Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 42 of 95

HIGH PROBABILITY ADVISORS, LLC
Investment adviser

SEC file number

801-111913

Source date

May 19, 2026
HIGH RIVER RESOURCES MANAGEMENT LLC
Investment adviser

SEC file number

801-134062

Source date

March 31, 2026
HIGH ROAD CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-136916

Source date

June 29, 2026
HIGH TRAIL CAPITAL LP
Investment adviser

SEC file number

801-119131

Source date

March 30, 2026
HIGHBAR MANAGEMENT, LLC
Investment adviser

SEC file number

801-118041

Source date

March 31, 2026
HIGHBRIDGE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-64368

Source date

March 31, 2026
HIGHBROOK CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-134570

Source date

March 31, 2026
HIGHBURY PACIFIC CAPITAL CORP.
Investment adviser

SEC file number

801-73240

Source date

January 30, 2026
HIGHBURY PARK LLC
Investment adviser

SEC file number

801-130832

Source date

September 10, 2026
HIGHCAPE CAPITAL, L.P.
Exempt reporting adviser

SEC file number

802-79517

Source date

March 31, 2026
HIGHCLERE INTERNATIONAL INVESTORS LLP
Investment adviser

SEC file number

801-66718

Source date

June 29, 2026
HIGHCREST CAPITAL, LLC
Investment adviser

SEC file number

801-115154

Source date

May 26, 2026
HIGHGATE GROUP USA INC.
Investment adviser

SEC file number

801-132288

Source date

July 27, 2026
HIGHGEAR VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127721

Source date

March 11, 2026
HIGHLAND ASSOCIATES INC
Investment adviser

SEC file number

801-30248

Source date

July 29, 2026
HIGHLAND CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-66336

Source date

February 5, 2026
HIGHLAND CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-8762

Source date

July 8, 2026
HIGHLAND CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-75686

Source date

March 31, 2026
HIGHLAND CONSULTING ASSOCIATES INC.
Investment adviser

SEC file number

801-46040

Source date

March 18, 2026
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC.
Investment adviser

SEC file number

801-107330

Source date

March 18, 2026
HIGHLAND EUROPE (GENEVA) S.A.R.L.
Exempt reporting adviser

SEC file number

802-79731

Source date

June 16, 2026
HIGHLAND FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-64369

Source date

September 18, 2026
HIGHLAND INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-120113

Source date

June 30, 2026
HIGHLAND PEAK CAPITAL, LLC
Investment adviser

SEC file number

801-126274

Source date

March 27, 2026
HIGHLAND RIM CAPITAL, L.P.
Investment adviser

SEC file number

801-136925

Source date

June 29, 2026
HIGHLAND VIEW CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-128916

Source date

March 31, 2026
HIGHLANDX MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122034

Source date

March 30, 2026
HIGHLINE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-131713

Source date

March 31, 2026
HIGHLINE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-108350

Source date

June 22, 2026
HIGHMARK WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-76896

Source date

April 28, 2026
HIGHMOUNT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127402

Source date

February 17, 2026
HIGHPASS ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-118255

Source date

May 29, 2026
HIGHPEAK ENERGY MANAGEMENT, LLC
Investment adviser

SEC file number

801-117073

Source date

March 23, 2026
HIGHPOINT ADVISOR GROUP, LLC
Investment adviser

SEC file number

801-122583

Source date

July 30, 2026
HIGHPOST CAPITAL, LLC
Investment adviser

SEC file number

801-119902

Source date

May 14, 2026
HIGHROAD WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130463

Source date

January 26, 2026
HIGHSCALE VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-121672

Source date

March 26, 2026
HIGHTOWER ADVISORS, LLC
Investment adviser

SEC file number

801-69625

Source date

September 3, 2026
HIGHVIEW CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121296

Source date

March 27, 2026
HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-65865

Source date

March 31, 2026
HIGHVISTA STRATEGIES LLC
Investment adviser

SEC file number

801-73524

Source date

March 31, 2026
HIGHWEST GLOBAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119138

