Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 32 of 95

FAIRLEAD STRATEGIES LLC
Investment adviser

SEC file number

801-135774

Source date

August 17, 2026
FAIRLIGHT ADVISORS LLC
Investment adviser

SEC file number

801-135592

Source date

September 9, 2026
FAIRMOUNT FUNDS MANAGEMENT LLC
Investment adviser

SEC file number

801-116848

Source date

August 7, 2026
FAIRSCALE CAPITAL, LLC
Investment adviser

SEC file number

801-123056

Source date

January 20, 2026
FAIRTREE ASSET MANAGEMENT PROPRIETARY LIMITED
Exempt reporting adviser

SEC file number

802-108068

Source date

May 26, 2026
FAIRVIEW ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-126776

Source date

March 24, 2026
FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-55385

Source date

March 31, 2026
FAIRVIEW CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-74743

Source date

March 31, 2026
FAIRVIEW CONSTITUTION MANAGEMENT IV LLC
Investment adviser

SEC file number

801-72952

Source date

April 14, 2026
FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-120918

Source date

March 24, 2026
FAIRVOY PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-129698

Source date

September 15, 2026
FAIRWAY AMERICA INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-131055

Source date

March 6, 2026
FAIRWAY ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-134335

Source date

March 30, 2026
FAIRWAY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122662

Source date

July 13, 2026
FAIRWAY FINANCIAL, LLC
Investment adviser

SEC file number

801-131250

Source date

March 3, 2026
FAIRWAY INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-136989

Source date

August 14, 2026
FAIRWAY WEALTH LLC
Investment adviser

SEC file number

801-119777

Source date

March 13, 2026
FAITH INVESTOR SERVICES LLC
Investment adviser

SEC file number

801-121223

Source date

July 29, 2026
FAITHWARD ADVISORS, LLC
Investment adviser

SEC file number

801-61471

Source date

March 27, 2026
FALCATA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-118532

Source date

April 1, 2026
FALCON BRIDGE CAPITAL II, LLC
Investment adviser

SEC file number

801-72513

Source date

March 16, 2026
FALCON HOUSE CAPITAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-115041

Source date

September 10, 2026
FALCON INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-73626

Source date

March 30, 2026
FALCON PEAK CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136875

Source date

July 2, 2026
FALCON WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-112659

Source date

September 25, 2026
FALCONPOINT CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-128440

Source date

September 2, 2026
FALCONS I, LLC
Investment adviser

SEC file number

801-112950

Source date

March 31, 2026
FALFURRIAS MANAGEMENT PARTNERS LP
Investment adviser

SEC file number

801-100500

Source date

March 31, 2026
FALKO RAOF GP II LIMITED
Exempt reporting adviser

SEC file number

802-114796

Source date

March 27, 2026
FALKO RAOF GP LIMITED
Exempt reporting adviser

SEC file number

802-106960

Source date

March 27, 2026
FALL LINE CAPITAL, LLC
Investment adviser

SEC file number

801-118696

Source date

April 29, 2026
FAMA FIDUCIARY WEALTH LLC
Investment adviser

SEC file number

801-78791

Source date

August 14, 2026
FAMA RE.CAPITAL LTDA
Investment adviser

SEC file number

801-69642

Source date

April 1, 2026
FAMILY CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-110407

