Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 43 of 96

HOT CREEK CAPITAL, L.L.C.
Investment adviser

SEC file number

801-126431

Source date

February 5, 2026
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60512

Source date

March 30, 2026
HOTTINGER & CO LIMITED
Investment adviser

SEC file number

801-122761

Source date

March 31, 2026
HOULIHAN FINANCIAL RESOURCE GROUP, LTD.
Investment adviser

SEC file number

801-61192

Source date

March 24, 2026
HOUND PARTNERS, LLC
Investment adviser

SEC file number

801-72100

Source date

July 15, 2026
HOURGLASS CAPITAL, LLC
Investment adviser

SEC file number

801-69395

Source date

October 1, 2026
HOUSATONIC MANAGEMENT COMPANY, INC.
Investment adviser

SEC file number

801-74152

Source date

March 23, 2026
HOUSE HOLDINGS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136178

Source date

April 7, 2026
HOVER4PI CAPITAL MANAGEMENT LIMITED
Investment adviser

SEC file number

801-131720

Source date

May 11, 2026
HOWARD BAILEY SECURITIES, LLC
Investment adviser

SEC file number

801-114636

Source date

October 13, 2026
HOWARD CAPITAL MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-119502

Source date

March 30, 2026
HOWARD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-69763

Source date

June 12, 2026
HOWARD FINANCIAL SERVICES, LTD.
Investment adviser

SEC file number

801-46741

Source date

August 12, 2026
HOWARD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114237

Source date

October 28, 2026
HOWE AND RUSLING, INC.
Investment adviser

SEC file number

801-294

Source date

October 6, 2026
HOWLAND AND ASSOCIATES, LLC
Investment adviser

SEC file number

801-136782

Source date

August 11, 2026
HOWLAND CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-8390

Source date

March 31, 2026
HOXTON PLANNING & MANAGEMENT, LLC
Investment adviser

SEC file number

801-123434

Source date

March 16, 2026
HOXTON VENTURES LLP
Exempt reporting adviser

SEC file number

802-126501

Source date

July 23, 2025
HOXTON WEALTH USA LLC
Investment adviser

SEC file number

801-123553

Source date

August 17, 2026
HOYA CAPITAL REAL ESTATE, LLC
Investment adviser

SEC file number

801-114767

Source date

March 30, 2026
HPE CAPITAL MANAGEMENT II, LLC
Investment adviser

SEC file number

801-117101

Source date

September 17, 2026
HPS ADVISORS, LLC
Investment adviser

SEC file number

801-127446

Source date

May 20, 2026
HPS INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-107234

Source date

May 20, 2026
HQ CAPITAL (DEUTSCHLAND) GMBH
Exempt reporting adviser

SEC file number

802-133797

Source date

March 31, 2026
HQ CAPITAL PRIVATE EQUITY LLC
Investment adviser

SEC file number

801-64151

Source date

March 31, 2026
HR ADVOCATES, INC.
Investment adviser

SEC file number

801-75062

Source date

March 18, 2026
HRC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-106855

Source date

March 23, 2026
HRTG GPE, LLC
Investment adviser

SEC file number

801-73343

Source date

June 10, 2026
HS GROUP (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-80525

Source date

March 26, 2026
HS MANAGEMENT PARTNERS, LLC
Investment adviser

SEC file number

801-68501

Source date

June 26, 2026
HSBC ALTERNATIVE INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-80518

Source date

August 27, 2026
HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-127368

Source date

June 27, 2026
HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED
Investment adviser

SEC file number

801-29922

Source date

August 19, 2026
HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
Investment adviser

SEC file number

801-71863

Source date

September 2, 2026
HSBC GLOBAL ASSET MANAGEMENT (USA) INC.
Investment adviser

SEC file number

801-25999

Source date

September 22, 2026
HSBC MANAGEMENT (GUERNSEY) LIMITED
Exempt reporting adviser

SEC file number

802-80648

Source date

March 30, 2026
HSBC SECURITIES (USA) INC.
Investment adviser

SEC file number

801-64563

Source date

October 27, 2026
HSG ADVISORS (SG) PTE. LTD
Exempt reporting adviser

SEC file number

802-136891

Source date

June 29, 2026
HSI GESTORA DE ATIVOS FINANCEIROS LTDA.
Exempt reporting adviser

SEC file number

802-132455

Source date

February 11, 2026
HSI GESTORA DE CREDITO PRIVADO LTDA
Exempt reporting adviser

SEC file number

802-132442

Source date

February 11, 2026
HSI GESTORA DE REAL ESTATE PRIVATE EQUITY LTDA
Exempt reporting adviser

