Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 51 of 95

LEGACY WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-120709

Source date

September 10, 2026
LEGACY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113480

Source date

May 13, 2026
LEGACY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117015

Source date

July 15, 2026
LEGACY WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-131757

Source date

February 18, 2026
LEGADO WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-122329

Source date

February 17, 2026
LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.
Investment adviser

SEC file number

801-69862

Source date

July 1, 2026
LEGAL ADVANTAGE INVESTMENTS, INC.
Investment adviser

SEC file number

801-119120

Source date

July 20, 2026
LEGALIST, INC.
Investment adviser

SEC file number

801-117830

Source date

June 29, 2026
LEGATO CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-64653

Source date

March 23, 2026
LEGEIS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-136113

Source date

April 7, 2026
LEGEND CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-132909

Source date

July 27, 2026
LEGEND CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-76609

Source date

March 27, 2026
LEGEND FINANCIAL ADVISORS INC
Investment adviser

SEC file number

801-44704

Source date

March 24, 2026
LEGENDARY VENTURES, LLC.
Exempt reporting adviser

SEC file number

802-127748

Source date

January 23, 2026
LEGGETT VENTURES LLC
Investment adviser

SEC file number

801-136629

Source date

September 17, 2026
LEGION PARTNERS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-76750

Source date

January 28, 2026
LEGION VC PARTNERS LLC
Exempt reporting adviser

SEC file number

802-135957

Source date

March 24, 2026
LEH II MANAGEMENT LLC
Investment adviser

SEC file number

801-129614

Source date

May 6, 2026
LEH III MANAGEMENT LLC
Investment adviser

SEC file number

801-136976

Source date

August 10, 2026
LEHMANN, LIVIAN, FRIDSON ADVISORS, LLC
Investment adviser

SEC file number

801-79372

Source date

April 30, 2026
LEHRER KENNETH EUGENE DR
Investment adviser

SEC file number

801-25934

Source date

February 25, 2026
LEIBMAN FINANCIAL SERVCES, INC.
Investment adviser

SEC file number

801-126978

Source date

January 10, 2026
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-79965

Source date

March 31, 2026
LEIFM LLC
Exempt reporting adviser

SEC file number

802-134648

Source date

March 30, 2026
LEIGH BALDWIN & CO., LLC
Investment adviser

SEC file number

801-69290

Source date

May 19, 2026
LEISURE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-61416

Source date

March 24, 2026
LEITMOTIF MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129285

Source date

March 31, 2026
LEM CAPITAL, L.P.
Investment adviser

SEC file number

801-73703

Source date

June 8, 2026
LEMNIS CAPITAL LLC
Investment adviser

SEC file number

801-135496

Source date

August 31, 2026
LEMNISCAP GLOBAL LIMITED
Exempt reporting adviser

SEC file number

802-127711

Source date

March 24, 2026
LEMNOS LABS INC.
Exempt reporting adviser

SEC file number

802-76082

Source date

March 31, 2026
LEMVEGA CAPITAL LLC.
Exempt reporting adviser

SEC file number

802-128311

Source date

July 1, 2026
LEND ACADEMY INVESTMENTS, LLC
Investment adviser

SEC file number

801-100372

Source date

March 5, 2026
LENDING ARK ASIA SECURED PRIVATE DEBT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-119033

Source date

March 26, 2026
LENDISTRY CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-137150

Source date

July 23, 2026
LENK LADNER INVESTMENT SOLUTIONS LLC
Investment adviser

SEC file number

801-43403

Source date

March 27, 2026
LENS FLOW CAPITAL LLC
Exempt reporting adviser

SEC file number

802-128919

Source date

March 10, 2026
LEO FUND SERVICES, LLC
Investment adviser

SEC file number

801-76889

Source date

March 19, 2026
LEO FUNDS AMERICAS, LLC
Exempt reporting adviser

SEC file number

802-135410

Source date

July 27, 2026
LEO GP GMBH
Exempt reporting adviser

SEC file number

802-130412

Source date

June 18, 2026
LEO H. EVART, INC.
Investment adviser

SEC file number

801-42861

Source date

March 19, 2026
LEO WEALTH AMERICAS, LLC
Investment adviser

SEC file number

801-135043

Source date

June 3, 2026
LEO WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134141

Source date

September 18, 2026
LEO WEALTH, LLC
Investment adviser

SEC file number

801-108435

Source date

September 2, 2026
LEON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-134029

