Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 47 of 95

JENNY WEAVER CAPITAL LLC
Investment adviser

SEC file number

801-132801

Source date

March 26, 2026
JENSEN INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-32726

Source date

March 30, 2026
JEPPSON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117384

Source date

August 27, 2026
JEREMY ABELSON ADVISORY LLC
Exempt reporting adviser

SEC file number

802-131435

Source date

April 1, 2026
JERICHO CAPITAL ASSET MANAGEMENT L.P.
Investment adviser

SEC file number

801-73924

Source date

April 27, 2026
JERICHO FINANCIAL, LLP
Investment adviser

SEC file number

801-120540

Source date

February 26, 2026
JESSNICK CAPITAL MANAGEMENT,LLC
Exempt reporting adviser

SEC file number

802-122118

Source date

March 26, 2026
JESSUP WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-127039

Source date

September 18, 2026
JET WEALTH ADVISORS
Investment adviser

SEC file number

801-135319

Source date

June 5, 2026
JETHA GLOBAL (DIFC) LTD
Exempt reporting adviser

SEC file number

802-133738

Source date

July 14, 2026
JETSTREAM CRYPTO FUND
Exempt reporting adviser

SEC file number

802-133903

Source date

June 2, 2026
JEWEL INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-110023

Source date

March 17, 2026
JFA ADVISORS, LLC
Investment adviser

SEC file number

801-135397

Source date

May 14, 2026
JFR FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-81059

Source date

February 9, 2026
JFS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-68333

Source date

August 27, 2026
JGB CAPITAL MANAGEMENT L.P.
Investment adviser

SEC file number

801-110906

Source date

September 14, 2026
JGC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131726

Source date

March 17, 2026
JGP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112288

Source date

February 3, 2026
JHP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119280

Source date

February 26, 2026
JHSF CAPITAL LTDA.
Exempt reporting adviser

SEC file number

802-131946

Source date

March 24, 2026
JIBE SELECT 1 MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-131051

Source date

March 13, 2026
JIBE VENTURES GP, LLC
Exempt reporting adviser

SEC file number

802-123092

Source date

March 25, 2026
JIM MACKAY FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-132302

Source date

March 27, 2026
JIM SAULNIER & ASSOCIATES, LLC
Investment adviser

SEC file number

801-128717

Source date

July 14, 2026
JIN INVESTMENT MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-126712

Source date

April 23, 2026
JINDE ASSET MANAGEMENT (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-113507

Source date

March 23, 2026
JINGE ASSET MANAGEMENT (HK) LIMITED
Exempt reporting adviser

SEC file number

802-128896

Source date

March 3, 2026
J-INVESTMENT ADVISORS, LTD.
Exempt reporting adviser

SEC file number

802-137064

Source date

July 11, 2026
JIVE INVESTMENTS GESTAO DE RECURSOS E CONSULTORIA S.A.
Exempt reporting adviser

SEC file number

802-132703

Source date

March 18, 2026
JJJ CAPITAL MANAGEMENT (DIFC) LIMITED
Exempt reporting adviser

SEC file number

802-132273

Source date

September 8, 2026
JJJ CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-129273

Source date

September 8, 2026
JJP CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-20567

Source date

March 10, 2026
JJSA ADVISORS, LTD.
Investment adviser

SEC file number

801-134015

Source date

March 12, 2026
JK CAPITAL MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-74759

Source date

March 19, 2026
JK PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-129804

Source date

March 3, 2026
JK WITHUS CO. LTD.
Exempt reporting adviser

SEC file number

802-134959

Source date

May 1, 2026
JLB & ASSOCIATES INC
Investment adviser

SEC file number

801-19434

Source date

April 3, 2026
JLENS
Investment adviser

SEC file number

801-131261

Source date

October 16, 2025
JLL PARTNERS FCH, INC.
Investment adviser

SEC file number

801-108594

Source date

March 31, 2026
JLL PARTNERS, LLC
Investment adviser

SEC file number

801-108612

Source date

March 31, 2026
JM FINANCIAL LIMITED
Exempt reporting adviser

SEC file number

802-112989

Source date

June 27, 2026
JM FINANCIAL OVERSEAS HOLDINGS PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-75828