SEC file number

802-132441

Source date

February 11, 2026
HST VENTURES, LLC
Investment adviser

SEC file number

801-130693

Source date

February 24, 2026
HSV HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-117581

Source date

March 13, 2026
HT PARTNERS LLC
Investment adviser

SEC file number

801-69512

Source date

October 16, 2026
HTAA, LLC
Investment adviser

SEC file number

801-79752

Source date

March 31, 2026
HTG INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-55553

Source date

October 9, 2026
HUAXING ASSOCIATES III, L.P.
Exempt reporting adviser

SEC file number

802-131287

Source date

March 26, 2026
HUAXING GROWTH CAPITAL ADVISORY LIMITED
Exempt reporting adviser

SEC file number

802-131286

Source date

March 26, 2026
HUAXING GROWTH CAPITAL MANAGEMENT, LTD.
Exempt reporting adviser

SEC file number

802-131288

Source date

March 26, 2026
HUB INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-118346

Source date

September 14, 2026
HUBBADU CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134609

Source date

May 4, 2026
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-115250

Source date

March 19, 2026
HUBER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-67634

Source date

April 1, 2026
HUBER, WEAKLAND & ASSOCIATES, INC.
Investment adviser

SEC file number

801-113612

Source date

March 23, 2026
HUDOCK, INC.
Investment adviser

SEC file number

801-70772

Source date

November 2, 2026
HUDSON & ASSOCIATES WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136760

Source date

September 28, 2026
HUDSON AMERICAS L.P.
Investment adviser

SEC file number

801-72104

Source date

August 31, 2026
HUDSON BAY CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-73536

Source date

November 5, 2026
HUDSON CANYON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-108970

Source date

March 25, 2026
HUDSON CAPITAL ADVISORY, INC.
Investment adviser

SEC file number

801-121466

Source date

March 26, 2026
HUDSON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-72134

Source date

October 16, 2026
HUDSON COVE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-107465

Source date

March 27, 2026
HUDSON EDGE INVESTMENT PARTNERS, INC.
Investment adviser

SEC file number

801-19314

Source date

April 13, 2026
HUDSON EXECUTIVE CAPITAL LP
Exempt reporting adviser

SEC file number

802-137074

Source date

July 14, 2026
HUDSON FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-136160

Source date

May 15, 2026
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-64064

Source date

March 23, 2026
HUDSON HILL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-124741

Source date

March 31, 2026
HUDSON HOUSE CAPITAL INCORPORATED
Investment adviser

SEC file number

801-132861

Source date

August 25, 2026
HUDSON HOUSING CAPITAL LLC
Investment adviser

SEC file number

801-74733

Source date

March 25, 2026
HUDSON OAK WEALTH ADVISORY LLC
Investment adviser

SEC file number

801-132434

Source date

March 30, 2026
HUDSON PORTFOLIO MANAGEMENT LLC
Investment adviser

SEC file number

801-62646

Source date

March 30, 2026
HUDSON STRUCTURED CAPITAL MANAGEMENT LTD.
Investment adviser

SEC file number

801-107314

Source date

September 4, 2026
HUDSON VALLEY WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-74737

Source date

March 31, 2026
HUDSON VALUE PARTNERS, LLC
Investment adviser

SEC file number

801-115202

Source date

November 2, 2026
HUDSON VIEW ADVISORS, LLC
Investment adviser

SEC file number

801-111035

Source date

March 10, 2026
HUDSON WAY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-107843

Source date

March 30, 2026
HUFFMAN & ROSS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132669

Source date

June 29, 2026
HUFFMAN PRAIRIE HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-119823

Source date

March 6, 2026
HUGHES & COMPANY INVESTMENT PARTNERS, L.P.
Investment adviser

SEC file number

801-134063

Source date

March 25, 2026
HUGHES FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-80866

Source date

October 27, 2026
HUGHES WARREN, INC.
Investment adviser

SEC file number

801-113240

Source date

February 20, 2026
HUIDONG SECURITIES INVESTMENT CO., LTD
Exempt reporting adviser

