Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 46 of 95

IRON HORSE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-137103

Source date

August 3, 2026
IRON PATH CAPITAL, L.P.
Investment adviser

SEC file number

801-128416

Source date

April 22, 2026
IRON PILLAR CAPITAL MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-114188

Source date

March 11, 2026
IRON PILLAR HOLDINGS LTD.
Exempt reporting adviser

SEC file number

802-120210

Source date

March 12, 2026
IRON POINT PARTNERS, LLC
Investment adviser

SEC file number

801-73280

Source date

March 28, 2026
IRON ROAD CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-120098

Source date

March 27, 2026
IRONARC MANAGEMENT, LLC
Investment adviser

SEC file number

801-134145

Source date

September 16, 2026
IRONBRIDGE EQUITY PARTNERS MANAGEMENT IV LIMITED
Exempt reporting adviser

SEC file number

802-124880

Source date

March 23, 2026
IRONBRIDGE EQUITY PARTNERS MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-78889

Source date

March 23, 2026
IRONBRIDGE PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-115022

Source date

March 14, 2026
IRONCLAD INVESTMENTS LLC
Investment adviser

SEC file number

801-71772

Source date

March 30, 2026
IRONHORN ADVISORS LLC
Investment adviser

SEC file number

801-135133

Source date

May 8, 2026
IRONHORSE CAPITAL LLC
Investment adviser

SEC file number

801-78730

Source date

January 30, 2026
IRONLEAF CAPITAL, L.P
Exempt reporting adviser

SEC file number

802-135696

Source date

August 12, 2026
IRONOAK WEALTH LLC
Investment adviser

SEC file number

801-132175

Source date

June 15, 2026
IRONSHIELD CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-122523

Source date

April 9, 2025
IRONSHORE FINANCIAL, LLC
Investment adviser

SEC file number

801-112863

Source date

March 4, 2026
IRONSIDE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-114646

Source date

March 29, 2026
IRONSIDES ASSET ADVISORS, LLC
Investment adviser

SEC file number

801-77838

Source date

August 11, 2026
IRONSPRING, LLC
Exempt reporting adviser

SEC file number

802-117192

Source date

March 9, 2026
IRONVIEW CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-78950

Source date

March 31, 2026
IRONVINE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-108956

Source date

May 13, 2026
IRONWOOD CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-125824

Source date

March 29, 2026
IRONWOOD CAPITAL CONNECTICUT I LLC
Exempt reporting adviser

SEC file number

802-125751

Source date

March 29, 2026
IRONWOOD CAPITAL MANAGEMENT CORP
Investment adviser

SEC file number

801-56679

Source date

March 26, 2026
IRONWOOD FINANCIAL, LLC
Investment adviser

SEC file number

801-70463

Source date

June 30, 2026
IRONWOOD INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-60073

Source date

March 24, 2026
IRONWOOD INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-55081

Source date

March 31, 2026
IRONWOOD WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-62555

Source date

March 3, 2026
IRONWOOD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-96281

Source date

March 13, 2026
IROQUOIS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-80689

Source date

March 30, 2026
IRTH CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-130620

Source date

May 19, 2026
IRVINE WEALTH PLANNING STRATEGIES, LLC
Investment adviser

SEC file number

801-112546

Source date

February 24, 2026
IRVING PLACE CAPITAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-135246

Source date

April 24, 2026
ISA VENTURES FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119347

Source date

March 20, 2026
ISABELLA CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-134564

Source date

May 12, 2026
ISAM FUNDS (UK) LIMITED
Investment adviser

SEC file number

801-122825

Source date

September 25, 2026
ISAM FUNDS (USA) LLC
Investment adviser

SEC file number

801-123028

Source date

August 10, 2026
ISC ADVISORS, INC.
Investment adviser

SEC file number

801-77727

Source date

July 9, 2026
ISECTORS, LLC
Investment adviser

SEC file number

801-69601

Source date

March 26, 2026
ISEED VENTURES, LLC
Exempt reporting adviser

SEC file number

802-114472

Source date

March 6, 2026
ISELECT FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113985

