Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 53 of 95

LTA ADVISORS LLC
Exempt reporting adviser

SEC file number

802-131033

Source date

March 25, 2026
LTC (BVI) LTD
Exempt reporting adviser

SEC file number

802-136632

Source date

June 2, 2026
LTG CAPITAL LLC
Investment adviser

SEC file number

801-123540

Source date

September 3, 2026
LUBERT-ADLER MANAGEMENT COMPANY, L.P.
Investment adviser

SEC file number

801-71911

Source date

July 13, 2026
LUCAS BRAND EQUITY, LLC
Exempt reporting adviser

SEC file number

802-132932

Source date

May 6, 2025
LUCAS GROUP FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-131602

Source date

March 30, 2026
LUCAS GROUP FINANCIAL PLANNERS, INC.
Investment adviser

SEC file number

801-112737

Source date

August 19, 2026
LUCAS VENTURE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136145

Source date

March 31, 2026
LUCASHILL, LLC
Investment adviser

SEC file number

801-125810

Source date

June 29, 2026
LUCERNE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-60105

Source date

March 20, 2026
LUCID ADVISORS, INC.
Investment adviser

SEC file number

801-67665

Source date

March 24, 2026
LUCID MANAGEMENT AND CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-110202

Source date

March 30, 2026
LUCIEN STIRLING & GRAY ADVISORY GROUP INC
Investment adviser

SEC file number

801-79381

Source date

March 11, 2026
LUCKYSTOCKX INC.
Exempt reporting adviser

SEC file number

802-133842

Source date

June 9, 2025
LUDIS ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137069

Source date

July 13, 2026
LUDLOW MANAGEMENT GROUP, LLC
Exempt reporting adviser

SEC file number

802-129387

Source date

March 30, 2026
LUEDTKE & ASSOCIATES LLC
Investment adviser

SEC file number

801-134280

Source date

August 27, 2026
LUESINK FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-118628

Source date

April 1, 2026
LUGANO FINANCIAL ADVISORS S.A.
Investment adviser

SEC file number

801-71074

Source date

August 24, 2026
LUKEN INVESTMENT ANALYTICS, LLC
Investment adviser

SEC file number

801-112496

Source date

May 21, 2026
LULU CHENG MESERVEY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135367

Source date

January 20, 2026
LUMA BIO-IT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112793

Source date

March 30, 2026
LUMA CAPITAL LLC
Investment adviser

SEC file number

801-61140

Source date

March 31, 2026
LUMA GROUP ADVISOR LLC
Exempt reporting adviser

SEC file number

802-128958

Source date

September 9, 2026
LUMBARD & KELLNER, LLC
Investment adviser

SEC file number

801-61888

Source date

March 16, 2026
LUME CAPITAL ADVISORS, LLC.
Exempt reporting adviser

SEC file number

802-121147

Source date

September 14, 2026
LUMENIS CAPITALMANAGEMENT GMBH LTD
Exempt reporting adviser

SEC file number

802-134264

Source date

October 27, 2025
LUMENS CAPITAL PARTNERS (SINGAPORE) PTE. LTD.
Exempt reporting adviser

SEC file number

802-131390

Source date

May 19, 2026
LUMENS CAPITAL PARTNERS LTD
Exempt reporting adviser

SEC file number

802-131389

Source date

May 18, 2026
LUMENT INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-117782

Source date

June 29, 2026
LUMERITY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127731

Source date

March 23, 2026
LUMIA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-110371

Source date

March 31, 2026
LUMIDA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-126806

Source date

March 31, 2026
LUMIERE FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-123638

Source date

April 20, 2026
LUMINA CAPITAL MANAGEMENT LTDA.
Exempt reporting adviser

SEC file number

802-129555

Source date

March 31, 2026
LUMINA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112277

Source date

August 6, 2026
LUMINARX CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-128287

Source date

May 1, 2026
LUMINATE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-113702

Source date

March 31, 2026
LUMINESCENT WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-135615

Source date

March 27, 2026
LUMINIST CAPITAL, LLC
Investment adviser

SEC file number

801-126094

Source date

May 26, 2026
LUMINT CORPORATION
Investment adviser

SEC file number

801-127561

Source date

March 30, 2026
LUMINUS MANAGEMENT, LLC
Investment adviser

SEC file number

801-72331

Source date

March 30, 2026
LUMINVEST WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-128242