Source date

March 31, 2026
LEONARD ADVISORY GROUP LLC
Investment adviser

SEC file number

801-137191

Source date

September 18, 2026
LEONARD GREEN & PARTNERS, L.P.
Investment adviser

SEC file number

801-73794

Source date

March 31, 2026
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
Investment adviser

SEC file number

801-77834

Source date

September 24, 2026
LEONID CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-134000

Source date

September 3, 2026
LEOPARD CAPITAL ADVISORS CO LTD
Exempt reporting adviser

SEC file number

802-107973

Source date

March 30, 2026
LEP MANAGEMENT LLC
Investment adviser

SEC file number

801-111960

Source date

May 6, 2026
LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-61082

Source date

March 26, 2026
LERER HIPPEAU VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-76405

Source date

March 31, 2026
LES BORDES GP, LIMITED
Exempt reporting adviser

SEC file number

802-122669

Source date

March 26, 2026
LES PLACEMENTS LOUISBOURG INC. LOUISBOURG INVESTMENTS INC.
Investment adviser

SEC file number

801-131894

Source date

March 20, 2026
LESA SROUFE & COMPANY, INC.
Investment adviser

SEC file number

801-63880

Source date

March 26, 2026
LESJAK PLANNING, LLC
Investment adviser

SEC file number

801-15662

Source date

July 13, 2026
LESKO SECURITIES, INC.
Investment adviser

SEC file number

801-110085

Source date

March 30, 2026
LESLIE GLOBAL WEALTH, LLC
Investment adviser

SEC file number

801-106556

Source date

March 24, 2026
LESLIE MARIE GIORDANO
Investment adviser

SEC file number

801-118442

Source date

June 24, 2026
LESTE CAPITAL PARTNERS (FLORIDA), LLC
Investment adviser

SEC file number

801-117331

Source date

July 8, 2026
LESTE USA, LLC
Investment adviser

SEC file number

801-117206

Source date

June 5, 2026
LESTER FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-122944

Source date

February 27, 2026
LET BOB ADVISORY, LLC
Investment adviser

SEC file number

801-126019

Source date

February 18, 2026
LETKO, BROSSEAU & ASSOCIATES INC.
Investment adviser

SEC file number

801-64074

Source date

December 22, 2025
LETSON INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-130106

Source date

March 19, 2026
LEUCADIA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-61698

Source date

April 30, 2026
LEVATUS LLC
Investment adviser

SEC file number

801-128064

Source date

May 6, 2026
LEVCO CAPITAL LP
Investment adviser

SEC file number

801-107598

Source date

March 31, 2026
LEVEL 5 CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-126313

Source date

May 19, 2026
LEVEL EQUITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-111972

Source date

March 31, 2026
LEVEL FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-15900

Source date

September 3, 2026
LEVEL FOUR ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-66368

Source date

September 11, 2026
LEVEL FOUR CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-117681

Source date

September 11, 2026
LEVEL ONE GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-128568

Source date

March 27, 2026
LEVEL VENTURES MANAGEMENT LLC
Investment adviser

SEC file number

801-136897

Source date

June 29, 2026
LEVEL WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-126572

Source date

January 22, 2026
LEVELIZED CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136047

Source date

March 28, 2026
LEVENSON WEALTH LLC
Investment adviser

SEC file number

801-135743

Source date

March 18, 2026
LEVER VC FUND II TECHNICAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-132136

Source date

June 2, 2026
LEVERTY FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-119342

Source date

January 22, 2026
LEVIATHAN VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137109

Source date

July 17, 2026
LEVIN CAPITAL STRATEGIES, L.P.
Investment adviser

SEC file number

801-65045

Source date

March 31, 2026
LEVIN FUNDING GROUP LLC
Investment adviser

SEC file number

801-125714

Source date

March 30, 2026
LEVINE LEICHTMAN CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-66987

