Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 48 of 95

KARMA CAPITAL ADVISORS PVT LTD.
Investment adviser

SEC file number

801-134035

Source date

June 29, 2026
KARMAN VENTURES, LLC
Exempt reporting adviser

SEC file number

802-130073

Source date

March 25, 2026
KARMEL CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-132661

Source date

July 17, 2026
KARPREILLY, LLC
Investment adviser

SEC file number

801-73281

Source date

May 4, 2026
KARPUS MANAGEMENT INC
Investment adviser

SEC file number

801-29607

Source date

September 24, 2026
KARTESIA MANAGEMENT S�RL
Exempt reporting adviser

SEC file number

802-111039

Source date

March 31, 2026
KARYA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-77247

Source date

March 27, 2026
KASSIRA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132031

Source date

January 22, 2026
KASSOUF WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-67293

Source date

March 20, 2026
KASTEL CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-117355

Source date

June 1, 2026
KASZEK MANAGEMENT S.A.
Exempt reporting adviser

SEC file number

802-74629

Source date

June 18, 2026
KATALYST.VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113214

Source date

March 30, 2026
KATE CAPITAL LLC
Investment adviser

SEC file number

801-131461

Source date

March 31, 2026
KATERI FUND MANAGER LLC
Exempt reporting adviser

SEC file number

802-137268

Source date

August 11, 2026
KATHMERE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117215

Source date

July 27, 2026
KAUFMAN HALL INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-129164

Source date

July 30, 2026
KAUFMAN ROSSIN WEALTH, LLC
Investment adviser

SEC file number

801-122845

Source date

July 31, 2026
KAUL CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132627

Source date

March 31, 2025
KAVAR CAPITAL PARTNERS GROUP, LLC
Investment adviser

SEC file number

801-119947

Source date

March 25, 2026
KAWA CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-72771

Source date

June 4, 2026
KAYDAN WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-119365

Source date

February 25, 2026
KAYNE ANDERSON CAPITAL ADVISORS, L.P.
Investment adviser

SEC file number

801-46991

Source date

August 6, 2026
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-24241

Source date

March 27, 2026
KAYYAK VENTURES SPA
Exempt reporting adviser

SEC file number

802-130967

Source date

March 19, 2026
KAZAZIAN ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-129949

Source date

March 25, 2026
KB & PARTNERS MANAGEMENT CO LLC
Investment adviser

SEC file number

801-57422

Source date

September 16, 2026
KB FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-135226

Source date

February 23, 2026
KBCM RESEARCH LLC
Investment adviser

SEC file number

801-128103

Source date

June 3, 2026
KBI GLOBAL INVESTORS (NORTH AMERICA) LTD
Investment adviser

SEC file number

801-60358

Source date

March 27, 2026
KBIS ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-120932

Source date

March 31, 2026
KBS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-77576

Source date

March 27, 2026
KBS REALTY ADVISORS, LLC
Investment adviser

SEC file number

801-61482

Source date

March 27, 2026
KC ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-131547

Source date

January 21, 2026
KCB GAMMA GP LLC
Exempt reporting adviser

SEC file number

802-118895

Source date

March 18, 2026
KCB MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-125775

Source date

May 1, 2026
KCD FINANCIAL, INC.
Investment adviser

SEC file number

801-110069

Source date

August 11, 2026
KCM INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-55395

Source date

March 30, 2026
KCN MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-131198

Source date

March 30, 2026
KCRISE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-117493

Source date

March 31, 2026
KDHB V CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121983

Source date

August 10, 2026
KDK PRIVATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121062

Source date

July 10, 2026
KDM WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-132456

Source date

August 17, 2026
KDSA INVESTMENT PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-137568

