Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 52 of 95

LINDEN MANAGER LLC
Investment adviser

SEC file number

801-74100

Source date

March 25, 2026
LINDEN THOMAS ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-110683

Source date

May 27, 2026
LINDSELL TRAIN LIMITED
Investment adviser

SEC file number

801-72541

Source date

April 27, 2026
LINE INVESTMENT TECHNOLOGIES CORPORATION
Exempt reporting adviser

SEC file number

802-133771

Source date

August 12, 2026
LINEAGE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-79458

Source date

March 31, 2026
LINEAGE POINT CAPITAL LP
Investment adviser

SEC file number

801-134454

Source date

March 4, 2026
LINEAR B PARTNERS LP
Investment adviser

SEC file number

801-122099

Source date

September 25, 2026
LINEAR VENTURE, LTD.
Exempt reporting adviser

SEC file number

802-123480

Source date

April 20, 2026
LINEPOINT PARTNERS & CO., LLC
Investment adviser

SEC file number

801-131043

Source date

March 31, 2026
LINEWEAVER WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-80580

Source date

July 1, 2026
LINGERFELT CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-77995

Source date

March 13, 2026
LINGJUN CAPITAL (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-129047

Source date

March 23, 2026
LINGOTTO INVESTMENT MANAGEMENT LLP
Investment adviser

SEC file number

801-131276

Source date

April 20, 2026
LINGOTTO US LLC
Investment adviser

SEC file number

801-128929

Source date

April 20, 2026
LINK EQUITY PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-127305

Source date

March 16, 2026
LINK FOUCS LTD
Exempt reporting adviser

SEC file number

802-136994

Source date

July 2, 2026
LINK SIGNIS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130116

Source date

March 25, 2026
LINK VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126753

Source date

May 18, 2026
LINSCOMB WEALTH, INC.
Investment adviser

SEC file number

801-48855

Source date

February 27, 2026
LINSE CAPITAL LLC
Investment adviser

SEC file number

801-112451

Source date

July 30, 2026
LINVILLE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136603

Source date

May 29, 2026
LINX PARTNERS, LLC
Investment adviser

SEC file number

801-74351

Source date

July 13, 2026
LION CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-117427

Source date

March 31, 2026
LION CAPITAL LLP
Exempt reporting adviser

SEC file number

802-75625

Source date

March 30, 2026
LION EQUITY INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-128308

Source date

March 11, 2026
LION POINT CAPITAL, LP
Investment adviser

SEC file number

801-81004

Source date

April 30, 2026
LIONBIRD (VENTURES) LTD.
Exempt reporting adviser

SEC file number

802-132609

Source date

February 25, 2026
LIONHEART FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127808

Source date

April 16, 2026
LIONHEART STRATEGIC MANAGEMENT, LLC
Investment adviser

SEC file number

801-122551

Source date

March 31, 2026
LIONHUNTER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-135762

Source date

July 24, 2026
LIONLIGHT CAPITAL, L.P.
Exempt reporting adviser

SEC file number

802-136670

Source date

June 5, 2026
LIONSBRIDGE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-113258

Source date

July 17, 2026
LIONSCREST ADVISORS LTD
Exempt reporting adviser

SEC file number

802-137238

Source date

August 6, 2026
LIONSHARES LLC
Investment adviser

SEC file number

801-133836

Source date

July 22, 2026
LIONSHEAD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110632

Source date

March 11, 2026
LIONSTONE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73996

Source date

March 31, 2026
LIONTREE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-122175

Source date

May 20, 2026
LIONTREE PARTNERS LLC
Investment adviser

SEC file number

801-124884

Source date

May 20, 2026
LIPE & DALTON,INC.
Investment adviser

SEC file number

801-66472

Source date

February 11, 2026
LIPPER ADVISORY SERVICES INC
Investment adviser

SEC file number

801-39851

Source date

March 20, 2026
LIQUID 2 VENTURES, LLC
Exempt reporting adviser

SEC file number

802-117335

Source date

March 26, 2026
LIQUID CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-119163

