2026
MEDITATION CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-132710

Source date

February 27, 2026
MEDLEY PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-112383

Source date

May 18, 2026
MEDTEX VENTURES, LLC
Exempt reporting adviser

SEC file number

802-120875

Source date

March 30, 2026
MEEDER ADVISORY SERVICES, INC
Investment adviser

SEC file number

801-40023

Source date

April 10, 2026
MEEDER ASSET MANAGEMENT, INC
Investment adviser

SEC file number

801-9839

Source date

March 9, 2026
MEEDER PUBLIC FUNDS, INC.
Investment adviser

SEC file number

801-37125

Source date

August 11, 2026
MEG GREEN & ASSOCIATES, INC.
Investment adviser

SEC file number

801-108236

Source date

March 31, 2026
MEGALITH TECHNOLOGY, LLC
Exempt reporting adviser

SEC file number

802-123496

Source date

March 24, 2026
MEGASURGE CAPITAL INC
Exempt reporting adviser

SEC file number

802-136993

Source date

July 2, 2026
MEHLE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136050

Source date

March 29, 2026
MEI LIN CAPITAL LLC
Exempt reporting adviser

SEC file number

802-126368

Source date

July 8, 2026
MEIXIN MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122223

Source date

August 12, 2026
MEIXLER INVESTMENT MANAGEMENT, LTD.
Investment adviser

SEC file number

801-78675

Source date

April 1, 2026
MEKETA CAPITAL, LLC
Investment adviser

SEC file number

801-128821

Source date

July 14, 2026
MEKETA FIDUCIARY MANAGEMENT, LLC
Investment adviser

SEC file number

801-126961

Source date

March 26, 2026
MEKETA INVESTMENT GROUP INC
Investment adviser

SEC file number

801-14519

Source date

August 10, 2026
MEKONG CAPITAL PARTNERS
Exempt reporting adviser

SEC file number

802-75235

Source date

March 30, 2026
MEKONG CAPITAL PARTNERS IV
Exempt reporting adviser

SEC file number

802-132927

Source date

March 30, 2026
MELD FINANCIAL, INC.
Investment adviser

SEC file number

801-62981

Source date

March 24, 2026
MELFA WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-121821

Source date

July 24, 2026
MELFORD CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-75120

Source date

June 29, 2026
MELFORD CARE II GP LTD.
Exempt reporting adviser

SEC file number

802-136908

Source date

June 29, 2026
MELFORD III GP LTD
Exempt reporting adviser

SEC file number

802-122277

Source date

June 29, 2026
MELFORD IV GP LTD.
Exempt reporting adviser

SEC file number

802-136910

Source date

June 29, 2026
MELIA GROUP LLC
Investment adviser

SEC file number

801-110485

Source date

June 17, 2026
MELIORA CAPITAL, LLC
Investment adviser

SEC file number

801-118537

Source date

March 27, 2026
MELITAS VENTURES LLC
Exempt reporting adviser

SEC file number

802-119653

Source date

March 27, 2026
MELKONIAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-110961

Source date

March 31, 2026
MELLON INVESTMENTS CORPORATION
Investment adviser

SEC file number

801-19785

Source date

September 18, 2026
MELODEON CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-114960

Source date

March 23, 2026
MELODY CAPITAL PARTNERS, LP
Exempt reporting adviser

SEC file number

802-132337

Source date

March 19, 2026
MELODY GP LIMITED
Exempt reporting adviser

SEC file number

802-132440

Source date

February 18, 2026
MELONE PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-119965

Source date

February 11, 2026
MELQART ASSET MANAGEMENT (UK) LTD
Investment adviser

SEC file number

801-126213

Source date

February 25, 2026
MEMBERS ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-77362

Source date

September 17, 2026
MEMBERS CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-18140

Source date

September 9, 2026
MEMBERS WEALTH LLC
Investment adviser

SEC file number

801-128482

Source date

March 12, 2026
MEMPHIS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-67102