Source date

September 24, 2026
HIGIVE LTD
Exempt reporting adviser

SEC file number

802-132429

Source date

February 10, 2026
HIGLEY, JAMES, W.
Investment adviser

SEC file number

801-46920

Source date

March 31, 2026
HILBERT 8, LLC
Investment adviser

SEC file number

801-108165

Source date

March 19, 2026
HILDENE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73616

Source date

April 27, 2026
HILDRED CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-115288

Source date

April 6, 2026
HILEY HUNT WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-117814

Source date

June 12, 2026
HI-LINE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-87167

Source date

April 21, 2026
HILL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-137062

Source date

July 10, 2026
HILL CITY CAPITAL LP
Investment adviser

SEC file number

801-118089

Source date

April 8, 2026
HILL COUNTRY RETIREMENT SOLUTIONS LLC
Investment adviser

SEC file number

801-122675

Source date

February 3, 2026
HILL FORT CAPITAL PARTNERS LTD
Exempt reporting adviser

SEC file number

802-116879

Source date

February 18, 2026
HILL INVESTMENT GROUP PARTNERS, LLC
Investment adviser

SEC file number

801-120176

Source date

March 31, 2026
HILL ISLAND FINANCIAL LLC
Investment adviser

SEC file number

801-121837

Source date

August 5, 2026
HILL PATH CAPITAL LP
Investment adviser

SEC file number

801-106893

Source date

March 30, 2026
HILLCREST CREDIT AND INCOME FUND II MANAGER, LLC
Investment adviser

SEC file number

801-117959

Source date

July 15, 2026
HILLCREST WEALTH ADVISORS - NY, LLC
Investment adviser

SEC file number

801-71316

Source date

May 22, 2026
HILLHOUSE INVESTMENT MANAGEMENT, LTD.
Exempt reporting adviser

SEC file number

802-128071

Source date

March 31, 2026
HILLMAN CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-57921

Source date

March 11, 2026
HILLSDALE INVESTMENT MANAGEMENT INC.
Investment adviser

SEC file number

801-65665

Source date

August 19, 2026
HILLSON FINANCIAL MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-123420

Source date

February 25, 2026
HILLSPRING FINANCIAL, INC.
Investment adviser

SEC file number

801-130993

Source date

March 13, 2026
HILLTOP ROAD MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136733

Source date

June 12, 2026
HILLTOP SECURITIES ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-40189

Source date

March 26, 2026
HILLTOP SECURITIES INC.
Investment adviser

SEC file number

801-55529

Source date

August 11, 2026
HILLTOP WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-107408

Source date

September 17, 2026
HILPAN MOXIE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136934

Source date

August 7, 2026
HILTON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60776

Source date

June 3, 2026
HILTON HEAD CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-130275

Source date

March 19, 2026
HILTON HEAD FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-66568

Source date

March 31, 2026
HILTOP PARTNERS, LLC
Investment adviser

SEC file number

801-115255

Source date

September 3, 2026
HILUM CAPITAL INC.
Exempt reporting adviser

SEC file number

802-132098

Source date

March 24, 2026
HIMALAYA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-72763

Source date

March 31, 2026
HINCHLEY ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-130374

Source date

April 6, 2026
HINDS FINANCIAL GROUP INC
Investment adviser

SEC file number

801-62684

Source date

December 2, 2025
HINDUJA-LYNX INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-112382

Source date

March 27, 2026
HINES CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-119832

Source date

March 31, 2026
HINES LUXEMBOURG INVESTMENT MANAGEMENT S.A.R.L.
Exempt reporting adviser

SEC file number

802-130970

Source date

March 24, 2026
HINSDALE ASSOCIATES, INC.
Investment adviser

SEC file number

801-18789

Source date

February 26, 2026
HIPPOCRATIC FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-130237

Source date

September 15, 2026
HIRO CAPITAL I LLP
Exempt reporting adviser

SEC file number

802-135769

Source date

March 30, 2026
HIRST FINANCIAL INDEPENDENCE PLANNING, INC.
Investment adviser

SEC file number

801-136636

Source date

September 4, 2026
HIRTLE & CO., LLC
Investment adviser

SEC file number

801-32688

Source date

March 31, 2026
HIRZEL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-117190