Source date

March 31, 2026
LIQUID STRATEGIES, LLC
Investment adviser

SEC file number

801-79222

Source date

March 23, 2026
LIQUIDITY CAPITAL M.C. LTD
Exempt reporting adviser

SEC file number

802-123306

Source date

March 25, 2026
LISANTI CAPITAL GROWTH LLC
Investment adviser

SEC file number

801-62639

Source date

July 17, 2026
LISC FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-119978

Source date

July 21, 2026
LISTEN LLC
Exempt reporting adviser

SEC file number

802-114080

Source date

March 26, 2026
LITORINA PARTNERS IV LIMITED
Exempt reporting adviser

SEC file number

802-74681

Source date

March 9, 2026
LITORINA V ADVISOR AB
Exempt reporting adviser

SEC file number

802-113485

Source date

March 30, 2026
LITTLE HARBOR ADVISORS, LLC
Investment adviser

SEC file number

801-78486

Source date

September 14, 2026
LITTLE HOUSE CAPITAL, LLC
Investment adviser

SEC file number

801-111981

Source date

March 17, 2026
LITTLE RIVER CAPITAL PARTNERS, LP.
Investment adviser

SEC file number

801-130448

Source date

May 5, 2026
LITTLEFIELD ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-132943

Source date

May 22, 2026
LITTLEJOHN & CO., LLC
Investment adviser

SEC file number

801-73618

Source date

August 26, 2026
LITTLEJOHN FINANCIAL SERVICES, INC
Investment adviser

SEC file number

801-120952

Source date

February 19, 2026
LITVAK WEALTH, LLC
Investment adviser

SEC file number

801-127511

Source date

March 6, 2026
LIVE OAK FAMILY OFFICES LLC
Investment adviser

SEC file number

801-137240

Source date

September 9, 2026
LIVE OAK INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-116882

Source date

June 12, 2026
LIVE OAK MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-136189

Source date

September 9, 2026
LIVE OAK PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-113818

Source date

April 29, 2026
LIVE OAK WEALTH ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-122404

Source date

September 25, 2026
LIVELIFE CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-111807

Source date

June 11, 2026
LIVELLO CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-118301

Source date

July 20, 2026
LIVELSBERGER, LYNN LOUIS
Investment adviser

SEC file number

801-118391

Source date

March 18, 2026
LIVET WEALTH, LLC
Investment adviser

SEC file number

801-134191

Source date

August 31, 2026
LIVIAN & CO., LLC
Investment adviser

SEC file number

801-71406

Source date

April 30, 2026
LIVINGBRIDGE AUSTRALIA PTY LIMITED
Exempt reporting adviser

SEC file number

802-117268

Source date

March 31, 2026
LIVINGBRIDGE EP LLP
Exempt reporting adviser

SEC file number

802-75287

Source date

March 31, 2026
LIWA CAPITAL ADVISORS LTD.
Exempt reporting adviser

SEC file number

802-108690

Source date

March 31, 2026
LIZARD INVESTORS LLC
Investment adviser

SEC file number

801-69277

Source date

March 30, 2026
LJI WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-77820

Source date

August 27, 2026
LJV MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-130154

Source date

March 30, 2026
LK FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-80856

Source date

February 27, 2026
LL FUNDS, LLC
Investment adviser

SEC file number

801-74055

Source date

March 31, 2026
LLOYD ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-117056

Source date

March 25, 2026
LLOYD CAPITAL LLC
Investment adviser

SEC file number

801-72733

Source date

March 27, 2026
LLOYD HARBOR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-126200

Source date

March 31, 2026
LLOYD PARK, LLC
Investment adviser

SEC file number

801-111890

Source date

February 23, 2026
LLOYD TEVIS INVESTMENTS, LLC
Investment adviser

SEC file number

801-126660

Source date

March 6, 2026
LLOYDS BANK PLC
Exempt reporting adviser

SEC file number

802-75227

Source date

April 8, 2026
LLR MANAGEMENT HOLDCO, L.P.
Investment adviser

SEC file number

801-126821

Source date

March 31, 2026
LM ADVISORS LLC
Investment adviser

SEC file number

801-72170

Source date

March 30, 2026
LM CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-61100

Source date

March 24, 2026
LM GP INVESTORS MANAGER, LLC
Exempt reporting adviser

SEC file number

802-124731

Source date

March 16, 2026
LMB FAMILY OFFICE, LLC
Exempt reporting adviser

SEC file number

802-136923

Source date

June 29, 2026
LMCG INVESTMENTS, LLC
Investment adviser

SEC file number

801-70357

Source date

April 9, 2026
LMDAGG, L.L.C.
Exempt reporting adviser

SEC file number

802-114413

Source date

March 26, 2026
LMG WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-123403

Source date

August 5, 2026
LMK CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-74806

Source date

April 30, 2026
LMP MANAGEMENT GROUP, INC.
Exempt reporting adviser

SEC file number

802-77848

Source date

February 25, 2026
LMPG WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-128837