Source date

February 25, 2026
LUMIRA CAPITAL INVESTMENT MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-78731

Source date

March 30, 2026
LUMMIS ASSET MANAGEMENT, L.P.
Investment adviser

SEC file number

801-121447

Source date

April 21, 2026
LUMOS CAPITAL GROUP LLC
Investment adviser

SEC file number

801-126166

Source date

March 24, 2026
LUNA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136576

Source date

June 6, 2026
LUNAR CAPITAL MANAGEMENT ADVISORS LTD.
Exempt reporting adviser

SEC file number

802-75874

Source date

May 22, 2026
LUNEXA INVESTMENT LTD
Exempt reporting adviser

SEC file number

802-136548

Source date

May 21, 2026
LUNIN-PACK PLANNING AND ADVICE, LLC
Investment adviser

SEC file number

801-131681

Source date

March 31, 2026
LUNT CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-70051

Source date

March 12, 2026
LUPA RIA INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-122892

Source date

March 31, 2026
LUPIN INVESTMENT CO. LTD.
Exempt reporting adviser

SEC file number

802-118799

Source date

March 24, 2026
LURIMA CAPITAL LTD
Exempt reporting adviser

SEC file number

802-135644

Source date

February 22, 2026
LUTHER FOREST WEALTH ADVISORS, L.L.C.
Investment adviser

SEC file number

801-67506

Source date

February 16, 2026
LUTHER KING CAPITAL MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-14458

Source date

June 24, 2026
LUTR STAR LLC
Exempt reporting adviser

SEC file number

802-135699

Source date

February 26, 2026
LUTZ FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-62093

Source date

July 7, 2026
LUX CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75425

Source date

March 31, 2026
LUXOR CAPITAL GROUP, LP
Investment adviser

SEC file number

801-71837

Source date

August 25, 2026
LVC MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-119283

Source date

March 30, 2026
LVM CAPITAL MANAGEMENT LTD
Investment adviser

SEC file number

801-32681

Source date

September 18, 2026
LVNA MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122596

Source date

March 24, 2026
LVW ADVISORS, LLC
Investment adviser

SEC file number

801-72830

Source date

March 24, 2026
LVZ, INC.
Investment adviser

SEC file number

801-66772

Source date

September 16, 2026
LW CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122992

Source date

April 1, 2026
LWEALTH, LLC
Investment adviser

SEC file number

801-112978

Source date

April 14, 2026
LWM ADVISORS INC
Investment adviser

SEC file number

801-127193

Source date

March 5, 2026
LWO LLC
Investment adviser

SEC file number

801-128152

Source date

May 21, 2026
LYELL WEALTH MANAGEMENT LP
Investment adviser

SEC file number

801-107892

Source date

March 27, 2026
LYFE CAPITAL GLOBAL PARTNER LIMITED
Exempt reporting adviser

SEC file number

802-123763

Source date

March 27, 2026
LYFE CAPITAL INVESTMENT MANAGEMENT (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-118521

Source date

March 27, 2026
LYFE CAPITAL INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD.
Exempt reporting adviser

SEC file number

802-126466

Source date

March 27, 2026
LYFE CAPITAL INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-117863

Source date

March 27, 2026
LYFE CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-117864

Source date

March 27, 2026
LYFE U.S LLC
Exempt reporting adviser

SEC file number

802-117867

Source date

March 27, 2026
LYGH CAPITAL PTE. LTD.
Investment adviser

SEC file number

801-125973

Source date

March 31, 2026
LYKOS GLOBAL MANAGEMENT, LP
Investment adviser

SEC file number

801-129373

Source date

June 12, 2026
LYLE, ALLAN GLEN
Investment adviser

SEC file number

801-16717

Source date

March 3, 2026
LYNCH & ASSOCIATES INC
Investment adviser

SEC file number

801-47981

Source date

February 19, 2026
LYNCH ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-122985

