Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 45 of 95

INTEGRA WEALTH, LLC
Investment adviser

SEC file number

801-136423

Source date

May 4, 2026
INTEGRAL CORPORATION
Exempt reporting adviser

SEC file number

802-113184

Source date

March 30, 2026
INTEGRAL FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-131517

Source date

February 10, 2026
INTEGRAL HEALTH ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-119048

Source date

March 26, 2026
INTEGRAL ILS LTD.
Investment adviser

SEC file number

801-120129

Source date

March 17, 2026
INTEGRAL INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-69114

Source date

March 10, 2026
INTEGRAL PRIVATE WEALTH ADVISORS L.L.C.
Exempt reporting adviser

SEC file number

802-123720

Source date

March 20, 2026
INTEGRAS PARTNERS, LLC
Investment adviser

SEC file number

801-80657

Source date

July 15, 2026
INTEGRATED ADVISORS NETWORK LLC
Investment adviser

SEC file number

801-96203

Source date

September 23, 2026
INTEGRATED BENEFITS, INCORPORATED
Investment adviser

SEC file number

801-132391

Source date

March 31, 2026
INTEGRATED CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-112907

Source date

February 27, 2026
INTEGRATED CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-114136

Source date

June 29, 2026
INTEGRATED CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-70055

Source date

March 2, 2026
INTEGRATED FINANCIAL CONSULTING, LLC
Investment adviser

SEC file number

801-107136

Source date

March 18, 2026
INTEGRATED FINANCIAL PLANNING SERVICES
Investment adviser

SEC file number

801-132001

Source date

May 5, 2026
INTEGRATED FINANCIAL SOLUTIONS, INC.
Investment adviser

SEC file number

801-121153

Source date

February 9, 2026
INTEGRATED FINANCIAL STRATEGIES, LLC
Investment adviser

SEC file number

801-106490

Source date

August 28, 2026
INTEGRATED INVESTMENT ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121566

Source date

February 24, 2026
INTEGRATED INVESTMENT CONSULTANTS, LLC
Investment adviser

SEC file number

801-96228

Source date

April 1, 2026
INTEGRATED INVESTMENT STRATEGIES,INC.
Investment adviser

SEC file number

801-136676

Source date

June 8, 2026
INTEGRATED MANAGEMENT SYSTEMS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-137219

Source date

September 11, 2026
INTEGRATED PLANNING & WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130748

Source date

March 30, 2026
INTEGRATED QUANTITATIVE INVESTMENTS LLC
Investment adviser

SEC file number

801-128606

Source date

February 10, 2026
INTEGRATED WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-135128

Source date

June 9, 2026
INTEGRATED WEALTH CONCEPTS LLC
Investment adviser

SEC file number

801-108179

Source date

August 3, 2026
INTEGRATED WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-128851

Source date

August 11, 2026
INTEGRATED WEALTH SOLUTIONS, LLC
Investment adviser

SEC file number

801-137270

Source date

September 14, 2026
INTEGRATED WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-116732

Source date

March 31, 2026
INTEGRATED WEALTHCARE, LLC
Investment adviser

SEC file number

801-121522

Source date

March 26, 2026
INTEGRATIVE PLANNING, INC.
Investment adviser

SEC file number

801-133844

Source date

August 7, 2026
INTEGRIS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-66376

Source date

April 15, 2026
INTEGRITY ADVISORY PARTNERS LLC
Investment adviser

SEC file number

801-128473

Source date

March 28, 2026
INTEGRITY ADVISORY SOLUTIONS, LLC
Investment adviser

SEC file number

801-123090

Source date

June 11, 2026
INTEGRITY ALLIANCE, LLC
Investment adviser

SEC file number

801-69742

Source date

May 13, 2026
INTEGRITY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-70864

Source date

March 10, 2026
INTEGRITY FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-121305

Source date

June 26, 2026
INTEGRITY FINANCIAL CORPORATION
Investment adviser

SEC file number

801-107275

Source date

March 27, 2026
INTEGRITY FIXED INCOME MANAGEMENT, LLC
Investment adviser

SEC file number

801-67633

Source date

April 10, 2026
INTEGRITY GROWTH PARTNERS, L.P.
Investment adviser

SEC file number

801-126281

Source date

March 31, 2026
INTEGRITY HOLDINGS GROUP LLC
Exempt reporting adviser

SEC file number

802-129753

Source date

March 31, 2026
INTEGRITY INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-113631

