Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 27 of 95

DG CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72420

Source date

May 4, 2026
DG PARTNERS LLP
Investment adviser

SEC file number

801-111869

Source date

May 29, 2026
DGA CAPITAL ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-128138

Source date

March 3, 2026
DGF INVESTIMENTOS GESTAO DE FUNDOS LTDA.
Exempt reporting adviser

SEC file number

802-122243

Source date

March 26, 2026
DGF INVESTMENTS LTD.
Exempt reporting adviser

SEC file number

802-126954

Source date

March 26, 2026
DGS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-115241

Source date

March 30, 2026
DGV SOLUTIONS LP
Investment adviser

SEC file number

801-101488

Source date

March 12, 2026
DHANDHO FUNDS LLC
Investment adviser

SEC file number

801-126634

Source date

August 27, 2026
DHH ADVISORS, LLC
Investment adviser

SEC file number

801-80182

Source date

March 25, 2026
DHJJ FINANCIAL ADVISORS, LTD.
Investment adviser

SEC file number

801-42639

Source date

July 13, 2026
DHM PARTNERS LLC
Investment adviser

SEC file number

801-134855

Source date

September 25, 2026
DI INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-123367

Source date

March 31, 2026
DIADEMA PARTNERS LP
Investment adviser

SEC file number

801-130477

Source date

March 20, 2026
DIAGRAM CORPORATION
Exempt reporting adviser

SEC file number

802-120907

Source date

March 31, 2026
DIALECTIC CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-123740

Source date

March 30, 2026
DIAMANT ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-28801

Source date

March 24, 2026
DIAMETER CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-111022

Source date

August 27, 2026
DIAMETER DCF ADVISOR LLC
Investment adviser

SEC file number

801-134087

Source date

April 29, 2026
DIAMETER PRINCIPAL FINANCE LLC
Investment adviser

SEC file number

801-128935

Source date

April 29, 2026
DIAMETRIC CAPITAL, LP
Investment adviser

SEC file number

801-110582

Source date

March 31, 2026
DIAMOND CAPITAL (US) LLC
Exempt reporting adviser

SEC file number

802-129393

Source date

February 19, 2026
DIAMOND CLIENT GROUP, LLC
Investment adviser

SEC file number

801-132329

Source date

March 21, 2026
DIAMOND HILL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-32176

Source date

August 19, 2026
DIAMOND REALTY MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-117559

Source date

June 5, 2026
DIASTOLE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-57610

Source date

May 5, 2026
DIAZO, LLC
Investment adviser

SEC file number

801-127128

Source date

March 31, 2026
DIBENEDETTO & ASSOCIATES LTD
Investment adviser

SEC file number

801-55322

Source date

March 25, 2026
DICCIANNI FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-133763

Source date

September 14, 2026
DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC
Investment adviser

SEC file number

801-64585

Source date

February 26, 2026
DIEM INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-135067

Source date

April 1, 2026
DIESSLIN GROUP, INC.
Investment adviser

SEC file number

801-31827

Source date

August 25, 2026
DIF MANAGEMENT B.V.
Exempt reporting adviser

SEC file number

802-112651

Source date

March 27, 2026
DIF MANAGEMENT US LLC
Exempt reporting adviser

SEC file number

802-122709

Source date

July 7, 2026
DIFFERENTIAL VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-112683

Source date

May 6, 2026
DIFFUSION HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-137362

Source date

August 21, 2026
DIG VENTURES MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-134143

Source date

March 31, 2026
DIGIGOLD SECURITIES LLC
Exempt reporting adviser

SEC file number

802-136297

Source date

April 17, 2026
DIGITAL ALPHA ADVISORS, LLC
Investment adviser

SEC file number

801-117092

Source date

June 18, 2026
DIGITAL ASSET CAPITAL MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-127214

Source date

March 27, 2026
DIGITAL BRIDGE ADVISORS, LLC
Investment adviser

SEC file number

801-112767

Source date

May 1, 2026
DIGITAL WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-129045

