Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 25 of 95

CRUCIBLE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135993

Source date

March 26, 2026
CRUDEN BAY INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-108314

Source date

March 23, 2026
CRUISER CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-78442

Source date

March 31, 2026
CRUMLY AND ASSOCIATES, INCORPORATED
Investment adviser

SEC file number

801-81175

Source date

June 10, 2026
CRUSONIA WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-129632

Source date

July 15, 2026
CRUX CAPITAL ADVISORS, LLC.
Exempt reporting adviser

SEC file number

802-136734

Source date

September 1, 2026
CRUX CAPITAL LTD
Investment adviser

SEC file number

801-136971

Source date

August 11, 2026
CRUX WEALTH ADVISORS
Investment adviser

SEC file number

801-130283

Source date

August 6, 2026
CRV, LLC
Exempt reporting adviser

SEC file number

802-75907

Source date

March 13, 2026
CRYDER CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-128885

Source date

June 5, 2026
CRYPFINE LLC
Exempt reporting adviser

SEC file number

802-133843

Source date

June 9, 2025
CRYPTO LOTUS LLC
Exempt reporting adviser

SEC file number

802-112401

Source date

March 31, 2025
CRYPTOBULL CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136023

Source date

March 27, 2026
CRYSTAL CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-68672

Source date

March 31, 2026
CRYSTAL COVE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-135864

Source date

March 16, 2026
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.
Investment adviser

SEC file number

801-73129

Source date

February 4, 2026
CRYSTAL TOWERS MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-106579

Source date

April 13, 2026
CRYSTAL VENTURE MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-135316

Source date

January 12, 2026
CRYSTAL VIEW CAPITAL, LLC
Investment adviser

SEC file number

801-136842

Source date

August 6, 2026
CS ADVISORS INC.
Investment adviser

SEC file number

801-135242

Source date

February 13, 2026
CS CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-40916

Source date

May 26, 2026
CS INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-117918

Source date

March 2, 2026
CS PLANNING CORP
Investment adviser

SEC file number

801-70381

Source date

June 30, 2026
CS TOMASI WEALTH MANAGEMENT
Investment adviser

SEC file number

801-137293

Source date

August 13, 2026
CS UNITED CLUB LTD
Exempt reporting adviser

SEC file number

802-136261

Source date

April 14, 2026
CSC UPSHOT VENTURES MANAGEMENT, LLC
Investment adviser

SEC file number

801-119175

Source date

March 31, 2026
CSENGE ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-72792

Source date

July 24, 2026
CSFC MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-74234

Source date

March 30, 2026
CSI GROUP ADVISORS, LLC
Investment adviser

SEC file number

801-134411

Source date

July 15, 2026
CSL CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73935

Source date

March 27, 2026
CSM ADVISORS, LLC
Investment adviser

SEC file number

801-117641

Source date

May 21, 2026
CSM CAPITAL CORPORATION
Investment adviser

SEC file number

801-62672

Source date

March 31, 2026
CSOP ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-79092

Source date

March 19, 2026
CSP ADVISOR LP
Exempt reporting adviser

SEC file number

802-126467

Source date

May 5, 2026
CSP FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-128346

Source date

September 11, 2026
CSP MGMT LLC
Exempt reporting adviser

SEC file number

802-135278

Source date

January 6, 2026
CSR CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-136853

Source date

July 28, 2026
C-STAR ISAR LTD
Exempt reporting adviser

SEC file number

802-136004

Source date

March 26, 2026
CSW INVESTMENT SERVICES INC.
Exempt reporting adviser

SEC file number

802-74709

Source date

March 6, 2026
CT INVESTMENT MANAGEMENT CO., LLC
Investment adviser

SEC file number

801-74143

Source date

September 8, 2026
CTA WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-118848

Source date

March 9, 2026
CTG EVERGREEN MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-119025

Source date

March 17, 2026
CTT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-135292

Source date

January 7, 2026
CU HEALTHCARE INNOVATION MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118652