Source date

March 24, 2026
HISCOX RE INSURANCE LINKED STRATEGIES LTD.
Exempt reporting adviser

SEC file number

802-131021

Source date

March 31, 2026
HITE HEDGE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-73166

Source date

March 31, 2026
HITEC VISION ADVISORY AS
Exempt reporting adviser

SEC file number

802-75284

Source date

March 20, 2026
HIVE GROUP MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122315

Source date

March 30, 2026
HIVE MINERALS GP, LLC
Exempt reporting adviser

SEC file number

802-134216

Source date

February 23, 2026
HIVEMIND CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-127830

Source date

June 11, 2026
HIVEMIND CAPITAL PARTNERS UK LLP
Exempt reporting adviser

SEC file number

802-137331

Source date

September 9, 2026
HIVEMIND VENTURES, LLC
Exempt reporting adviser

SEC file number

802-135524

Source date

February 8, 2026
HIVEST CAPITAL PARTNERS SAS
Exempt reporting adviser

SEC file number

802-129925

Source date

March 30, 2026
HIXON ZUERCHER, LLC
Investment adviser

SEC file number

801-111071

Source date

April 10, 2026
HK MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-118262

Source date

March 30, 2026
HKW MANAGEMENT, LLC
Investment adviser

SEC file number

801-131728

Source date

March 31, 2026
HL CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-79340

Source date

March 6, 2026
HLC VGC MANAGEMENT IV LIMITED
Exempt reporting adviser

SEC file number

802-128022

Source date

March 26, 2026
HLM MANAGEMENT CO., LLC
Investment adviser

SEC file number

801-122521

Source date

March 26, 2026
HLV VENTURES
Investment adviser

SEC file number

801-134042

Source date

June 2, 2026
HM INTERNATIONAL L.L.C.
Investment adviser

SEC file number

801-126227

Source date

July 24, 2026
HMI CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-74197

Source date

March 31, 2026
HMM GROUP LLC
Investment adviser

SEC file number

801-110827

Source date

January 28, 2026
HMOUNT ASSET MANAGEMENT (HK) LIMITED
Investment adviser

SEC file number

801-121480

Source date

March 4, 2026
HMS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-78569

Source date

June 11, 2026
HMS FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-121012

Source date

March 27, 2026
HMV WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-127046

Source date

September 9, 2026
HNVR TECHNOLOGY INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-114329

Source date

June 1, 2026
HOAINVEST LLC
Investment adviser

SEC file number

801-137111

Source date

September 3, 2026
HOBART PRIVATE CAPITAL, LLC
Investment adviser

SEC file number

801-107338

Source date

June 30, 2026
HOBBS GROUP ADVISORS LLC
Investment adviser

SEC file number

801-113063

Source date

March 17, 2026
HOBBS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132062

Source date

March 4, 2026
HOBE MOUNTAIN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-135077

Source date

July 15, 2026
HODGES CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-35811

Source date

October 31, 2025
HOERTKORN RICHARD CHARLES
Investment adviser

SEC file number

801-8374

Source date

February 9, 2026
HOEY INVESTMENTS, INC.
Investment adviser

SEC file number

801-80919

Source date

March 28, 2026
HOF CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121916

Source date

August 31, 2026
HOFER & ASSOCIATES, INC.
Investment adviser

SEC file number

801-125790

Source date

February 20, 2026
HOFF BROTHERS, LLC
Investment adviser

SEC file number

801-129458

Source date

May 11, 2026
HOFFMAN ALAN NATHAN
Investment adviser

SEC file number

801-118227

Source date

September 14, 2026
HOFFMAN CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-114896

Source date

February 25, 2026
HOFFMANN HERMANSON LLC
Investment adviser

SEC file number

801-131662

Source date

April 3, 2026
HOFMAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136557

Source date

May 22, 2026
HOGAN INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-135551

Source date

August 13, 2026
HOGE FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-69665

Source date

September 11, 2026
HOHIMER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114746