Source date

September 17, 2026
DIGITALBRIDGE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-112207

Source date

June 30, 2026
DIGITALDX VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130172

Source date

March 31, 2026
DIGITALIS VENTURES, LLC
Exempt reporting adviser

SEC file number

802-107493

Source date

March 30, 2026
DIGITX MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-115260

Source date

March 26, 2026
DIGNARI CAPITAL PARTNERS (HK) LIMITED
Exempt reporting adviser

SEC file number

802-80470

Source date

March 30, 2026
DIGNUM ET JUSTUM INVESTMENTS, LLC
Investment adviser

SEC file number

801-136354

Source date

September 25, 2026
DIKER MANAGEMENT LLC
Investment adviser

SEC file number

801-61049

Source date

September 25, 2026
DILA MC LLC
Exempt reporting adviser

SEC file number

802-134793

Source date

March 30, 2026
DILATION CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-118328

Source date

March 10, 2026
DILIGENT INVESTORS, LLC
Investment adviser

SEC file number

801-72643

Source date

February 25, 2026
DILLON & ASSOCIATES INC
Investment adviser

SEC file number

801-31572

Source date

June 30, 2026
DILLOW WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-120686

Source date

February 25, 2026
DIMAIO PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-137205

Source date

September 4, 2026
DIMENSION CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-54709

Source date

March 30, 2026
DIMENSION MANAGEMENT (HK) LIMITED
Exempt reporting adviser

SEC file number

802-137081

Source date

July 14, 2026
DIMENSION MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-126736

Source date

March 24, 2026
DIMENSIONAL FUND ADVISORS LP
Investment adviser

SEC file number

801-16283

Source date

March 24, 2026
DIMENSIONAL FUND ADVISORS LTD
Investment adviser

SEC file number

801-40136

Source date

March 24, 2026
DIMENSIONS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123725

Source date

March 13, 2026
DINALE MANAGEMENT, LLC
Investment adviser

SEC file number

801-120525

Source date

May 1, 2026
DINUZZO PRIVATE WEALTH, INC.
Investment adviser

SEC file number

801-57384

Source date

September 14, 2026
DIOKO MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-124813

Source date

April 1, 2026
DIOSCURI CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-79633

Source date

March 31, 2026
DIPAOLO FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-132771

Source date

April 17, 2026
DIRECT INVESTMENT ADVISOR LLC
Exempt reporting adviser

SEC file number

802-134847

Source date

October 28, 2025
DIRECTED CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-78032

Source date

March 31, 2026
DIRECTIONAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-131363

Source date

March 25, 2026
DIRECTIONAL FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-79954

Source date

March 31, 2026
DIS MANAGEMENT COMPANY
Exempt reporting adviser

SEC file number

802-120418

Source date

March 31, 2026
DISCERENE GROUP LP
Investment adviser

SEC file number

801-79714

Source date

August 20, 2026
DISCERNING CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135006

Source date

March 27, 2026
DISCIPLINA ASSET MANAGEMENT (SINGAPORE) PTE. LTD.
Exempt reporting adviser

SEC file number

802-125956

Source date

March 25, 2026
DISCIPLINA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-115108

Source date

March 18, 2026
DISCIPLINE STRATEGIES MANAGEMENT, LP
Investment adviser

SEC file number

801-134240

Source date

March 20, 2026
DISCIPLINE WEALTH SOLUTIONS, INC.
Investment adviser

SEC file number

801-122049

Source date

September 10, 2026
DISCIPLINED ALPHA LLC
Investment adviser

SEC file number

801-77808

Source date

March 31, 2026
DISCIPLINED EQUITY MANAGEMENT, INC.
Investment adviser

SEC file number

801-62624

Source date

February 11, 2026
DISCIPLINED GROWTH INVESTORS INC
Investment adviser

SEC file number

801-53297

Source date

March 27, 2026
DISCIPLINED INVESTMENTS, LLC
Investment adviser

SEC file number

801-71011

Source date

April 14, 2026
DISCIPLINED INVESTORS, L.L.C.
Investment adviser

SEC file number

801-67768

Source date

March 23, 2026
DISCIPLINED PORTFOLIO SOLUTIONS LLC
Investment adviser

SEC file number

801-74471

Source date

February 10, 2026
DISCIPULUS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134111