Source date

March 2, 2026
ISF GLOBAL CAPITAL INC.
Investment adviser

SEC file number

801-135459

Source date

September 4, 2026
ISHANA CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-111635

Source date

March 26, 2026
ISHARA INVESTMENTS LP
Investment adviser

SEC file number

801-131633

Source date

March 19, 2026
ISLAND GREEN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136671

Source date

June 5, 2026
ISLAND INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-119148

Source date

June 2, 2026
ISLANDBRIDGE CAPITAL LIMITED
Investment adviser

SEC file number

801-120247

Source date

March 25, 2026
ISLANDER CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-136904

Source date

August 10, 2026
ISLAY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-61327

Source date

July 17, 2026
ISLET MANAGEMENT, LP
Investment adviser

SEC file number

801-112114

Source date

April 7, 2026
ISOGON VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137447

Source date

September 4, 2026
ISOMER CAPITAL LLP
Exempt reporting adviser

SEC file number

802-131452

Source date

June 19, 2026
ISOMETRY CAPITAL, LLC
Investment adviser

SEC file number

801-118198

Source date

March 30, 2026
ISO-MTS CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-126529

Source date

March 23, 2026
ISQ CAPITAL LLC
Investment adviser

SEC file number

801-135363

Source date

February 2, 2026
ISQ OPENINFRA REGISTERED ADVISOR LLC
Investment adviser

SEC file number

801-131893

Source date

March 30, 2026
ISRAEL CLEANTECH MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-75562

Source date

February 10, 2026
ISRAEL INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-71569

Source date

March 23, 2026
ISTANBUL PORTFOY YONETIMI A.S.
Exempt reporting adviser

SEC file number

802-134730

Source date

April 6, 2026
ISTARI CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-137358

Source date

August 21, 2026
ISTHMUS PARTNERS, LLC
Investment adviser

SEC file number

801-79683

Source date

January 23, 2026
ISTO ADVISORS, LLC
Investment adviser

SEC file number

801-108409

Source date

September 25, 2026
ISV MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-123186

Source date

March 11, 2026
ISV MC, LLC
Exempt reporting adviser

SEC file number

802-135826

Source date

March 11, 2026
ISZO CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-129699

Source date

March 30, 2026
ITAU BBA USA SECURITIES, INC.
Investment adviser

SEC file number

801-128491

Source date

March 30, 2026
ITAU USA ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-72400

Source date

August 7, 2026
ITC BROADBAND MANAGER LLC
Exempt reporting adviser

SEC file number

802-128688

Source date

March 30, 2026
ITE MANAGEMENT L.P.
Investment adviser

SEC file number

801-106853

Source date

September 1, 2026
ITERATIVE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-123449

Source date

February 22, 2026
ITHAKA INFRASTRUCTURE PARTNERS SGEIC, S.L.
Exempt reporting adviser

SEC file number

802-136171

Source date

April 1, 2026
ITRUST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-115048

Source date

March 3, 2026
ITS ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-7190

Source date

June 9, 2026
IVANOFF WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-132334

Source date

September 21, 2026
IVC WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-114980

Source date

January 16, 2026
IVESTA CORP
Investment adviser

SEC file number

801-134671

Source date

May 31, 2026
IVM GROUP, LLC
Exempt reporting adviser

SEC file number

802-125728

Source date

March 24, 2026
IVP ADVISORY CO. LTD
Exempt reporting adviser

SEC file number

802-118480

Source date

January 21, 2026
IVY EVERGREEN, LLC
Investment adviser

SEC file number

801-133962

Source date

May 29, 2026
IVY HILL ASSET MANAGEMENT, L.P.
Investment adviser

SEC file number

801-74555

Source date

August 26, 2026
IVY INVEST CORPORATION
Investment adviser

SEC file number

801-129430

Source date

March 20, 2026
IVY LEAGUE FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-66562

Source date

March 24, 2026
IVYCAP VENTURES ADVISORS PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-131006