Source date

June 26, 2026
JM2 CAPITAL INC.
Investment adviser

SEC file number

801-124810

Source date

March 3, 2026
JMAC ENTERPRISES LLC
Investment adviser

SEC file number

801-120407

Source date

May 6, 2026
JMC MANAGEMENT, LLC
Investment adviser

SEC file number

801-108085

Source date

March 17, 2026
JMG FINANCIAL GROUP LTD
Investment adviser

SEC file number

801-23526

Source date

March 23, 2026
JMH WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132071

Source date

May 1, 2026
JMI MANAGEMENT, L.P.
Investment adviser

SEC file number

801-79886

Source date

June 4, 2026
JMK & ASSOCIATES, LLC
Investment adviser

SEC file number

801-120424

Source date

January 13, 2026
JMN FINANCIAL, LLC
Investment adviser

SEC file number

801-134674

Source date

March 17, 2026
JMS CAPITAL GROUP WEALTH SERVICES, LLC
Investment adviser

SEC file number

801-106661

Source date

March 27, 2026
JNBA FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-21522

Source date

September 22, 2026
JNE PARTNERS LLP
Exempt reporting adviser

SEC file number

802-114905

Source date

June 18, 2026
JNR EQUITY FUND I MANAGER LLC
Exempt reporting adviser

SEC file number

802-130900

Source date

February 18, 2026
JNR EQUITY FUND II MANAGER LLC
Exempt reporting adviser

SEC file number

802-135529

Source date

February 9, 2026
JOCELYN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-126910

Source date

March 27, 2026
JOE ALLEN, LLC
Investment adviser

SEC file number

801-136792

Source date

July 2, 2026
JOEL ADAMS AND ASSOCIATES INC.
Investment adviser

SEC file number

801-123660

Source date

February 26, 2026
JOEL ISAACSON & CO., LLC
Investment adviser

SEC file number

801-70880

Source date

March 16, 2026
JOEL R. MOGY INVESTMENT COUNSEL INC.
Investment adviser

SEC file number

801-15669

Source date

March 25, 2026
JOHCM (USA) INC
Investment adviser

SEC file number

801-78083

Source date

September 24, 2026
JOHKIM CAPITAL PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-118973

Source date

March 27, 2026
JOHN A. WOLFE & ASSOCIATES, INC.
Investment adviser

SEC file number

801-36076

Source date

September 1, 2026
JOHN BOYER, INC.
Investment adviser

SEC file number

801-121513

Source date

March 31, 2026
JOHN E. SESTINA AND COMPANY
Investment adviser

SEC file number

801-44151

Source date

March 4, 2026
JOHN F SUBY WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-70434

Source date

August 19, 2026
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-8124

Source date

March 25, 2026
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-80927

Source date

March 27, 2026
JOHN HANCOCK VARIABLE TRUST ADVISERS LLC
Investment adviser

SEC file number

801-28947

Source date

March 25, 2026
JOHN MOORE & ASSOCIATES INC
Investment adviser

SEC file number

801-55123

Source date

April 1, 2026
JOHN W. BRISTOL & CO., INC.
Investment adviser

SEC file number

801-13942

Source date

August 4, 2026
JOHN W. BROOKER & CO., CPAS, PC
Investment adviser

SEC file number

801-19247

Source date

August 19, 2026
JOHNSON & SHUTE INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-123376

Source date

August 18, 2026
JOHNSON & WHITE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-79746

Source date

July 23, 2026
JOHNSON BIXBY & ASSOCIATES, LLC
Investment adviser

SEC file number

801-119645

Source date

March 13, 2026
JOHNSON DUNN CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-125028

Source date

July 16, 2026
JOHNSON FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-79223

Source date

May 4, 2026
JOHNSON INVESTMENT COUNSEL, INC.
Investment adviser

SEC file number

801-60676

Source date

May 19, 2026
JOHNSON LYMAN, INC.
Investment adviser

SEC file number

801-70139

Source date

March 4, 2026
JOHNSON STERLING, INC.
Investment adviser

SEC file number

801-49811

Source date

March 31, 2026
JOHNSON WEALTH INC.
Investment adviser

SEC file number

801-61862

Source date

March 27, 2026
JOHNSON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110295