Source date

August 18, 2026
DISCOVERY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74047

Source date

March 31, 2026
DISCRETIONARY MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-68693

Source date

March 2, 2026
DISHMI CAPITAL, LLC
Investment adviser

SEC file number

801-132899

Source date

March 25, 2026
DISRUPT MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-134512

Source date

February 22, 2026
DISRUPTIVE TECHNOLOGY ADVISERS LLC
Investment adviser

SEC file number

801-116928

Source date

August 17, 2026
DISTILLATE CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-113847

Source date

February 2, 2026
DISTRIBUTED GLOBAL MANAGER LP
Investment adviser

SEC file number

801-121902

Source date

April 28, 2026
DISTRIBUTED VENTURES, LLC
Exempt reporting adviser

SEC file number

802-123110

Source date

March 31, 2026
DISTRIBUTION COGNIZANT, LLC
Investment adviser

SEC file number

801-126083

Source date

March 30, 2026
DITTO & POWERS, LLC
Investment adviser

SEC file number

801-136631

Source date

September 2, 2026
DIVCO WEST REAL ESTATE SERVICES, LLC
Investment adviser

SEC file number

801-74082

Source date

March 31, 2026
DIVERGENT CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-127363

Source date

March 30, 2026
DIVERGENT INVESTMENTS S.�.R.L
Exempt reporting adviser

SEC file number

802-128593

Source date

March 25, 2026
DIVERGENT WEALTH ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-131661

Source date

August 17, 2026
DIVERSIFI CAPITAL INC
Investment adviser

SEC file number

801-121391

Source date

September 17, 2026
DIVERSIFIED ENTERPRISES, LLC
Investment adviser

SEC file number

801-130728

Source date

August 4, 2026
DIVERSIFIED FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-70541

Source date

August 18, 2026
DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC.
Investment adviser

SEC file number

801-79902

Source date

March 13, 2026
DIVERSIFIED INVESTMENT STRATEGIES, LLC
Investment adviser

SEC file number

801-67260

Source date

February 20, 2026
DIVERSIFIED MANAGEMENT INC
Investment adviser

SEC file number

801-46436

Source date

March 30, 2026
DIVERSIFIED PARTNERS INC
Investment adviser

SEC file number

801-57543

Source date

March 30, 2026
DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC
Investment adviser

SEC file number

801-136395

Source date

July 28, 2026
DIVERSIFIED PORTFOLIOS INC
Investment adviser

SEC file number

801-56371

Source date

March 26, 2026
DIVERSIFIED RESOURCES, LLC
Investment adviser

SEC file number

801-108432

Source date

March 25, 2026
DIVERSIFIED WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-137374

Source date

August 25, 2026
DIVERSIFY ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-128675

Source date

September 18, 2026
DIVERSIFY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129521

Source date

September 18, 2026
DIVERSIS CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-119205

Source date

June 29, 2026
DIVIDEND ASSETS CAPITAL, LLC
Investment adviser

SEC file number

801-62643

Source date

September 15, 2026
DIVIDEX MANAGEMENT LLC
Investment adviser

SEC file number

801-80353

Source date

March 26, 2026
DIVISADERO STREET CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-126319

Source date

March 30, 2026
DIVISAR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-107612

Source date

September 4, 2026
DIVVI WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134413

Source date

March 19, 2026
DIVYDE CAPITAL PARTNERS L.P.
Exempt reporting adviser

SEC file number

802-134794

Source date

June 30, 2026
DIXON FINANCIAL SERVICES INC
Investment adviser

SEC file number

801-40910

Source date

February 11, 2026
DIXON MIDLAND COMPANY LLC
Exempt reporting adviser

SEC file number

802-120379

Source date

March 10, 2026
DJ WEALTH SYSTEMS, LLC
Investment adviser

SEC file number

801-114353

Source date

January 13, 2026
DJA CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-131190