Source date

May 7, 2026
MEMPHRE INVESTMENTS, L.P.
Exempt reporting adviser

SEC file number

802-120731

Source date

March 30, 2026
MENAI ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130212

Source date

May 18, 2026
MENCH FINANCIAL INC
Investment adviser

SEC file number

801-48232

Source date

March 27, 2026
MENDEL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120079

Source date

March 6, 2026
MENDEL MONEY MANAGEMENT INC
Investment adviser

SEC file number

801-34323

Source date

September 2, 2026
MENDON CAPITAL ADVISORS CORP
Investment adviser

SEC file number

801-56497

Source date

September 10, 2026
MENDON VENTURE PARTNERS LP
Exempt reporting adviser

SEC file number

802-122260

Source date

March 25, 2026
MENDOTA FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-67644

Source date

March 3, 2026
MENDOZA PRIVATE WEALTH INC.
Investment adviser

SEC file number

801-135851

Source date

September 22, 2026
MENGIS CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-60688

Source date

July 14, 2026
MENLO ADVISORS LLC
Investment adviser

SEC file number

801-61504

Source date

March 31, 2026
MENLO EQUITIES V LLC
Investment adviser

SEC file number

801-74582

Source date

May 12, 2026
MENLO VENTURES MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-108043

Source date

March 31, 2026
MENTA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-118675

Source date

March 16, 2026
MENTOR CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-118368

Source date

March 31, 2026
MEOW ADVISORY, LLC
Investment adviser

SEC file number

801-127664

Source date

September 10, 2026
MEP CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122758

Source date

April 30, 2026
MERAKI CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-136325

Source date

September 17, 2026
MERAMEC FINANCIAL PLANNERS, LLC
Investment adviser

SEC file number

801-132213

Source date

September 21, 2026
MERCANTILE ADVISORS I, LLC
Investment adviser

SEC file number

801-77019

Source date

April 30, 2026
MERCATO MANAGEMENT LEGACY, LLC
Exempt reporting adviser

SEC file number

802-132666

Source date

May 6, 2026
MERCATO MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129324

Source date

April 21, 2026
MERCATO SAVORY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-133009

Source date

August 12, 2026
MERCATOR INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-113422

Source date

April 3, 2026
MERCATOR MANAGEMENT (USA) LP
Investment adviser

SEC file number

801-123730

Source date

March 25, 2026
MERCATUS PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-123601

Source date

March 26, 2026
MERCED CAPITAL, L.P.
Investment adviser

SEC file number

801-65966

Source date

March 25, 2026
MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-129203

Source date

September 25, 2026
MERCER GLOBAL ADVISORS INC.
Investment adviser

SEC file number

801-69271

Source date

September 17, 2026
MERCER INVESTMENT SOLUTIONS LLC
Investment adviser

SEC file number

801-72076

Source date

June 12, 2026
MERCER INVESTMENTS LLC
Investment adviser

SEC file number

801-63730

Source date

August 11, 2026
MERCER STREET CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-120419

Source date

April 30, 2026
MERCHANT ADVENTURE INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-113733

Source date

March 31, 2026
MERCHANTS INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-121692

Source date

June 10, 2026
MERCHANTS PARK GP, LLC
Exempt reporting adviser

SEC file number

802-114638

Source date

March 23, 2026
MERCURIO & ASSOCIATES INC.
Investment adviser

SEC file number

801-121883

Source date

March 4, 2026
MERCURIUS MEDIA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-131593

Source date

March 9, 2026
MERCURY ADVISORY, LLC
Investment adviser

SEC file number

801-118869

Source date

August 21, 2026
MERCURY PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-76924

Source date

March 16, 2026
MEREDITH BAY COLLECTIVE 2 LLC
Exempt reporting adviser

SEC file number

802-134544

Source date

April 21, 2026
MEREDITH WEALTH PLANNING LLC
Investment adviser

SEC file number

801-122113

Source date

January 29, 2026
MEREO CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-126358

Source date

July 30, 2026
MEREWETHER INVESTMENT MANAGEMENT, LP
Investment adviser

SEC file number

801-121789

Source date

June 30, 2026
MERGANSER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-78733