Source date

March 30, 2026
LMR PARTNERS (DIFC) LIMITED
Exempt reporting adviser

SEC file number

802-127135

Source date

August 20, 2026
LMR PARTNERS (IRELAND) LIMITED
Exempt reporting adviser

SEC file number

802-130415

Source date

May 28, 2026
LMR PARTNERS AG
Exempt reporting adviser

SEC file number

802-122389

Source date

May 28, 2026
LMR PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-107179

Source date

August 20, 2026
LMR PARTNERS LLC
Investment adviser

SEC file number

801-112529

Source date

August 14, 2026
LMR PARTNERS LLP
Exempt reporting adviser

SEC file number

802-75041

Source date

June 4, 2026
LNC MANAGEMENT, LLC
Investment adviser

SEC file number

801-126906

Source date

March 10, 2026
LNK PARTNERS, LLC
Investment adviser

SEC file number

801-73716

Source date

March 27, 2026
LNS OPERATIONS, LLC
Investment adviser

SEC file number

801-136284

Source date

September 15, 2026
LOANCORE CAPITAL CREDIT ADVISOR LLC
Investment adviser

SEC file number

801-113052

Source date

March 31, 2026
LOBNEK WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-107956

Source date

April 7, 2026
LOBSCOUSER II, LLC
Investment adviser

SEC file number

801-114993

Source date

August 14, 2026
LOBSTER CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-128219

Source date

March 13, 2026
LOCI CAPITAL GROUP, LLC
Exempt reporting adviser

SEC file number

802-129427

Source date

March 31, 2026
LOCK 8 PARTNERS LLC
Investment adviser

SEC file number

801-132973

Source date

May 4, 2026
LOCKER FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-118288

Source date

June 26, 2026
LOCKERMAN FINANCIAL GROUP, INC
Investment adviser

SEC file number

801-122651

Source date

January 23, 2026
LOCKSHIELD PARTNERS, INC.
Investment adviser

SEC file number

801-116877

Source date

March 12, 2026
LOCKTON INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-68005

Source date

July 30, 2026
LOCORR FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-72130

Source date

February 26, 2026
LOCUS INVESTMENT GROUP, LTD.
Investment adviser

SEC file number

801-113812

Source date

March 17, 2026
LOCUST POINT CAPITAL, INC.
Investment adviser

SEC file number

801-112110

Source date

March 30, 2026
LOCUST WOOD CAPITAL ADVISERS, LLC
Investment adviser

SEC file number

801-72132

Source date

March 27, 2026
LODBROK CAPITAL LLP
Exempt reporting adviser

SEC file number

802-110389

Source date

June 30, 2026
LODESTAR PRIVATE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-37511

Source date

March 2, 2026
LODESTONE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-120040

Source date

March 5, 2026
LODGE HILL CAPITAL, LLC
Investment adviser

SEC file number

801-77377

Source date

March 30, 2026
LOFTYINC CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131383

Source date

April 2, 2026
LOGAN CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-45536

Source date

July 23, 2026
LOGAN STONE CAPITAL LLC
Investment adviser

SEC file number

801-120099

Source date

March 30, 2026
LOGIC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129485

Source date

March 24, 2026
LOGICA CAPITAL ADVISERS, LLC
Investment adviser

SEC file number

801-120296

Source date

May 15, 2026
LOGIQ CAPITAL LLC
Investment adviser

SEC file number

801-134092

Source date

September 1, 2026
LOGOS GLOBAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-117248

Source date

April 22, 2026
LOLA CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-134381

Source date

March 31, 2026
LOMBARD ADVISERS INCORPORATED
Investment adviser

SEC file number

801-114981

Source date

March 27, 2026
LOMBARD INVESTMENTS, INC.
Exempt reporting adviser

SEC file number

802-133830

Source date

June 25, 2026
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP
Investment adviser