Source date

September 21, 2026
KDT ADVISORS, LLC
Investment adviser

SEC file number

801-111805

Source date

June 4, 2026
KDT VENTURES LLC
Exempt reporting adviser

SEC file number

802-126593

Source date

March 25, 2026
KEARNS & ASSOCIATES LLC
Investment adviser

SEC file number

801-73342

Source date

March 10, 2026
KEARNY JACKSON VC, LLC
Exempt reporting adviser

SEC file number

802-129536

Source date

March 25, 2026
KEARNY JACKSON, LLC
Exempt reporting adviser

SEC file number

802-126498

Source date

March 25, 2026
KEARNY VENTURE ASSOCIATES III, LLC
Exempt reporting adviser

SEC file number

802-119236

Source date

March 27, 2026
KEATING FINANCIAL ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-126770

Source date

March 31, 2026
KEATING INVESTMENT COUNSELORS INC
Investment adviser

SEC file number

801-19820

Source date

April 7, 2026
KEB ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-62965

Source date

January 29, 2026
KEC MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-106618

Source date

July 1, 2025
KEDAARA CAPITAL ADVISORY SERVICES LLP
Exempt reporting adviser

SEC file number

802-112186

Source date

June 22, 2026
KEDAARA CAPITAL INVESTMENT MANAGERS LIMITED
Exempt reporting adviser

SEC file number

802-77466

Source date

March 31, 2026
KEDALION CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-114117

Source date

June 18, 2026
KEDMA CAPITAL S.H.E. LTD
Exempt reporting adviser

SEC file number

802-110030

Source date

March 31, 2026
KEEBECK PARTNERS, LLC
Investment adviser

SEC file number

801-113573

Source date

March 30, 2026
KEEL CAPITAL AB
Investment adviser

SEC file number

801-107972

Source date

September 25, 2025
KEEL POINT, LLC
Investment adviser

SEC file number

801-62249

Source date

June 8, 2026
KEEL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-108599

Source date

May 5, 2026
KEELER & NADLER FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-80394

Source date

July 21, 2026
KEELER THOMAS MANAGEMENT LLC
Investment adviser

SEC file number

801-100354

Source date

March 20, 2026
KEEN CAPITAL, LLC
Investment adviser

SEC file number

801-128059

Source date

March 27, 2026
KEEN CAPITAL, LTD
Investment adviser

SEC file number

801-123128

Source date

May 14, 2026
KEENAN CAPITAL, LLC
Investment adviser

SEC file number

801-112784

Source date

March 25, 2026
KEENAN, LLC
Investment adviser

SEC file number

801-129000

Source date

April 23, 2026
KEENER FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-115127

Source date

July 20, 2026
KEENSIGHT CAPITAL
Exempt reporting adviser

SEC file number

802-116769

Source date

March 31, 2026
KEIDAN FINANCIAL CONSULTANTS LLC
Investment adviser

SEC file number

801-57002

Source date

September 4, 2026
KEIDAN MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-120947

Source date

March 30, 2026
KEITH HAMILTON, INC.
Investment adviser

SEC file number

801-113413

Source date

March 23, 2026
KELAI MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137489

Source date

September 10, 2026
KELLEHER FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-62029

Source date

April 14, 2026
KELLER FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-128879

Source date

April 30, 2026
KELLETT WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-120400

Source date

February 19, 2026
KELLEY INVESTMENTS, LLC
Investment adviser

SEC file number

801-67645

Source date

September 9, 2026
KELLOGG ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-70113

Source date

March 26, 2026
KELLY FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-119450

Source date

March 31, 2026
KELLY FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-64528

Source date

July 30, 2026
KELLY FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-112431

Source date

August 14, 2026
KELLY PARK INVESTMENT LLC
Investment adviser

SEC file number

801-114996

Source date

July 21, 2026
KELLY PARK MANAGEMENT II LLC
Exempt reporting adviser

SEC file number

802-129428

Source date

March 31, 2026
KELLY STRATEGIC MANAGEMENT, LLC
Investment adviser

SEC file number

801-121745

Source date

March 30, 2026
KELLY WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-129066