Source date

March 31, 2026
CUADRILLA CAPITAL, LLC
Investment adviser

SEC file number

801-122076

Source date

March 30, 2026
CUBE INFRASTRUCTURE MANAGERS
Exempt reporting adviser

SEC file number

802-76651

Source date

March 30, 2026
CUBERA IX (GP) LIMITED
Exempt reporting adviser

SEC file number

802-118728

Source date

March 6, 2026
CUBERA PRIVATE EQUITY AS
Exempt reporting adviser

SEC file number

802-110317

Source date

March 24, 2026
CUBERA VIII (GP) LIMITED
Exempt reporting adviser

SEC file number

802-117173

Source date

March 6, 2026
CUBERA X (GP) LIMITED
Exempt reporting adviser

SEC file number

802-128370

Source date

March 6, 2026
CUBETECH CAPITAL, LLC
Investment adviser

SEC file number

801-108401

Source date

March 30, 2026
CULLEN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-57576

Source date

March 27, 2026
CULLEN INVESTMENT GROUP, LTD.
Investment adviser

SEC file number

801-61265

Source date

March 24, 2026
CULLINAN ASSOCIATES, INC.
Investment adviser

SEC file number

801-35801

Source date

March 4, 2026
CULTIVAR CAPITAL, INC.
Investment adviser

SEC file number

801-73055

Source date

March 25, 2026
CULTIVATE WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-136070

Source date

August 28, 2026
CULTIVATION CAPITAL, LLC
Investment adviser

SEC file number

801-135893

Source date

June 9, 2026
CULTIVIAN SANDBOX VENTURE MANAGEMENT II LLC
Exempt reporting adviser

SEC file number

802-112480

Source date

March 25, 2026
CULTIVIAN SANDBOX VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-78628

Source date

March 25, 2026
CUMBERLAND ADVISORS, LLC
Investment adviser

SEC file number

801-55344

Source date

February 2, 2026
CUMBERLAND HILL CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-67283

Source date

March 9, 2026
CUMBERLAND INVESTMENT COUNSEL INC.
Investment adviser

SEC file number

801-41265

Source date

August 13, 2026
CUNNING CAPITAL, LLC
Investment adviser

SEC file number

801-119751

Source date

March 11, 2026
CURA & SENECTUS INVESTMENT AG
Investment adviser

SEC file number

801-112984

Source date

February 18, 2026
CURA WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130922

Source date

March 2, 2026
CURAFIN ADVISORS, LLC
Investment adviser

SEC file number

801-129547

Source date

March 4, 2026
CURASSET CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122383

Source date

March 4, 2026
CURAT GLOBAL LLC
Investment adviser

SEC file number

801-114363

Source date

January 22, 2026
CURATED WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-113890

Source date

July 29, 2026
CURATIVE VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132549

Source date

March 30, 2026
CURBSTONE FINANCIAL MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-67354

Source date

June 22, 2026
CURCIO WEBB LLC
Investment adviser

SEC file number

801-56468

Source date

March 27, 2026
CURE VENTURES MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-122147

Source date

March 11, 2026
CUREWELL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130716

Source date

May 4, 2026
CURI CAPITAL, LLC
Investment adviser

SEC file number

801-63939

Source date

July 7, 2026
CURIAM CAPITAL LLC
Investment adviser

SEC file number

801-121956

Source date

March 13, 2026
CURIE BIO OPERATIONS, LLC
Exempt reporting adviser

SEC file number

802-126921

Source date

March 20, 2026
CURIO WEALTH, LLC
Investment adviser

SEC file number

801-128998

Source date

September 15, 2026
CURISA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-130708

Source date

March 30, 2026
CURRAN FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-119322

Source date

July 6, 2026
CURRY WEBB WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-129976

Source date

August 20, 2026
CURTIS ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-81082

Source date

April 15, 2026
CURTIS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-132177

Source date

September 2, 2026
CURTIS FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-132154