Source date

March 30, 2026
DKCX DIGITAL FINANCE TECHNOLOGY CO., LTD.
Exempt reporting adviser

SEC file number

802-137263

Source date

August 11, 2026
DKM WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-127619

Source date

February 27, 2026
DKR CAPITAL PARTNERS L.P.
Exempt reporting adviser

SEC file number

802-77328

Source date

March 12, 2026
DL CARLSON INVESTMENT GROUP INC.
Investment adviser

SEC file number

801-34606

Source date

August 25, 2026
DLD ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-79166

Source date

March 27, 2026
DLJ REAL ESTATE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-50763

Source date

March 31, 2026
DLK INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-131523

Source date

March 30, 2026
DLK INVESTMENT MANAGEMENT
Investment adviser

SEC file number

801-69825

Source date

March 30, 2026
DM CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121308

Source date

March 24, 2026
DMC GROUP, LLC
Investment adviser

SEC file number

801-118659

Source date

March 31, 2026
DME ADVISORS, LP
Investment adviser

SEC file number

801-72947

Source date

May 1, 2026
DME CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-72946

Source date

May 1, 2026
DMK ADVISOR GROUP, INC.
Investment adviser

SEC file number

801-121389

Source date

September 14, 2026
DMKC ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-68395

Source date

September 2, 2026
DMLO WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-128291

Source date

March 2, 2026
DN CAPITAL (US), INC
Exempt reporting adviser

SEC file number

802-75563

Source date

March 31, 2026
DNX ANNEX JAPAN III,LLC
Exempt reporting adviser

SEC file number

802-131718

Source date

February 25, 2026
DNX ANNEX JAPAN IV LLC
Exempt reporting adviser

SEC file number

802-133784

Source date

March 26, 2026
DNX III, LLC
Exempt reporting adviser

SEC file number

802-117549

Source date

February 25, 2026
DNX JAPAN IV LLC
Exempt reporting adviser

SEC file number

802-131715

Source date

February 25, 2026
DNX SEED JAPAN II,LLC
Exempt reporting adviser

SEC file number

802-136992

Source date

July 1, 2026
DNX VENTURE PARTNERS IV, LLC
Exempt reporting adviser

SEC file number

802-131545

Source date

February 25, 2026
DO VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136419

Source date

May 4, 2026
DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIA
Investment adviser

SEC file number

801-51693

Source date

March 30, 2026
DOCEO WEALTH, LLC
Investment adviser

SEC file number

801-119586

Source date

March 23, 2026
DOCK STREET ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-43547

Source date

July 15, 2026
DOCK STREET CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-77192

Source date

January 12, 2026
DOCKSIDE LLC
Investment adviser

SEC file number

801-131643

Source date

September 10, 2026
DODDS WEALTH, LLC
Investment adviser

SEC file number

801-127016

Source date

May 26, 2026
DODGE & COX
Investment adviser

SEC file number

801-1895

Source date

April 17, 2026
DOEPFNER CAPITAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-132276

Source date

March 27, 2026
DOGWOOD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123208

Source date

March 30, 2026
DOHENY ASSET MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-43726

Source date

March 30, 2026
DOLAN CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-130232

Source date

March 30, 2026
DOLAN MCENIRY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-54756

Source date

March 10, 2026
DOLBY FAMILY CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122061

Source date

March 20, 2026
DOLBY FAMILY VENTURES LLC
Exempt reporting adviser

SEC file number

802-122066

Source date

March 20, 2026
DOLIVER ADVISORS, L.P.
Investment adviser

SEC file number

801-44471

Source date

June 3, 2026
DOLOMITE CAPITAL ADVISORS LLP
Exempt reporting adviser

SEC file number

802-135849

Source date

March 13, 2026
DOMA PERPETUAL CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-125840