Source date

June 16, 2026
IVYROCK ASSET MANAGEMENT (HK) LIMITED
Investment adviser

SEC file number

801-120322

Source date

September 25, 2025
IWC INVESTMENT PARTNERS A/S
Investment adviser

SEC file number

801-110607

Source date

March 26, 2026
IWEALTH FINANCIAL, LLC
Investment adviser

SEC file number

801-129824

Source date

March 26, 2026
IZVOR CAPITAL GP, LLC
Exempt reporting adviser

SEC file number

802-137497

Source date

September 14, 2026
J K R & COMPANY, INC.
Investment adviser

SEC file number

801-136249

Source date

May 26, 2026
J M BROWN & ASSOCIATES, INC.
Investment adviser

SEC file number

801-130747

Source date

May 21, 2026
J O HAMBRO CAPITAL MANAGEMENT LIMITED
Investment adviser

SEC file number

801-69614

Source date

September 24, 2026
J PARK MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128732

Source date

June 11, 2026
J VENTURES MGMT CO, LLC
Exempt reporting adviser

SEC file number

802-128364

Source date

March 23, 2026
J. GOLDMAN & CO., L.P.
Investment adviser

SEC file number

801-73809

Source date

March 30, 2026
J. HAGAN CAPITAL, INC.
Investment adviser

SEC file number

801-121718

Source date

June 10, 2026
J. L. BAINBRIDGE & CO., INC.
Investment adviser

SEC file number

801-55231

Source date

July 9, 2026
J. L. PERKINS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136338

Source date

July 21, 2026
J. MANDWELLE CAPITAL STRATEGIES, LLC
Investment adviser

SEC file number

801-113486

Source date

February 9, 2026
J. MARK NICKELL & CO.
Investment adviser

SEC file number

801-121304

Source date

March 18, 2026
J. P. BRINKER UYS & CO, LLC
Exempt reporting adviser

SEC file number

802-78157

Source date

February 19, 2026
J. P. DAVIS, INC.
Investment adviser

SEC file number

801-116690

Source date

February 13, 2026
J. SAFRA ASSET MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-63032

Source date

August 26, 2026
J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD
Investment adviser

SEC file number

801-112502

Source date

March 25, 2026
J. STERN & CO. LLP
Investment adviser

SEC file number

801-127099

Source date

June 29, 2026
J. STERN & CO., LLC
Investment adviser

SEC file number

801-129253

Source date

July 16, 2026
J. STONE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132723

Source date

March 31, 2026
J. TEAM FINANCIAL, INC.
Investment adviser

SEC file number

801-78596

Source date

August 18, 2026
J.C. FLOWERS & CO. LLC
Investment adviser

SEC file number

801-69842

Source date

March 31, 2026
J.D. CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-75368

Source date

December 5, 2025
J.D.T. INC
Investment adviser

SEC file number

801-122790

Source date

February 2, 2026
J.DEREK LEWIS & ASSOCIATES, INC.
Investment adviser

SEC file number

801-67339

Source date

August 6, 2026
J.E. SIMMONS & CO., P.C.
Investment adviser

SEC file number

801-54792

Source date

June 17, 2026
J.F. LEHMAN AND COMPANY LLC
Investment adviser

SEC file number

801-112716

Source date

March 31, 2026
J.F. WILLIAMS CO., INC.
Investment adviser

SEC file number

801-96243

Source date

March 17, 2026
J.G.HENDRICKS FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-111818

Source date

June 9, 2026
J.H. LANE PARTNERS, LP
Investment adviser

SEC file number

801-107731

Source date

March 30, 2026
J.H. WHITNEY CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-74381

Source date

March 30, 2026
J.K. FINANCIAL, INC.
Investment adviser

SEC file number

801-116829

Source date

February 19, 2026
J.M. ARBOUR, LLC
Investment adviser

SEC file number

801-124962

Source date

March 31, 2026
J.M. BRUDERMAN & COMPANY, LLC
Investment adviser

SEC file number

801-126644

Source date

February 28, 2026
J.M. FORBES & CO. LLP
Investment adviser

SEC file number

801-2252

Source date

March 12, 2026
J.P. CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-136722

Source date

June 22, 2026
J.P. KING ADVISORS, INC.
Investment adviser

SEC file number

801-60296

Source date

March 25, 2026
J.P. MARVEL INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-68042