Source date

March 30, 2026
CURTIS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131657

Source date

March 23, 2026
CUSANA CAPITAL LLP
Exempt reporting adviser

SEC file number

802-130691

Source date

June 9, 2026
CUSHING ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-63255

Source date

August 6, 2026
CUSHING CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-120953

Source date

September 2, 2026
CUSOURCE, LLC
Investment adviser

SEC file number

801-35725

Source date

March 27, 2026
CUSTOM WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136173

Source date

August 17, 2026
CUSTOS FAMILY OFFICE LLC
Investment adviser

SEC file number

801-117243

Source date

April 7, 2026
CUTLER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-57382

Source date

March 25, 2026
CUTLER INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-62469

Source date

August 12, 2026
CUTTER FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-111822

Source date

March 5, 2026
CUTTING EDGE CAPITAL PARTNERS (MANCO), LIMITED
Exempt reporting adviser

SEC file number

802-136271

Source date

April 14, 2026
CUTTING HORSE VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132601

Source date

March 30, 2026
CV ADVISORS LLC
Investment adviser

SEC file number

801-77002

Source date

April 23, 2026
CV19 VENTURE MANAGER LLC
Exempt reporting adviser

SEC file number

802-134158

Source date

March 24, 2026
CVC ADVISERS JERSEY LIMITED
Exempt reporting adviser

SEC file number

802-113037

Source date

March 30, 2026
CVC ADVISORS (U.S.) INC.
Investment adviser

SEC file number

801-100495

Source date

September 14, 2026
CVC CAPITAL PARTNERS ADVISORY COMPANY LIMITED
Exempt reporting adviser

SEC file number

802-75245

Source date

March 30, 2026
CVC CREDIT PARTNERS U.S. CLO MANAGEMENT LLC
Investment adviser

SEC file number

801-108957

Source date

August 26, 2026
CVC CREDIT PARTNERS, LLC
Investment adviser

SEC file number

801-72226

Source date

August 28, 2026
CVC MANAGER, LLC
Exempt reporting adviser

SEC file number

802-117288

Source date

March 31, 2026
CVC SECONDARY PARTNERS (U.S.), LLC
Investment adviser

SEC file number

801-112163

Source date

July 9, 2026
CVF CAPITAL PARTNERS, INC.
Exempt reporting adviser

SEC file number

802-77126

Source date

March 31, 2026
CVFG LLC
Investment adviser

SEC file number

801-127739

Source date

July 14, 2026
CVNA, LLC
Investment adviser

SEC file number

801-135722

Source date

July 28, 2026
CVP MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-78893

Source date

March 31, 2026
CVP NLH ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-128823

Source date

March 31, 2026
CV-PC (CAYMAN) GP, LTD
Exempt reporting adviser

SEC file number

802-136696

Source date

June 9, 2026
CW ADVISORS, LLC
Investment adviser

SEC file number

801-119667

Source date

August 26, 2026
CW INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-120163

Source date

March 30, 2026
CW SECURITIES, LLC
Investment adviser

SEC file number

801-135859

Source date

September 9, 2026
CWA ASSET MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-79715

Source date

July 16, 2026
CWC ADVISORS, LLC
Investment adviser

SEC file number

801-62369

Source date

April 14, 2026
CWCI LLC
Investment adviser

SEC file number

801-69737

Source date

March 18, 2026
CWM ADVISORY, LLC
Investment adviser

SEC file number

801-135493

Source date

June 23, 2026
CWM PARTNERS, LLC
Investment adviser

SEC file number

801-114490

Source date

March 24, 2026
CWM, LLC
Investment adviser

SEC file number

801-72037

Source date

September 22, 2026
CWS CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-107474

Source date

May 4, 2026
CWS FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-113289

Source date

July 24, 2026
CX ADVISORS LLP
Exempt reporting adviser

SEC file number

802-74863

Source date

June 30, 2025
CX INSTITUTIONAL, LLC
Investment adviser

SEC file number

801-112742

Source date

March 28, 2026
CX INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-113751

Source date

March 31, 2025
CXI ADVISORS, LLC
Investment adviser

SEC file number

801-115248

Source date

March 27, 2026
CXL CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-137118

Source date

August 27, 2026
CYBER HORNET ETFS LLC
Investment adviser

SEC file number

801-117228

Source date

August 31, 2026
CYBERFORTUNE LLC
Exempt reporting adviser

SEC file number

802-136886

Source date

July 2, 2026
CYBERNETIX VENTURES MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-127669