Source date

July 29, 2026
JOIN BEYOND, LLC
Exempt reporting adviser

SEC file number

802-134665

Source date

May 4, 2026
JONATHAN ROBERTS ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-60722

Source date

March 31, 2026
JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS, LLC
Investment adviser

SEC file number

801-119927

Source date

April 27, 2026
JONES HILL CAPITAL LP
Investment adviser

SEC file number

801-135105

Source date

May 6, 2026
JONES KERTZ & ASSOCIATES, INC.
Investment adviser

SEC file number

801-112613

Source date

March 4, 2026
JONES ROAD CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-114289

Source date

March 26, 2026
JONES STREET INVESTMENT PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-121124

Source date

March 27, 2026
JORDAN PARK GROUP LLC
Investment adviser

SEC file number

801-110062

Source date

July 8, 2026
JORDAN/ZALAZNICK ADVISERS, INC.
Investment adviser

SEC file number

801-73940

Source date

March 26, 2026
JORDANELLE CAPITAL, LLC
Investment adviser

SEC file number

801-126936

Source date

June 26, 2026
JOSEPH ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-128749

Source date

March 24, 2026
JOSEPH JOHN HASSON, JR.
Investment adviser

SEC file number

801-57322

Source date

March 3, 2026
JOSEPH P. LUCIA & ASSOCIATES, LLC
Investment adviser

SEC file number

801-76540

Source date

March 25, 2026
JOSH ARNOLD INVESTMENT CONSULTANT, LLC
Investment adviser

SEC file number

801-120651

Source date

March 3, 2026
JOSS BROWN WEALTH ADVISORS GROUP LLC
Investment adviser

SEC file number

801-127223

Source date

February 5, 2026
JOULE VENTURES LLC
Exempt reporting adviser

SEC file number

802-118273

Source date

March 18, 2026
JOURNAL CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121687

Source date

March 30, 2026
JOURNEY ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-79934

Source date

August 21, 2026
JOURNEY BEYOND WEALTH, LLC
Investment adviser

SEC file number

801-128161

Source date

February 6, 2026
JOURNEY FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-79263

Source date

March 24, 2026
JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-122085

Source date

June 5, 2026
JOY CAPITAL MANAGEMENT, LTD.
Exempt reporting adviser

SEC file number

802-106560

Source date

March 30, 2026
JOYCE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-127428

Source date

April 2, 2026
JP WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-63273

Source date

March 30, 2026
JPB PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-74775

Source date

February 24, 2026
JPC WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-61096

Source date

June 25, 2026
JPL MANAGEMENT SERVICES LLC
Exempt reporting adviser

SEC file number

802-112519

Source date

March 30, 2026
JPL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128893

Source date

September 15, 2026
JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC) LIMITED
Investment adviser

SEC file number

801-114775

Source date

March 31, 2026
JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L.
Exempt reporting adviser

SEC file number

802-116868

Source date

August 14, 2026
JPMORGAN ASSET MANAGEMENT (UK) LIMITED
Investment adviser

SEC file number

801-64725

Source date

April 14, 2026
JPMORGAN FUNDS LIMITED
Investment adviser

SEC file number

801-80071

Source date

May 8, 2026
JPS ADVISORS LLC
Investment adviser

SEC file number

801-136728

Source date

July 15, 2026
JPS FINANCIAL, LLC
Investment adviser

SEC file number

801-78803

Source date

March 5, 2026
JQL WEALTH LLC
Investment adviser

SEC file number

801-135814

Source date

August 3, 2026
JRE ADVISORS LLC
Investment adviser

SEC file number

801-123359

Source date

March 27, 2026
JRM INVESTMENT COUNSEL, L.L.C.
Investment adviser

SEC file number

801-65892

Source date

March 31, 2026
JRS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135617

Source date

February 19, 2026
JSB CAPITAL GROUP LLC
Exempt reporting adviser

SEC file number

802-134299

Source date

March 27, 2026
JSF FINANCIAL, LLC
Investment adviser

SEC file number

801-71250

Source date

July 14, 2026
JSI MANAGER LLC
Exempt reporting adviser

SEC file number

802-132867

Source date

January 15, 2026
JSL HEALTH CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119859