Source date

April 20, 2026
KELMAN LAZAROV INC
Investment adviser

SEC file number

801-45185

Source date

March 31, 2026
KELSEY FINANCIAL, LLC
Investment adviser

SEC file number

801-129004

Source date

March 23, 2026
KELSO & COMPANY, L.P.
Investment adviser

SEC file number

801-73793

Source date

April 30, 2026
KENDALL CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-78634

Source date

March 25, 2026
KENDALL INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-112269

Source date

March 28, 2026
KENMAR PREFERRED INVESTMENTS, LLC
Investment adviser

SEC file number

801-100359

Source date

March 23, 2026
KENNEDY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-15323

Source date

May 21, 2026
KENNEDY INVESTMENT GROUP, INC.
Investment adviser

SEC file number

801-126404

Source date

February 6, 2026
KENNEDY LEWIS CAPITAL HOLDINGS LLC
Investment adviser

SEC file number

801-126951

Source date

March 31, 2026
KENNEDY LEWIS LOAN MANAGEMENT LLC
Investment adviser

SEC file number

801-122289

Source date

March 31, 2026
KENNEDY LEWIS MANAGEMENT LP
Investment adviser

SEC file number

801-112622

Source date

April 24, 2026
KENNEDY WEALTH & TAX MANAGEMENT, LLC
Investment adviser

SEC file number

801-112886

Source date

March 23, 2026
KENNERMAN ASSOCIATE INC
Investment adviser

SEC file number

801-25724

Source date

February 26, 2026
KENNETH FRENKE & CO., INC.
Investment adviser

SEC file number

801-56310

Source date

March 24, 2026
KENNEY INVESTMENTS INC
Investment adviser

SEC file number

801-35528

Source date

March 30, 2026
KENNICOTT CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-121008

Source date

July 17, 2026
KENNONDALE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132553

Source date

September 22, 2026
KENNON-GREEN & COMPANY, LLC
Investment adviser

SEC file number

801-126091

Source date

March 19, 2026
KENORA FINANCIAL, LLC
Investment adviser

SEC file number

801-112395

Source date

July 29, 2026
KENSICO CAPITAL MANAGEMENT CORP.
Investment adviser

SEC file number

801-73379

Source date

March 26, 2026
KENSINGTON ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-119080

Source date

August 3, 2026
KENSINGTON FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-64526

Source date

July 13, 2026
KENSINGTON FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-120510

Source date

May 15, 2026
KENSINGTON INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-121893

Source date

March 31, 2026
KENSYS LTD
Investment adviser

SEC file number

801-128715

Source date

September 18, 2025
KENTER CANYON CAPITAL, LLC
Investment adviser

SEC file number

801-117091

Source date

March 31, 2026
KEPHA PARTNERS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-74605

Source date

January 6, 2026
KEPOS CAPITAL LP
Investment adviser

SEC file number

801-72308

Source date

May 20, 2026
KEPPEL CREDIT FUND MANAGEMENT PTE LTD
Exempt reporting adviser

SEC file number

802-130759

Source date

March 31, 2026
KEPPEL FUND MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-75239

Source date

March 31, 2026
KERA CAPITAL PARTNERS, INC.
Investment adviser

SEC file number

801-120454

Source date

September 24, 2026
KERBEROS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-130839

Source date

March 30, 2026
KERBERROSE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119492

Source date

September 9, 2026
KERCHEVILLE ADVISORS LLC
Investment adviser

SEC file number

801-92169

Source date

June 26, 2026
KERNS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126790

Source date

April 17, 2025
KEROGEN CAPITAL (UK) LIMITED
Exempt reporting adviser

SEC file number

802-113033

Source date

March 17, 2026
KEROGEN CAPITAL (ASIA) LIMITED
Exempt reporting adviser

SEC file number

802-77159

Source date

March 17, 2026
KEROGEN CAPITAL II LIMITED
Exempt reporting adviser

SEC file number

802-113032

Source date

March 17, 2026
KERR FINANCIAL PLANNING CORPORATION
Investment adviser

SEC file number

801-133713

Source date

September 16, 2026
KERRISDALE ADVISERS, LLC
Investment adviser

SEC file number

801-73986

Source date

March 31, 2026
KERUSSO CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-131671