SEC file number

802-131988

Source date

March 2, 2026
HUIZENGA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72685

Source date

March 12, 2026
HULL STREET ENERGY, LLC
Investment adviser

SEC file number

801-113755

Source date

June 30, 2026
HULSEY CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-135862

Source date

September 4, 2026
HUMAINNADIR INC.
Exempt reporting adviser

SEC file number

802-137168

Source date

July 27, 2026
HUMAN CAPITAL INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-119165

Source date

August 13, 2026
HUMAN ELEMENT VENTURES, LLC
Exempt reporting adviser

SEC file number

802-130433

Source date

April 20, 2026
HUMAN INTEREST ADVISORS LLC
Investment adviser

SEC file number

801-100429

Source date

July 13, 2026
HUMAN INVESTING, LLC
Investment adviser

SEC file number

801-63556

Source date

March 26, 2026
HUMAN VENTURES LLC
Exempt reporting adviser

SEC file number

802-129270

Source date

April 15, 2026
HUMBLE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-130525

Source date

February 26, 2026
HUMBLE MANAGEMENT, LLC
Investment adviser

SEC file number

801-129705

Source date

March 30, 2026
HUMBLE VENTURES LLC
Exempt reporting adviser

SEC file number

802-128629

Source date

July 27, 2026
HUMBOLDT CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-129313

Source date

March 27, 2026
HUMILIS INVESTMENT STRATEGIES, LLC
Investment adviser

SEC file number

801-134344

Source date

February 20, 2026
HUMLA VENTURES LLC
Exempt reporting adviser

SEC file number

802-129192

Source date

April 1, 2026
HUMMER FINANCIAL ADVISORY SERVICES INC
Investment adviser

SEC file number

801-113269

Source date

February 13, 2026
HUMMING BIRD MAURITIUS
Exempt reporting adviser

SEC file number

802-121113

Source date

June 29, 2026
HUMMINGBIRD VENTURES MANAGEMENT NV
Exempt reporting adviser

SEC file number

802-136609

Source date

May 29, 2026
HUMPHREYS CAPITAL, LLC
Investment adviser

SEC file number

801-119351

Source date

April 10, 2026
HUNDREDFOLD ADVISORS, LLC
Investment adviser

SEC file number

801-63226

Source date

March 19, 2026
HUNNIWELL LAKE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-135908

Source date

March 20, 2026
HUNT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-118517

Source date

March 27, 2026
HUNT INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-70653

Source date

April 9, 2026
HUNT WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-135610

Source date

April 23, 2026
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-42007

Source date

July 30, 2026
HUNTER LEWIS LLC
Investment adviser

SEC file number

801-117308

Source date

April 9, 2026
HUNTER MICHAEL INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-55214

Source date

March 30, 2026
HUNTER PERKINS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-118729

Source date

March 31, 2026
HUNTER POINT CAPITAL LP
Investment adviser

SEC file number

801-119982

Source date

September 25, 2026
HUNTER PRIVATE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-131791

Source date

March 31, 2026
HUNTER SEARCH MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132901

Source date

March 30, 2026
HUNTER STREET INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-131679

Source date

June 1, 2026
HUNTER STREET PARTNERS, LP
Investment adviser

SEC file number

801-128339

Source date

June 8, 2026
HUNTERBROOK CAPITAL LP
Exempt reporting adviser

SEC file number

802-130191

Source date

April 1, 2026
HUNTERS MOON CAPITAL (US) LP
Investment adviser

SEC file number

801-134894

Source date

September 1, 2026
HUNTERS MOON CAPITAL LLP
Investment adviser

SEC file number

801-134779

Source date

September 1, 2026
HUNTING HILL GLOBAL CAPITAL, LLC
Investment adviser

SEC file number

801-78603

Source date

March 31, 2026
HUNTLEIGH ADVISORS, INC.
Investment adviser

SEC file number

801-62677

Source date

March 30, 2026
HURLEY CAPITAL, LLC
Investment adviser

SEC file number

801-69269

Source date

October 14, 2026
HURLEY FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-57809

Source date

March 12, 2026
HURLOW WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-107700

Source date

October 7, 2026
HURON CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-73784

Source date

June 16, 2026
HURRICANE CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-127861

