Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 39 of 95

GREEN HORIZON PARTNERS CAPITAL LLC
Investment adviser

SEC file number

801-136658

Source date

June 5, 2026
GREEN KEY PARTNERS, LP
Exempt reporting adviser

SEC file number

802-123587

Source date

March 6, 2026
GREEN OCEAN GLOBAL ADVISORS LLC
Investment adviser

SEC file number

801-135583

Source date

August 31, 2026
GREEN RIDGE WEALTH PLANNING LLC
Investment adviser

SEC file number

801-121386

Source date

September 22, 2026
GREEN ROCK ENERGY PARTNERS LLC
Exempt reporting adviser

SEC file number

802-135109

Source date

March 31, 2026
GREEN SANDS GP, LLC
Exempt reporting adviser

SEC file number

802-137535

Source date

September 16, 2026
GREEN VISOR CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-107100

Source date

March 27, 2026
GREENBACKER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-106529

Source date

July 17, 2026
GREENBELT CAPITAL MANAGEMENT L.P.
Investment adviser

SEC file number

801-126186

Source date

March 31, 2026
GREENBELT INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-126059

Source date

February 19, 2026
GREENBERG FINANCIAL GROUP
Investment adviser

SEC file number

801-36988

Source date

March 16, 2026
GREENBERG GARY LOUIS
Investment adviser

SEC file number

801-24149

Source date

March 27, 2026
GREENBIRD INTELLIGENCE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135061

Source date

March 9, 2026
GREENBRIAR EQUITY GROUP, L.P.
Investment adviser

SEC file number

801-73925

Source date

March 24, 2026
GREENBRIDGE PARTNERS LLC
Investment adviser

SEC file number

801-127934

Source date

March 10, 2026
GREENBRIER PARTNERS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74396

Source date

March 27, 2026
GREENBROOK MANAGEMENT, LLC
Investment adviser

SEC file number

801-126190

Source date

March 30, 2026
GREENBUSH FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-73044

Source date

August 6, 2026
GREENE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-64893

Source date

April 29, 2026
GREENFIELD CITIES III LLC
Exempt reporting adviser

SEC file number

802-128763

Source date

April 6, 2026
GREENFIELD CITIES LLC
Exempt reporting adviser

SEC file number

802-126486

Source date

March 31, 2026
GREENFIELD PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-136103

Source date

March 31, 2026
GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-70251

Source date

September 21, 2026
GREENHAVEN ASSOCIATES INC
Investment adviser

SEC file number

801-31678

Source date

February 10, 2026
GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP
Investment adviser

SEC file number

801-121985

Source date

March 30, 2026
GREENHOUSE FUNDS LLLP
Investment adviser

SEC file number

801-80782

Source date

September 11, 2026
GREENHOUSE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114887

Source date

February 17, 2026
GREENLAKE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-113768

Source date

March 31, 2026
GREENLAND CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-122866

Source date

June 25, 2026
GREENLAND INVESTMENT MANAGEMENT
Exempt reporting adviser

SEC file number

802-117319

Source date

July 1, 2026
GREENLEA LANE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-113615

Source date

March 31, 2026
GREENLEAF FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-117775

Source date

April 1, 2026
GREENLEAF FINANCIAL NETWORK, LLC
Investment adviser

SEC file number

801-136600

Source date

August 18, 2026
GREENLIGHT INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-119096

Source date

March 18, 2026
GREENLIGHT MASTERS, LLC
Investment adviser

SEC file number

801-72948

Source date

March 31, 2026
GREENLINE COMMUNITY VENTURES, LLC
Exempt reporting adviser

SEC file number

802-114650

Source date

June 30, 2026
GREENLINE PARTNERS, LLC
Investment adviser

SEC file number

801-79462

Source date

March 4, 2026
GREENLINE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136186

Source date

July 31, 2026
GREENOAKS LLC
Investment adviser

SEC file number

801-88209

Source date

August 13, 2026
GREENPEAK MANAGEMENT GMBH
Exempt reporting adviser

SEC file number

802-131931

Source date

March 17, 2026
GREENPOINT GROUP, LP
Investment adviser

SEC file number

801-128504

Source date

August 3, 2026
GREENPORT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-136466

