Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 41 of 95

HAWKTAIL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132147

Source date

March 31, 2026
HAWKTAIL, LLC
Exempt reporting adviser

SEC file number

802-114416

Source date

March 16, 2026
HAWS FINANCIAL PLANNING LLC
Investment adviser

SEC file number

801-137019

Source date

July 30, 2026
HAWTHORN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-68248

Source date

March 30, 2026
HAWTHORNE STREET CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-131614

Source date

March 9, 2026
HAYBEACH CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136138

Source date

March 31, 2026
HAYDEN HARPER WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-71103

Source date

March 26, 2026
HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.
Investment adviser

SEC file number

801-23973

Source date

March 27, 2026
HAYES ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-67003

Source date

March 26, 2026
HAYES WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-132559

Source date

April 24, 2026
HAYFIN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73574

Source date

March 30, 2026
HAYFIN CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-75862

Source date

March 30, 2026
HAYFIN MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-114375

Source date

March 30, 2026
HAYKIN, MICHAEL
Investment adviser

SEC file number

801-135979

Source date

June 15, 2026
HAYMAKER VENTURES LLC
Exempt reporting adviser

SEC file number

802-127838

Source date

March 20, 2026
HAYMAN CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-123611

Source date

March 30, 2026
HAYNIE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135227

Source date

May 14, 2026
HAYS FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-118389

Source date

March 25, 2026
HAYSTACK MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-113116

Source date

March 13, 2026
HAYWOOD LANE CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-136568

Source date

May 22, 2026
HAZARD & SIEGEL ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-70690

Source date

March 31, 2026
HAZELVIEW SECURITIES (US) LLC
Investment adviser

SEC file number

801-107273

Source date

March 30, 2026
HAZELVIEW SECURITIES INC.
Investment adviser

SEC file number

801-113408

Source date

March 30, 2026
HAZLETT WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134706

Source date

May 29, 2026
HAZLETT, BURT & WATSON, INC.
Investment adviser

SEC file number

801-66333

Source date

March 25, 2026
HAZOOR PARTNERS, LLC
Investment adviser

SEC file number

801-126279

Source date

March 24, 2026
HB WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122595

Source date

September 3, 2026
HBA ADVISORS, LLC
Investment adviser

SEC file number

801-70851

Source date

June 18, 2026
HBC GROUP LLC.
Investment adviser

SEC file number

801-128725

Source date

June 26, 2026
HBE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119569

Source date

February 26, 2026
HBK INVESTMENTS L.P.
Investment adviser

SEC file number

801-70632

Source date

June 30, 2026
HBK SORCE ADVISORY LLC
Investment adviser

SEC file number

801-60424

Source date

February 17, 2026
HBSE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-114161

Source date

March 31, 2026
HBW ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-77333

Source date

March 17, 2026
HC ADVISORS LLC
Investment adviser

SEC file number

801-77058

Source date

July 30, 2026
HC CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-81043

Source date

March 21, 2026
HC CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73781

Source date

March 31, 2026
HC PRIVATE INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-134231

Source date

March 31, 2026
HC2 CAPITAL, LLC
Investment adviser

SEC file number

801-130802

Source date

March 30, 2026
HCAP PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-132458

Source date

March 23, 2026
HCEP MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-119744

Source date

March 27, 2026
HCG FUND MANAGEMENT LP
Investment adviser

SEC file number

801-108162

Source date

September 9, 2026
HCHP MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-123411

Source date

March 30, 2026
HCIP ADVISORS, LLC
Investment adviser

SEC file number

801-135423

Source date

May 1, 2026
HCR WEALTH ADVISORS
Investment adviser

SEC file number

801-56452

Source date

August 24, 2026
HCRP MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-133923