Source date

July 20, 2026
HUSSMAN STRATEGIC ADVISORS INC
Investment adviser

SEC file number

801-57572

Source date

January 22, 2026
HUSTLE FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112196

Source date

March 31, 2026
HUTCH CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-112375

Source date

February 18, 2026
HUTCHENS & KRAMER INVESTMENT MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-114130

Source date

September 29, 2026
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-110476

Source date

August 31, 2026
HUTCHINSON CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-48519

Source date

March 30, 2026
HUTNER CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-79521

Source date

March 30, 2026
HUTTO RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-113257

Source date

March 8, 2026
HV CAPITAL ADVISER GMBH
Exempt reporting adviser

SEC file number

802-76783

Source date

March 24, 2026
HV CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-134910

Source date

May 14, 2026
HV CAPITAL MANAGER GMBH
Exempt reporting adviser

SEC file number

802-118092

Source date

March 26, 2026
HV MANCO, LLC
Investment adviser

SEC file number

801-122470

Source date

March 31, 2026
HVC MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-115142

Source date

March 24, 2026
HVPF MANAGER II, LLC
Investment adviser

SEC file number

801-124732

Source date

March 26, 2026
HW CAPITAL LLC
Investment adviser

SEC file number

801-114174

Source date

March 30, 2026
HWVP MANAGEMENT COMPANY, L.L.C.
Exempt reporting adviser

SEC file number

802-111765

Source date

March 27, 2026
HX INVESTMENT ADVISOR, INC.
Exempt reporting adviser

SEC file number

802-128895

Source date

March 27, 2026
HY24 SAS
Exempt reporting adviser

SEC file number

802-128418

Source date

March 24, 2026
HYCO RIVER INVESTMENTS, INCORPORATED
Investment adviser

SEC file number

801-135856

Source date

September 16, 2026
HYDE PARK ANGELS, INC.
Exempt reporting adviser

SEC file number

802-126588

Source date

March 26, 2026
HYDE PARK VENTURE PARTNERS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-79461

Source date

March 20, 2026
HYJC CAPITAL OF WNY, LLC
Investment adviser

SEC file number

801-129355

Source date

March 15, 2026
HYLAND, BRUCE TAPPAN
Investment adviser

SEC file number

801-72980

Source date

March 16, 2026
HYPATIA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-126547

Source date

March 6, 2026
HYPERGUAP ATLANTIS, LLC
Exempt reporting adviser

SEC file number

802-132521

Source date

March 25, 2026
HYPERION ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-111031

Source date

September 25, 2026
HYPERION CAPITAL ADVISORS LP
Investment adviser

SEC file number

801-117715

Source date

March 31, 2026
HYPERSPHERE ATLAS MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-129934

Source date

March 23, 2026
HYPERSPHERE PARALLEL NETWORK MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-126474

Source date

March 23, 2026
HYPERSPHERE VENTURES LLC
Exempt reporting adviser

SEC file number

802-126475

Source date

March 23, 2026
HYPERWISE VENTURES MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-118781

Source date

March 31, 2026
HYPERX FOUNDATION LTD
Exempt reporting adviser

SEC file number

802-133016

Source date

July 30, 2025
HYPHEN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134270

Source date

March 23, 2026
HYPOSWISS ADVISORS SA
Investment adviser

SEC file number

801-72529

Source date

March 30, 2026
HYVE INVEST INC
Investment adviser

SEC file number

801-126410

Source date

March 18, 2026
HYXCEL ASSET MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-135756

Source date

March 4, 2026
HZ INVESTMENTS INC.
Investment adviser

SEC file number

801-120217

Source date

February 24, 2026
I SQUARED CAPITAL ADVISORS (US) LLC
Investment adviser

SEC file number

801-78269

Source date

March 28, 2026
I.B.F. MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-107705