Source date

May 8, 2026
INTEGRITY ROAD WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-134969

Source date

July 20, 2026
INTEGRITY VENTURE PARTNERS, L.L.C.
Exempt reporting adviser

SEC file number

802-117742

Source date

March 31, 2026
INTEGRITY WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-113205

Source date

June 22, 2026
INTEGRITY WEALTH LLC
Investment adviser

SEC file number

801-130226

Source date

August 7, 2026
INTEGRITY WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-128497

Source date

August 26, 2026
INTEGRITY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134862

Source date

June 5, 2026
INTEGRITY WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-77910

Source date

March 27, 2026
INTEGRITY WEALTH SOLUTIONS LLC
Investment adviser

SEC file number

801-119760

Source date

March 9, 2026
INTEGROUS WEALTH STRATEGIES LLC
Investment adviser

SEC file number

801-136294

Source date

September 18, 2026
INTEGRUM HOLDINGS LP
Investment adviser

SEC file number

801-121786

Source date

May 27, 2026
INTELLECTUS PARTNERS, LLC
Investment adviser

SEC file number

801-93170

Source date

August 1, 2026
INTELLICAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-135277

Source date

August 24, 2026
INTELLICENTS INVESTMENT SOLUTIONS INC
Investment adviser

SEC file number

801-51382

Source date

June 1, 2026
INTELLIGENCE DRIVEN ADVISERS, LLC
Investment adviser

SEC file number

801-114418

Source date

March 31, 2026
INTELLIGENT ALPHA LLC
Investment adviser

SEC file number

801-130980

Source date

March 11, 2026
INTELLIGENT FINANCIAL STRATEGIES, LLC
Investment adviser

SEC file number

801-57626

Source date

January 23, 2026
INTELLIGENT LENDING ADVISERS, LLC
Exempt reporting adviser

SEC file number

802-125708

Source date

June 12, 2026
INTELLIGENT WEALTH SOLUTIONS LLC
Investment adviser

SEC file number

801-114989

Source date

March 12, 2026
INTELLUS ADVISORS, LLC
Investment adviser

SEC file number

801-131142

Source date

March 25, 2026
INTENTIONAL RETIREMENT, LLC
Investment adviser

SEC file number

801-129915

Source date

March 19, 2026
INTENTIONAL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-136839

Source date

September 15, 2026
INTENTIONAL WEALTH STRATEGIES
Investment adviser

SEC file number

801-128740

Source date

March 31, 2026
INTENTIONAL, LLC
Investment adviser

SEC file number

801-123251

Source date

June 4, 2026
INTER ADVISORS LLC
Investment adviser

SEC file number

801-133902

Source date

March 31, 2026
INTER US MANAGEMENT, LLC
Investment adviser

SEC file number

801-134668

Source date

March 31, 2026
INTERACTIVE FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-63771

Source date

August 6, 2026
INTERACTIVE VENTURE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-128875

Source date

March 13, 2026
INTERALPEN PARTNERS, LLC
Investment adviser

SEC file number

801-133857

Source date

March 19, 2026
INTERCAPITAL, LLC
Investment adviser

SEC file number

801-136489

Source date

September 2, 2026
INTERCAROLINA FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-121339

Source date

September 16, 2026
INTERCHANGE ADVISERS LLC
Investment adviser

SEC file number

801-137112

Source date

September 1, 2026
INTERCHANGE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-118862

Source date

June 17, 2026
INTERCONTINENTAL REAL ESTATE CORPORATION
Investment adviser

SEC file number

801-56643

Source date

March 31, 2026
INTEREST FINANCIAL, LLC
Investment adviser

SEC file number

801-117107

Source date

July 2, 2026
INTERGY PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-122324

Source date

March 13, 2026
INTERLAGOS CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-131778

Source date

March 13, 2026
INTERLINK CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-135638

Source date

February 20, 2026
INTERLOCK EQUITY LP
Investment adviser

SEC file number

801-128449

Source date

March 31, 2026
INTERLUDE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132355

Source date

March 24, 2026
INTERMARKET CORPORATION
Investment adviser

SEC file number

801-74328

Source date

March 30, 2026
INTERMEDE GLOBAL PARTNERS INC
Investment adviser

SEC file number

801-110691

Source date

May 27, 2026
INTERMEDE INVESTMENT PARTNERS LIMITED
Investment adviser

SEC file number

801-110745

Source date

July 29, 2026
INTERNATIONAL ASSETS ADVISORY, LLC
Investment adviser

SEC file number

801-119029

Source date

March 9, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-68114

Source date

January 30, 2026
INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION
Investment adviser