Source date

July 17, 2026
LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC
Investment adviser

SEC file number

801-111710

Source date

July 17, 2026
LEVINE, DAVID ALAN
Investment adviser

SEC file number

801-78050

Source date

January 26, 2026
LEWINTER WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-132099

Source date

July 30, 2026
LEWIS & CLARK EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-114614

Source date

May 1, 2026
LEWIS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-119399

Source date

May 20, 2026
LEWIS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-63956

Source date

March 10, 2026
LEWIS CAPITAL MANAGEMENT, LLLP
Investment adviser

SEC file number

801-57799

Source date

March 11, 2026
LEWIS FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60666

Source date

March 25, 2026
LEWIS FINANCIAL, LLC
Investment adviser

SEC file number

801-132016

Source date

February 25, 2026
LEX CAPITAL MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-77685

Source date

March 2, 2026
LEX FERENDA LITIGATION FUNDING LLC
Exempt reporting adviser

SEC file number

802-128630

Source date

March 27, 2026
LEX HILLS CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-118672

Source date

March 31, 2026
LEXAURUM ADVISORS, LLC
Investment adviser

SEC file number

801-107738

Source date

July 1, 2026
LEXICON STRATEGIC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137464

Source date

September 7, 2026
LEXINGTON ADVISORS LLC
Investment adviser

SEC file number

801-51739

Source date

December 22, 2025
LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-123573

Source date

August 7, 2026
LEXINGTON CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-132498

Source date

May 29, 2026
LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC
Investment adviser

SEC file number

801-130899

Source date

April 29, 2026
LEXINGTON HILL PARTNERS, LLC
Investment adviser

SEC file number

801-133945

Source date

March 27, 2026
LEXINGTON PARTNERS L.P.
Investment adviser

SEC file number

801-71411

Source date

June 16, 2026
LEXINGTON RESEARCH AND CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-57776

Source date

March 23, 2026
LEXION CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-73003

Source date

March 27, 2026
LFE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-74886

Source date

March 30, 2026
LFG CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136363

Source date

April 27, 2026
LFG WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-130411

Source date

February 9, 2026
LFG+ZEST SA
Exempt reporting adviser

SEC file number

802-129848

Source date

June 23, 2026
LFGH MANCO, LLC
Exempt reporting adviser

SEC file number

802-137076

Source date

July 14, 2026
LFL ADVISERS, LLC
Investment adviser

SEC file number

801-107937

Source date

March 17, 2026
LFM CAPITAL, LLC
Investment adviser

SEC file number

801-110374

Source date

March 31, 2026
LFN ADVISORS INC.
Investment adviser

SEC file number

801-114705

Source date

May 1, 2026
LGFM, LLC
Exempt reporting adviser

SEC file number

802-115283

Source date

March 31, 2026
LGK ADVISORS, LLC
Investment adviser

SEC file number

801-71798

Source date

March 31, 2026
LGM CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-108408

Source date

March 25, 2026
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LTD.
Exempt reporting adviser

SEC file number

802-96269

Source date

March 26, 2026
LGT CAPITAL PARTNERS (IRELAND) LIMITED
Exempt reporting adviser

SEC file number

802-75610

Source date

April 28, 2026
LGT CAPITAL PARTNERS (USA) INC.
Investment adviser

SEC file number

801-74255

Source date

April 22, 2026
LGT CAPITAL PARTNERS LTD
Exempt reporting adviser

SEC file number

802-75606

Source date

March 27, 2026
LGT FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-77833

Source date

March 11, 2026
LGT ILS PARTNERS LTD
Exempt reporting adviser

SEC file number

802-124746

Source date

March 31, 2026
LGT PRIVATE DEBT (FRANCE) S.A.S.
Exempt reporting adviser

SEC file number

802-134814

Source date

March 24, 2026
LGT WEALTH MANAGEMENT US LIMITED
Investment adviser

SEC file number

801-77580

Source date

March 25, 2026
LGVP MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127299

Source date

March 11, 2026
LIANG CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134507

Source date

February 27, 2026
LIBERTAS WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-133776