Source date

March 4, 2026
FAMILY CFO INC
Investment adviser

SEC file number

801-112616

Source date

February 18, 2026
FAMILY CFO, LLC
Investment adviser

SEC file number

801-121138

Source date

March 31, 2026
FAMILY DYNASTY ADVISORS LLC
Investment adviser

SEC file number

801-127497

Source date

February 17, 2026
FAMILY FIDUCIARY SERVICES, INC.
Investment adviser

SEC file number

801-119095

Source date

August 24, 2026
FAMILY FINANCIAL GROUP
Investment adviser

SEC file number

801-135491

Source date

March 2, 2026
FAMILY FINANCIAL SOLUTIONS GROUP, LLC
Investment adviser

SEC file number

801-80223

Source date

March 10, 2026
FAMILY INVESTMENT CENTER, INC.
Investment adviser

SEC file number

801-63744

Source date

January 26, 2026
FAMILY LEGACY FINANCIAL SOLUTIONS, LLC
Investment adviser

SEC file number

801-132388

Source date

March 10, 2026
FAMILY LEGACY, INC.
Investment adviser

SEC file number

801-49710

Source date

July 14, 2026
FAMILY MANAGE LLC
Investment adviser

SEC file number

801-35943

Source date

April 10, 2026
FAMILY OFFICE INVESTMENT ADVISORY LLC
Investment adviser

SEC file number

801-135842

Source date

September 18, 2026
FAMILY OFFICE RESEARCH, LLC
Investment adviser

SEC file number

801-80228

Source date

March 19, 2026
FAMILY PARTNERS CAPITAL, LLC
Investment adviser

SEC file number

801-134442

Source date

March 9, 2026
FAMILY WEALTH ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-62921

Source date

June 30, 2026
FAMILY WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-136248

Source date

July 6, 2026
FAMILY WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-123089

Source date

May 11, 2026
FAMILY WEALTH PLANNING PARTNERS LLC
Investment adviser

SEC file number

801-126996

Source date

May 22, 2026
FAMILY WMS, LLC
Investment adviser

SEC file number

801-61987

Source date

February 18, 2026
FAMILYWEALTH ADVISERS LLC
Investment adviser

SEC file number

801-111050

Source date

March 31, 2026
FAMILYWEALTH ASSET MANAGEMENT
Investment adviser

SEC file number

801-69660

Source date

March 31, 2026
FANCLUB SPORTS MANAGEMENT LLC
Investment adviser

SEC file number

801-127340

Source date

March 13, 2026
FANNIN ADVISORY, LLC
Exempt reporting adviser

SEC file number

802-119790

Source date

March 25, 2026
FAR VIEW CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-115097

Source date

March 25, 2026
FAR WEST CAPITAL MANAGEMENT
Exempt reporting adviser

SEC file number

802-91172

Source date

February 17, 2026
FARALLON CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-51763

Source date

September 23, 2026
FARLEY CAPITAL L.P.
Investment adviser

SEC file number

801-73821

Source date

March 27, 2026
FARMERS GATE LLC
Exempt reporting adviser

SEC file number

802-119862

Source date

March 31, 2026
FARNAM FINANCIAL, LLC
Investment adviser

SEC file number

801-132622

Source date

April 16, 2026
FARNAM STREET CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-76449

Source date

March 9, 2026
FAROL INVESTMENT ADVISERS LP
Investment adviser

SEC file number

801-77647

Source date

March 31, 2026
FAROPOINT VENTURES, LLC
Investment adviser

SEC file number

801-132818

Source date

June 26, 2026
FARRCREST CAPITAL LLC
Investment adviser

SEC file number

801-135685

Source date

August 12, 2026
FARRELL FINANCIAL LLC
Investment adviser

SEC file number

801-125815

Source date

August 11, 2026
FARRINGDON CAPITAL, LTD.
Exempt reporting adviser

SEC file number

802-114861

Source date

March 23, 2026
FARRIS CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-123391

Source date

February 5, 2026
FARROW FINANCIAL INC
Investment adviser

SEC file number

801-15865

Source date

May 28, 2026
FARTHER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-128146

Source date

August 13, 2026
FARTHER FINANCE ADVISORS, LLC
Investment adviser

SEC file number

801-116721

Source date

August 24, 2026
FAS WEALTH PARTNERS, INC.
Investment adviser

SEC file number

801-19282

Source date

February 25, 2026
FASANARA CAPITAL LTD
Exempt reporting adviser

SEC file number

802-129252

Source date

March 18, 2026
FATHOM ADVISORS LLC
Investment adviser

SEC file number

801-137182

Source date

September 16, 2026
FATHOM FUND MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-129288

Source date

March 1, 2026
FATHOM POINT CAPITAL LLC
Investment adviser

SEC file number

801-135023

Source date

May 1, 2026
FAYERWEATHER MANAGEMENT, LLC
Investment adviser

SEC file number

801-108075

Source date

February 4, 2026
FAYEZ SAROFIM & CO., LLC
Investment adviser

SEC file number

801-1725

Source date

May 12, 2026
FBD ASSET MGMT, LLC
Investment adviser

SEC file number

801-118216

Source date

March 30, 2026
FBL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113458

Source date

June 22, 2026
FBMC RETIREMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-132232