SEC file number

801-18273

Source date

July 27, 2026
INTERNATIONAL FINANCE CORPORATION LTD
Exempt reporting adviser

SEC file number

802-134475

Source date

September 3, 2025
INTERNATIONAL FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-128553

Source date

February 21, 2026
INTERNATIONAL HOUSING SOLUTIONS S.A.R.L
Exempt reporting adviser

SEC file number

802-74835

Source date

March 26, 2026
INTERNATIONAL MANAGEMENT ADVISORS LTD.
Investment adviser

SEC file number

801-66765

Source date

March 26, 2026
INTERNATIONAL MONEY MATTERS PRIVATE LIMITED
Investment adviser

SEC file number

801-131875

Source date

June 29, 2026
INTERNATIONAL PRIVATE WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-126652

Source date

April 30, 2026
INTERPLAY VENTURES EARLY STAGE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-110967

Source date

February 26, 2026
INTERSOUTH ADVISORS, INC.
Exempt reporting adviser

SEC file number

802-75179

Source date

February 17, 2026
INTERSTELLAR CAPITAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-123203

Source date

March 31, 2026
INTERTIDE PARTNERS L.L.C.
Investment adviser

SEC file number

801-129159

Source date

April 30, 2026
INTERVAL PARTNERS, LP
Investment adviser

SEC file number

801-78308

Source date

June 30, 2026
INTERVEST CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-72908

Source date

March 31, 2026
INTERVEST LTD
Investment adviser

SEC file number

801-26390

Source date

March 31, 2026
INTERWEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-116669

Source date

May 26, 2026
INTERWEST VENTURE MANAGEMENT COMPANY
Exempt reporting adviser

SEC file number

802-76178

Source date

March 27, 2026
INTEVIRON DIGITAL EXCHANGE LTD
Exempt reporting adviser

SEC file number

802-134317

Source date

August 8, 2025
INTRACK INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-79488

Source date

March 24, 2026
INTREPID CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-47894

Source date

May 7, 2026
INTREPID FINANCIAL PLANNING GROUP, LLC
Investment adviser

SEC file number

801-61020

Source date

May 6, 2026
INTREPID INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-113732

Source date

March 31, 2026
INTRINSIC ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-114277

Source date

March 30, 2026
INTRINSIC EDGE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-108425

Source date

July 10, 2026
INTRINSIC INVESTORS LLC
Investment adviser

SEC file number

801-116734

Source date

January 14, 2026
INTRINSIC VALUE PARTNERS, LLC
Investment adviser

SEC file number

801-78111

Source date

March 23, 2026
INTRINSIC WEALTH COUNSEL, INC.
Investment adviser

SEC file number

801-21151

Source date

April 3, 2026
INTRIVA CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-113637

Source date

March 31, 2026
INTRUA FINANCIAL LLC
Investment adviser

SEC file number

801-106767

Source date

July 29, 2026
INTYCE, LLC
Investment adviser

SEC file number

801-112365

Source date

March 25, 2026
INUKA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-127429

Source date

February 4, 2026
INUKSHUK CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-131789

Source date

March 3, 2026
INUSA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136349

Source date

April 24, 2026
INVARIANT INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-111716

Source date

July 27, 2026
INVASCENT ILSF MANAGER LLP
Exempt reporting adviser

SEC file number

802-130737

Source date

June 23, 2026
INVENIO WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-126561

Source date

August 26, 2026
INVENIRE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-111649

Source date

March 26, 2026
INVENOMIC CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-110459

Source date

March 31, 2026
INVERA WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-126833

Source date

February 23, 2026
INVERDALE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131483

Source date

March 27, 2026
INVERIS US LLC
Investment adviser

SEC file number

801-119785

Source date

August 6, 2026
INVERLOCHY CAPITAL, INC.
Investment adviser

SEC file number

801-78014

Source date

February 27, 2026
INVERNESS GRAHAM INVESTMENTS, INC.
Investment adviser

SEC file number

801-73219

Source date

March 31, 2026
INVERSIONES SURA CORP
Investment adviser

SEC file number

801-132240

Source date

July 10, 2026
INVERSSO, LLC
Investment adviser

SEC file number

801-114153

Source date

February 2, 2026
INVESCO ADVISERS, INC.
Investment adviser

SEC file number

801-33949

Source date

June 11, 2026
INVESCO ASSET MANAGEMENT (JAPAN) LIMITED
Investment adviser

SEC file number

801-52601

Source date

March 31, 2026
INVESCO ASSET MANAGEMENT LTD.
Investment adviser

SEC file number

801-50197

Source date

March 31, 2026
INVESCO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-61851