Source date

July 24, 2026
HOISINGTON INVESTMENT MANAGEMENT CO
Investment adviser

SEC file number

801-15602

Source date

March 25, 2026
HOKU INC.
Exempt reporting adviser

SEC file number

802-119719

Source date

February 25, 2026
HOLBROOK HOLDINGS, INC.
Investment adviser

SEC file number

801-107682

Source date

July 21, 2026
HOLCOMBE FINANCIAL, INC.
Investment adviser

SEC file number

801-67308

Source date

June 15, 2026
HOLDCO ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-107627

Source date

March 27, 2026
HOLDER WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-112398

Source date

March 27, 2026
HOLDERNESS INVESTMENTS CO
Investment adviser

SEC file number

801-49875

Source date

March 30, 2026
HOLISTIC FINANCE LLC
Investment adviser

SEC file number

801-132342

Source date

September 8, 2026
HOLISTIC WEALTH ADVISORS
Investment adviser

SEC file number

801-131511

Source date

August 26, 2026
HOLLAND ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-110617

Source date

August 5, 2026
HOLLANDER ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-70271

Source date

September 8, 2026
HOLLENCREST CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-55904

Source date

June 12, 2026
HOLLINGSWORTH AVENT AVERRE & PURVIS, PA
Investment adviser

SEC file number

801-113444

Source date

March 30, 2026
HOLLOW BROOK WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-68599

Source date

March 30, 2026
HOLLOW TREE INVESTMENTS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127576

Source date

August 4, 2026
HOLLYPORT CAPITAL LLP
Investment adviser

SEC file number

801-128737

Source date

June 29, 2026
HOLM & BAUCOM WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-137246

Source date

September 21, 2026
HOLM & CAWLEY FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-135562

Source date

March 4, 2026
HOLOCENE ADVISORS, LP
Investment adviser

SEC file number

801-110222

Source date

March 27, 2026
HOLON WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-133871

Source date

August 28, 2026
HOLOS INTEGRATED WEALTH, LLC
Investment adviser

SEC file number

801-129668

Source date

February 27, 2026
HOLOWESKO PARTNERS LTD.
Investment adviser

SEC file number

801-71999

Source date

March 20, 2026
HOLT CAPITAL ADVISORS, L.L.C.
Investment adviser

SEC file number

801-78012

Source date

May 27, 2026
HOLT XCHANGE INC.
Exempt reporting adviser

SEC file number

802-130167

Source date

March 6, 2026
HOMAER INTERNATIONAL US LLC
Exempt reporting adviser

SEC file number

802-127100

Source date

March 30, 2026
HOMAGE WEALTH GROUP LLC
Investment adviser

SEC file number

801-135429

Source date

June 9, 2026
HOMEBREW MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-114972

Source date

March 24, 2026
HOMEGROWN FINANCING, INC.
Exempt reporting adviser

SEC file number

802-133726

Source date

March 31, 2026
HOMEGROWN VENTURES, LLC
Exempt reporting adviser

SEC file number

802-130518

Source date

March 19, 2026
HOMESTEAD ADVISERS CORP.
Investment adviser

SEC file number

801-37391

Source date

June 29, 2026
HOMESTEAD CAPITAL USA, LLC
Investment adviser

SEC file number

801-106596

Source date

March 31, 2026
HONDIUS CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-116871

Source date

March 26, 2026
HONEOYE FALLS CAPITAL LLC
Investment adviser

SEC file number

801-131990

Source date

May 18, 2026
HONESTLY FINANCIAL LLC
Investment adviser

SEC file number

801-134642

Source date

February 18, 2026
HONEYBEAR FINANCIAL LLC
Exempt reporting adviser

SEC file number

802-136247

Source date

April 13, 2026
HONEYCOMB ASSET MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-135416

Source date

January 26, 2026
HONEYSTONE VENTURES LLC
Exempt reporting adviser

SEC file number

802-131693

Source date

March 18, 2026
HONEYTREE INVESTMENT MANAGEMENT LTD.
Investment adviser

SEC file number

801-120880

Source date

November 11, 2025
HONGSHAN CAPITAL ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-75998