Source date

June 11, 2026
FC ADVISORY, LLC
Investment adviser

SEC file number

801-81042

Source date

March 18, 2026
FC CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73815

Source date

March 31, 2026
FC WEALTH SOLUTIONS LLC
Investment adviser

SEC file number

801-128522

Source date

April 14, 2026
FC WEALTH, INC.
Investment adviser

SEC file number

801-131758

Source date

February 25, 2026
FC360 WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-121040

Source date

March 25, 2026
FCA CORP
Investment adviser

SEC file number

801-20514

Source date

February 17, 2026
FCA HEALTH INNOVATIONS II MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-124811

Source date

April 1, 2026
FCA MANAGEMENT GROUP, LLC
Exempt reporting adviser

SEC file number

802-136950

Source date

June 30, 2026
FCA PARTNERS, LLC
Investment adviser

SEC file number

801-129208

Source date

March 30, 2026
FCA VENTURE MANAGEMENT GROUP LLC
Exempt reporting adviser

SEC file number

802-124830

Source date

April 1, 2026
FCA VENTURE PARTNERS VII MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-124809

Source date

April 1, 2026
FCG INVESTMENT COMPANY
Investment adviser

SEC file number

801-118437

Source date

September 23, 2026
FCIG WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129706

Source date

September 4, 2026
FCO ADVISORS LP
Investment adviser

SEC file number

801-112293

Source date

March 25, 2026
FCPM III SERVICES B.V.
Exempt reporting adviser

SEC file number

802-76457

Source date

April 14, 2026
FCV GP LLC
Exempt reporting adviser

SEC file number

802-127835

Source date

March 31, 2026
FDI WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128421

Source date

August 6, 2026
FDVC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135968

Source date

March 25, 2026
FDX ADVISORS, INC.
Investment adviser

SEC file number

801-29775

Source date

June 30, 2026
FEARLESS FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123548

Source date

March 31, 2026
FEARLESS SOLUTIONS LLC
Investment adviser

SEC file number

801-113562

Source date

February 24, 2026
FEARNLEY ADVISORS AS
Exempt reporting adviser

SEC file number

802-77741

Source date

June 4, 2026
FEARNLEY ASSET MANAGEMENT AS
Exempt reporting adviser

SEC file number

802-135215

Source date

February 5, 2026
FEATHERINGILL CAPITAL, LLC
Investment adviser

SEC file number

801-114415

Source date

March 17, 2026
FEDAIA UK LIMITED
Exempt reporting adviser

SEC file number

802-134574

Source date

June 5, 2026
FEDERAL PREP ADVISORS, INC.
Investment adviser

SEC file number

801-118329

Source date

July 1, 2026
FEDERATED ADVISORY SERVICES COMPANY
Investment adviser

SEC file number

801-62500

Source date

September 8, 2026
FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA
Investment adviser

SEC file number

801-62501

Source date

September 8, 2026
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
Investment adviser

SEC file number

801-49470

Source date

September 8, 2026
FEDERATED HERMES (UK) LLP
Investment adviser

SEC file number

801-78591

Source date

March 27, 2026
FEDERATED HERMES FCP MANAGER, LLC
Investment adviser

SEC file number

801-74428

Source date

May 8, 2026
FEDERATED INVESTMENT COUNSELING
Investment adviser

SEC file number

801-34611

Source date

September 8, 2026
FEDERATED INVESTMENT MANAGEMENT COMPANY
Investment adviser

SEC file number

801-34612

Source date

May 21, 2026
FEDERATED MDTA LLC
Investment adviser

SEC file number

801-55094

Source date

September 8, 2026
FEDERATED SECURITIES CORP.
Investment adviser

SEC file number

801-70438

Source date

June 29, 2026
FEDERATION ASSET MANAGEMENT PTY LTD
Exempt reporting adviser

SEC file number

802-130246

Source date

September 21, 2026
FEDERMANN FINANCIAL ADVISORS INC.
Investment adviser

SEC file number

801-71273

Source date

February 17, 2026
FEENIX VENTURE PARTNERS, LLC
Investment adviser

SEC file number

801-134059

Source date

June 16, 2026
FEE-ONLY FIDUCIARY ADVISORS LLC
Investment adviser

SEC file number

801-122547

Source date

June 8, 2026
FEE-ONLY FINANCIAL PLANNING, L.C.
Investment adviser

SEC file number

801-60251

Source date

February 12, 2026
FEG CURIO INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-126960