Source date

March 30, 2026
HCSF MANAGEMENT, LLC
Investment adviser

SEC file number

801-79525

Source date

March 31, 2026
HCV MANAGEMENT VIII, LLC
Exempt reporting adviser

SEC file number

802-75771

Source date

March 9, 2026
HD MONEY, INC.
Investment adviser

SEC file number

801-125764

Source date

March 31, 2026
HDA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130528

Source date

March 10, 2026
HDFC AMC INTERNATIONAL (IFSC) LIMITED
Exempt reporting adviser

SEC file number

802-131844

Source date

June 25, 2026
HDI CAPITAL LLC
Investment adviser

SEC file number

801-102470

Source date

March 20, 2026
HEADINVEST, LLC
Investment adviser

SEC file number

801-66773

Source date

March 19, 2026
HEADLAND CAPITAL, LLC
Investment adviser

SEC file number

801-130923

Source date

June 24, 2026
HEADLIGHT PARTNERS LLC
Exempt reporting adviser

SEC file number

802-131940

Source date

February 26, 2026
HEADLINE GROWTH MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126624

Source date

March 31, 2026
HEADLINE MANAGEMENT GMBH
Exempt reporting adviser

SEC file number

802-124892

Source date

March 31, 2026
HEADLINE MANAGEMENT LUX S.�.R.L.
Exempt reporting adviser

SEC file number

802-137449

Source date

September 4, 2026
HEADLINE MANAGEMENT VII, LLC
Exempt reporting adviser

SEC file number

802-126639

Source date

March 31, 2026
HEADWATER INVESTMENT CONSULTING,INC.
Investment adviser

SEC file number

801-64965

Source date

March 18, 2026
HEADWAY CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-118357

Source date

June 25, 2026
HEADWAY WEALTH LTD
Investment adviser

SEC file number

801-136831

Source date

June 25, 2026
HEALTH CATALYST CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119194

Source date

April 28, 2026
HEALTH VELOCITY MGMT LLC
Exempt reporting adviser

SEC file number

802-111699

Source date

March 24, 2026
HEALTH2047 CAPITAL PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113569

Source date

May 5, 2026
HEALTHCAP ADVISOR AB
Exempt reporting adviser

SEC file number

802-76052

Source date

June 10, 2026
HEALTHCAP IX ADVISOR AB
Exempt reporting adviser

SEC file number

802-130076

Source date

June 10, 2026
HEALTHCAP VII ADVISOR AB
Exempt reporting adviser

SEC file number

802-107258

Source date

June 15, 2026
HEALTHCAP VIII ADVISOR AB
Exempt reporting adviser

SEC file number

802-117705

Source date

June 10, 2026
HEALTHCARE COMMUNITY SECURITIES CORPORATION
Investment adviser

SEC file number

801-67370

Source date

March 25, 2026
HEALTHCARE ROYALTY MANAGEMENT, LLC
Investment adviser

SEC file number

801-79416

Source date

August 17, 2026
HEALTHCARE VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-121023

Source date

March 30, 2026
HEALTHCOR PARTNERS MANAGEMENT, L.P.
Investment adviser

SEC file number

801-74191

Source date

May 5, 2026
HEALTHEDGE INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-110763

Source date

March 31, 2026
HEALTHEQUITY ADVISORS, LLC
Investment adviser

SEC file number

801-78001

Source date

March 25, 2026
HEALTHIER CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-132019

Source date

March 2, 2026
HEALTHPOINTCAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-126773

Source date

March 31, 2026
HEALTHQUEST CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-127705

Source date

March 30, 2026
HEALTHVIEW ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-131629

Source date

September 21, 2026
HEALTHX MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117072

Source date

March 30, 2026
HEALTHY VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-133712

Source date

March 31, 2026
HEARD CAPITAL LLC
Investment adviser

SEC file number

801-117709

Source date

August 7, 2026
HEARTLAND ADVISORS, INC.
Investment adviser

SEC file number

801-19074

Source date

February 26, 2026
HEARTLAND GROUP HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-136345