SEC file number

801-72554

Source date

March 31, 2026
LOMETA CAPITAL PARTNERS, INC.
Exempt reporting adviser

SEC file number

802-120145

Source date

March 30, 2026
LONDINIUM ASSET MANAGEMENT LTD.
Investment adviser

SEC file number

801-67073

Source date

March 25, 2026
LONE PEAK ADVISERS, LLC
Investment adviser

SEC file number

801-127627

Source date

March 3, 2026
LONE PEAK GLOBAL INVESTORS, LLC
Investment adviser

SEC file number

801-78911

Source date

July 27, 2026
LONE PEAK PARTNERS MANAGEMENT LP
Investment adviser

SEC file number

801-73174

Source date

March 31, 2026
LONE PINE CAPITAL LLC
Investment adviser

SEC file number

801-73233

Source date

March 30, 2026
LONE RIVER PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-130442

Source date

March 26, 2026
LONE STAR AMERICAS ACQUISITIONS, INC.
Investment adviser

SEC file number

801-73558

Source date

August 31, 2026
LONE STAR INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-73932

Source date

March 30, 2026
LONE VIEW CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-125878

Source date

March 30, 2026
LONESTAR REGISTERED INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-128569

Source date

August 31, 2026
LONETREE CAPITAL, LLC
Investment adviser

SEC file number

801-125867

Source date

March 30, 2026
LONG ANGLE MANAGEMENT, LLC
Investment adviser

SEC file number

801-131636

Source date

March 26, 2026
LONG ARC CAPITAL LP
Investment adviser

SEC file number

801-119717

Source date

April 30, 2026
LONG CORRIDOR ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-117327

Source date

March 26, 2026
LONG FOCUS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-126361

Source date

March 30, 2026
LONG HILL ASSET MANAGEMENT COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-118558

Source date

March 9, 2026
LONG HILL CAPITAL MANAGEMENT
Exempt reporting adviser

SEC file number

802-110224

Source date

March 9, 2026
LONG HILL CAPITAL VENTURE PARTNERS GP 1 PLUS, L.P.
Exempt reporting adviser

SEC file number

802-118559

Source date

March 9, 2026
LONG HILL CAPITAL VENTURE PARTNERS GP 1, L.P.
Exempt reporting adviser

SEC file number

802-118560

Source date

March 9, 2026
LONG HILL CAPITAL VENTURE PARTNERS GP 2 PLUS, LTD.
Exempt reporting adviser

SEC file number

802-123704

Source date

March 9, 2026
LONG HILL CAPITAL VENTURE PARTNERS GP 2, L.P.
Exempt reporting adviser

SEC file number

802-118562

Source date

March 9, 2026
LONG HILL CAPITAL VENTURE PARTNERS GP 3, LTD.
Exempt reporting adviser

SEC file number

802-120949

Source date

March 9, 2026
LONG ISLAND FINANCIAL LLC
Investment adviser

SEC file number

801-133967

Source date

January 20, 2026
LONG ISLAND WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-80445

Source date

September 24, 2026
LONG PATH PARTNERS, LP
Investment adviser

SEC file number

801-117712

Source date

May 21, 2026
LONG POINT CAPITAL, INC
Investment adviser

SEC file number

801-78299

Source date

March 30, 2026
LONG POND CAPITAL, LP
Investment adviser

SEC file number

801-74122

Source date

March 26, 2026
LONG RIDGE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-115107

Source date

March 27, 2026
LONG RIVER CAPITAL MANAGEMENT II LLC
Exempt reporting adviser

SEC file number

802-75866

Source date

March 23, 2026
LONG ROAD INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-79721

Source date

March 20, 2026
LONG SHORT ADVISORS, LLC
Investment adviser

SEC file number

801-71538

Source date

March 30, 2026
LONG WALK MANAGEMENT LP
Investment adviser

SEC file number

801-121130

Source date

April 15, 2026
LONG WHARF CAPITAL LLC
Investment adviser

SEC file number

801-72539

Source date

April 27, 2026
LONGBOARD ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-72623