Source date

March 4, 2026
KERUX, LLC
Investment adviser

SEC file number

801-128697

Source date

July 14, 2026
KESLER, NORMAN & WRIDE, LLC
Investment adviser

SEC file number

801-118514

Source date

June 24, 2026
KESSLER INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-71393

Source date

March 27, 2026
KESTENBAUM CAPITAL, LLC
Investment adviser

SEC file number

801-126999

Source date

March 31, 2026
KESTER CAPITAL LLP
Exempt reporting adviser

SEC file number

802-81075

Source date

February 3, 2026
KESTRA ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-56126

Source date

September 22, 2026
KESTRA INSTITUTIONAL SERVICES, LLC
Investment adviser

SEC file number

801-70743

Source date

June 30, 2026
KESTRA INVESTMENT MANAGEMENT, LLC.
Investment adviser

SEC file number

801-122889

Source date

September 22, 2026
KESTRA PRIVATE WEALTH SERVICES, LLC
Investment adviser

SEC file number

801-71936

Source date

September 22, 2026
KESTREL 0X1 ADVISORY US LLC
Exempt reporting adviser

SEC file number

802-129533

Source date

February 24, 2026
KESTREL INVESTMENT MANAGEMENT CORP
Investment adviser

SEC file number

801-43351

Source date

March 24, 2026
KESTREL PARTNERS LLP
Investment adviser

SEC file number

801-99337

Source date

June 26, 2026
KESTREL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123414

Source date

January 6, 2026
KETRON FINANCIAL LLC
Investment adviser

SEC file number

801-130222

Source date

May 12, 2026
KETTLE HILL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77815

Source date

March 20, 2026
KEUDELL MORRISON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112770

Source date

July 8, 2026
KEVIN E. VANDENBERG, LLC
Investment adviser

SEC file number

801-107567

Source date

March 29, 2026
KEVIN M. GIBNEY AND COMPANY, LLC
Investment adviser

SEC file number

801-70702

Source date

March 30, 2026
KEY 1 CAPITAL MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-130616

Source date

March 24, 2026
KEY CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-126114

Source date

April 8, 2026
KEY CLIENT FIDUCIARY ADVISORS, LLC
Investment adviser

SEC file number

801-114010

Source date

March 11, 2026
KEY FINANCIAL, INC.
Investment adviser

SEC file number

801-107742

Source date

July 17, 2026
KEY GROUP MANAGEMENT, INC.
Investment adviser

SEC file number

801-114845

Source date

May 18, 2026
KEY INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136599

Source date

May 29, 2026
KEY INVESTMENT PARTNERS LLC
Exempt reporting adviser

SEC file number

802-116771

Source date

March 25, 2026
KEY INVESTMENT SERVICES LLC
Investment adviser

SEC file number

801-65060

Source date

June 30, 2026
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-80151

Source date

March 4, 2026
KEYFRAME CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-117512

Source date

March 31, 2026
KEYHAVEN CAPITAL PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-134427

Source date

March 31, 2026
KEYNOTE FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-126600

Source date

March 11, 2026
KEYRIDGE ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-99365

Source date

March 30, 2026
KEYROCK CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-114367

Source date

April 1, 2026
KEYSTATE ADVISORY, LLC
Investment adviser

SEC file number

801-72123

Source date

March 24, 2026
KEYSTONE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-121617

Source date

March 13, 2026
KEYSTONE FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-121415

Source date

September 11, 2026
KEYSTONE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-79274

Source date

March 17, 2026
KEYSTONE FINANCIAL PLANNING, INC
Investment adviser

SEC file number

801-30218

Source date

February 27, 2026
KEYSTONE FINANCIAL SERVICES
Investment adviser

SEC file number

801-119534

Source date

May 27, 2026
KEYSTONE FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-120787