Source date

March 31, 2026
CYBERSTARTS VENTURE FUND LTD
Exempt reporting adviser

SEC file number

802-120009

Source date

March 30, 2026
CYBORGWEALTH, LLC
Investment adviser

SEC file number

801-70552

Source date

March 31, 2026
CYCAP PARTNERS, LLC
Investment adviser

SEC file number

801-132708

Source date

March 26, 2026
CYCLE VENTURE ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-124702

Source date

March 20, 2026
CYGNET FINANCIAL PLANNING INC.
Investment adviser

SEC file number

801-113800

Source date

March 27, 2026
CYGNUS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-129383

Source date

April 3, 2026
CYNDEO WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-118839

Source date

August 13, 2026
CYNOSURE PORTFOLIO ADVISORS LLC
Investment adviser

SEC file number

801-134251

Source date

May 27, 2026
CYPRESS ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-122455

Source date

January 22, 2026
CYPRESS ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-51814

Source date

April 1, 2026
CYPRESS ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-130314

Source date

February 26, 2026
CYPRESS CAPITAL MANAGEMENT US LIMITED
Investment adviser

SEC file number

801-66379

Source date

February 27, 2026
CYPRESS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-62811

Source date

March 4, 2026
CYPRESS CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-66861

Source date

March 19, 2026
CYPRESS CAPITAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128192

Source date

March 4, 2026
CYPRESS CAPITAL, LLC
Investment adviser

SEC file number

801-79771

Source date

March 18, 2026
CYPRESS FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-112700

Source date

July 21, 2026
CYPRESS FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134394

Source date

August 21, 2025
CYPRESS GROWTH CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-79765

Source date

March 31, 2026
CYPRESS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-129079

Source date

March 25, 2026
CYPRESS POINT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-80324

Source date

March 24, 2026
CYPRESS POINT INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-131601

Source date

July 29, 2026
CYPRESS POINT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-67840

Source date

March 30, 2026
CYPRESS RIDGE CAPITAL, L.P.
Investment adviser

SEC file number

801-136963

Source date

July 28, 2026
CYPRESS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128859

Source date

March 20, 2026
CYPRESS WEALTH SERVICES, LLC
Investment adviser

SEC file number

801-110836

Source date

February 6, 2026
CYPRIUM INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-73409

Source date

July 6, 2026
CYR FINANCIAL INC.
Investment adviser

SEC file number

801-129601

Source date

April 13, 2026
CYRUS CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-64816

Source date

March 31, 2026
CYSTEIN MANAGEMENT LLC
Investment adviser

SEC file number

801-112087

Source date

March 30, 2026
CYTIUM INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-130626

Source date

April 30, 2026
CYWP FUND LLC
Investment adviser

SEC file number

801-134043

Source date

April 1, 2026
CZ HEDGE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-74991

Source date

March 6, 2026
CZECH ASSET MANAGEMENT, L.P.
Investment adviser

SEC file number

801-72815

Source date

March 27, 2026
D & G ADVISORY GROUP, L.L.C.
Investment adviser

SEC file number

801-121996

Source date

March 24, 2026
D & P INVESTMENT ADVISORS, LTD.
Investment adviser

SEC file number

801-124798

Source date

March 6, 2026
D ASSOCIATES GP (ISRAEL) LTD.
Exempt reporting adviser

SEC file number

802-113204

Source date

March 25, 2026
D C VOSS & COMPANY, LLC
Investment adviser

SEC file number

801-113225

Source date

March 7, 2026
D CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-132966

Source date

December 2, 2025
D F BURCH ADVISORS, LTD.
Exempt reporting adviser

SEC file number

802-79732

Source date

March 25, 2026
D PARTNERS 2 COMPANY (MANAGEMENT) 2005 LTD.
Exempt reporting adviser