Source date

April 24, 2026
LONGBOW ASSET MANAGEMENT
Investment adviser

SEC file number

801-121112

Source date

March 31, 2026
LONGBOW CAPITAL INC.
Exempt reporting adviser

SEC file number

802-129579

Source date

March 23, 2026
LONGEVITY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-129124

Source date

March 5, 2026
LONGEVITY FUNDS 2 LLC
Exempt reporting adviser

SEC file number

802-112647

Source date

March 26, 2026
LONGEVITY VENTURE PARTNERS MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-132713

Source date

March 24, 2026
LONGFELLOW INVESTMENT MANAGEMENT CO. LLC
Investment adviser

SEC file number

801-27485

Source date

August 6, 2026
LONGFORD CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-110313

Source date

March 30, 2026
LONGHORN CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-132587

Source date

April 1, 2026
LONGITUDE CAPITAL MANAGEMENT CO., LLC
Investment adviser

SEC file number

801-80602

Source date

August 21, 2026
LONGNOOK ETF LLC
Investment adviser

SEC file number

801-137048

Source date

August 28, 2026
LONGPOINT PARTNERS LP
Investment adviser

SEC file number

801-108480

Source date

March 31, 2026
LONGRANGE CAPITAL, L.P.
Investment adviser

SEC file number

801-119252

Source date

March 30, 2026
LONGSHIP CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128909

Source date

May 12, 2026
LONGSHORE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119125

Source date

March 28, 2026
LONGTAIL ALPHA, LLC
Investment adviser

SEC file number

801-112265

Source date

February 2, 2026
LONGUEVUE MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-134022

Source date

April 13, 2026
LONGVIEW FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-64122

Source date

May 21, 2026
LONGVIEW FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-112241

Source date

May 6, 2026
LONGVIEW PARTNERS (GUERNSEY) LIMITED
Investment adviser

SEC file number

801-68536

Source date

August 25, 2026
LONGVIEW PARTNERS LLP
Investment adviser

SEC file number

801-66273

Source date

March 18, 2026
LONGVIEW WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-64708

Source date

May 19, 2026
LONGVIEW WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117252

Source date

January 20, 2026
LONGWALL INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-127421

Source date

July 23, 2026
LONGWOOD MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-106563

Source date

March 31, 2026
LOOKING GLASS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136337

Source date

April 23, 2026
LOOM CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-81065

Source date

March 27, 2026
LOOMIS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-131352

Source date

July 14, 2026
LOOMIS, SAYLES & COMPANY, L.P.
Investment adviser

SEC file number

801-170

Source date

July 1, 2026
LOON LAKE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-135066

Source date

April 30, 2026
LOOP CAPITAL ASSET MANAGEMENT - TCH LLC
Investment adviser

SEC file number

801-69873

Source date

March 19, 2026
LORD ABBETT CLO MANAGEMENT LP
Investment adviser

SEC file number

801-131676

Source date

December 24, 2025
LORD ABBETT FIF ADVISOR LLC
Investment adviser

SEC file number

801-131229

Source date

December 24, 2025
LORD ABBETT PRIVATE CREDIT ADVISOR LLC
Investment adviser

SEC file number

801-131130

Source date

December 24, 2025
LORD AND RICHARDS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129213

Source date

September 4, 2026
LORD, ABBETT & CO. LLC
Investment adviser

SEC file number

801-6997

Source date

December 22, 2025
LORETTA NOLAN ASSOCIATES, LLC
Investment adviser

SEC file number

801-133789

Source date

January 18, 2026
LORIENT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117004

Source date

March 30, 2026
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP
Investment adviser

SEC file number

801-46976

Source date

July 23, 2026
LORNE STEINBERG WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-113179

Source date

March 27, 2026
LORP MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-137596

Source date

September 25, 2026
LOS ANGELES CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-60934

Source date

July 20, 2026
LOTUS ASSET MANAGEMENT LIMITED LIABILITY COMPANY
Investment adviser

SEC file number

801-135594

Source date

September 9, 2026
LOTUS HOLDINGS LLC
Investment adviser

SEC file number

801-80225

Source date

June 1, 2026
LOTUS INFRASTRUCTURE PARTNERS, LP
Investment adviser

SEC file number

801-127002

Source date

March 31, 2026
LOTUS TECHNOLOGY MANAGEMENT, LP
Investment adviser

SEC file number

801-134198

Source date

August 21, 2026
LOTUSGROUP ADVISORS, LLC
Investment adviser

SEC file number

801-111051

Source date

July 7, 2026
LOTUSGROUP CAPITAL, LLC
Investment adviser

SEC file number

801-114198

Source date

July 7, 2026
LOTUX VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127260

Source date

February 23, 2026
LOUDON INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-61745