Source date

June 10, 2026
GREENPORTFOLIO INC.
Investment adviser

SEC file number

801-130317

Source date

August 14, 2026
GREENRIDGE EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-128464

Source date

March 30, 2026
GREENROCK RESEARCH, INC.
Investment adviser

SEC file number

801-69664

Source date

March 27, 2026
GREENSHIELDS CAPITAL LLC
Investment adviser

SEC file number

801-121739

Source date

March 17, 2026
GREENSKEEPER ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-134807

Source date

February 9, 2026
GREENSLEDGE ADVISORS LLC
Investment adviser

SEC file number

801-117420

Source date

September 23, 2026
GREENSLEDGE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-125701

Source date

June 17, 2026
GREENSPRING ADVISORS, LLC
Investment adviser

SEC file number

801-67570

Source date

June 30, 2026
GREENSTONE BELT WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-132672

Source date

March 27, 2026
GREENSTONE PARTNERS, LLC
Investment adviser

SEC file number

801-130631

Source date

June 12, 2026
GREENTRAIL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122186

Source date

February 4, 2026
GREENTRAIL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-122974

Source date

June 16, 2026
GREENUP STREET WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-122080

Source date

April 13, 2026
GREENVALE CAPITAL LLP
Investment adviser

SEC file number

801-127908

Source date

June 29, 2026
GREENVALE CAPITAL LP
Investment adviser

SEC file number

801-122286

Source date

March 31, 2026
GREENWAY FINANCIAL, LLC
Investment adviser

SEC file number

801-132476

Source date

February 26, 2026
GREENWAY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-127953

Source date

June 3, 2026
GREENWICH ADVISORS, LLC
Investment adviser

SEC file number

801-130738

Source date

July 9, 2026
GREENWICH WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-68897

Source date

July 28, 2026
GREENWOOD AND CAVALIER, LP
Exempt reporting adviser

SEC file number

802-132230

Source date

February 23, 2026
GREENWOOD CAPITAL ASSOCIATES, LLC
Investment adviser

SEC file number

801-60493

Source date

April 15, 2026
GREENWOOD FAMILY ADVISORS LLC
Investment adviser

SEC file number

801-122671

Source date

February 9, 2026
GREENWOOD GEARHART, LLC
Investment adviser

SEC file number

801-17703

Source date

July 24, 2026
GREENWOOD INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-128711

Source date

April 23, 2026
GREENWOOD INVESTORS LLC
Investment adviser

SEC file number

801-113075

Source date

July 14, 2026
GREENWOOD PINE PARTNERS, LLC
Investment adviser

SEC file number

801-121444

Source date

March 27, 2026
GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED
Exempt reporting adviser

SEC file number

802-124941

Source date

March 30, 2026
GREENWOODS BLOOM CAPITAL MANAGEMENT CO., LIMITED
Exempt reporting adviser

SEC file number

802-118550

Source date

March 23, 2026
GREENWOODS BLOOM II LTD.
Exempt reporting adviser

SEC file number

802-118552

Source date

March 23, 2026
GREENWOODS BLOOM III LTD.
Exempt reporting adviser

SEC file number

802-118553

Source date

March 23, 2026
GREENWOODS INVESTMENT MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-108059

Source date

March 23, 2026
GREENWOODS INVESTMENTS SG PTE. LTD.
Exempt reporting adviser

SEC file number

802-119833

Source date

March 31, 2026
GREG JENNINGS, LLC
Investment adviser

SEC file number

801-135731

Source date

August 7, 2026
GREGORY J. SCHWARTZ & CO., INC.
Investment adviser

SEC file number

801-62856

Source date

March 30, 2026
GREGORY LYLE & CO.
Investment adviser

SEC file number

801-120282

Source date

March 18, 2026
GRESHAM INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-64039

Source date

June 3, 2026
GRESHAM PARTNERS, LLC
Investment adviser

SEC file number

801-54906

Source date

July 16, 2026
GRETCHEN STANGIER, INC.
Investment adviser

SEC file number

801-111889

Source date

January 7, 2026
GREY FOX WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-122007