Source date

April 24, 2026
HEARTWOOD FUNDS, LLC
Investment adviser

SEC file number

801-66295

Source date

March 12, 2026
HEARTWOOD PARTNERS, LLC
Investment adviser

SEC file number

801-120555

Source date

March 27, 2026
HEARTWOOD WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-114721

Source date

April 30, 2026
HEATON FINANCIAL, PC
Investment adviser

SEC file number

801-136958

Source date

August 13, 2026
HEAVYBIT, LLC
Exempt reporting adviser

SEC file number

802-121102

Source date

April 3, 2026
HECK CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-67872

Source date

March 30, 2026
HECKMAN FINANCIAL & INSURANCE SERVICES, INC.
Investment adviser

SEC file number

801-132732

Source date

May 18, 2026
HEDEKER WEALTH LLC
Investment adviser

SEC file number

801-61654

Source date

August 20, 2026
HEDGES ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-121018

Source date

January 9, 2026
HEDGEYE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-132720

Source date

February 6, 2026
HEDOSOPHIA ADVISOR LIMITED
Exempt reporting adviser

SEC file number

802-124780

Source date

March 30, 2026
HEED CAPITAL SGOIC, S.A.
Exempt reporting adviser

SEC file number

802-132011

Source date

April 1, 2026
HEFFERNAN ADVISORY, INC.
Investment adviser

SEC file number

801-67175

Source date

August 6, 2026
HEGARTY ADVISORS, LLC
Investment adviser

SEC file number

801-124958

Source date

January 13, 2026
HEIGHTS LLC
Investment adviser

SEC file number

801-128704

Source date

March 31, 2026
HEIGHTS POINT MANAGEMENT, LP
Investment adviser

SEC file number

801-121394

Source date

March 30, 2026
HEIN PARK CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-117453

Source date

August 12, 2026
HEIRLOOM INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-107295

Source date

March 31, 2026
HEIRLOOM WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-112707

Source date

April 10, 2026
HEISLER CAPITAL LLC
Exempt reporting adviser

SEC file number

802-132311

Source date

March 31, 2026
HEISTEN WRENN PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-122026

Source date

May 14, 2026
HEITMAN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-15473

Source date

March 27, 2026
HEITMAN INTERNATIONAL HK LIMITED
Investment adviser

SEC file number

801-80677

Source date

April 1, 2026
HEITMAN INTERNATIONAL LLC
Investment adviser

SEC file number

801-80676

Source date

March 27, 2026
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED
Investment adviser

SEC file number

801-71793

Source date

March 28, 2026
HEITMAN REAL ESTATE SECURITIES LLC
Investment adviser

SEC file number

801-48252

Source date

March 27, 2026
HEL VED CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-118665

Source date

March 30, 2026
HELENA SPECIAL INVESTMENTS LLC
Exempt reporting adviser

SEC file number

802-124824

Source date

March 30, 2026
HELFORD CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-128429

Source date

December 23, 2025
HELIANTH INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-123093

Source date

March 18, 2026
HELIKON INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-118539

Source date

January 5, 2026
HELIOS CAPITAL MANAGEMENT PTE. LTD .
Exempt reporting adviser

SEC file number

802-108713

Source date

March 31, 2026
HELIOS CLIMATE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-130094

Source date

March 13, 2026
HELIOS DIGITAL VENTURES ADVISORS LLC
Exempt reporting adviser

SEC file number

802-134210

Source date

March 31, 2026
HELIOS INVESTMENT PARTNERS LLP
Exempt reporting adviser

SEC file number

802-75753

Source date

March 17, 2026
HELIUM ADVISORS LLC
Investment adviser

SEC file number

801-126557

Source date

May 27, 2026
HELIX ADVISORY SERVICES LTD.
Exempt reporting adviser

SEC file number

802-112869

Source date

February 2, 2026
HELIX KAPITAL 3.0 AB
Exempt reporting adviser

SEC file number

802-130483

Source date

February 3, 2026
HELIX PARTNERS MANAGEMENT LP
Investment adviser

SEC file number

801-129212

Source date

March 26, 2026
HELLMAN & FRIEDMAN LLC
Investment adviser

SEC file number

801-73341

Source date

March 25, 2026
HELM CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-81063

Source date

April 21, 2026
HELM INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-67176