Source date

March 27, 2026
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-38319

Source date

July 16, 2026
J.P. MORGAN INVESTMENT MANAGEMENT INC.
Investment adviser

SEC file number

801-21011

Source date

August 26, 2026
J.P. MORGAN PRIVATE INVESTMENTS INC.
Investment adviser

SEC file number

801-41088

Source date

June 26, 2026
J.P. MORGAN SECURITIES LLC
Investment adviser

SEC file number

801-3702

Source date

July 22, 2026
J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC.
Investment adviser

SEC file number

801-132761

Source date

March 31, 2026
J.R. PRUNIER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-132427

Source date

September 21, 2026
J.W. KORTH & COMPANY, LIMITED PARTNERSHIP
Investment adviser

SEC file number

801-85185

Source date

March 31, 2026
J17 US MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-135540

Source date

February 10, 2026
J2 CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-107928

Source date

September 25, 2026
J2 PARTNERS LLC
Exempt reporting adviser

SEC file number

802-114527

Source date

January 30, 2026
J2 VENTURES ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-125908

Source date

March 26, 2026
JAB CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-125016

Source date

March 27, 2026
JAB CONSUMER FUND MANAGEMENT SARL
Exempt reporting adviser

SEC file number

802-114685

Source date

March 27, 2026
JAC ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-131144

Source date

June 4, 2025
JAC CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132886

Source date

April 29, 2025
JACK CREEK PARTNERS LLC
Investment adviser

SEC file number

801-136305

Source date

May 29, 2026
JACK V. BUTTERFIELD INVESTMENT COMPANY
Investment adviser

SEC file number

801-132181

Source date

February 12, 2026
JACKSON AVENUE, LLC
Investment adviser

SEC file number

801-121455

Source date

March 6, 2026
JACKSON CREEK INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-118808

Source date

March 2, 2026
JACKSON FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-63379

Source date

March 30, 2026
JACKSON HILL ADVISORS, LLC
Investment adviser

SEC file number

801-126170

Source date

March 11, 2026
JACKSON NATIONAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-58171

Source date

May 26, 2026
JACKSON ROSE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131985

Source date

July 30, 2026
JACKSON SQUARE CAPITAL, LLC
Investment adviser

SEC file number

801-114780

Source date

March 25, 2026
JACKSON SQUARE VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-123551

Source date

March 31, 2026
JACKSON THORNTON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-61445

Source date

May 27, 2026
JACKSON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136322

Source date

August 18, 2026
JACKSON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-69469

Source date

March 6, 2026
JACKSON, GRANT INVESTMENT ADVISERS, INC.
Investment adviser

SEC file number

801-56267

Source date

January 2, 2026
JACKSONVILLE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120427

Source date

August 10, 2026
JACOB ASSET MANAGEMENT OF NEW YORK LLC
Investment adviser

SEC file number

801-56730

Source date

March 23, 2026
JACOBI CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-69398

Source date

June 24, 2026
JACOBS & COMPANY, LLC
Investment adviser

SEC file number

801-12012

Source date

August 12, 2026
JACOBS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-74269

Source date

March 23, 2026
JACOBS EQUITY
Investment adviser

SEC file number

801-131649

Source date

April 1, 2026
JACOBS LEVY EQUITY MANAGEMENT INC
Investment adviser

SEC file number

801-28257

Source date

April 30, 2026
JACOBSEN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-63010

Source date

March 17, 2026
JACOBSON & SCHMITT ADVISORS, LLC
Investment adviser

SEC file number

801-66735

Source date

August 5, 2026
JADE MOUNTAIN PARTNERS, LLC
Investment adviser

SEC file number

801-112340

Source date

August 4, 2026
JADE PRIVATE ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-120233

Source date

May 6, 2026
JADIAN CAPITAL, LP
Investment adviser

SEC file number

801-113300

Source date

June 2, 2026
JAFFA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-127647

Source date

March 31, 2026
JAFFE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-136067

Source date

June 2, 2026
JAFFE TILCHIN INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-67720