Source date

March 24, 2026
GREY HELM CAPITAL LLC
Exempt reporting adviser

SEC file number

802-124752

Source date

August 31, 2026
GREY HOUSE PARTNERS GP INC.
Exempt reporting adviser

SEC file number

802-128681

Source date

February 26, 2026
GREY LEDGE ADVISORS, LLC
Investment adviser

SEC file number

801-61932

Source date

March 30, 2026
GREY MOUNTAIN PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-132506

Source date

March 12, 2026
GREY ROCK ENERGY MANAGEMENT, LLC
Investment adviser

SEC file number

801-110553

Source date

March 31, 2026
GREY ROCK MANAGEMENT PARTNERS IV, LLC
Investment adviser

SEC file number

801-122947

Source date

March 31, 2026
GREYBULL ADVISORS, LLC
Investment adviser

SEC file number

801-124891

Source date

August 6, 2026
GREYBULL PARTNERS LLC
Investment adviser

SEC file number

801-62357

Source date

July 13, 2026
GREYCLIFF WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-118270

Source date

April 10, 2026
GREYCOURT LLC
Investment adviser

SEC file number

801-60297

Source date

August 4, 2026
GREYCROFT LP
Investment adviser

SEC file number

801-123116

Source date

May 15, 2026
GREYHOUND CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-122874

Source date

March 31, 2026
GREYKASELL WEALTH STRATEGIES, INC.
Investment adviser

SEC file number

801-129301

Source date

March 10, 2026
GREYKITE INVESTMENT ADVISER LIMITED
Exempt reporting adviser

SEC file number

802-129940

Source date

March 31, 2026
GREYLION PARTNERS LP
Investment adviser

SEC file number

801-118693

Source date

September 14, 2026
GREYLOCK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-65137

Source date

March 30, 2026
GREYLOCK ISRAEL GLOBAL MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-75092

Source date

March 19, 2026
GREYLOCK MANAGEMENT CORPORATION
Exempt reporting adviser

SEC file number

802-74573

Source date

March 31, 2026
GREYLOCK PEAK INVESTMENTS, LLC
Investment adviser

SEC file number

801-117887

Source date

August 18, 2026
GREYMATTER BRAINTRUST LLC
Exempt reporting adviser

SEC file number

802-136154

Source date

April 17, 2026
GREYSTAR INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-78751

Source date

June 26, 2026
GREYSTONE BRIDGE LENDING FUND MANAGER LLC
Investment adviser

SEC file number

801-110004

Source date

April 29, 2026
GREYSTONE FINANCIAL & ESTATE SERVICES, INC.
Investment adviser

SEC file number

801-132413

Source date

February 26, 2026
GREYSTONE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-117913

Source date

March 31, 2026
GREYSTONE INDUSTRIAL PARTNERS MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-134460

Source date

March 23, 2026
GREYWOLF CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-65669

Source date

March 31, 2026
GRID 202 LLC
Investment adviser

SEC file number

801-123745

Source date

March 27, 2026
GRID CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136196

Source date

April 3, 2026
GRIDIRON CAPITAL, LLC
Investment adviser

SEC file number

801-73805

Source date

March 30, 2026
GRIDIRON PARTNERS, LLC
Investment adviser

SEC file number

801-118767

Source date

March 24, 2026
GRIDLINE ADVISORS, LLC
Investment adviser

SEC file number

801-136724

Source date

June 11, 2026
GRIFFIN ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129957

Source date

March 27, 2026
GRIFFIN ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-7495

Source date

February 25, 2026
GRIFFIN BLACK, LLC
Investment adviser

SEC file number

801-117753

Source date

July 24, 2026
GRIFFIN FAMILY PARTNERS, LLC
Investment adviser

SEC file number

801-108438

Source date

March 17, 2026
GRIFFIN GLOBAL ASSET MANAGEMENT (ADVISOR) LLC
Investment adviser

SEC file number

801-133709

Source date

May 4, 2026
GRIFFIS RESIDENTIAL INVESTMENT ADVISOR
Investment adviser

SEC file number

801-77578

Source date

March 27, 2026
GRIFFITH & WERNER, INC.
Investment adviser

SEC file number

801-117889

Source date

May 5, 2026
GRIFFITHS, DREHER & EVANS, P.S., CPAS
Investment adviser

SEC file number

801-121376

Source date

February 5, 2026
GRIHA INVESTMENTS
Exempt reporting adviser

SEC file number

802-75438

Source date

June 30, 2025
GRIMALDI PORTFOLIO SOLUTIONS, INC
Investment adviser

SEC file number

801-51163

Source date

March 19, 2026
GRIMES & COMPANY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-57193