Source date

May 6, 2026
JSSI AVIATION CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135536

Source date

February 10, 2026
JST CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-133825

Source date

March 24, 2026
J-STAR CO., LTD.
Exempt reporting adviser

SEC file number

802-110241

Source date

December 24, 2025
JSTAR FUND MANAGERS, LLC
Exempt reporting adviser

SEC file number

802-133974

Source date

March 23, 2026
JSTAR HORIZON GP II, LLC
Exempt reporting adviser

SEC file number

802-135364

Source date

January 20, 2026
JT STRATFORD, LLC
Investment adviser

SEC file number

801-101474

Source date

March 31, 2026
JTC GAS UK LLP
Exempt reporting adviser

SEC file number

802-136505

Source date

September 24, 2026
JTM EQUITY PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-135992

Source date

March 26, 2026
JTS FUND ADVISORS, LLC
Investment adviser

SEC file number

801-117007

Source date

March 30, 2026
JUBARTE ASSET MANAGEMENT LTDA.
Investment adviser

SEC file number

801-137088

Source date

July 15, 2026
JUGGERNAUT MANAGEMENT, LLC
Investment adviser

SEC file number

801-73579

Source date

March 31, 2026
JUJO PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-135404

Source date

January 25, 2026
JULEX CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-106823

Source date

February 24, 2026
JUMP CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-107393

Source date

July 22, 2026
JUMPSPEED MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-118390

Source date

June 13, 2025
JUMPSTART HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-119514

Source date

August 14, 2026
JUNA EQUITY PARTNERS, LP
Exempt reporting adviser

SEC file number

802-132623

Source date

March 31, 2026
JUNCTION ENERGY CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-114184

Source date

March 19, 2026
JUNCTURE WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-113927

Source date

March 31, 2026
JUNGLE ROCK CAPITAL LTD
Investment adviser

SEC file number

801-136541

Source date

May 20, 2026
JUNGLE VENTURES PTE LTD
Exempt reporting adviser

SEC file number

802-108762

Source date

March 24, 2026
JUNIPER CAPITAL ADVISORS, L.P.
Investment adviser

SEC file number

801-106659

Source date

March 16, 2026
JUNIPER CAPITAL INVESTMENT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-120778

Source date

March 16, 2026
JUNIPER CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118419

Source date

May 11, 2026
JUNIPER GP, LLC
Exempt reporting adviser

SEC file number

802-136440

Source date

May 7, 2026
JUNIPER INVESTMENT COMPANY, LLC
Investment adviser

SEC file number

801-117664

Source date

March 30, 2026
JUNIPER VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135281

Source date

March 18, 2026
JUNO FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-132999

Source date

February 12, 2026
JUNO INVESTMENT PARTNERS B.V.
Exempt reporting adviser

SEC file number

802-79977

Source date

May 1, 2026
JUNTO CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-78836

Source date

March 26, 2026
JUPITER ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-121221

Source date

March 31, 2026
JUPITER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114274

Source date

March 6, 2026
JUST FUTURES ADVISORS, LLC
Investment adviser

SEC file number

801-135569

Source date

February 20, 2026
JUSTICE SETTLEMENT CONSULTING INC.
Investment adviser

SEC file number

801-137090

Source date

September 1, 2026
JUSTIFY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137098

Source date

July 16, 2026
JUVIA GROUP, L.P.
Exempt reporting adviser

SEC file number

802-137181

Source date

July 29, 2026
JUVO VENTURES, LLC
Exempt reporting adviser

SEC file number

802-135372

Source date

January 21, 2026
JUXTA CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-133783

Source date

March 13, 2026
JV MANAGEMENT LLC
Investment adviser

SEC file number

801-121656

Source date

May 6, 2026
JVL ASSOCIATES, LLC
Investment adviser

SEC file number

801-61660

Source date

April 28, 2026
JVP INTERNATIONAL MANAGEMENT CORPORATION
Exempt reporting adviser

SEC file number

802-75266

Source date

March 24, 2026
JW ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-78292

Source date

March 20, 2026
JWBC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112034

Source date

March 25, 2026
JWS CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-117663

Source date

March 11, 2026
JXP MGMT LLC
Exempt reporting adviser

SEC file number

802-127040

Source date

March 30, 2026
K FUND CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-128847