Source date

February 19, 2026
LYNCH FINANCIAL ADVISORS, INC
Investment adviser

SEC file number

801-136715

Source date

August 24, 2026
LYNCH INVESTMENT PLANNING, LLC
Investment adviser

SEC file number

801-136530

Source date

May 19, 2026
LYNETT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130022

Source date

March 30, 2026
LYNK CAPITAL MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-129395

Source date

July 23, 2026
LYNNLEIGH & COMPANY, LLC
Investment adviser

SEC file number

801-114238

Source date

March 31, 2026
LYNROCK LAKE LP
Investment adviser

SEC file number

801-113182

Source date

March 30, 2026
LYNWOOD PRICE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-131101

Source date

February 27, 2026
LYNX ADVISORY PARTNERS LLC
Investment adviser

SEC file number

801-128010

Source date

February 24, 2026
LYNX ASSET MANAGEMENT AB
Investment adviser

SEC file number

801-108587

Source date

March 26, 2026
LYNX CAPITAL GROUP LTD
Investment adviser

SEC file number

801-128053

Source date

February 25, 2026
LYNX CAPITAL, LLC
Investment adviser

SEC file number

801-126217

Source date

March 31, 2026
LYNX INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-54969

Source date

April 9, 2026
LYNX1 CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-127585

Source date

March 31, 2026
LYON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74497

Source date

August 14, 2026
LYON WEALTH ADVISORS GROUP, LLC
Investment adviser

SEC file number

801-133992

Source date

January 29, 2026
LYONROSS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73706

Source date

March 30, 2026
LYONS CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-132580

Source date

August 7, 2026
LYONS VIEW CAPITAL, LLC
Investment adviser

SEC file number

801-127523

Source date

March 26, 2026
LYONS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-70437

Source date

April 1, 2026
LYPTUS CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-128618

Source date

February 4, 2026
LYRIC CAPITAL MANAGEMENT GROUP, L.P.
Investment adviser

SEC file number

801-114516

Source date

March 31, 2026
LYRICAL ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-71099

Source date

March 10, 2026
LYTICAL VENTURES, LLC
Exempt reporting adviser

SEC file number

802-123468

Source date

June 3, 2026
LYTLE INVESTMENT SERVICES CORP.
Investment adviser

SEC file number

801-113598

Source date

March 9, 2026
M & A CONSULTING GROUP, LLC
Investment adviser

SEC file number

801-108801

Source date

March 5, 2026
M & J WILKOW, LTD.
Exempt reporting adviser

SEC file number

802-112216

Source date

March 17, 2026
M FINANCIAL ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-66320

Source date

March 31, 2026
M FINANCIAL INVESTMENT ADVISERS INC
Investment adviser

SEC file number

801-50553

Source date

September 1, 2026
M GROUP INVESTMENT ADVISOR, LLC
Investment adviser

SEC file number

801-119994

Source date

March 16, 2026
M HOLDINGS SECURITIES, INC.
Investment adviser

SEC file number

801-57304

Source date

March 31, 2026
M PARTNERS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-130391

Source date

March 23, 2026
M SQUARE INVESTIMENTOS LTDA.
Investment adviser

SEC file number

801-133946

Source date

March 31, 2026
M WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112774

Source date

July 15, 2026
M&B INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-129985

Source date

March 31, 2026
M&G ALTERNATIVES INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-107608

Source date

March 25, 2026
M&G INVESTMENT MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-126969

Source date

March 24, 2026
M&G INVESTMENTS (USA) INC.
Investment adviser

SEC file number

801-118836

Source date

August 28, 2026
M&G LUXEMBOURG S.A.
Exempt reporting adviser

SEC file number

802-136475

Source date

July 9, 2026
M. E. ALLISON & CO., INC.
Investment adviser

SEC file number

801-129805

Source date

June 8, 2026
M. KRAUS & COMPANY
Investment adviser

SEC file number

801-52060

Source date

August 3, 2026
M. KULYK & ASSOCIATES, LLC
Investment adviser

SEC file number

801-112089

Source date

July 13, 2026
M.C. BYRD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-80970

Source date

March 25, 2026
M.D. SASS, LLC
Investment adviser

SEC file number

801-8663

Source date

March 31, 2026
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-62585

Source date

March 31, 2026
M.K. BROWN WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-121348