Source date

July 1, 2026
JAG CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-72799

Source date

May 21, 2026
JAGUAR CAPITAL ADVISORS USA, LLC
Exempt reporting adviser

SEC file number

802-136438

Source date

May 6, 2026
JAGUAR GROWTH ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-80961

Source date

June 30, 2026
JAHD MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-124764

Source date

March 30, 2026
JAIN GLOBAL LLC
Investment adviser

SEC file number

801-130397

Source date

July 1, 2026
JAKE CARRIS FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-135632

Source date

July 24, 2026
JAM FUND, LLC
Exempt reporting adviser

SEC file number

802-120020

Source date

April 15, 2026
JAM SPECIAL OPPORTUNITY VENTURES - MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127133

Source date

March 16, 2026
JAMBAAR CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-127359

Source date

March 3, 2026
JAMES HAMBRO & PARTNERS LLP
Investment adviser

SEC file number

801-110820

Source date

July 16, 2026
JAMES I. BLACK & COMPANY
Investment adviser

SEC file number

801-118955

Source date

February 6, 2026
JAMES INVESTMENT RESEARCH INC
Investment adviser

SEC file number

801-12359

Source date

May 18, 2026
JAMES J. BURNS & COMPANY, LLC
Investment adviser

SEC file number

801-66736

Source date

September 22, 2026
JAMES R. MARTIN CONSULTING, INC. DBA JRM CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-58066

Source date

March 20, 2026
JAMES REED FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-35002

Source date

March 5, 2026
JAMES RIVER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-112743

Source date

August 5, 2026
JAMES SCOTT S CO
Investment adviser

SEC file number

801-123515

Source date

March 30, 2026
JAMES T. BORELLO & CO.
Investment adviser

SEC file number

801-114233

Source date

October 21, 2025
JAMESTOWN, L.P.
Investment adviser

SEC file number

801-73319

Source date

May 1, 2026
JAMISON HANSON ADVISORS LLC
Investment adviser

SEC file number

801-113286

Source date

March 9, 2026
JAMISON PRIVATE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-57167

Source date

February 16, 2026
JANA PARTNERS MANAGEMENT, LP
Investment adviser

SEC file number

801-128907

Source date

May 29, 2026
JANCHOR PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-75222

Source date

March 31, 2026
JANNEY MONTGOMERY SCOTT LLC
Investment adviser

SEC file number

801-7258

Source date

June 30, 2026
JANSEN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132568

Source date

March 9, 2026
JANUARY CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-111841

Source date

March 31, 2026
JANUARY VENTURES GP, LLC
Exempt reporting adviser

SEC file number

802-136193

Source date

April 3, 2026
JANUS HENDERSON INVESTORS MIDDLE EAST LIMITED
Exempt reporting adviser

SEC file number

802-133701

Source date

July 29, 2026
JANUS HENDERSON INVESTORS UK LIMITED
Exempt reporting adviser

SEC file number

802-134127

Source date

July 29, 2026
JANUS HENDERSON INVESTORS US LLC
Investment adviser

SEC file number

801-13991

Source date

July 29, 2026
JAPAN GROWTH INVESTMENTS ALLIANCE, INC.
Exempt reporting adviser

SEC file number

802-130368

Source date

March 30, 2026
JAPAN INDUSTRIAL PARTNERS, INC.
Exempt reporting adviser

SEC file number

802-75604

Source date

June 12, 2026
JAPAN INNOVATION INVESTMENT COMPANY
Exempt reporting adviser

SEC file number

802-134947

Source date

March 26, 2026
JARAS FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-123529

Source date

February 12, 2026
JASON A PRATTES FINANCIAL INC
Investment adviser

SEC file number

801-124726

Source date

April 6, 2026
JASON W. QUALLS
Investment adviser

SEC file number

801-134386

Source date

July 14, 2026
JASPER CAPITAL HONG KONG LIMITED
Investment adviser

SEC file number

801-118960

Source date

March 11, 2026
JASPER RIDGE PARTNERS, L.P.
Investment adviser

SEC file number

801-70818

Source date

August 4, 2026
JASPER STEWARD MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136255