Source date

March 20, 2026
HELM INVESTMENT PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-114263

Source date

April 10, 2026
HELMSMAN FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-113375

Source date

March 19, 2026
HEMI VENTURES, LLC
Exempt reporting adviser

SEC file number

802-114901

Source date

March 30, 2026
HEMISPHERE PARTNERS LLC
Investment adviser

SEC file number

801-64603

Source date

March 18, 2026
HEMISPHERIC SPV CAPITAL LLC
Exempt reporting adviser

SEC file number

802-132896

Source date

April 30, 2025
HEMMING& WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-114962

Source date

June 5, 2026
HEMSLEY ADVISORS, LTD.
Investment adviser

SEC file number

801-47007

Source date

April 21, 2026
HENDERSHOT INVESTMENTS, INC.
Investment adviser

SEC file number

801-62918

Source date

March 27, 2026
HENDERSHOTT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120494

Source date

February 27, 2026
HENDERSON BROTHERS FINANCIAL PARTNERS LLC
Investment adviser

SEC file number

801-131774

Source date

June 23, 2026
HENDERSON FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-131512

Source date

September 16, 2026
HENDLEY & CO INC
Investment adviser

SEC file number

801-13491

Source date

June 15, 2026
HENGEHOLD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-37821

Source date

March 2, 2026
HENGISTBURY INVESTMENT PARTNERS LLP
Exempt reporting adviser

SEC file number

802-77414

Source date

May 1, 2026
HENLEY & COMPANY WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-77007

Source date

March 25, 2026
HENLEY USA, LLC
Exempt reporting adviser

SEC file number

802-126468

Source date

March 27, 2026
HENNESSY ADVISORS, INC.
Investment adviser

SEC file number

801-36288

Source date

November 14, 2025
HENNION & WALSH ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-61977

Source date

August 31, 2026
HENRICKSON NAUTA WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-69451

Source date

September 23, 2026
HENRIOT INVESTMENT MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-133833

Source date

June 6, 2025
HENRY BRAGG & CO., LLC
Investment adviser

SEC file number

801-119858

Source date

February 2, 2026
HENRY COLLECTIVE, LLC
Exempt reporting adviser

SEC file number

802-135970

Source date

March 25, 2026
HENRY H. ARMSTRONG ASSOCIATES, INC.
Investment adviser

SEC file number

801-19548

Source date

March 31, 2026
HENRY JAMES INTERNATIONAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-79145

Source date

March 10, 2026
HENSLER & ASSOCIATES WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-116916

Source date

July 6, 2026
HENSON-EDGEWATER MANAGEMENT, LLC
Investment adviser

SEC file number

801-120479

Source date

March 27, 2026
HEP MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-78087

Source date

March 31, 2026
HEP PARTNERS LLC
Investment adviser

SEC file number

801-74116

Source date

March 31, 2026
HEPCO CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132937

Source date

March 30, 2026
HEPWORTH EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-131607

Source date

March 10, 2026
HERACLITUS CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135154

Source date

March 20, 2026
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-124853

Source date

April 27, 2026
HERCULES ADVISER LLC
Investment adviser

SEC file number

801-120524

Source date

March 31, 2026
HERGENROEDER FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-80882

Source date

February 4, 2026
HERITAGE ASSET ADVISORS LTD., LLP
Investment adviser

SEC file number

801-67956

Source date

March 30, 2026
HERITAGE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126700

Source date

January 29, 2026
HERITAGE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-119452