Source date

February 26, 2026
M.Z. KARK & ASSOCIATES, INC
Investment adviser

SEC file number

801-23074

Source date

May 1, 2026
M1 ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-106511

Source date

July 8, 2026
M1 CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-72578

Source date

March 23, 2026
M1 CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-124761

Source date

March 30, 2026
M13 HOLDINGS COMPANY, LLC
Exempt reporting adviser

SEC file number

802-118097

Source date

March 23, 2026
M13 VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118096

Source date

March 23, 2026
M2 FINANCIAL LLC
Investment adviser

SEC file number

801-135373

Source date

May 12, 2026
M25 GROUP, LLC
Exempt reporting adviser

SEC file number

802-117134

Source date

March 31, 2026
M28 CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-136128

Source date

April 22, 2026
M2G VENTURES LLC
Investment adviser

SEC file number

801-134068

Source date

March 24, 2026
M3 ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-120905

Source date

September 18, 2026
M3 VENTURES ASSET MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-122017

Source date

March 30, 2026
M3 WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132477

Source date

February 24, 2026
M31 CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126617

Source date

March 27, 2026
M33 GROWTH LLC
Exempt reporting adviser

SEC file number

802-112106

Source date

March 31, 2026
M37 MANAGEMENT LP
Investment adviser

SEC file number

801-132306

Source date

May 21, 2026
M3F, INC.
Investment adviser

SEC file number

801-70649

Source date

March 17, 2026
M3SIXTY CAPITAL, LLC
Investment adviser

SEC file number

801-128124

Source date

May 7, 2026
M4A3 LLC
Investment adviser

SEC file number

801-132765

Source date

March 31, 2026
M7 REAL ESTATE LTD
Exempt reporting adviser

SEC file number

802-107071

Source date

March 31, 2026
M83 INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-131436

Source date

December 5, 2025
MA ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-107811

Source date

May 22, 2026
MA INVESTMENT MANAGEMENT PTY LTD
Exempt reporting adviser

SEC file number

802-129014

Source date

March 1, 2026
MA PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-112344

Source date

April 15, 2026
MAAM GP PTY LTD
Exempt reporting adviser

SEC file number

802-129012

Source date

March 1, 2026
MAAT INVESTMENT GROUP GMBH
Investment adviser

SEC file number

801-131245

Source date

June 15, 2026
MAATRA VENTURES IFSC PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-137407

Source date

August 31, 2026
MAC ALPHA CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-130187

Source date

March 30, 2026
MAC VENTURE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-118772

Source date

March 26, 2026
MACCO FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-133933

Source date

February 25, 2026
MACD ADVISORS LLC
Investment adviser

SEC file number

801-79971

Source date

March 31, 2026
MACDOUGALL FINANCIAL COUNSELING
Investment adviser

SEC file number

801-33838

Source date

August 5, 2026
MACE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-68603

Source date

February 6, 2026
MACERATIO LLC
Investment adviser

SEC file number

801-130936

Source date

June 20, 2026
MACH-1 FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-118093

Source date

July 13, 2026
MACHINA CAPITAL
Exempt reporting adviser

SEC file number

802-120631

Source date

March 18, 2026
MACHINE INVESTMENT GROUP, LP
Investment adviser

SEC file number

801-126315

Source date

March 27, 2026
MACK & CO. PARTNERS, LP
Investment adviser

SEC file number

801-132309

Source date

May 7, 2026
MACK INVESTMENT SECURITIES, INC.
Investment adviser

SEC file number

801-29570

Source date

March 31, 2026
MACK REAL ESTATE CREDIT STRATEGIES, L.P.
Investment adviser

SEC file number

801-78033

Source date

March 30, 2026
MACKAY SHIELDS LLC
Investment adviser

SEC file number

801-5594

Source date

August 6, 2026
MACKE FINANCIAL ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-57221