Source date

March 30, 2026
MERIDA CAPITAL HOLDINGS LLC
Investment adviser

SEC file number

801-121790

Source date

March 31, 2026
MERIDIAM INFRASTRUCTURE NORTH AMERICA CORPORATION
Investment adviser

SEC file number

801-74173

Source date

March 31, 2026
MERIDIAM SAS
Exempt reporting adviser

SEC file number

802-127297

Source date

March 31, 2026
MERIDIAN & SATURN CAPITAL PTE. LTD.
Exempt reporting adviser

SEC file number

802-131947

Source date

September 18, 2026
MERIDIAN ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-132834

Source date

February 17, 2026
MERIDIAN FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-117452

Source date

May 5, 2026
MERIDIAN FINANCIAL PARTNERS LLC
Investment adviser

SEC file number

801-107287

Source date

March 18, 2026
MERIDIAN INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-46376

Source date

March 3, 2026
MERIDIAN INVESTMENT COUNSEL, INC.
Investment adviser

SEC file number

801-63191

Source date

March 27, 2026
MERIDIAN MANAGEMENT CO
Investment adviser

SEC file number

801-13452

Source date

March 9, 2026
MERIDIAN STREET CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-121134

Source date

March 12, 2026
MERIDIAN TRADING INSTITUTE LTD.
Exempt reporting adviser

SEC file number

802-135091

Source date

December 4, 2025
MERIDIAN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-107344

Source date

April 30, 2026
MERIDIAN WEALTH GROUP, LLC
Investment adviser

SEC file number

801-136442

Source date

September 4, 2026
MERIDIAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135297

Source date

February 17, 2026
MERIDIAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-70676

Source date

March 31, 2026
MERIDIAN WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-110067

Source date

July 1, 2026
MERIDIANA MFO LLC
Investment adviser

SEC file number

801-117687

Source date

April 28, 2026
MERIDIEM CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-130288

Source date

July 14, 2026
MERIN GLOBAL FOREX MARKETS LTD.
Exempt reporting adviser

SEC file number

802-135643

Source date

February 22, 2026
MERION CAPITAL LLC
Investment adviser

SEC file number

801-64501

Source date

March 30, 2026
MERION REALTY ADVISERS, LLC
Investment adviser

SEC file number

801-72740

Source date

June 2, 2026
MERISTEAD WEALTH, LLC
Investment adviser

SEC file number

801-107061

Source date

September 9, 2026
MERIT CAPITAL PARTNERS MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-73477

Source date

July 31, 2026
MERIT CAPITAL PARTNERS VI, LLC
Investment adviser

SEC file number

801-136254

Source date

July 31, 2026
MERIT ENERGY COMPANY, LLC
Investment adviser

SEC file number

801-57598

Source date

March 18, 2026
MERIT FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-67462

Source date

September 24, 2026
MERIT FINANCIAL PARTNERS LLC
Investment adviser

SEC file number

801-111783

Source date

March 9, 2026
MERITAGE GROUP LP
Investment adviser

SEC file number

801-67394

Source date

July 7, 2026
MERITAGE HOLDINGS II, LLC
Exempt reporting adviser

SEC file number

802-129919

Source date

March 19, 2026
MERITAS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-69687

Source date

March 27, 2026
MERITECH SUB-MANAGEMENT CORPORATION
Exempt reporting adviser

SEC file number

802-75929

Source date

September 1, 2026
MERITED WEALTH, LLC
Investment adviser

SEC file number

801-129613

Source date

August 14, 2026
MERITIS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-132983

Source date

June 26, 2026
MERIWETHER WEALTH & PLANNING, LLC
Investment adviser

SEC file number

801-120142

Source date

March 19, 2026
MERK INVESTMENTS LLC
Investment adviser

SEC file number

801-60616

Source date

August 11, 2026
MERKEU EXCHANGE LTD
Exempt reporting adviser

SEC file number

802-135045

Source date

November 26, 2025
MERKKURI WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-129728

Source date

March 18, 2026
MERL INVESTMENTS LLC
Exempt reporting adviser

SEC file number

802-135349

Source date

January 16, 2026
MERLIN VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132158