Source date

August 12, 2026
INVESCO HONG KONG LIMITED
Investment adviser

SEC file number

801-47856

Source date

September 10, 2026
INVESCO INVESTMENT ADVISERS LLC
Investment adviser

SEC file number

801-1669

Source date

March 24, 2026
INVESCO LOAN MANAGER, LLC
Investment adviser

SEC file number

801-118817

Source date

March 25, 2026
INVESCO MANAGED ACCOUNTS, LLC
Investment adviser

SEC file number

801-61716

Source date

June 29, 2026
INVESCO MANAGEMENT S.A.
Investment adviser

SEC file number

801-67712

Source date

March 31, 2026
INVESCO PRIVATE CAPITAL, INC.
Investment adviser

SEC file number

801-45224

Source date

March 26, 2026
INVESCO SENIOR SECURED MANAGEMENT, INC.
Investment adviser

SEC file number

801-38119

Source date

March 25, 2026
INVEST APPALACHIA FUND MANAGER LLC
Exempt reporting adviser

SEC file number

802-129445

Source date

March 26, 2026
INVEST CAPITAL PARTNERS, CO.
Investment adviser

SEC file number

801-110218

Source date

January 5, 2026
INVESTABLE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-131507

Source date

May 1, 2026
INVESTABLE WEALTH, LLC
Investment adviser

SEC file number

801-119754

Source date

March 3, 2026
INVESTALL, INC.
Investment adviser

SEC file number

801-110150

Source date

March 19, 2026
INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC
Investment adviser

SEC file number

801-118192

Source date

May 7, 2026
INVESTCORP CORSAIR INFRASTRUCTURE PARTNERS, L.P.
Investment adviser

SEC file number

801-129709

Source date

April 30, 2026
INVESTCORP CREDIT MANAGEMENT EU LIMITED
Exempt reporting adviser

SEC file number

802-75593

Source date

September 1, 2026
INVESTCORP CREDIT MANAGEMENT US LLC
Investment adviser

SEC file number

801-77039

Source date

October 27, 2025
INVESTCORP INVESTMENT ADVISERS LLC
Investment adviser

SEC file number

801-64942

Source date

September 29, 2025
INVESTCORP INVESTMENT SOLUTIONS LLC
Investment adviser

SEC file number

801-121570

Source date

September 29, 2025
INVESTCORP SECURITIES LIMITED
Exempt reporting adviser

SEC file number

802-128107

Source date

September 3, 2026
INVESTEC ALTERNATIVE INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-135374

Source date

January 21, 2026
INVESTECO CAPITAL CORP.
Exempt reporting adviser

SEC file number

802-107296

Source date

February 17, 2026
INVESTINDUSTRIAL ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-75692

Source date

March 31, 2026
INVESTIRE LLC
Investment adviser

SEC file number

801-131705

Source date

August 19, 2026
INVESTLINC WEALTH SERVICES, LLC
Investment adviser

SEC file number

801-136804

Source date

August 10, 2026
INVESTMARK ADVISORY GROUP LLC
Investment adviser

SEC file number

801-76505

Source date

March 5, 2026
INVESTMENT & RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-130723

Source date

January 9, 2026
INVESTMENT & TAX STRATEGIES, INC.
Investment adviser

SEC file number

801-135140

Source date

February 4, 2026
INVESTMENT ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-56937

Source date

February 5, 2026
INVESTMENT ADVISORY SERVICES GROUP LLC
Investment adviser

SEC file number

801-131285

Source date

July 10, 2026
INVESTMENT CONSULTANTS LLC
Investment adviser

SEC file number

801-121405

Source date

March 23, 2026
INVESTMENT CONSULTING GROUP INC
Investment adviser

SEC file number

801-38594

Source date

August 24, 2026
INVESTMENT CONSULTING SERVICES, LLC
Investment adviser

SEC file number

801-61387

Source date

February 6, 2026
INVESTMENT INSIGHT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-68932