Source date

August 17, 2026
LIBERTUS CAPITAL S.A.R.L.
Exempt reporting adviser

SEC file number

802-120248

Source date

February 16, 2026
LIBERTY 77 CAPITAL L.P.
Investment adviser

SEC file number

801-121645

Source date

March 31, 2026
LIBERTY ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-125862

Source date

August 11, 2026
LIBERTY ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-132496

Source date

August 13, 2026
LIBERTY ATLANTIC ADVISORS LLC
Investment adviser

SEC file number

801-132006

Source date

July 23, 2026
LIBERTY CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-42852

Source date

February 10, 2026
LIBERTY FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-124940

Source date

March 30, 2026
LIBERTY FORGE LLC
Investment adviser

SEC file number

801-136732

Source date

August 25, 2026
LIBERTY HALL CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-106786

Source date

April 29, 2026
LIBERTY ONE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-116826

Source date

March 14, 2026
LIBERTY ONE WEALTH ADVISORS
Investment adviser

SEC file number

801-130016

Source date

July 30, 2026
LIBERTY PARTNERS WEALTH MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-137266

Source date

August 11, 2026
LIBERTY SQUARE WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-130895

Source date

May 15, 2026
LIBERTY STREET ADVISORS, INC.
Investment adviser

SEC file number

801-67698

Source date

March 27, 2026
LIBERTY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112351

Source date

September 2, 2026
LIBERTY WEALTH MANAGERS LLC
Investment adviser

SEC file number

801-126337

Source date

March 31, 2026
LIBRA WEALTH LLC
Investment adviser

SEC file number

801-120883

Source date

March 10, 2026
LIBRARY RESEARCH LIMITED
Investment adviser

SEC file number

801-117146

Source date

April 22, 2026
LIBREMAX CAPITAL, LLC
Investment adviser

SEC file number

801-72148

Source date

March 17, 2026
LIBRETTO, LLC
Investment adviser

SEC file number

801-113291

Source date

March 27, 2026
LIDO ADVISORS, LLC
Investment adviser

SEC file number

801-100433

Source date

August 27, 2026
LIEBLONG & ASSOCIATES, INC.
Investment adviser

SEC file number

801-78968

Source date

December 16, 2025
LIEEF LLC
Exempt reporting adviser

SEC file number

802-129510

Source date

July 7, 2026
LIFE CYCLE INVESTMENT PARTNERS LIMITED
Investment adviser

SEC file number

801-134273

Source date

September 16, 2026
LIFE INVESTORS MANAGEMENT COMPANY, LP
Exempt reporting adviser

SEC file number

802-135305

Source date

January 9, 2026
LIFE LINE FAMILY HERITAGE FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121833

Source date

March 11, 2026
LIFE LINE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-114579

Source date

March 23, 2026
LIFE PLANNING ADVISORS LLC
Investment adviser

SEC file number

801-126603

Source date

March 25, 2026
LIFE PLANNING PARTNERS, INC.
Investment adviser

SEC file number

801-107568

Source date

January 29, 2026
LIFE STRATEGIES, INC.
Investment adviser

SEC file number

801-131812

Source date

August 21, 2026
LIFE X VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130081

Source date

March 18, 2026
LIFECAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-134352

Source date

March 11, 2026
LIFECYCLE FINANCIAL PLANNERS INC.
Investment adviser

SEC file number

801-112138

Source date

March 23, 2026
LIFEFOCUS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-136650

Source date

June 16, 2026
LIFEFORCE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118500

Source date

March 18, 2026
LIFEGOAL INVESTMENTS, LLC
Investment adviser

SEC file number

801-131015

Source date

August 10, 2026
LIFEGUIDE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-108442

Source date

September 14, 2026
LIFEINVEST WEALTH MANAGEMENT, LTD
Investment adviser

SEC file number

801-69869

Source date

March 9, 2026
LIFELONG WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-130930

Source date

March 6, 2026
LIFELONG WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-135777