Source date

July 31, 2026
FEG INVESTMENT SERVICES, LLC
Investment adviser

SEC file number

801-108644

Source date

March 25, 2026
FEG PRIVATE INVESTORS, LLC
Investment adviser

SEC file number

801-72258

Source date

March 20, 2026
FEIN CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136436

Source date

May 6, 2026
FELDMAN JEFFREY MARK
Investment adviser

SEC file number

801-57098

Source date

January 13, 2026
FELDMAN, INGARDONA & CO.
Investment adviser

SEC file number

801-55072

Source date

September 14, 2026
FELICIS VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-74738

Source date

March 30, 2026
FELICITAS GLOBAL PARTNERS, LLC
Investment adviser

SEC file number

801-112594

Source date

August 6, 2026
FELIS ADVANTAGE, LP
Investment adviser

SEC file number

801-134898

Source date

February 25, 2026
FELIX CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-113038

Source date

March 31, 2026
FELL CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-34774

Source date

March 17, 2026
FELLOWS FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134187

Source date

July 9, 2026
FELLOWSHIP FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-129755

Source date

August 3, 2026
FELLOWSHIP INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-129083

Source date

March 10, 2026
FELTL ADVISORS, LLC
Investment adviser

SEC file number

801-77347

Source date

March 31, 2026
FEMHEALTH VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128406

Source date

February 27, 2026
FENGATE CAPITAL MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-113518

Source date

March 31, 2026
FENGDA WEALTH LLC
Exempt reporting adviser

SEC file number

802-135504

Source date

February 5, 2026
FENGHE FUND MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-110806

Source date

April 1, 2026
FENIMORE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-10429

Source date

January 2, 2026
FENIX ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-112181

Source date

February 18, 2026
FENRIR INFRASTRUCTURE PARTNERS INC
Exempt reporting adviser

SEC file number

802-134708

Source date

March 16, 2026
FENTON GREGORY COLEMAN
Investment adviser

SEC file number

801-113572

Source date

January 8, 2026
FENWAY PARTNERS, LLC
Investment adviser

SEC file number

801-128465

Source date

March 31, 2026
FENWAY SUMMER INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-98350

Source date

January 29, 2026
FEOH INVESTMENTS UK LLP
Exempt reporting adviser

SEC file number

802-134719

Source date

September 21, 2026
FEP WEALTH, LLC
Investment adviser

SEC file number

801-119330

Source date

June 24, 2026
FERGHANA INVESTMENT PARTNERS, LP
Investment adviser

SEC file number

801-134369

Source date

May 14, 2026
FERGUSON SHAPIRO LLC
Investment adviser

SEC file number

801-113581

Source date

May 20, 2026
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-11188

Source date

June 9, 2026
FERGUSON-JOHNSON WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-56625

Source date

September 2, 2026
FERMAT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-65497

Source date

March 26, 2026
FERMATA ADVISORS, LLC
Investment adviser

SEC file number

801-117411

Source date

August 5, 2026
FERMI 42 VENTURES, LLC
Exempt reporting adviser

SEC file number

802-134500

Source date

March 31, 2026
FERNBRIDGE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-119463

Source date

March 26, 2026
FERNBROOK CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-126053

Source date

March 30, 2026
FEYNMAN POINT ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-134023

Source date

March 27, 2026
FF ADVISORS, LLC
Investment adviser

SEC file number

801-122728

Source date

March 30, 2026
FF CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-128046

Source date

March 31, 2026
FF VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-76333

Source date

March 30, 2026
FFF MANAGEMENT CO. LLC
Exempt reporting adviser

SEC file number

802-114172

Source date

March 31, 2025
FFG PARTNERS, LLC
Investment adviser

SEC file number

801-127015

Source date

March 25, 2026
FFG RETIREMENT ADVISORS LLC
Investment adviser

SEC file number

801-119392

Source date

February 11, 2026
FFL PARTNERS, LLC
Investment adviser

SEC file number

801-73886

Source date

March 29, 2026
FFO INVESTMENTS LLC
Investment adviser

SEC file number

801-134929

Source date

July 13, 2026
FFP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114728

Source date

May 4, 2026
FFSTOCK INC.
Exempt reporting adviser

SEC file number

802-135507

Source date

February 6, 2026
FG1 MANAGEMENT HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-131575