SEC file number

802-75715

Source date

March 24, 2026
D&A ADVISORS, LLC
Investment adviser

SEC file number

801-135874

Source date

June 3, 2026
D. BORAL IM LLC
Exempt reporting adviser

SEC file number

802-136888

Source date

June 28, 2026
D. E. SHAW & CO., L.P.
Investment adviser

SEC file number

801-56171

Source date

August 14, 2026
D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-64222

Source date

July 6, 2026
D. M. BRENNER, INC.
Investment adviser

SEC file number

801-119136

Source date

March 30, 2026
D.A. DAVIDSON & CO.
Investment adviser

SEC file number

801-45761

Source date

July 30, 2026
D.A.C. DAVIS INVESTMENT COUNSEL, INC.
Investment adviser

SEC file number

801-38202

Source date

June 24, 2026
D.B. FITZPATRICK & CO., INC.
Investment adviser

SEC file number

801-22733

Source date

March 25, 2026
D.B. ROOT & COMPANY, LLC
Investment adviser

SEC file number

801-106632

Source date

June 25, 2026
D.F. DENT AND COMPANY, INC.
Investment adviser

SEC file number

801-11364

Source date

June 18, 2026
D.H. HILL ADVISORS, INC.
Investment adviser

SEC file number

801-115203

Source date

August 4, 2026
D1 CAPITAL PARTNERS L.P.
Investment adviser

SEC file number

801-113517

Source date

March 31, 2026
D2 ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-130402

Source date

May 1, 2026
DA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-130087

Source date

March 30, 2026
DA INV LLC
Investment adviser

SEC file number

801-132013

Source date

September 21, 2026
DA VINCI MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137403

Source date

August 28, 2026
DABA ADVISORS LLC
Investment adviser

SEC file number

801-126355

Source date

March 6, 2026
DABRA CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-119345

Source date

March 20, 2026
DACHTLER WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-132853

Source date

March 11, 2026
DAEDALIAN PARTNERS, LP
Exempt reporting adviser

SEC file number

802-136708

Source date

June 10, 2026
DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-108580

Source date

March 30, 2026
DAFNA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-62559

Source date

March 30, 2026
DAFT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135284

Source date

January 6, 2026
DAG VENTURES, LLC
Exempt reporting adviser

SEC file number

802-75503

Source date

April 14, 2026
DAGCO, INC.
Investment adviser

SEC file number

801-51066

Source date

September 17, 2026
DAHAB ASSOCIATES INC
Investment adviser

SEC file number

801-26495

Source date

March 24, 2026
DAHER CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-136282

Source date

May 20, 2026
DAHLIA EQUITY PARTNERS, L.P.
Exempt reporting adviser

SEC file number

802-137057

Source date

July 10, 2026
DAHRING | CUSMANO LLC
Investment adviser

SEC file number

801-117222

Source date

September 4, 2026
DAI WEALTH, LLC
Investment adviser

SEC file number

801-66260

Source date

March 30, 2026
DAISHIN AMERICA LLC
Exempt reporting adviser

SEC file number

802-137599

Source date

September 25, 2026
DAIWA ASSET MANAGEMENT (AMERICA) LTD.
Investment adviser

SEC file number

801-72608

Source date

June 23, 2026
DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.
Investment adviser

SEC file number

801-128802

Source date

June 29, 2026
DAIWA INTERNATIONAL CAPITAL PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-127502