Source date

June 29, 2026
LIFEMARK SECURITIES CORP.
Investment adviser

SEC file number

801-68438

Source date

March 9, 2026
LIFEPLAN FINANCIAL, LLC
Investment adviser

SEC file number

801-131454

Source date

February 24, 2026
LIFEPLAN INVESTMENT ADVISORS, INC
Investment adviser

SEC file number

801-122570

Source date

July 30, 2026
LIFEPOINT PLANNING, PLLC
Investment adviser

SEC file number

801-131948

Source date

February 18, 2026
LIFESCI VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130679

Source date

April 2, 2026
LIFESPAN FINANCIAL STRATEGIES, INC.
Investment adviser

SEC file number

801-128580

Source date

August 12, 2026
LIFESPRING WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129671

Source date

March 13, 2026
LIFESTEPS FINANCIAL, INC.
Investment adviser

SEC file number

801-71544

Source date

September 11, 2026
LIFESTYLE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-116746

Source date

July 15, 2026
LIFESTYLE FREEDOM ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-134196

Source date

March 12, 2026
LIFETIME WEALTH MANAGEMENT P.C.
Investment adviser

SEC file number

801-113213

Source date

March 31, 2026
LIFETIME WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112680

Source date

April 1, 2026
LIFEWAY FINANCIAL CORPORATION
Investment adviser

SEC file number

801-61800

Source date

March 5, 2026
LIFEWEALTH INVESTMENTS, LLC
Investment adviser

SEC file number

801-131318

Source date

March 30, 2026
LIFEWORKS ADVISORS, LLC
Investment adviser

SEC file number

801-119648

Source date

June 17, 2026
LIFT OUT CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-136166

Source date

April 1, 2026
LIFTPOINT FAMILY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-134279

Source date

February 6, 2026
LIG CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-125846

Source date

July 6, 2026
LIG FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128873

Source date

April 1, 2026
LIGATURE QUARTERLY FUND LLC
Exempt reporting adviser

SEC file number

802-135654

Source date

February 23, 2026
LIGHT ARC CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-135307

Source date

June 2, 2026
LIGHT CAPITAL LLC
Investment adviser

SEC file number

801-126710

Source date

March 31, 2026
LIGHT FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-123619

Source date

March 25, 2026
LIGHT RAY VENTURES, LLC
Exempt reporting adviser

SEC file number

802-129162

Source date

March 27, 2026
LIGHT STREET CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77663

Source date

March 27, 2026
LIGHTBANK ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126551

Source date

March 31, 2026
LIGHTBAY MANAGEMENT LLC
Investment adviser

SEC file number

801-111785

Source date

March 31, 2026
LIGHTBOX MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-108657

Source date

May 25, 2026
LIGHTCONE VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-135090

Source date

March 31, 2026
LIGHTEDWAY ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-120390

Source date

February 3, 2026
LIGHTHOUSE AMC PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-132746

Source date

April 21, 2026
LIGHTHOUSE CANTON PTE LTD
Exempt reporting adviser

SEC file number

802-108634

Source date

March 30, 2026
LIGHTHOUSE FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-78290

Source date

March 9, 2026
LIGHTHOUSE FINANCIAL LLC
Investment adviser

SEC file number

801-128475

Source date

September 14, 2026
LIGHTHOUSE FINANCIAL SERVICES INC
Investment adviser

SEC file number

801-55848

Source date

January 22, 2026
LIGHTHOUSE INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-64978

Source date

August 27, 2026
LIGHTHOUSE NETWORK VENTURES LLC
Exempt reporting adviser

SEC file number

802-136610

Source date

June 22, 2026
LIGHTHOUSE SWISS WEALTH ADVISORS AG
Investment adviser

SEC file number

801-76864

Source date

March 10, 2026
LIGHTHOUSE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-117825

Source date

January 26, 2026
LIGHTHOUSE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-127104

Source date

March 24, 2026
LIGHTHOUSE WEALTH PARTNERS, INC.
Investment adviser

SEC file number

801-129789

Source date

July 6, 2026
LIGHTHOUSE WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-114372