Source date

March 13, 2026
HERITAGE CAPITAL, LLC
Investment adviser

SEC file number

801-132778

Source date

March 6, 2026
HERITAGE FAMILY OFFICES, LLP
Investment adviser

SEC file number

801-126899

Source date

March 10, 2026
HERITAGE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-110101

Source date

March 27, 2026
HERITAGE FINANCIAL COUNSELORS, LLC
Investment adviser

SEC file number

801-110841

Source date

March 31, 2026
HERITAGE FINANCIAL, LLC
Investment adviser

SEC file number

801-114336

Source date

June 9, 2026
HERITAGE GROVE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-133024

Source date

March 25, 2026
HERITAGE HAUS WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-136481

Source date

July 20, 2026
HERITAGE HOLDING MANAGEMENT, LP
Investment adviser

SEC file number

801-130681

Source date

March 31, 2026
HERITAGE INVESTMENT GROUP, INC.
Investment adviser

SEC file number

801-60396

Source date

July 27, 2026
HERITAGE INVESTORS MANAGEMENT CORP
Investment adviser

SEC file number

801-10612

Source date

August 27, 2026
HERITAGE OAK WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-126940

Source date

February 25, 2026
HERITAGE POINT PARTNERS LLC
Exempt reporting adviser

SEC file number

802-126330

Source date

March 9, 2026
HERITAGE STRATEGIC WEALTH, LLC
Investment adviser

SEC file number

801-134276

Source date

March 30, 2026
HERITAGE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-64803

Source date

July 30, 2026
HERITAGE WEALTH MANAGEMENT GROUP, LTD
Investment adviser

SEC file number

801-120938

Source date

March 10, 2026
HERITAGE WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-121624

Source date

August 3, 2026
HERITAGE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-107506

Source date

February 19, 2026
HERITAGE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-122719

Source date

June 30, 2026
HERITAGE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-132674

Source date

August 4, 2026
HERMES FUND MANAGERS IRELAND LIMITED
Exempt reporting adviser

SEC file number

802-123594

Source date

March 25, 2026
HERMES GPE (USA) INC
Investment adviser

SEC file number

801-78211

Source date

March 27, 2026
HERMES GPE LLP
Investment adviser

SEC file number

801-70803

Source date

March 27, 2026
HERMES INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-71218

Source date

March 26, 2026
HERMITAGE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-134426

Source date

March 31, 2026
HERNDON PLANT OAKLEY LTD
Investment adviser

SEC file number

801-137003

Source date

August 21, 2026
HEROIC VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-115075

Source date

March 17, 2026
HEROLD ADVISORS, INC.
Investment adviser

SEC file number

801-11216

Source date

September 10, 2026
HERON ADVISORY INC.
Investment adviser

SEC file number

801-128703

Source date

March 30, 2026
HERON BAY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117590

Source date

September 21, 2026
HERON VIEW PARTNERS LLC
Investment adviser

SEC file number

801-18759

Source date

July 14, 2026
HERONBRIDGE INVESTMENT MANAGEMENT LLP
Investment adviser

SEC file number

801-76855

Source date

June 29, 2026
HERONETTA MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73652

Source date

March 31, 2026
HERSHEY FINANCIAL ADVISERS, LLC
Investment adviser

SEC file number

801-128090

Source date

March 31, 2026
HESEN & HASLAM, LLC
Investment adviser

SEC file number

801-110192

Source date

March 3, 2026
HESMER WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135302

Source date

July 29, 2026
HESTIA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135778

Source date

March 12, 2026
HEVORX INVESTMENT ADVISORS LLC
Exempt reporting adviser

SEC file number

802-136276

Source date

April 15, 2026
HEWELL FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-131558

Source date

May 27, 2026
HEWES FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-110971

Source date

March 27, 2026
HEXA MANAGEMENT GROUP LLC
Exempt reporting adviser

SEC file number

802-136501

Source date

May 15, 2026
HEXAGON CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-117628