Source date

April 13, 2026
JAT CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-119981

Source date

March 31, 2026
JAVELIN VENTURE PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75664

Source date

March 25, 2026
JAYCO WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-136743

Source date

July 20, 2026
JAYKAY WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-113311

Source date

April 1, 2026
JAZZ VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-106693

Source date

March 31, 2026
JB CAPITAL LLC
Investment adviser

SEC file number

801-79713

Source date

February 25, 2026
JB INVESTMENTS MANAGEMENT, LLC
Investment adviser

SEC file number

801-118744

Source date

March 30, 2026
JB WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-128956

Source date

May 5, 2026
JBA ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135142

Source date

September 18, 2026
JBGLOBAL.COM LLC
Investment adviser

SEC file number

801-72592

Source date

January 10, 2026
JBR CO. FINANCIAL MANAGEMENT INC.
Investment adviser

SEC file number

801-110659

Source date

April 6, 2026
JBV CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-127890

Source date

March 31, 2026
JC CAPITAL ADVISORS GROUP LLC
Investment adviser

SEC file number

801-134998

Source date

June 3, 2026
JCM FUND MANAGER, LLC
Exempt reporting adviser

SEC file number

802-111708

Source date

March 20, 2026
JCM STRATEGIC WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-132269

Source date

January 12, 2026
JCN FINANCIAL & TAX ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-134840

Source date

June 9, 2026
JCP INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-115037

Source date

March 27, 2026
JCSD CAPITAL, LLC
Investment adviser

SEC file number

801-107372

Source date

May 5, 2026
JCT INVESTMENT COUNSEL, INC.
Investment adviser

SEC file number

801-132435

Source date

February 12, 2026
JDH WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-96201

Source date

April 14, 2026
JDM FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-122040

Source date

March 31, 2026
JECAP MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120611

Source date

March 30, 2026
JEDIVC MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-114965

Source date

March 30, 2026
JEEREDDI INVESTMENTS, LP
Exempt reporting adviser

SEC file number

802-127740

Source date

March 26, 2026
JEF CLEAR QUANT LTD
Exempt reporting adviser

SEC file number

802-136822

Source date

June 24, 2026
JEFFERIES CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-118118

Source date

March 31, 2026
JEFFERIES CREDIT MANAGEMENT LLC
Investment adviser

SEC file number

801-128586

Source date

March 31, 2026
JEFFERIES CREDIT PARTNERS EUROPE LIMITED
Investment adviser

SEC file number

801-133921

Source date

March 31, 2026
JEFFERIES FINANCE LLC
Investment adviser

SEC file number

801-74480

Source date

March 2, 2026
JEFFERIES INVESTMENT ADVISERS LLC
Investment adviser

SEC file number

801-127656

Source date

June 22, 2026
JEFFERIES RESEARCH SERVICES LLC
Investment adviser

SEC file number

801-112728

Source date

February 27, 2026
JEFFERSON BRIDGE CAPITAL, LLC
Investment adviser

SEC file number

801-128527

Source date

January 28, 2026
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132626

Source date

July 28, 2026
JEFFREY N. MEHLER, CFP LLC
Investment adviser

SEC file number

801-66937

Source date

March 30, 2026
JEITO CAPITAL LLC
Exempt reporting adviser

SEC file number

802-123254

Source date

March 31, 2026
JEITO CAPITAL SAS
Exempt reporting adviser

SEC file number

802-122497

Source date

March 31, 2026
JEM CAPITAL GP LLC
Exempt reporting adviser

SEC file number

802-136579

Source date

May 26, 2026
JEMMA INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-126937

Source date

July 1, 2026
JEN HOLDINGS LLP
Exempt reporting adviser

SEC file number

802-132284

Source date

March 31, 2026
JENERATION CAPITAL ADVISORS (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-127234

Source date

March 31, 2026
JENERATION CAPITAL MANAGEMENT
Exempt reporting adviser

SEC file number

802-127219

Source date

March 31, 2026
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-128650

Source date

March 31, 2026
JENNISON ASSOCIATES LLC
Investment adviser

SEC file number

801-5608

Source date

March 30, 2026