Source date

September 23, 2026
GRIT GROWTH MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132407

Source date

July 21, 2026
GRITSTONE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-126531

Source date

March 19, 2026
GRIZZLE INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-122682

Source date

September 2, 2026
GRIZZLY CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-136404

Source date

May 1, 2026
GRIZZLYROCK CAPITAL, LLC
Investment adviser

SEC file number

801-126146

Source date

March 27, 2026
GRO CAPITAL A/S
Exempt reporting adviser

SEC file number

802-125844

Source date

March 30, 2026
GROESBECK INVESTMENT MANAGEMENT CORP
Investment adviser

SEC file number

801-44798

Source date

September 9, 2026
GRON VENTURES, LLC
Exempt reporting adviser

SEC file number

802-118245

Source date

March 27, 2026
GROSS & HARTMAN INVESTMENTS, LLC
Investment adviser

SEC file number

801-122984

Source date

March 17, 2026
GROSS DOMESTIC PRODUCT, INC
Investment adviser

SEC file number

801-133969

Source date

March 26, 2026
GROTECH MANAGEMENT COMPANY
Exempt reporting adviser

SEC file number

802-75548

Source date

March 26, 2026
GROUND GAME VENTURES, LLC
Exempt reporting adviser

SEC file number

802-129425

Source date

March 31, 2026
GROUND SWELL CAPITAL, LLC
Investment adviser

SEC file number

801-73582

Source date

March 11, 2026
GROUNDED CAPITAL, LLC
Investment adviser

SEC file number

801-126755

Source date

May 26, 2026
GROUNDFORCE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120160

Source date

March 24, 2026
GROUNDWORK MANAGEMENT PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-137479

Source date

September 9, 2026
GROUP RMC INVESTMENT ADVISOR LLC
Investment adviser

SEC file number

801-129379

Source date

March 31, 2026
GROVE MOUNTAIN PARTNERS, LLC
Investment adviser

SEC file number

801-130734

Source date

May 15, 2026
GROVE STREET ADVISORS, LLC
Investment adviser

SEC file number

801-60272

Source date

May 12, 2026
GROVE STREET FIDUCIARY, LLC
Investment adviser

SEC file number

801-43397

Source date

March 4, 2026
GROVEPOINT INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-113961

Source date

June 30, 2026
GROWSTRONG WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-120506

Source date

June 1, 2026
GROWTH BEVERAGE GROUP, LP
Investment adviser

SEC file number

801-130576

Source date

March 31, 2026
GROWTH CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-74930

Source date

June 16, 2026
GROWTH CATALYST PARTNERS, L.P.
Investment adviser

SEC file number

801-121990

Source date

May 22, 2026
GROWTH CREDIT PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-136514

Source date

May 18, 2026
GROWTH SCIENCE VENTURES LLC
Exempt reporting adviser

SEC file number

802-127606

Source date

March 26, 2026
GROWTH STREET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-110132

Source date

March 28, 2026
GROWTH TECHNOLOGY PARTNERS, LLC.
Exempt reporting adviser

SEC file number

802-113863

Source date

May 26, 2026
GROWTHCURVE CAPITAL, LP
Investment adviser

SEC file number

801-120626

Source date

March 31, 2026
GRP FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-131281

Source date

January 26, 2026
GRUENSTEIN INVESTMENTS LLC
Investment adviser

SEC file number

801-114355

Source date

April 30, 2026
GRUPO GUAYACAN, INC.
Exempt reporting adviser

SEC file number

802-76090

Source date

February 27, 2026
GRUPP FINANCIAL LLC
Investment adviser

SEC file number

801-135382

Source date

January 22, 2026
GRYPHON ADVISORS, LLC
Investment adviser

SEC file number

801-73543

Source date

July 28, 2026
GRYPHON FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-110583