Source date

March 25, 2026
HEXIMER INVESTMENT MANAGEMENT INC.
Investment adviser

SEC file number

801-132353

Source date

March 11, 2026
HEXIS CAPITAL MANAGEMENT LIMITED
Investment adviser

SEC file number

801-134516

Source date

September 25, 2026
HEYDORN STONE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-64133

Source date

March 12, 2026
HF ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-125758

Source date

March 10, 2026
HF0 ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-136081

Source date

March 30, 2026
HFF FUND MANAGER, LLC
Exempt reporting adviser

SEC file number

802-131650

Source date

May 19, 2025
HFG ADVISORS, INC.
Investment adviser

SEC file number

801-111082

Source date

August 4, 2026
HFG ADVISORS, INC.
Investment adviser

SEC file number

801-123046

Source date

March 16, 2026
HFG WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-69751

Source date

September 23, 2026
HFH PLANNING INC.
Investment adviser

SEC file number

801-62326

Source date

April 9, 2026
HFM INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-111727

Source date

May 27, 2026
HFM INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-120796

Source date

March 31, 2026
HFR ASSET MANAGEMENT, L.L.C
Investment adviser

SEC file number

801-60143

Source date

February 6, 2026
HFR INVESTMENTS, LLC
Investment adviser

SEC file number

801-118142

Source date

February 11, 2026
HFR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-50326

Source date

March 18, 2026
HG CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120300

Source date

March 25, 2026
HG CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-76616

Source date

March 30, 2026
HG VORA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74371

Source date

March 31, 2026
HGC ADVISOR LLC
Investment adviser

SEC file number

801-129841

Source date

April 30, 2026
HGCAPITAL LLP
Exempt reporting adviser

SEC file number

802-76455

Source date

September 18, 2026
HGGC, LLC
Investment adviser

SEC file number

801-68565

Source date

March 31, 2026
HH CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-119917

Source date

March 25, 2026
HHLR ADVISORS, LTD.
Exempt reporting adviser

SEC file number

802-128070

Source date

March 31, 2026
HHM WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-70419

Source date

March 18, 2026
HHPF CAPITAL LLC
Exempt reporting adviser

SEC file number

802-137146

Source date

July 23, 2026
HI2 INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131011

Source date

March 24, 2026
HIBERNIA WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-124947

Source date

March 4, 2026
HICKORY CRE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-122306

Source date

March 30, 2026
HICKORY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132481

Source date

March 18, 2026
HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-126797

Source date

February 25, 2026
HICKS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-113560

Source date

June 15, 2026
HIDDEN CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131158

Source date

March 24, 2026
HIDDEN COVE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123527

Source date

February 3, 2026
HIDDEN HARBOR CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-116969

Source date

July 13, 2026
HIDDEN HILLS WEALTH, LLC
Investment adviser

SEC file number

801-128094

Source date

March 17, 2026
HIDDEN LAKE ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-115096

Source date

March 27, 2026
HIDDENITE CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-119477

Source date

May 26, 2026
HIGGINBOTHAM RETIREMENT ADVISORS, INC.
Investment adviser

SEC file number

801-62750

Source date

August 26, 2026
HIGGINS & SCHMIDT WEALTH STRATEGIES LLC
Investment adviser

SEC file number

801-119622

Source date

March 17, 2026
HIGH ALPHA STUDIO, LLC
Exempt reporting adviser

SEC file number

802-101479

Source date

March 31, 2026
HIGH FALLS ADVISORS, INC.
Investment adviser

SEC file number

801-34161

Source date

March 31, 2026
HIGH GROUND INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-135073

Source date

May 13, 2026
HIGH NOTE WEALTH, LLC
Investment adviser

SEC file number

801-117495

Source date

March 30, 2026
HIGH PINES WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-116935

Source date

March 30, 2026
HIGH PLAINS INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-126221

Source date

February 9, 2026
HIGH POINT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130139

Source date

February 13, 2026