Source date

March 12, 2026
LIGHTNING CAPITAL MANAGEMENT GROUP LLC
Exempt reporting adviser

SEC file number

802-127879

Source date

April 1, 2025
LIGHTNING EXCHANGE LTD
Exempt reporting adviser

SEC file number

802-132813

Source date

April 18, 2025
LIGHTNING SHARK CAPITAL GROUP LTD.
Exempt reporting adviser

SEC file number

802-134432

Source date

August 27, 2025
LIGHTROCK LLP
Exempt reporting adviser

SEC file number

802-126846

Source date

March 31, 2026
LIGHTSHED VENTURES GROUP, LP
Exempt reporting adviser

SEC file number

802-121209

Source date

June 15, 2026
LIGHTSHIFT CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-128490

Source date

March 20, 2026
LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLC
Investment adviser

SEC file number

801-128356

Source date

March 30, 2026
LIGHTSPEED INDIA PARTNERS ADVISORS LLP
Exempt reporting adviser

SEC file number

802-120673

Source date

June 29, 2026
LIGHTSPEED MANAGEMENT COMPANY, L.L.C.
Investment adviser

SEC file number

801-132552

Source date

May 6, 2026
LIGHTSQUARE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128092

Source date

June 12, 2026
LIGHTSWITCH CAPITAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-123698

Source date

March 14, 2026
LIGHTVIEW CAPITAL, LLC
Investment adviser

SEC file number

801-126180

Source date

May 4, 2026
LIGHTYEAR CAPITAL LLC
Investment adviser

SEC file number

801-73702

Source date

September 21, 2026
LILIUM GROUP LLC
Exempt reporting adviser

SEC file number

802-123052

Source date

March 19, 2026
LILLIANO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-135048

Source date

June 9, 2026
LIM ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-74699

Source date

August 6, 2026
LIME ROCK MANAGEMENT LP
Investment adviser

SEC file number

801-73847

Source date

March 30, 2026
LIMEKILN REAL ESTATE INVESTMENT MANAGEMENT, LP
Investment adviser

SEC file number

801-114119

Source date

March 17, 2026
LIMESTONE VALUE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-119047

Source date

March 31, 2026
LIMETREE CAPITAL ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-134140

Source date

March 12, 2026
LIMETREE CAPITAL PARTNERS HOLDINGS LIMITED
Exempt reporting adviser

SEC file number

802-110261

Source date

March 12, 2026
LIMITLESS ASSET MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-133760

Source date

May 27, 2025
LINCOLN ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-60805

Source date

March 24, 2026
LINCOLN CAPITAL ADVISERS LLC
Investment adviser

SEC file number

801-132950

Source date

March 27, 2026
LINCOLN CAPITAL CORPORATION
Investment adviser

SEC file number

801-38517

Source date

March 9, 2026
LINCOLN CAPITAL, LLC
Investment adviser

SEC file number

801-78526

Source date

March 9, 2026
LINCOLN DOUGLAS INVESTMENTS, LLC
Investment adviser

SEC file number

801-135884

Source date

March 24, 2026
LINCOLN ENERGY HOLDINGS LLC
Investment adviser

SEC file number

801-131171

Source date

May 7, 2026
LINCOLN FINANCIAL INVESTMENTS CORPORATION
Investment adviser

SEC file number

801-23411

Source date

September 11, 2026
LINCOLN INVESTMENT PLANNING, LLC
Investment adviser

SEC file number

801-14059

Source date

July 20, 2026
LINCOLN PARK CAPITAL LLC
Investment adviser

SEC file number

801-129961

Source date

April 1, 2026
LINCOLN PEAK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-113153

Source date

March 24, 2026
LINCOLN ROAD GLOBAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129309

Source date

May 22, 2026
LINCOLNSHIRE MANAGEMENT, INC.
Investment adviser

SEC file number

801-73345

Source date

March 27, 2026
LIND CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-77824

Source date

March 25, 2026
LINDA S. LUBITZ, CFP�, PA
Investment adviser

SEC file number

801-56677

Source date

September 23, 2026
LINDAHL & MANSAGER INC
Investment adviser

SEC file number

801-114168

Source date

March 30, 2026
LINDEN ADVISORS LP
Investment adviser

SEC file number

801-65641

Source date

March 17, 2026
LINDEN GLOBAL STRATEGIES LLC
Investment adviser

SEC file number

801-72979

Source date

March 6, 2026