Source date

September 17, 2026
GRYPHON WEALTH, LLC
Investment adviser

SEC file number

801-135333

Source date

August 20, 2026
GS GAMMA ADVISORS, LLC
Investment adviser

SEC file number

801-66026

Source date

April 28, 2026
GS INVESTMENTS, INC.
Investment adviser

SEC file number

801-56317

Source date

September 16, 2026
GSA CAPITAL PARTNERS (NEW YORK) LP
Investment adviser

SEC file number

801-110791

Source date

March 30, 2026
GSA CAPITAL PARTNERS LLP
Investment adviser

SEC file number

801-65491

Source date

June 29, 2026
GSB CAPITAL, LLC
Investment adviser

SEC file number

801-122000

Source date

April 2, 2026
GSBACKERS, LLC
Exempt reporting adviser

SEC file number

802-135998

Source date

March 26, 2026
GSE MANAGER, LLC
Exempt reporting adviser

SEC file number

802-137007

Source date

August 20, 2026
GSET RWA MARKET INC
Exempt reporting adviser

SEC file number

802-136311

Source date

April 20, 2026
GSG ADVISORS LLC
Investment adviser

SEC file number

801-63239

Source date

March 31, 2026
GSI CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-66702

Source date

April 13, 2026
GSP FINANCIAL LTDA
Investment adviser

SEC file number

801-137091

Source date

August 17, 2026
GSSG SOLAR, LLC
Investment adviser

SEC file number

801-119557

Source date

March 30, 2026
GST MANAGEMENT, LLC
Investment adviser

SEC file number

801-122854

Source date

February 6, 2026
GSV ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-71749

Source date

July 20, 2026
GSV EQUITY HOLDINGS, LLC
Investment adviser

SEC file number

801-126507

Source date

September 15, 2026
GSV VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127892

Source date

April 29, 2026
GT INVESTMENT PARTNERS, LP
Investment adviser

SEC file number

801-126310

Source date

March 27, 2026
GTCR LLC
Investment adviser

SEC file number

801-73424

Source date

March 31, 2026
GTIS PARTNERS LP
Investment adviser

SEC file number

801-72428

Source date

June 15, 2026
GTMFUND, LLC
Exempt reporting adviser

SEC file number

802-129996

Source date

March 25, 2026
GTS ASSET MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-130671

Source date

March 31, 2026
GTS FINANCIAL, LLC
Investment adviser

SEC file number

801-129885

Source date

March 17, 2026
GTS INVESTMENT ADVISORY INC.
Investment adviser

SEC file number

801-137295

Source date

September 18, 2026
GUARDANT PARTNERS LLC
Investment adviser

SEC file number

801-135000

Source date

September 4, 2026
GUARDCAP ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-113537

Source date

March 31, 2026
GUARDIAN ASSET ADVISORS, LLC
Investment adviser

SEC file number

801-120536

Source date

August 3, 2026
GUARDIAN CAPITAL LP
Investment adviser

SEC file number

801-56081

Source date

September 9, 2026
GUARDIAN CAPITAL PARTNERS INVESTMENT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-126626

Source date

March 31, 2026
GUARDIAN CAPITAL, LLC
Investment adviser

SEC file number

801-131430

Source date

February 11, 2026
GUARDIAN FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-110423

Source date

February 5, 2026
GUARDIAN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-11279

Source date

March 6, 2026
GUARDIAN PARTNERS INC.
Investment adviser

SEC file number

801-131497

Source date

March 31, 2026
GUARDIAN POINT CAPITAL, LP
Investment adviser

SEC file number

801-100438

Source date

March 20, 2026
GUARDIAN SMART INFRASTRUCTURE MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-131358

Source date

March 31, 2026
GUARDIAN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-118121

Source date

March 26, 2026
GUARDIAN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-87183

Source date

March 23, 2026
GUARDIAN WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-113791

Source date

May 19, 2026
GUARDIAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-125769

Source date

March 6, 2026
GUARDIAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-61330

Source date

July 6, 2026
GUARDIAN WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-119560

Source date

September 2, 2026
GUARDIAN WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-107034

Source date

February 20, 2026
GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-106675

Source date

March 18, 2026
GUAVA CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-132560

Source date

March 18, 2026
GUDORF FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-135186