Source date

June 29, 2026
DAKOTA INVESTMENTS, LLC
Investment adviser

SEC file number

801-112120

Source date

May 6, 2026
DAKOTA PACIFIC GLOBAL MACRO ADVISERS LP
Exempt reporting adviser

SEC file number

802-129963

Source date

March 27, 2026
DAKOTA WEALTH, LLC
Investment adviser

SEC file number

801-114097

Source date

August 11, 2026
DALAL STREET, LLC
Investment adviser

SEC file number

801-74230

Source date

August 27, 2026
DALE K. EHRHART, INC.
Investment adviser

SEC file number

801-13542

Source date

March 29, 2026
DALE Q. RICE INVESTMENT MANAGEMENT, LTD.
Investment adviser

SEC file number

801-123463

Source date

April 29, 2026
DALE TIONGSON
Exempt reporting adviser

SEC file number

802-134291

Source date

March 5, 2026
DALFORT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127716

Source date

May 22, 2026
DALGIN, BURAK
Exempt reporting adviser

SEC file number

802-120946

Source date

April 1, 2025
DALLAS VENTURE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-129293

Source date

February 16, 2026
DALMORE CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-136391

Source date

July 6, 2026
DALTON INVESTMENTS, INC.
Investment adviser

SEC file number

801-121986

Source date

March 30, 2026
DALY INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-136426

Source date

June 10, 2026
DAN THORNSBERRY CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-137287

Source date

August 13, 2026
DANA INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-14828

Source date

March 24, 2026
DANER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122891

Source date

March 5, 2026
DANHUA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-108331

Source date

March 31, 2026
DANIEL INVESTMENT ASSOCIATES, LLC
Investment adviser

SEC file number

801-77862

Source date

March 18, 2026
DANIEL INVESTMENT GROUP INC.
Investment adviser

SEC file number

801-134764

Source date

April 30, 2026
DANIEL KRUG & ASSOCIATES, INC.
Investment adviser

SEC file number

801-130573

Source date

March 25, 2026
DANIELS & ERICKSON FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-67599

Source date

March 11, 2026
DANTES OUTLOOK LLC
Investment adviser

SEC file number

801-137255

Source date

August 18, 2026
DAOBIT HOLDINGS LIMITED
Exempt reporting adviser

SEC file number

802-134743

Source date

October 13, 2025
DAOYI ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-135924

Source date

June 16, 2026
DAR INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137001

Source date

July 2, 2026
DARA CAPITAL US, INC.
Investment adviser

SEC file number

801-71575

Source date

March 6, 2026
DARAJA CAPITAL PARTNERS LP
Exempt reporting adviser

SEC file number

802-128040

Source date

March 30, 2026
DARBY INTERNATIONAL CAPITAL LLC
Investment adviser

SEC file number

801-119616

Source date

July 20, 2026
DARBY OVERSEAS PARTNERS, L.P.
Investment adviser

SEC file number

801-73239

Source date

September 16, 2026
D'ARCY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120475

Source date

February 20, 2026
DARCYVILLE MANAGEMENT LP
Investment adviser

SEC file number

801-134867

Source date

March 31, 2026
DARDANELLES CAPITAL LP
Investment adviser

SEC file number

801-134260

Source date

August 13, 2026
DARDEN WEALTH GROUP, INC
Investment adviser

SEC file number

801-120167

Source date

March 26, 2026
DARK FOREST CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-120433

Source date

March 27, 2026
DARK HORSE ADVISORS LLC
Investment adviser

SEC file number

801-136369

Source date

April 27, 2026
DARK HORSE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132578

Source date

March 27, 2026
DARK HORSE WEALTH LLC
Investment adviser

SEC file number

801-132392

Source date

March 27, 2026
DARK POOL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136008

Source date

March 26, 2026
DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-120451

Source date

March 25, 2026
DARROCK, LLC
Exempt reporting adviser

SEC file number

802-135758

Source date

March 4, 2026
DARSANA CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-79662

Source date

March 6, 2026
DARTMOUTH CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-49300

Source date

July 16, 2026
DARWIN AND WOLF, LLC
Exempt reporting adviser

SEC file number

802-126640

Source date

March 25, 2026
DARWIN CAPITAL PARTNERS, INC.
Exempt reporting adviser

SEC file number

802-136745

Source date

June 15, 2026
DARWIN GLOBAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-120364

Source date

March 30, 2026