Source date

April 27, 2026
KEYSTONE GLOBAL PARTNERS LLC
Investment adviser

SEC file number

801-89170

Source date

April 2, 2026
KEYSTONE IMPERIAL LLC
Investment adviser

SEC file number

801-134972

Source date

April 2, 2026
KEYSTONE INVESTORS PTE. LTD.
Exempt reporting adviser

SEC file number

802-123649

Source date

April 27, 2026
KEYSTONE NATIONAL GROUP, LLC
Investment adviser

SEC file number

801-67537

Source date

September 18, 2026
KEYSTONE VENTURE TRUST INC.
Exempt reporting adviser

SEC file number

802-135358

Source date

January 19, 2026
KEYSTONE WEALTH ADVISORS, INCORPORATED
Investment adviser

SEC file number

801-71355

Source date

June 11, 2026
KEYSTONE WEALTH ALLIANCE, LLC
Investment adviser

SEC file number

801-136428

Source date

September 16, 2026
KEYSTONE WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-134233

Source date

June 5, 2026
KEYSTONE WEALTH SERVICES, LLC
Investment adviser

SEC file number

801-121495

Source date

August 6, 2026
KEYTONE VENTURES (HONG KONG) ADVISERS LIMITED
Exempt reporting adviser

SEC file number

802-108850

Source date

January 12, 2026
KEYVANTAGE WEALTH, LLC
Investment adviser

SEC file number

801-130771

Source date

March 23, 2026
KEYWISE CAPITAL MANAGEMENT (HK) LIMITED
Investment adviser

SEC file number

801-76775

Source date

March 25, 2026
KF ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-107593

Source date

March 20, 2026
KF GROUP, LP
Investment adviser

SEC file number

801-116774

Source date

July 1, 2026
KFA PRIVATE WEALTH GROUP, LLC
Investment adviser

SEC file number

801-106726

Source date

March 25, 2026
KFG WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-78914

Source date

March 31, 2026
KFG, LLC
Investment adviser

SEC file number

801-134274

Source date

July 8, 2026
KG CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-112461

Source date

June 3, 2026
KG FUNDS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-123670

Source date

March 5, 2026
KH2 CAPITAL MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-135259

Source date

March 25, 2026
KHANER CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-74880

Source date

March 27, 2026
KHAVEEN INVESTMENTS SDN. BHD.
Investment adviser

SEC file number

801-131741

Source date

March 23, 2026
KHOSLA VENTURES, LLC
Exempt reporting adviser

SEC file number

802-76280

Source date

May 20, 2026
KHROM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130807

Source date

March 31, 2026
KI CAPITAL WEALTH MANAGEMENT US LLC
Investment adviser

SEC file number

801-136870

Source date

July 14, 2026
KIAN CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-129981

Source date

March 31, 2026
KIARA ADVISORS PTE LTD
Exempt reporting adviser

SEC file number

802-108001

Source date

March 30, 2026
KICKING HORSE INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130123

Source date

March 27, 2026
KICKSTAND VENTURES, LLC
Investment adviser

SEC file number

801-128193

Source date

September 18, 2026
KICKSTART CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-78128

Source date

March 31, 2026
KIDS CAPITAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-120503

Source date

March 13, 2026
KIG INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130462

Source date

July 1, 2026
KIKER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-79392

Source date

August 5, 2026
KILDARE PARTNERS US, LLC
Investment adviser

SEC file number

801-78481

Source date

March 26, 2026
KILEY JUERGENS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-70467

Source date

July 17, 2026
KILNER CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-69347

Source date

March 12, 2026
KILOWATT CAPITAL LLC
Exempt reporting adviser

SEC file number

802-137036

Source date

July 9, 2026
KILTEARN PARTNERS LLP
Investment adviser

SEC file number

801-72673

Source date

August 19, 2026
KILTER GROUP LLC
Investment adviser

SEC file number

801-129927

Source date

June 23, 2026
KILTERHOWLING LLC
Investment adviser

SEC file number

801-118595

Source date

March 24, 2026
KIMELMAN & BAIRD, LLC
Investment adviser

SEC file number

801-9182

Source date

April 1, 2026
KIMERY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110623

Source date

September 11, 2026
KIMMERIDGE ENERGY MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-74251