Source date

February 4, 2026
I2E MANAGEMENT COMPANY, INC.
Exempt reporting adviser

SEC file number

802-123319

Source date

September 29, 2026
I2I VENTURES GP LLC
Exempt reporting adviser

SEC file number

802-132721

Source date

February 3, 2026
I80 GROUP LP
Investment adviser

SEC file number

801-123461

Source date

March 25, 2026
IA ADV LLC
Exempt reporting adviser

SEC file number

802-127577

Source date

March 25, 2026
IA CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-75911

Source date

March 24, 2026
IA CAPITAL GROUP, INC.
Exempt reporting adviser

SEC file number

802-76350

Source date

August 4, 2026
IA NETWORK, LLC
Investment adviser

SEC file number

801-123452

Source date

March 23, 2026
IA PRIVATE WEALTH (USA) INC.
Investment adviser

SEC file number

801-126039

Source date

October 30, 2026
IADVISE PARTNERS LLC
Investment adviser

SEC file number

801-78614

Source date

April 17, 2026
IAG WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-70404

Source date

March 27, 2026
IAMS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-108875

Source date

April 10, 2026
IANGELS CROWD LTD.
Exempt reporting adviser

SEC file number

802-119610

Source date

April 9, 2026
IAS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-60648

Source date

November 3, 2026
IASO VENTURES MANAGEMENT FIRM LLC
Exempt reporting adviser

SEC file number

802-132593

Source date

April 1, 2026
IBERIS SEMPER, SOCIEDADE DE CAPITAL DE RISCO, S.A.
Exempt reporting adviser

SEC file number

802-132051

Source date

March 17, 2026
IBEX INVESTORS LLC
Investment adviser

SEC file number

801-108035

Source date

June 23, 2026
IBEX WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-78971

Source date

September 14, 2026
IBN ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-113320

Source date

August 27, 2026
IBN ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-118749

Source date

March 31, 2026
IBN FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-111848

Source date

August 27, 2026
IBS CAPITAL LLC
Investment adviser

SEC file number

801-74238

Source date

April 27, 2026
ICAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-106690

Source date

September 30, 2026
ICAPITAL FUND ADVISORS LLC
Investment adviser

SEC file number

801-131729

Source date

June 30, 2026
ICAPITAL REGISTERED FUND ADVISER LLC
Investment adviser

SEC file number

801-119679

Source date

April 13, 2026
ICAPITAL, LLC
Investment adviser

SEC file number

801-61527

Source date

March 30, 2026
ICE DATA PRICING & REFERENCE DATA, LLC
Investment adviser

SEC file number

801-55222

Source date

November 5, 2026
ICE LAKE CAPITAL MANAGEMENT B.V.
Exempt reporting adviser

SEC file number

802-131113

Source date

March 24, 2026
ICG ADVISORS, LLC
Investment adviser

SEC file number

801-69638

Source date

May 21, 2026
ICG ALTERNATIVE INVESTMENT LIMITED
Exempt reporting adviser

SEC file number

802-131216

Source date

June 29, 2026
ICG EUROPE S.A.R.L.
Exempt reporting adviser

SEC file number

802-113580

Source date

July 23, 2026
ICG INVESTMENTS INC
Investment adviser

SEC file number

801-79072

Source date

July 23, 2026
ICG MANAGER LIMITED
Exempt reporting adviser

SEC file number

802-75696

Source date

June 29, 2026
ICHIGO ASSET MANAGEMENT INTERNATIONAL PTE LTD
Exempt reporting adviser

SEC file number

802-75220

Source date

December 22, 2025
ICICI PRUDENTIAL ASSET MANAGEMENT COMPANY LIMITED
Investment adviser

SEC file number

801-122548

Source date

June 29, 2026
ICLOSER LTD.
Exempt reporting adviser

SEC file number

802-134747

Source date

September 29, 2026
ICMA-RC SERVICES, LLC
Investment adviser

SEC file number

801-135346

Source date

July 27, 2026
ICOM ADVISORS, LLC
Investment adviser

SEC file number

801-134007

Source date

March 31, 2026
ICON ADVISERS, INC.
Investment adviser

SEC file number

801-38868

Source date

May 26, 2026
ICON FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-117987

Source date

March 13, 2026
ICON INFRASTRUCTURE LLP
Exempt reporting adviser

SEC file number

802-78139

Source date

June 18, 2026
ICON INFRASTRUCTURE NORTH AMERICA INC.
Investment adviser

SEC file number

801-119702

Source date

June 18, 2026
ICON MANAGEMENT ASSOCIATES IV, LLC
Exempt reporting adviser

SEC file number

802-76196

Source date

March 18, 2026
ICON MANAGEMENT ASSOCIATES V, LLC
Exempt reporting adviser

SEC file number

802-76917

Source date

March 18, 2026
ICON MANAGEMENT ASSOCIATES VI, LLC
Exempt reporting adviser

SEC file number

802-108719

Source date

March 18, 2026
ICON MANAGEMENT ASSOCIATES VII, LLC
Exempt reporting adviser

SEC file number

802-124972

Source date

March 18, 2026
ICON WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-125893