Source date

September 2, 2026
INVESTMENT LAB CO., LTD.
Exempt reporting adviser

SEC file number

802-137286

Source date

August 13, 2026
INVESTMENT MANAGEMENT & PLANNING LLC
Investment adviser

SEC file number

801-107553

Source date

March 25, 2026
INVESTMENT MANAGEMENT ASSOCIATES, INC.
Investment adviser

SEC file number

801-117982

Source date

May 26, 2026
INVESTMENT MANAGEMENT CONSULTANTS
Investment adviser

SEC file number

801-122373

Source date

April 1, 2026
INVESTMENT MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-107457

Source date

February 26, 2026
INVESTMENT MANAGEMENT TRUST, LLC
Investment adviser

SEC file number

801-132396

Source date

March 25, 2026
INVESTMENT MANAGERS GROUP, LLC
Investment adviser

SEC file number

801-134578

Source date

March 23, 2026
INVESTMENT OFFICE RESOURCES, LLC
Investment adviser

SEC file number

801-129634

Source date

February 6, 2026
INVESTMENT PARTNERS ASSET MANAGEMENT
Investment adviser

SEC file number

801-61906

Source date

May 18, 2026
INVESTMENT PARTNERS LTD
Investment adviser

SEC file number

801-55069

Source date

May 29, 2026
INVESTMENT PERFORMANCE SERVICES LLC
Investment adviser

SEC file number

801-33204

Source date

March 26, 2026
INVESTMENT PLANNING ADVISORS
Investment adviser

SEC file number

801-117561

Source date

March 3, 2026
INVESTMENT PROFESSIONALS, LLC
Investment adviser

SEC file number

801-117105

Source date

March 10, 2026
INVESTMENT RESEARCH & ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-70558

Source date

March 11, 2026
INVESTMENT RESEARCH CORP
Investment adviser

SEC file number

801-8599

Source date

March 30, 2026
INVESTMENT RESEARCH PARTNERS LLC
Investment adviser

SEC file number

801-116836

Source date

March 26, 2026
INVESTMENT STRATEGIES FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128946

Source date

June 2, 2026
INVESTMENTS & FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-119021

Source date

February 27, 2026
INVESTOLOGY INC.
Investment adviser

SEC file number

801-130627

Source date

September 16, 2026
INVESTOR ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-79417

Source date

March 4, 2026
INVESTOR'S ADVANTAGE L.L.C.
Investment adviser

SEC file number

801-122067

Source date

March 4, 2026
INVESTORS ASSET MANAGEMENT OF GEORGIA INC
Investment adviser

SEC file number

801-37633

Source date

September 11, 2026
INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC
Investment adviser

SEC file number

801-111660

Source date

March 20, 2026
INVESTORS MOSAIC, LLC
Investment adviser

SEC file number

801-130393

Source date

March 30, 2026
INVESTORS PORTFOLIO SERVICES LLC
Investment adviser

SEC file number

801-120692

Source date

March 30, 2026
INVESTORS RESEARCH CORPORATION
Investment adviser

SEC file number

801-64349

Source date

February 25, 2026
INVESTRUST CONSULTING, LLC
Investment adviser

SEC file number

801-55942

Source date

March 26, 2026
INVESTSORNAY
Exempt reporting adviser

SEC file number

802-122452

Source date

March 4, 2026
INVESTURE, LLC
Investment adviser

SEC file number

801-62689

Source date

August 20, 2026
INVESTX ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-136970

Source date

September 10, 2026
INVESTX MASTER GP1 INC.
Exempt reporting adviser

SEC file number

802-118677

Source date

April 5, 2026
INVEX ADVISORS LLC
Investment adviser

SEC file number

801-108084

Source date

March 18, 2026
INVEX NEXT, LLC
Investment adviser

SEC file number

801-128784

Source date

March 10, 2026
INVICTA ADVISORS LLC
Investment adviser

SEC file number

801-114114

Source date

March 30, 2026
INVICTA CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137366

Source date

August 24, 2026
INVICTUS ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-136106

Source date

May 5, 2026
INVICTUS CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-113156

Source date

August 25, 2026
INVICTUS FIDUCIARY SERVICES, LLC
Investment adviser

SEC file number

801-108861

Source date

March 25, 2026
INVICTUS GROWTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-126285

Source date

April 15, 2026
INVICTUS PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-124987