Source date

March 30, 2026
MEROS INVESTMENT MANAGEMENT, LP
Investment adviser

SEC file number

801-117225

Source date

July 6, 2026
MERRICKS CAPITAL FUNDS MANAGEMENT PTY LIMITED
Exempt reporting adviser

SEC file number

802-135776

Source date

April 16, 2026
MERRICKS CAPITAL PTY LTD
Investment adviser

SEC file number

801-72326

Source date

April 1, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Investment adviser

SEC file number

801-14235

Source date

September 24, 2026
MERRION INVESTMENT MANAGEMENT CO, LLC
Investment adviser

SEC file number

801-65917

Source date

February 12, 2026
MERRITHEW & THORSTEN, INC.
Investment adviser

SEC file number

801-121274

Source date

February 10, 2026
MERRITT POINT PARTNERS LLC
Investment adviser

SEC file number

801-136317

Source date

April 22, 2026
MERRYFIELD BARNES, LLC
Investment adviser

SEC file number

801-72949

Source date

March 20, 2026
MERUS CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-75543

Source date

April 1, 2026
MESA LANE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-131849

Source date

March 18, 2026
MESA WEST CAPITAL, LLC
Investment adviser

SEC file number

801-72711

Source date

May 21, 2026
MESARETE CAPITAL (US) LLC
Investment adviser

SEC file number

801-135661

Source date

June 11, 2026
MESARETE CAPITAL LLP
Investment adviser

SEC file number

801-121562

Source date

June 9, 2026
MESCHEL WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136634

Source date

July 31, 2026
MESH VENTURES LLC
Exempt reporting adviser

SEC file number

802-136164

Source date

April 1, 2026
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-27047

Source date

July 7, 2026
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.
Investment adviser

SEC file number

801-57914

Source date

June 24, 2026
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-123569

Source date

June 1, 2026
MESIROW RE-IA, INC.
Investment adviser

SEC file number

801-129619

Source date

June 24, 2026
MESON QUANTITATIVE MANAGEMENT LLC
Investment adviser

SEC file number

801-136133

Source date

March 31, 2026
MESSMER CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-135247

Source date

September 14, 2026
META INVESTMENT MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-120328

Source date

March 30, 2026
METACAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73880

Source date

March 20, 2026
METAGROVE VENTURES LLC
Exempt reporting adviser

SEC file number

802-129678

Source date

March 18, 2026
METALAYER VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-136302

Source date

April 17, 2026
METALITH CAPITAL GROUP INC
Exempt reporting adviser

SEC file number

802-137475

Source date

September 8, 2026
METALMARK MANAGEMENT II LLC
Investment adviser

SEC file number

801-63666

Source date

March 31, 2026
METANOIA FINANCIAL, LLC
Investment adviser

SEC file number

801-131411

Source date

March 31, 2026
METAPLANET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134728

Source date

March 3, 2026
METAURUS ADVISORS LLC
Investment adviser

SEC file number

801-121194

Source date

September 11, 2026
METAVASI CAPITAL LP
Investment adviser

SEC file number

801-120146

Source date

March 17, 2026
METAVC CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-130352

Source date

March 13, 2026
METEORA CAPITAL, LLC
Investment adviser

SEC file number

801-122592

Source date

March 30, 2026
METHOD CAPITAL LLC
Exempt reporting adviser

SEC file number

802-107936

Source date

March 10, 2026
METHODOLOGY ASSET MANAGEMENT (UK) LLP
Exempt reporting adviser

SEC file number

802-114986

Source date

June 4, 2026
METIS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-66834

Source date

April 3, 2026
METIS GLOBAL PARTNERS, LLC
Investment adviser

SEC file number

801-91173

Source date

May 13, 2026
METIS WEALTH MANAGEMENT & PLANNING LLC
Investment adviser

SEC file number

801-132805

Source date

January 24, 2026
METLIFE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-67314