Source date

August 21, 2026
GUEPARDO INVESTIMENTOS LTDA
Investment adviser

SEC file number

801-135564

Source date

March 20, 2026
GUERRA ADVISORS INC.
Investment adviser

SEC file number

801-128924

Source date

March 22, 2026
GUERRA PAN ADVISORS, LLC
Investment adviser

SEC file number

801-120767

Source date

February 10, 2026
GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC
Investment adviser

SEC file number

801-135882

Source date

August 17, 2026
GUGGENHEIM CORPORATE FUNDING, LLC
Investment adviser

SEC file number

801-115064

Source date

August 21, 2026
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
Investment adviser

SEC file number

801-54810

Source date

March 31, 2026
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-62515

Source date

March 31, 2026
GUGGENHEIM INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-57781

Source date

March 31, 2026
GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC
Investment adviser

SEC file number

801-135074

Source date

July 30, 2026
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-66786

Source date

July 30, 2026
GUGGENHEIM PRIVATE INVESTMENTS, LLC
Investment adviser

SEC file number

801-131052

Source date

July 30, 2026
GUGGENHEIM WEALTH SOLUTIONS, LLC
Investment adviser

SEC file number

801-107511

Source date

March 31, 2026
GUIDANCE CAPITAL, INC.
Investment adviser

SEC file number

801-126764

Source date

April 23, 2026
GUIDANCE POINT ADVISORS, LLC
Investment adviser

SEC file number

801-77258

Source date

February 10, 2026
GUIDANCE POINT RETIREMENT SERVICES, LLC
Investment adviser

SEC file number

801-73184

Source date

September 17, 2026
GUIDE ADVISORS, INC.
Investment adviser

SEC file number

801-135026

Source date

September 17, 2026
GUIDE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-129937

Source date

March 24, 2026
GUIDED CAPITAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129612

Source date

September 18, 2026
GUIDED CHOICE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-61922

Source date

March 27, 2026
GUIDED WEALTH, LLC
Investment adviser

SEC file number

801-134849

Source date

May 4, 2026
GUIDEDMONEY, LLC
Investment adviser

SEC file number

801-129707

Source date

March 19, 2026
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.
Investment adviser

SEC file number

801-119186

Source date

March 27, 2026
GUIDESTONE ADVISORS, LLC
Investment adviser

SEC file number

801-70177

Source date

August 11, 2026
GUIDESTONE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60303

Source date

July 28, 2026
GUIDESTONE INVESTMENT SERVICES
Investment adviser

SEC file number

801-134547

Source date

March 31, 2026
GUIDESTREAM FINANCIAL, INC.
Investment adviser

SEC file number

801-70418

Source date

August 28, 2026
GUILBAULT CAPITAL LLC
Investment adviser

SEC file number

801-130286

Source date

March 12, 2026
GUILD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-124924

Source date

April 28, 2026
GUILD INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-56863

Source date

March 26, 2026
GUINNESS ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-135148

Source date

December 14, 2025
GUINNESS ATKINSON ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-61667

Source date

March 30, 2026
GUIRY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-61356

Source date

March 30, 2026
GULF CAPITAL INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-132239

Source date

March 23, 2026
GULF INTERNATIONAL BANK (UK) LIMITED
Investment adviser

SEC file number

801-106808

Source date

March 25, 2026
GULFSTREAM CM, LLC
Investment adviser

SEC file number

801-77699

Source date

March 31, 2026
GULLANE CAPITAL, LLC
Investment adviser

SEC file number

801-121629

Source date

May 5, 2026
GUMI CRYPTOS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-123003

Source date

March 13, 2026
GUMSHOE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-130772

Source date

March 31, 2026
GUNCHEON FINANCIAL LLC
Investment adviser

SEC file number

801-131551

Source date

July 14, 2026
GUNDER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-131611

Source date

January 19, 2026
GUNDERSON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122484

Source date

April 30, 2026
GUNN & COMPANY INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-112077

Source date

February 19, 2026
GUNN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-118932

Source date

September 10, 2026
GUNPOWDER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121543

Source date

March 30, 2026
GURUFOCUS INVESTMENTS, LLC
Investment adviser

SEC file number

801-122727

Source date

March 3, 2026
GUSTO INVESTMENT SERVICES, LLC
Investment adviser

SEC file number

801-106732

Source date

August 18, 2026