Source date

March 31, 2026
LOUNTZIS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-80715

Source date

March 24, 2026
LOVC MANAGEMENT, LLC
Investment adviser

SEC file number

801-136987

Source date

July 7, 2026
LOVE LTD
Exempt reporting adviser

SEC file number

802-134441

Source date

March 31, 2026
LOVE YOUR LIFE LLC DBA FREEDOM ASSET MANAGEMENT
Investment adviser

SEC file number

801-132831

Source date

September 9, 2026
LOVELL MINNICK PARTNERS LLC
Investment adviser

SEC file number

801-74141

Source date

May 6, 2026
LOVETT INVESTMENT CONSULTING LLC
Investment adviser

SEC file number

801-67831

Source date

March 27, 2026
LOVP MANAGEMENT SERVICES, LLC
Exempt reporting adviser

SEC file number

802-77649

Source date

March 30, 2026
LOWE, BROCKENBROUGH & COMPANY, INC.
Investment adviser

SEC file number

801-6691

Source date

May 13, 2026
LOWELL ROAD ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-80157

Source date

September 2, 2026
LOWERCASE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137522

Source date

September 14, 2026
LOWERY THOMAS, LLC
Investment adviser

SEC file number

801-58206

Source date

March 12, 2026
LOWKEY SERVICES COMPANY, LTD.
Exempt reporting adviser

SEC file number

802-118650

Source date

March 31, 2026
LOYD FINANCIAL MANAGEMENT INC.
Investment adviser

SEC file number

801-129710

Source date

February 26, 2026
LOYOLA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-78216

Source date

March 17, 2026
LP FIRST CAPITAL LLC
Exempt reporting adviser

SEC file number

802-137325

Source date

August 18, 2026
LP INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-117960

Source date

April 1, 2026
LPC REALTY ADVISORS I, LLC
Investment adviser

SEC file number

801-42158

Source date

March 23, 2026
LPFG, LLC
Investment adviser

SEC file number

801-121247

Source date

March 26, 2026
LPL ENTERPRISE, LLC
Investment adviser

SEC file number

801-130883

Source date

July 15, 2026
LPL FINANCIAL LLC
Investment adviser

SEC file number

801-10970

Source date

September 21, 2026
LPWM LLC
Investment adviser

SEC file number

801-114689

Source date

September 2, 2026
LR3 REAL ESTATE PARTNERS, L.P.
Investment adviser

SEC file number

801-137304

Source date

August 14, 2026
LRH CAPITAL ADVISING LLC
Investment adviser

SEC file number

801-136626

Source date

June 1, 2026
LRI INVESTMENTS, LLC
Investment adviser

SEC file number

801-127277

Source date

February 27, 2026
LRI VISION MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112567

Source date

July 30, 2026
LRZ CAPITAL LLC
Investment adviser

SEC file number

801-131732

Source date

September 25, 2026
LS BDC ADVISER, LLC
Investment adviser

SEC file number

801-121065

Source date

June 2, 2026
LS CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-106535

Source date

July 1, 2026
LS INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-69340

Source date

June 3, 2026
LS POWER EQUITY ADVISORS, LLC
Investment adviser

SEC file number

801-74052

Source date

April 30, 2026
LSB CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-124725

Source date

August 11, 2026
LSCP ADVISORS, LLC
Investment adviser

SEC file number

801-114341

Source date

March 31, 2026
LSOF MANAGER LLC
Exempt reporting adviser

SEC file number

802-131975

Source date

March 26, 2026
LSV ASSET MANAGEMENT
Investment adviser

SEC file number

801-47689

Source date

March 30, 2026
LSV CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-78212

Source date

March 30, 2026
LSVP MAURITIUS MANAGEMENT
Exempt reporting adviser

SEC file number

802-136939

Source date

June 29, 2026
LT ADVISORS LLC
Investment adviser

SEC file number

801-131533

Source date

February 13, 2026