Source date

April 9, 2026
ICONIC GROWTH PARTNERS D/B/A DECASONIC
Exempt reporting adviser

SEC file number

802-126548

Source date

March 20, 2026
ICONIQ CAPITAL, LLC
Investment adviser

SEC file number

801-72878

Source date

October 23, 2026
ICONOCLASTIC CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-133877

Source date

October 22, 2026
ICP GROUP INVESTMENT MANAGER, LLC
Investment adviser

SEC file number

801-119290

Source date

March 31, 2026
ICP SERVICES, LLC
Exempt reporting adviser

SEC file number

802-74979

Source date

March 10, 2026
ICP-III INVESTMENT ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-114552

Source date

September 30, 2026
ICR PARTNERS, LLC
Investment adviser

SEC file number

801-117434

Source date

September 15, 2026
I-CTHRU INC.
Investment adviser

SEC file number

801-79575

Source date

March 25, 2026
ICV PARTNERS, LLC
Investment adviser

SEC file number

801-73708

Source date

March 30, 2026
ICW HOLDINGS, LLC
Investment adviser

SEC file number

801-128614

Source date

March 31, 2026
ICW INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-64460

Source date

March 31, 2026
ID VENTURES AMERICA, LLC
Exempt reporting adviser

SEC file number

802-126156

Source date

April 3, 2026
ID4 VENTURES LIMITED
Exempt reporting adviser

SEC file number

802-115177

Source date

March 30, 2026
IDB LIDO WEALTH, LLC
Investment adviser

SEC file number

801-126779

Source date

July 27, 2026
IDC MANAGEMENT DENMARK APS
Exempt reporting adviser

SEC file number

802-137117

Source date

July 18, 2026
IDEA FUND VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132525

Source date

March 26, 2026
IDEAL RETIREMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-134255

Source date

April 30, 2026
IDG CAPITAL FUND MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-113064

Source date

March 30, 2026
IDG CAPITAL MEGA FUND MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-118825

Source date

March 30, 2026
IDG VC MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-76292

Source date

March 30, 2026
IDG VENTURES INDIA MANAGEMENT CO LTD
Exempt reporting adviser

SEC file number

802-75768

Source date

April 2, 2026
IDIRECT PRIVATE CREDIT ADVISORS LLC
Investment adviser

SEC file number

801-131566

Source date

June 30, 2026
IDR INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-108809

Source date

March 30, 2026
IDX ADVISORS, LLC
Investment adviser

SEC file number

801-122480

Source date

February 26, 2026
IDYLLIC PARTNERS MANAGER, LP
Investment adviser

SEC file number

801-135185

Source date

March 16, 2026
IEQ CAPITAL, LLC
Investment adviser

SEC file number

801-115278

Source date

June 9, 2026
IF ADVISORS, LLC
Investment adviser

SEC file number

801-119256

Source date

March 31, 2026
IFC ADVISORS LLC
Investment adviser

SEC file number

801-130735

Source date

March 30, 2026
IFC AND INSURANCE MARKETING, INC.
Investment adviser

SEC file number

801-133751

Source date

June 12, 2026
IFC CORE INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-117464

Source date

November 4, 2026
IFC INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-120312

Source date

November 4, 2026
IFC PERSONAL MONEY MANAGERS, INC.
Investment adviser

SEC file number

801-80674

Source date

April 9, 2026
IFG ADVISORS, LLC
Investment adviser

SEC file number

801-80204

Source date

March 9, 2026
IFG ADVISORY, LLC
Investment adviser

SEC file number

801-80184

Source date

September 14, 2026
IFLY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127780

Source date

March 27, 2026
IFM INVESTORS (US) ADVISOR, LLC
Investment adviser

SEC file number

801-69597

Source date

September 28, 2026
IFM INVESTORS PTY LTD
Investment adviser

SEC file number

801-78649

Source date

October 7, 2026
IFP ADVISORS, LLC
Investment adviser

SEC file number

801-69511

Source date

October 15, 2026
IFRAH FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-64962

Source date

September 30, 2026