Source date

May 6, 2026
KIN VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-126510

Source date

March 9, 2026
KINDERGARTEN VENTURES, LLC
Exempt reporting adviser

SEC file number

802-132450

Source date

February 22, 2026
KINDERHOOK INDUSTRIES, LLC
Investment adviser

SEC file number

801-73972

Source date

August 11, 2026
KINDRED CAPITAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-108847

Source date

June 11, 2026
KINDRED SPIRITS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-79797

Source date

February 24, 2026
KINEA US ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135086

Source date

March 30, 2026
KINEO CAPITAL LLC
Investment adviser

SEC file number

801-132503

Source date

August 27, 2026
KINETIC INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-118383

Source date

September 16, 2026
KINETIC PARTNERS MANAGEMENT, LP
Investment adviser

SEC file number

801-123114

Source date

March 31, 2026
KINETIC VENTURES, L.L.C.
Exempt reporting adviser

SEC file number

802-120931

Source date

March 24, 2026
KINETIC WEALTH INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-128963

Source date

May 18, 2026
KINETICOS LIFE SCIENCES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-123395

Source date

March 26, 2026
KING RIDGE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-131504

Source date

March 23, 2026
KING RIVER CAPITAL MANAGEMENT PTY LTD
Investment adviser

SEC file number

801-129512

Source date

March 18, 2026
KING STREET CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73828

Source date

March 31, 2026
KING WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-73023

Source date

January 27, 2026
KINGBIRD INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-119881

Source date

March 24, 2026
KINGDOM CAPITAL MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-129658

Source date

April 20, 2026
KINGDOM FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-113161

Source date

March 27, 2026
KINGDOM LEGACY ADVISORS CORPORATION
Investment adviser

SEC file number

801-132069

Source date

September 8, 2026
KINGDON CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-73482

Source date

March 30, 2026
KINGFISH CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-118592

Source date

April 28, 2026
KINGFISHER INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-127596

Source date

March 24, 2026
KINGS COURT CAPITAL PTE. LTD
Investment adviser

SEC file number

801-131737

Source date

March 31, 2026
KINGS PATH PARTNERS LLC
Investment adviser

SEC file number

801-107995

Source date

February 5, 2026
KINGSBARN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122509

Source date

March 30, 2026
KINGSBRIDGE INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-133732

Source date

March 9, 2026
KINGSBRIDGE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-77197

Source date

March 10, 2026
KINGSBROOK PARTNERS LP
Exempt reporting adviser

SEC file number

802-74385

Source date

March 13, 2026
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-118323

Source date

April 29, 2026
KINGSFORD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73688

Source date

March 26, 2026
KINGSMAN WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-129544

Source date

March 6, 2026
KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-68950

Source date

March 31, 2026
KINGSTONE CAPITAL PARTNERS TEXAS, LLC
Investment adviser

SEC file number

801-119503

Source date

April 7, 2026
KINGSVIEW WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-79198

Source date

July 29, 2026
KINGSWAY CAPITAL PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-123499

Source date

June 29, 2026
KINGSWOOD CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-117250

Source date

April 17, 2026
KINGSWOOD WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-110755

Source date

September 22, 2026
KINGWOOD INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-134979

Source date

March 20, 2026
KINLOCH CAPITAL, LLC
Investment adviser

SEC file number

801-115239

Source date

March 31, 2026
KINNAMON & ASSOCIATES LTD II
Investment adviser

SEC file number

801-135791

Source date

April 10, 2026
KINNERTON HILL CAPITAL LLP
Exempt reporting adviser

SEC file number

802-137222

Source date

August 4, 2026