Source date

March 2, 2026
INVICTUS RG PTE. LTD.
Exempt reporting adviser

SEC file number

802-107241

Source date

March 25, 2026
INVICTUS TIMING SERVICE LTD
Investment adviser

SEC file number

801-27964

Source date

March 9, 2026
INVIDIA CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-130589

Source date

April 21, 2026
INVISCID TECHNOLOGIES INC.
Investment adviser

SEC file number

801-137313

Source date

August 17, 2026
INVISION MANAGEMENT, INC.
Investment adviser

SEC file number

801-136941

Source date

June 29, 2026
INVISOR FINANCIAL LLC
Investment adviser

SEC file number

801-131874

Source date

February 28, 2026
INVIVIUM CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128943

Source date

March 12, 2026
INVST, LLC
Investment adviser

SEC file number

801-107265

Source date

April 2, 2026
INVUS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-73756

Source date

July 29, 2026
INYAREK RNG MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-129415

Source date

March 27, 2026
IOLAR VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128767

Source date

February 21, 2026
IOLITE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-134605

Source date

March 24, 2026
ION CROSSOVER PARTNERS LTD
Exempt reporting adviser

SEC file number

802-121697

Source date

March 31, 2026
ION FUND MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-136304

Source date

April 20, 2026
ION MACRO MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131534

Source date

March 25, 2026
ION PACIFIC, INC.
Investment adviser

SEC file number

801-131730

Source date

July 17, 2026
ION PRIVATE EQUITY PARTNERS LTD.
Exempt reporting adviser

SEC file number

802-136534

Source date

May 20, 2026
IONIC CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-72188

Source date

August 26, 2026
IOWA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123613

Source date

February 9, 2026
IP FINANCIAL ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-117481

Source date

June 30, 2026
IPCP MANAGEMENT, LLC
Investment adviser

SEC file number

801-134070

Source date

March 31, 2026
IPEX, INC.
Investment adviser

SEC file number

801-71851

Source date

June 17, 2026
IPG INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-71104

Source date

March 25, 2026
IPSEN ADVISOR GROUP LLC
Investment adviser

SEC file number

801-123145

Source date

March 16, 2026
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC.
Investment adviser

SEC file number

801-26465

Source date

March 16, 2026
IPV MANAGEMENT SERVICES, LTD.
Exempt reporting adviser

SEC file number

802-121202

Source date

March 9, 2026
IQ EQ FUND MANAGEMENT (IRELAND) LIMITED
Exempt reporting adviser

SEC file number

802-125770

Source date

July 16, 2026
IQ EQ FUND MANAGEMENT (SINGAPORE) PRIVATE LIMITED
Investment adviser

SEC file number

801-114176

Source date

July 2, 2026
IQ EQ MANAGEMENT
Exempt reporting adviser

SEC file number

802-130489

Source date

March 16, 2026
IQCIO LLC
Investment adviser

SEC file number

801-108601

Source date

March 23, 2026
IQEQ FUND MANAGEMENT (LUXEMBOURG) S.A.
Exempt reporting adviser

SEC file number

802-122482

Source date

March 27, 2026
I-QU & CO. MANAGEMENT, L.P.
Investment adviser

SEC file number

801-114956

Source date

August 14, 2026
IQVESTMENT, LLC
Investment adviser

SEC file number

801-79638

Source date

August 4, 2026
IRE (CAYMAN) LIMITED
Exempt reporting adviser

SEC file number

802-74648

Source date

March 25, 2026
IREF CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-131687

Source date

March 31, 2026
IRENIC CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-123751

Source date

April 16, 2026
IRIDIAN ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-50661

Source date

August 12, 2026
IRIS CAPITAL GROUP LLC
Exempt reporting adviser

SEC file number

802-126963

Source date

March 3, 2026
IRISH CREEK CAPITAL LLC
Investment adviser

SEC file number

801-136666

Source date

June 18, 2026
IRM MANAGEMENT LLC
Investment adviser

SEC file number

801-136316

Source date

September 24, 2026
IRON CORE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137368

Source date

August 24, 2026
IRON ELK CAPITAL ADVISORS, INC
Exempt reporting adviser

SEC file number

802-134526

Source date

March 24, 2026
IRON FINANCIAL LLC
Investment adviser

SEC file number

801-46417

Source date

July 1, 2026
IRON GATE GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-110310

Source date

March 31, 2026