Source date

May 11, 2026
METRIC CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-81167

Source date

March 31, 2026
METRICA PARTNERS PTE. LTD.
Exempt reporting adviser

SEC file number

802-119536

Source date

February 12, 2026
METRO CAPITAL MGMT LLC
Exempt reporting adviser

SEC file number

802-135099

Source date

March 31, 2026
METRODORA VENTURES LLC
Exempt reporting adviser

SEC file number

802-126786

Source date

March 31, 2026
METRONOME CAPITAL LLP
Investment adviser

SEC file number

801-119908

Source date

June 29, 2026
METROPOLIS CAPITAL LIMITED
Investment adviser

SEC file number

801-112310

Source date

February 26, 2026
METROPOLITAN PARTNERS GROUP MANAGEMENT, LLC
Investment adviser

SEC file number

801-114339

Source date

May 15, 2026
METROPOLITAN WEST ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-53332

Source date

May 5, 2026
METWEST REALTY ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-74906

Source date

February 24, 2026
METZLER-PAYDEN, LLC
Investment adviser

SEC file number

801-55721

Source date

March 31, 2026
MEYER CAPITAL MANAGEMENT LLC.
Investment adviser

SEC file number

801-114159

Source date

March 30, 2026
MEYER GATES FINANCIAL ADVISORS, INC
Investment adviser

SEC file number

801-130107

Source date

April 1, 2026
MEYER GLOBAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-126396

Source date

August 28, 2026
MEYER HANDELMAN COMPANY LLC
Investment adviser

SEC file number

801-661

Source date

March 17, 2026
MEYER KEITH MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131651

Source date

March 13, 2026
MEYERS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-111815

Source date

May 6, 2026
MEZZANINE CAPITAL PARTNERS GP LIMITED
Exempt reporting adviser

SEC file number

802-107586

Source date

April 10, 2026
MEZZASALMA ADVISORS, LLC
Investment adviser

SEC file number

801-120613

Source date

March 19, 2026
MFA WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-79952

Source date

August 6, 2026
MFA WEALTH SERVICES
Investment adviser

SEC file number

801-108548

Source date

July 23, 2026
MFG FAMILY OFFICE LLC
Investment adviser

SEC file number

801-127012

Source date

July 8, 2026
MFG INVESTMENTS, LLC
Investment adviser

SEC file number

801-132877

Source date

April 21, 2026
MFG PARTNERS LLC
Investment adviser

SEC file number

801-130430

Source date

June 8, 2026
MFG WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-132898

Source date

August 21, 2026
MFN PARTNERS MANAGEMENT, LP
Investment adviser

SEC file number

801-112441

Source date

March 25, 2026
MFO ASSET MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-123190

Source date

March 19, 2026
MFO CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-78468

Source date

March 5, 2026
MFO HEALTHCARE PARTNERS, LLC
Investment adviser

SEC file number

801-137301

Source date

August 14, 2026
MFO IDF I GP (BVI), LTD.
Exempt reporting adviser

SEC file number

802-78469

Source date

March 5, 2026
MFO-LPX LLC
Exempt reporting adviser

SEC file number

802-118077

Source date

January 15, 2026
MFP FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-130821

Source date

March 31, 2026
MFS INSTITUTIONAL ADVISORS INC.
Investment adviser

SEC file number

801-46433

Source date

March 31, 2026
MFT WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-134851

Source date

August 25, 2026
MFV PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-124898

Source date

March 31, 2026
MG FINANCIAL LLC
Investment adviser

SEC file number

801-52511

Source date

March 24, 2026
MGC VENTURE PARTNERS 2018 GP, LLC
Exempt reporting adviser

SEC file number

802-114038

Source date

March 31, 2026
MGG INVESTMENT GROUP LP
Investment adviser

SEC file number

801-100436

Source date

March 30, 2026
MGH ASSET MANAGEMENT LTD
Investment adviser

SEC file number

801-67672

Source date

August 5, 2026
MGJ, LLC
Exempt reporting adviser

SEC file number

802-120278

Source date

March 30, 2026
MGM INNOVA CAP MANAGEMENT LLC
Investment adviser

SEC file number

801-121010

Source date

May 7, 2026
MGO ONE SEVEN LLC
Investment adviser

SEC file number

801-107829

Source date

April 22, 2026
MGP VENTURE FUND III GP, LLC
Exempt reporting adviser

SEC file number

802-123297

Source date

March 31, 2026
MGX FUND MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-132153