Source date

March 31, 2026
HONTE ADVISORS LLC
Investment adviser

SEC file number

801-119254

Source date

April 9, 2026
HONY CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-76488

Source date

March 26, 2026
HOOD RIVER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-77537

Source date

September 25, 2026
HOOK MILL CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-125981

Source date

March 24, 2026
HOOVER PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-134707

Source date

March 31, 2026
HOOVEST CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-129563

Source date

March 17, 2026
HOP MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127379

Source date

March 30, 2026
HOPE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-108669

Source date

March 31, 2026
HOPLON ASSET MANAGEMENT, L.P.
Investment adviser

SEC file number

801-131823

Source date

June 15, 2026
HOPLON INVESTMENT PARTNERS LLP
Exempt reporting adviser

SEC file number

802-128261

Source date

May 1, 2026
HOPWOOD FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-62268

Source date

August 19, 2026
HORACE MANN INVESTORS, INC.
Investment adviser

SEC file number

801-80964

Source date

March 31, 2026
HORAN WEALTH, LLC
Investment adviser

SEC file number

801-132367

Source date

June 26, 2026
HORIKO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-111811

Source date

March 3, 2026
HORIZON ADVISORS, LLC
Investment adviser

SEC file number

801-61731

Source date

September 9, 2026
HORIZON ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-117343

Source date

August 31, 2026
HORIZON CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-75623

Source date

March 31, 2026
HORIZON CAPITAL LLP
Exempt reporting adviser

SEC file number

802-75037

Source date

June 24, 2026
HORIZON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-133716

Source date

March 12, 2026
HORIZON FAMILY WEALTH, INC.
Investment adviser

SEC file number

801-122217

Source date

July 14, 2026
HORIZON FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-113778

Source date

March 31, 2026
HORIZON FOUNDERS CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-124926

Source date

March 24, 2026
HORIZON INVESTMENT SERVICES, LLC.
Investment adviser

SEC file number

801-63047

Source date

May 11, 2026
HORIZON INVESTMENTS LLC
Investment adviser

SEC file number

801-57316

Source date

March 16, 2026
HORIZON KINETICS ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-47515

Source date

September 24, 2026
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC
Investment adviser

SEC file number

801-71141

Source date

June 12, 2026
HORIZON WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-100378

Source date

March 4, 2026
HORIZON WEALTH INVESTMENT SOLUTIONS LLC
Investment adviser

SEC file number

801-134662

Source date

July 27, 2026
HORIZON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-79492

Source date

February 5, 2026
HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-120599

Source date

January 14, 2026
HORIZONS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-116722

Source date

January 23, 2026
HORNET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-78446

Source date

March 10, 2026
HORNIK CAPITAL MANAGEMENT PTY LTD
Exempt reporting adviser

SEC file number

802-133890

Source date

September 1, 2026
HORNOR, TOWNSEND & KENT, LLC
Investment adviser

SEC file number

801-56151

Source date

September 17, 2026
HOROWITZ & COMPANY, INC.
Investment adviser

SEC file number

801-133795

Source date

March 19, 2026
HORRELL CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-67063

Source date

March 3, 2026
HORSE COVE PARTNERS LLC
Investment adviser

SEC file number

801-130046

Source date

March 31, 2026
HORSLEY BRIDGE PARTNERS LLC
Investment adviser

SEC file number

801-54099

Source date

June 17, 2026
HORST & GRABEN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113498

Source date

March 19, 2026
HORTER INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-67471

Source date

August 6, 2026
HORTON CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122201