Source date

May 11, 2026
K PROPERTY MANAGER, LLC
Exempt reporting adviser

SEC file number

802-112563

Source date

June 10, 2025
K R FINANCIAL LLC
Investment adviser

SEC file number

801-55930

Source date

April 24, 2026
K.J. HARRISON & PARTNERS (USA) INC.
Investment adviser

SEC file number

801-107467

Source date

July 1, 2026
K1 INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-107640

Source date

August 3, 2026
K2 CAPITAL ADV, LLC
Exempt reporting adviser

SEC file number

802-127395

Source date

March 16, 2026
K2 FINANCIAL INC.
Investment adviser

SEC file number

801-120939

Source date

March 21, 2026
K2 MANAGEMENT CO.
Exempt reporting adviser

SEC file number

802-127011

Source date

March 6, 2026
K2 VENTURE MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-127010

Source date

March 6, 2026
K2 WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135782

Source date

April 14, 2026
K2/D&S MANAGEMENT CO., L.L.C.
Investment adviser

SEC file number

801-61852

Source date

September 16, 2026
K5 GLOBAL ADVISOR LLC
Investment adviser

SEC file number

801-121249

Source date

September 9, 2026
K50 MANAGERS LLC
Exempt reporting adviser

SEC file number

802-127823

Source date

March 31, 2026
K8 MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131987

Source date

February 26, 2026
K9 VENTURES, LLC
Exempt reporting adviser

SEC file number

802-126074

Source date

March 31, 2026
KA CREDIT ADVISORS II, LLC
Investment adviser

SEC file number

801-120131

Source date

March 13, 2026
KA CREDIT ADVISORS, LLC
Investment adviser

SEC file number

801-119588

Source date

March 13, 2026
KA FUND ADVISORS, LLC
Investment adviser

SEC file number

801-67089

Source date

March 10, 2026
KABOUTER MANAGEMENT, LLC
Investment adviser

SEC file number

801-71611

Source date

March 30, 2026
KABR MANAGEMENT, LLC
Investment adviser

SEC file number

801-108153

Source date

March 31, 2026
KACHKOVSKY & FISHER, INC.
Investment adviser

SEC file number

801-114268

Source date

March 24, 2026
KADENSA CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-110605

Source date

March 30, 2026
KADITA PARTNERS PTE. LTD.
Investment adviser

SEC file number

801-128796

Source date

March 27, 2026
KAE CAPITAL MANAGEMENT PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-106764

Source date

June 30, 2026
KAH CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-114224

Source date

March 30, 2026
KAHALA FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-110741

Source date

March 20, 2026
KAHN ASSET MANAGEMENT, INC
Investment adviser

SEC file number

801-136628

Source date

June 3, 2026
KAHN BROTHERS ADVISORS LLC
Investment adviser

SEC file number

801-14146

Source date

September 16, 2026
KAHN BROTHERS ASSET MANAGEMENT CORP
Investment adviser

SEC file number

801-32184

Source date

September 16, 2026
KAHN FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-121222

Source date

September 21, 2026
KAI MANAGEMENT GROUP, LLC
Exempt reporting adviser

SEC file number

802-128179

Source date

March 30, 2026
KAI WEALTH LLC
Investment adviser

SEC file number

801-131183

Source date

April 2, 2026
KAILAI ADVISERS LTD.
Investment adviser

SEC file number

801-74088

Source date

May 21, 2026
KAILASA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-110505

Source date

March 6, 2026
KAILASH CAPITAL RESEARCH LLC
Investment adviser

SEC file number

801-117337

Source date

September 22, 2026
KAILIX ADVISORS LLC
Investment adviser

SEC file number

801-126825

Source date

February 20, 2026
KAIN CAPITAL LLC
Investment adviser

SEC file number

801-123500

Source date

May 5, 2026
KAINOS CAPITAL LP
Investment adviser

SEC file number

801-77307

Source date

April 9, 2026
KAIROI FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129431