Source date

August 3, 2026
MH & ASSOCIATES SECURITIES MANAGEMENT CORP
Investment adviser

SEC file number

801-16281

Source date

August 31, 2026
MH ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-79874

Source date

February 23, 2026
MH INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-55917

Source date

March 20, 2026
MHI FUNDS, LLC
Investment adviser

SEC file number

801-106993

Source date

March 17, 2026
MHR FUND MANAGEMENT LLC
Investment adviser

SEC file number

801-73877

Source date

March 31, 2026
MHS ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-80877

Source date

August 19, 2026
MHS CAPITAL MANAGEMENT III, LLC
Exempt reporting adviser

SEC file number

802-118784

Source date

March 31, 2026
MHS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-76262

Source date

March 31, 2026
MIAI, INC.
Investment adviser

SEC file number

801-61363

Source date

September 10, 2026
MIAMI VALLEY PORTFOLIO MANAGEMENT INC
Investment adviser

SEC file number

801-121421

Source date

March 17, 2026
MIANO, JOHN CHRISTOPHER
Investment adviser

SEC file number

801-67619

Source date

March 13, 2026
MIC CAPITAL MANAGEMENT UK LLP
Investment adviser

SEC file number

801-134753

Source date

July 15, 2026
MICA CREEK CAPITAL LLC
Investment adviser

SEC file number

801-133845

Source date

June 18, 2026
MICHAEL BRADY & CO., LLC
Investment adviser

SEC file number

801-112508

Source date

February 10, 2026
MICHAEL D. TAXMAN INVESTMENT MANAGEMENT,LLC
Investment adviser

SEC file number

801-130853

Source date

February 3, 2026
MICHAEL J. PORRO & CO. FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-130193

Source date

March 12, 2026
MICHAEL RUSSO LTD
Investment adviser

SEC file number

801-116908

Source date

March 20, 2026
MICHAEL TRAXLER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121539

Source date

February 24, 2026
MICHAUD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-72973

Source date

March 30, 2026
MICHELS FAMILY FINANCIAL, LLC
Investment adviser

SEC file number

801-125881

Source date

March 2, 2026
MICHIGAN TRAIL, LLC
Exempt reporting adviser

SEC file number

802-127109

Source date

February 9, 2026
MICROANGEL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-76951

Source date

March 30, 2026
MICROVEST CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-71725

Source date

April 15, 2026
MID-AMERICAN WEALTH ADVISORY GROUP INC.
Investment adviser

SEC file number

801-121111

Source date

March 27, 2026
MIDAS MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-49079

Source date

February 17, 2026
MIDATLANTIC CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-64887

Source date

February 3, 2026
MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-108694

Source date

May 13, 2026
MIDDLE STREET CAPITAL, LLC
Investment adviser

SEC file number

801-136408

Source date

May 1, 2026
MIDDLEGROUND MANAGEMENT, LP
Investment adviser

SEC file number

801-113431

Source date

May 21, 2026
MIDDLETON & COMPANY
Investment adviser

SEC file number

801-131399

Source date

April 24, 2026
MIDDLETON & COMPANY INC.
Investment adviser

SEC file number

801-21247

Source date

May 4, 2026
MIDEUROPA LLP
Exempt reporting adviser

SEC file number

802-76000

Source date

March 30, 2026
MIDFIELD PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-136771

Source date

July 24, 2026
MIDLAND CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-134628

Source date

September 25, 2025
MIDLAND WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-127578

Source date

April 29, 2026
MIDOCEAN CREDIT FUND MANAGEMENT, L.P.
Investment adviser

SEC file number

801-70672

Source date

September 2, 2026
MIDOCEAN US ADVISOR, L.P.
Investment adviser

SEC file number

801-70671

Source date

September 2, 2026
MIDTOWN INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-122406

Source date

March 31, 2026
MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC
Investment adviser

SEC file number

801-136766

Source date

June 17, 2026
MIDWEST CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-79681

Source date

May 15, 2026