Source date

February 17, 2026
FGC MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-116984

Source date

March 25, 2026
FI3 FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-113218

Source date

July 24, 2026
FI401K ADVISORS, LLC
Investment adviser

SEC file number

801-107736

Source date

January 30, 2026
FIAM LLC
Investment adviser

SEC file number

801-63658

Source date

July 30, 2026
FIAT WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-123255

Source date

July 14, 2026
FIC PARTNERS MANAGEMENT, LP
Investment adviser

SEC file number

801-110001

Source date

April 29, 2026
FICUS VENTURE LIMITED
Exempt reporting adviser

SEC file number

802-135080

Source date

March 23, 2026
FIDATO WEALTH LLC
Investment adviser

SEC file number

801-108417

Source date

September 2, 2026
FIDELIO CAPITAL ADVISORY AB
Exempt reporting adviser

SEC file number

802-127058

Source date

March 31, 2026
FIDELIO CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-127057

Source date

March 31, 2026
FIDELIS CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-126176

Source date

August 28, 2026
FIDELIS CAPITAL, LLC
Investment adviser

SEC file number

801-67192

Source date

March 30, 2026
FIDELIS FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-131701

Source date

April 16, 2026
FIDELIS IM, LLC
Investment adviser

SEC file number

801-118351

Source date

March 27, 2026
FIDELIS INVESTORS, LLC
Investment adviser

SEC file number

801-119006

Source date

June 18, 2026
FIDELIS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-122530

Source date

March 31, 2026
FIDELITY DIVERSIFYING SOLUTIONS LLC
Investment adviser

SEC file number

801-122572

Source date

August 20, 2026
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
Investment adviser

SEC file number

801-116860

Source date

March 30, 2026
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED
Investment adviser

SEC file number

801-69507

Source date

June 29, 2026
FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED
Investment adviser

SEC file number

801-69571

Source date

June 29, 2026
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC
Investment adviser

SEC file number

801-7884

Source date

July 30, 2026
FIDERA LIMITED
Exempt reporting adviser

SEC file number

802-120844

Source date

March 24, 2026
FIDERA VECTA LIMITED
Exempt reporting adviser

SEC file number

802-123571

Source date

March 24, 2026
FIDUCIARY ADVISOR ADVOCATES, LLC
Investment adviser

SEC file number

801-78758

Source date

April 24, 2026
FIDUCIARY ADVISORS, INC.
Investment adviser

SEC file number

801-57763

Source date

March 19, 2026
FIDUCIARY ADVISORS, LLC
Investment adviser

SEC file number

801-72971

Source date

August 11, 2026
FIDUCIARY ALLIANCE LLC
Investment adviser

SEC file number

801-108283

Source date

September 4, 2026
FIDUCIARY BENEFITS GROUP
Investment adviser

SEC file number

801-127947

Source date

March 15, 2026
FIDUCIARY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-135523

Source date

September 5, 2026
FIDUCIARY COUNSELLING INC
Investment adviser

SEC file number

801-4158

Source date

March 17, 2026
FIDUCIARY COUNSELORS INC.
Investment adviser

SEC file number

801-57010

Source date

March 31, 2026
FIDUCIARY EXPERTS LLC
Investment adviser

SEC file number

801-107816

Source date

May 19, 2026
FIDUCIARY FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-128229

Source date

March 11, 2026
FIDUCIARY FINANCIAL ADVISORS
Investment adviser

SEC file number

801-120619

Source date

April 14, 2026
FIDUCIARY FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-121655

Source date

August 26, 2026
FIDUCIARY FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-78241

Source date

September 16, 2026
FIDUCIARY FIRST, LLC
Investment adviser

SEC file number

801-72234

Source date

March 26, 2026
FIDUCIARY MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-77646