Source date

March 12, 2026
MACKENZIE FINANCIAL CORPORATION
Investment adviser

SEC file number

801-25226

Source date

March 30, 2026
MACKENZIE INVESTMENTS ASIA LIMITED
Investment adviser

SEC file number

801-108724

Source date

March 30, 2026
MACKENZIE INVESTMENTS CORPORATION
Investment adviser

SEC file number

801-77541

Source date

March 30, 2026
MACKENZIE INVESTMENTS EUROPE LIMITED
Investment adviser

SEC file number

801-108302

Source date

March 30, 2026
MACLEAN CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-121021

Source date

February 17, 2026
MACLENDON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-72376

Source date

July 30, 2026
MACNICOL & ASSOCIATES ASSET MANAGEMENT US LLC
Investment adviser

SEC file number

801-122436

Source date

March 27, 2026
MACQUARIE AGRICULTURAL FUNDS MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-76320

Source date

June 26, 2026
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC
Investment adviser

SEC file number

801-108243

Source date

July 26, 2026
MACQUARIE AUSTRALIAN INFRASTRUCTURE MANAGEMENT 1 LIMITED
Exempt reporting adviser

SEC file number

802-120435

Source date

June 26, 2026
MACQUARIE AUSTRALIAN INFRASTRUCTURE MANAGEMENT 2 LIMITED
Exempt reporting adviser

SEC file number

802-120436

Source date

June 26, 2026
MACQUARIE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-129649

Source date

June 26, 2026
MACQUARIE INFRASTRUCTURE AND REAL ASSETS (EUROPE) LIMITED
Exempt reporting adviser

SEC file number

802-76319

Source date

June 29, 2026
MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) PTY LIMITED
Exempt reporting adviser

SEC file number

802-80780

Source date

June 27, 2026
MACQUARIE INFRASTRUCTURE PARTNERS INC.
Investment adviser

SEC file number

801-69049

Source date

June 29, 2026
MACQUARIE INNOVATIVE VISION FUND MANAGER LIMITED
Exempt reporting adviser

SEC file number

802-132500

Source date

August 4, 2026
MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED
Investment adviser

SEC file number

801-111954

Source date

June 29, 2026
MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED
Investment adviser

SEC file number

801-106854

Source date

June 26, 2026
MACQUARIE WEALTH ADVISERS, LLC
Investment adviser

SEC file number

801-67480

Source date

June 29, 2026
MACRO ADVISORS, INC.
Investment adviser

SEC file number

801-117443

Source date

May 27, 2026
MACRO ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-112438

Source date

March 27, 2026
MACRO QUANT PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-136278

Source date

September 14, 2026
MACRO VENTURES LLC
Exempt reporting adviser

SEC file number

802-114541

Source date

March 18, 2026
MACROCLIMATE LLC
Investment adviser

SEC file number

801-106574

Source date

July 9, 2026
MACROVIEW INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-71500

Source date

September 25, 2026
MADDEN ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-62774

Source date

May 28, 2026
MADDEN FUNDS MANAGEMENT LTD.
Investment adviser

SEC file number

801-49640

Source date

February 25, 2026
MADDEN SECURITIES CORPORATION
Investment adviser

SEC file number

801-63277

Source date

June 29, 2026
MADER & SHANNON WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-67482

Source date

August 17, 2026
MADERA TECHNOLOGY ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-121483

Source date

February 27, 2026
MADERER, KEITH DANIEL
Investment adviser

SEC file number

801-120896

Source date

March 19, 2026
MADISON ADVISORY GROUP, INC.
Exempt reporting adviser

SEC file number

802-76760

Source date

March 11, 2026
MADISON ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-106492

Source date

April 3, 2026
MADISON ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-62992

Source date

March 20, 2026
MADISON AVENUE FINANCIAL SOLUTIONS, LLC
Investment adviser

SEC file number

801-118936

Source date

August 5, 2026
MADISON AVENUE PARTNERS, LP
Investment adviser

SEC file number

801-115122

Source date

March 2, 2026
MADISON AVENUE SECURITIES, LLC
Investment adviser

SEC file number

801-69919

Source date

September 3, 2026
MADISON BAY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119597

Source date

March 27, 2026
MADISON DEARBORN PARTNERS, LLC
Investment adviser

SEC file number

801-74015

Source date

March 31, 2026
MADISON GLOBAL ADVISORS LLC
Investment adviser

SEC file number

801-125976

Source date

April 21, 2026
MADISON INDIA CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-108883