Source date

March 26, 2026
HOSEN CAPITAL (CAYMAN), LTD.
Exempt reporting adviser

SEC file number

802-108205

Source date

March 9, 2026
HOSEN FCV GP, LTD.
Exempt reporting adviser

SEC file number

802-124961

Source date

March 12, 2026
HOSEN PRIVATE EQUITY III GP, LTD.
Exempt reporting adviser

SEC file number

802-118584

Source date

March 9, 2026
HOSKING PARTNERS LLP
Investment adviser

SEC file number

801-80523

Source date

April 28, 2026
HOSTONE SA
Exempt reporting adviser

SEC file number

802-117640

Source date

March 13, 2026
HOT CREEK CAPITAL, L.L.C.
Investment adviser

SEC file number

801-126431

Source date

February 5, 2026
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60512

Source date

March 30, 2026
HOTTINGER & CO LIMITED
Investment adviser

SEC file number

801-122761

Source date

March 31, 2026
HOULIHAN FINANCIAL RESOURCE GROUP, LTD.
Investment adviser

SEC file number

801-61192

Source date

March 24, 2026
HOUND PARTNERS, LLC
Investment adviser

SEC file number

801-72100

Source date

July 15, 2026
HOURGLASS CAPITAL, LLC
Investment adviser

SEC file number

801-69395

Source date

April 15, 2026
HOUSATONIC MANAGEMENT COMPANY, INC.
Investment adviser

SEC file number

801-74152

Source date

March 23, 2026
HOUSE HOLDINGS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136178

Source date

April 7, 2026
HOVER4PI CAPITAL MANAGEMENT LIMITED
Investment adviser

SEC file number

801-131720

Source date

May 11, 2026
HOWARD BAILEY SECURITIES, LLC
Investment adviser

SEC file number

801-114636

Source date

July 22, 2026
HOWARD CAPITAL MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-119502

Source date

March 30, 2026
HOWARD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-69763

Source date

June 12, 2026
HOWARD FINANCIAL SERVICES, LTD.
Investment adviser

SEC file number

801-46741

Source date

August 12, 2026
HOWARD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114237

Source date

July 28, 2026
HOWE AND RUSLING, INC.
Investment adviser

SEC file number

801-294

Source date

July 31, 2026
HOWLAND AND ASSOCIATES, LLC
Investment adviser

SEC file number

801-136782

Source date

August 11, 2026
HOWLAND CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-8390

Source date

March 31, 2026
HOXTON PLANNING & MANAGEMENT, LLC
Investment adviser

SEC file number

801-123434

Source date

March 16, 2026
HOXTON VENTURES LLP
Exempt reporting adviser

SEC file number

802-126501

Source date

July 23, 2025
HOXTON WEALTH USA LLC
Investment adviser

SEC file number

801-123553

Source date

August 17, 2026
HOYA CAPITAL REAL ESTATE, LLC
Investment adviser

SEC file number

801-114767

Source date

March 30, 2026
HPE CAPITAL MANAGEMENT II, LLC
Investment adviser

SEC file number

801-117101

Source date

September 17, 2026
HPS ADVISORS, LLC
Investment adviser

SEC file number

801-127446

Source date

May 20, 2026
HPS INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-107234

Source date

May 20, 2026
HQ CAPITAL (DEUTSCHLAND) GMBH
Exempt reporting adviser

SEC file number

802-133797

Source date

March 31, 2026
HQ CAPITAL PRIVATE EQUITY LLC
Investment adviser

SEC file number

801-64151

Source date

March 31, 2026
HR ADVOCATES, INC.
Investment adviser

SEC file number

801-75062

Source date

March 18, 2026
HRC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-106855

Source date

March 23, 2026
HRTG GPE, LLC
Investment adviser

SEC file number

801-73343

Source date

June 10, 2026
HS GROUP (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-80525

Source date

March 26, 2026
HS MANAGEMENT PARTNERS, LLC
Investment adviser

SEC file number

801-68501

Source date

June 26, 2026
HSBC ALTERNATIVE INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-80518

Source date

August 27, 2026
HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-127368

Source date

June 27, 2026
HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED
Investment adviser

SEC file number

801-29922

Source date

August 19, 2026
HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
Investment adviser

SEC file number

801-71863

Source date

September 2, 2026
HSBC GLOBAL ASSET MANAGEMENT (USA) INC.
Investment adviser

SEC file number

801-25999

Source date

September 22, 2026
HSBC MANAGEMENT (GUERNSEY) LIMITED
Exempt reporting adviser

SEC file number

802-80648

Source date

March 30, 2026
HSBC SECURITIES (USA) INC.
Investment adviser

SEC file number

801-64563

Source date

September 25, 2026