Source date

March 4, 2026
FIDUCIARY MANAGEMENT, INC.
Investment adviser

SEC file number

801-15164

Source date

June 9, 2026
FIDUCIARY TRUST INTERNATIONAL, LLC
Investment adviser

SEC file number

801-62001

Source date

December 22, 2025
FIDUCIARY WEALTH GROUP, LLC
Investment adviser

SEC file number

801-130550

Source date

March 3, 2026
FIDUCIARY WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-73067

Source date

March 6, 2026
FIDUCIARYVEST, LLC
Investment adviser

SEC file number

801-63958

Source date

March 24, 2026
FIDUCIENT ADVISORS LLC
Investment adviser

SEC file number

801-48820

Source date

July 24, 2026
FIDUCIOSO ADVISORS, INC
Investment adviser

SEC file number

801-72319

Source date

July 2, 2026
FIDUS INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-72285

Source date

March 30, 2026
FIDUS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-137342

Source date

August 20, 2026
FIELDER CAPITAL GROUP LLC
Investment adviser

SEC file number

801-110357

Source date

March 30, 2026
FIELDS GOTTSCHO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-64611

Source date

March 10, 2026
FIELDVIEW CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130937

Source date

March 6, 2026
FIEN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60490

Source date

February 27, 2026
FIERA CAPITAL (ASIA) HONG KONG LIMITED
Exempt reporting adviser

SEC file number

802-113941

Source date

March 31, 2026
FIERA CAPITAL (ASIA) SINGAPORE PTE. LTD.
Exempt reporting adviser

SEC file number

802-113942

Source date

March 31, 2026
FIERA CAPITAL (ASIA), L.P.
Exempt reporting adviser

SEC file number

802-113940

Source date

March 31, 2026
FIERA CAPITAL (UK) LIMITED
Investment adviser

SEC file number

801-64878

Source date

June 4, 2026
FIERA CAPITAL INC.
Investment adviser

SEC file number

801-8948

Source date

August 21, 2026
FIERA COMOX PARTNERS INC
Investment adviser

SEC file number

801-128385

Source date

March 31, 2026
FIERA INFRASTRUCTURE INC.
Exempt reporting adviser

SEC file number

802-116872

Source date

June 5, 2026
FIERSTON FINANCIAL GROUP INC
Investment adviser

SEC file number

801-34803

Source date

February 4, 2026
FIFR, INC.
Investment adviser

SEC file number

801-131862

Source date

March 30, 2026
FIFTH AVENUE FAMILY OFFICE LLC
Investment adviser

SEC file number

801-61413

Source date

March 16, 2026
FIFTH DOWN CAP LLC
Investment adviser

SEC file number

801-120623

Source date

July 1, 2026
FIFTH ERA PARTNERS LP
Investment adviser

SEC file number

801-133989

Source date

March 31, 2026
FIFTH FORCE MANAGEMENT LLC
Investment adviser

SEC file number

801-127569

Source date

March 27, 2026
FIFTH LANE CAPITAL, LP
Exempt reporting adviser

SEC file number

802-129241

Source date

April 1, 2026
FIFTH PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-128158

Source date

March 31, 2026
FIFTH SET PRIVATE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-110682

Source date

February 12, 2026
FIFTH THIRD SECURITIES, INC.
Investment adviser

SEC file number

801-63623

Source date

July 14, 2026
FIFTH THIRD WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-122096

Source date

July 29, 2026
FIFTH WALL ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119659

Source date

March 2, 2026
FIFTH WALL VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-108132

Source date

March 2, 2026
FIFTHDELTA LIMITED
Exempt reporting adviser

SEC file number

802-121303

Source date

July 9, 2026
FIFTY YEARS INDUSTRIES, LLC
Exempt reporting adviser

SEC file number

802-123767

Source date

March 30, 2026
FIG CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-111939

Source date

March 20, 2026
FIG LLC
Investment adviser

SEC file number

801-62982

Source date

August 19, 2026
FIG WEALTH, LLC
Investment adviser

SEC file number

801-123159

Source date

March 25, 2026
FIGMENT INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122908

Source date

March 12, 2026
FIGURE 8 INVESTMENT STRATEGIES LLC
Investment adviser

SEC file number

801-120489

Source date

March 11, 2026
FIGURE INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-72508

Source date

March 31, 2026
FIKA MANAGEMENT II, LLC
Exempt reporting adviser

SEC file number

802-131433

Source date

March 31, 2026