Source date

March 18, 2026
KAIROS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-135032

Source date

February 11, 2026
KAIROS HEALTH CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129814

Source date

February 13, 2026
KAIROS INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-120263

Source date

April 1, 2026
KAIROS INVESTMENT MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-88197

Source date

March 30, 2026
KAIROS MANAGERS, LLC
Exempt reporting adviser

SEC file number

802-112506

Source date

March 31, 2026
KAIROS VENTURE INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-108450

Source date

March 27, 2026
KAISER PARTNER FINANCIAL ADVISORS LTD.
Investment adviser

SEC file number

801-70234

Source date

April 28, 2026
KAIYO WEALTH LLC
Investment adviser

SEC file number

801-135677

Source date

April 20, 2026
KAIZEN CAPITAL PARTNERS LIMITED
Investment adviser

SEC file number

801-120699

Source date

March 30, 2026
KAIZEN FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-115111

Source date

March 25, 2026
KAIZEN FINANCIAL STRATEGIES, LLC
Investment adviser

SEC file number

801-114234

Source date

March 3, 2026
KAIZEN INVESTMENT MANAGEMENT PTE. LTD
Exempt reporting adviser

SEC file number

802-129386

Source date

March 31, 2025
KAIZEN RETIREMENT PLAN ADVISORS, LLC
Investment adviser

SEC file number

801-130196

Source date

February 20, 2026
KALAARI CAPITAL ADVISORS PVT LTD
Exempt reporting adviser

SEC file number

802-75626

Source date

June 30, 2026
KALAMATA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-110725

Source date

March 31, 2026
KALEHUA CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127468

Source date

March 31, 2026
KALEIDO CAPITAL PARTNERS LIMITED
Investment adviser

SEC file number

801-136386

Source date

September 25, 2026
KALEIDOSCOPE CAPITAL LP
Investment adviser

SEC file number

801-110304

Source date

April 1, 2026
KALKA INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-81126

Source date

March 31, 2026
KALMIA ADVISORS INC.
Exempt reporting adviser

SEC file number

802-120165

Source date

March 10, 2026
KALTBAUM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132465

Source date

March 27, 2026
KALYSTA CAPITAL PRIVATE LTD MAURITIUS
Exempt reporting adviser

SEC file number

802-106728

Source date

June 24, 2026
KAMERRA HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-132888

Source date

March 31, 2026
KAMICHU WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-113441

Source date

March 3, 2026
KANAME CAPITAL, L.P.
Investment adviser

SEC file number

801-117074

Source date

April 20, 2026
KANANI ADVISORY GROUP INC.
Investment adviser

SEC file number

801-125845

Source date

April 14, 2026
KANAWHA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60800

Source date

September 4, 2026
KANBRICK LLC
Investment adviser

SEC file number

801-128403

Source date

March 29, 2026
KANE COMPANY WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-117373

Source date

April 2, 2026
KANE FINANCIAL, LLC
Investment adviser

SEC file number

801-122385

Source date

March 12, 2026
KANE INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-121604

Source date

March 24, 2026
KANEN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-116998

Source date

May 22, 2026
KANOS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136239

Source date

April 17, 2026
KANTAME CAPITAL PARTNERS GP LLC
Exempt reporting adviser

SEC file number

802-136762

Source date

June 17, 2026
KAPOR CAPITAL MANAGEMENT COMPANY L.L.C.
Exempt reporting adviser

SEC file number

802-123033

Source date

March 10, 2026
KAPSTONE FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-123348

Source date

June 18, 2026
KAPUSTA FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-113806

Source date

July 13, 2026
KARAGOSIAN FINANCIAL SERVICES, INC
Investment adviser

SEC file number

801-121523

Source date

March 9, 2026
KARANI ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-113904

Source date

March 26, 2026
KARE MANAGER HOLDINGS, L.P.
Investment adviser

SEC file number

801-137236

Source date

August 27, 2026
KARL KAPITAL LLC
Investment adviser

SEC file number

801-131486

Source date

March 31, 2026
KARLOV STREET CAPITAL, LLC
Investment adviser

SEC file number

801-128419

Source date

March 25, 2026