Source date

March 18, 2026
MADISON INDIA CAPITAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-130524

Source date

April 14, 2026
MADISON INTERNATIONAL REALTY HOLDINGS, LLC
Investment adviser

SEC file number

801-73977

Source date

July 8, 2026
MADISON INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-52751

Source date

March 20, 2026
MADISON LASALLE ADVISERS LLC
Investment adviser

SEC file number

801-137273

Source date

September 16, 2026
MADISON PARK CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-80446

Source date

July 7, 2026
MADISON RIVER CAPITAL LLC
Investment adviser

SEC file number

801-128495

Source date

March 27, 2026
MADISON WEALTH PARTNERS, INC.
Investment adviser

SEC file number

801-118168

Source date

September 17, 2026
MADISON-INDIA MANAGEMENT ADVISORS PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-108884

Source date

July 1, 2026
MADRID FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-135653

Source date

February 23, 2026
MADRID WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131961

Source date

July 13, 2026
MADRONA FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-63693

Source date

June 8, 2026
MADRONA VENTURE GROUP, LLC
Exempt reporting adviser

SEC file number

802-74367

Source date

March 31, 2026
MADRONE INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-121355

Source date

March 24, 2026
MADRYN ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-108769

Source date

March 31, 2026
MADSON WEALTH ADVISORS INC.
Investment adviser

SEC file number

801-135220

Source date

April 28, 2026
MAESTRIA PARTNERS LLC
Investment adviser

SEC file number

801-134001

Source date

February 23, 2026
MAEWYN CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-132324

Source date

March 27, 2026
MAGARIAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-135976

Source date

March 30, 2026
MAGCP-RFM INVESTMENTS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131580

Source date

July 1, 2025
MAGELLAN ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-72872

Source date

September 24, 2026
MAGELLAN FINANCIAL SOLUTIONS LLC
Investment adviser

SEC file number

801-129921

Source date

March 5, 2026
MAGELLAN INVESTMENT PARTNERS NORTH AMERICA, INC.
Investment adviser

SEC file number

801-52123

Source date

September 25, 2026
MAGELLAN PLANNING GROUP, INC.
Investment adviser

SEC file number

801-134622

Source date

March 31, 2026
MAGGI INVESTMENT SERVICES, LLC
Investment adviser

SEC file number

801-136550

Source date

July 21, 2026
MAGIC STONE ALTERNATIVE PRIVATE EQUITY FUND GP, LTD.
Exempt reporting adviser

SEC file number

802-132548

Source date

March 26, 2026
MAGMA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136723

Source date

June 11, 2026
MAGMA VP CONSULTING SERVICES LTD.
Exempt reporting adviser

SEC file number

802-75615

Source date

April 30, 2026
MAGNATE ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-118616

Source date

March 30, 2026
MAGNETAR ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-108902

Source date

August 5, 2026
MAGNETAR FINANCIAL LLC
Investment adviser

SEC file number

801-64602

Source date

August 5, 2026
MAGNETIC SUPER ANGEL FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117136

Source date

March 27, 2026
MAGNIFI LLC
Investment adviser

SEC file number

801-119004

Source date

July 16, 2026
MAGNIFINA, LLC
Investment adviser

SEC file number

801-117932

Source date

March 20, 2026
MAGNIFY VENTURES, LLC
Exempt reporting adviser

SEC file number

802-123330

Source date

March 26, 2026
MAGNITUDE CAPITAL, LLC
Investment adviser

SEC file number

801-65284

Source date

July 9, 2026
MAGNOLIA CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-114023

Source date

March 9, 2026
MAGNOLIA CAPITAL MANAGEMENT, LTD.
Investment adviser

SEC file number

801-65323

Source date

September 1, 2026
MAGNOLIA FINANCIAL PLANNING SERVICES, INC.
Investment adviser

SEC file number

801-114454

Source date

March 24, 2026
MAGNOLIA PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-128251

Source date

March 31, 2026
MAGNOLIA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-122653

Source date

February 18, 2026
MAGNUM OPUS F1 LLC
Exempt reporting adviser

SEC file number

802-134750

Source date

March 31, 2026