Source date

September 8, 2026
DOMAIN ASSOCIATES, LLC
Exempt reporting adviser

SEC file number

802-74389

Source date

March 13, 2026
DOMAIN CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-35883

Source date

March 25, 2026
DOMAIN MONEY ADVISORS, LLC
Investment adviser

SEC file number

801-122828

Source date

September 22, 2026
DOMAIN TIMBER ADVISORS, LLC
Investment adviser

SEC file number

801-110421

Source date

March 30, 2026
DOME EQUITIES, LLC
Investment adviser

SEC file number

801-78608

Source date

March 31, 2026
DOMESTIQUE CAPITAL LLC
Investment adviser

SEC file number

801-135634

Source date

February 20, 2026
DOMINARI IM LLC
Investment adviser

SEC file number

801-136977

Source date

September 16, 2026
DOMINARI SECURITIES LLC
Investment adviser

SEC file number

801-78295

Source date

March 30, 2026
DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.
Investment adviser

SEC file number

801-121914

Source date

March 26, 2026
DOMINI IMPACT INVESTMENTS LLC
Investment adviser

SEC file number

801-54701

Source date

February 25, 2026
DOMINION FIDUCIARY SERVICES (MALTA) LIMITED
Exempt reporting adviser

SEC file number

802-80622

Source date

September 28, 2025
DOMINION PORTFOLIO MANAGEMENT, INC.
Investment adviser

SEC file number

801-115280

Source date

August 6, 2026
DOMINUS CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73269

Source date

March 27, 2026
DONALD SMITH & CO., INC.
Investment adviser

SEC file number

801-10798

Source date

March 19, 2026
DONALD SMITH, L.P.
Investment adviser

SEC file number

801-108718

Source date

March 19, 2026
DONALD W. NICHOLSON & ASSOCIATES LTD
Investment adviser

SEC file number

801-56986

Source date

April 1, 2026
DONALDSON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-48479

Source date

August 10, 2026
DONALIES FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-131667

Source date

March 25, 2026
DONATO WEALTH MANAGEMENT, PLLC
Investment adviser

SEC file number

801-119813

Source date

August 27, 2026
DONOGHUE FORLINES LLC
Investment adviser

SEC file number

801-108564

Source date

March 27, 2026
DON'T QUIT VENTURES LLC
Exempt reporting adviser

SEC file number

802-131553

Source date

June 26, 2026
DOORGA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-124763

Source date

March 26, 2026
DOORWAY PROPERTY GP, LLC
Exempt reporting adviser

SEC file number

802-127048

Source date

March 26, 2026
DOPKINS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-61818

Source date

August 31, 2026
DORADO WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-126902

Source date

February 4, 2026
DORATO CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-135310

Source date

January 23, 2026
D'ORAZIO & ASSOCIATES, INC.
Investment adviser

SEC file number

801-63706

Source date

March 31, 2026
DORCHESTER CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-73501

Source date

March 30, 2026
DORIAN EASON ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-60402

Source date

March 31, 2026
DORIAN INVESTMENT ADVISORY LLC
Investment adviser

SEC file number

801-136037

Source date

April 29, 2026
DORM ROOM FUND MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-136253

Source date

April 13, 2026
DORMAN FINANCIAL MANAGEMENT, P.A.
Investment adviser

SEC file number

801-66938

Source date

February 25, 2026
DORSAL CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-73078

Source date

September 9, 2026
DORSEY ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-96175

Source date

March 24, 2026
DORSEY, WRIGHT & ASSOCIATES, LLC
Investment adviser

SEC file number

801-29045

Source date

April 1, 2026
DORVAL CORPORATION
Investment adviser

SEC file number

801-129114

Source date

February 9, 2026
DOUBLE DUTY MONEY MANAGEMENT LLC
Investment adviser

SEC file number

801-128084

Source date

January 26, 2026
DOUBLE EAGLE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-68346

Source date

March 19, 2026
DOUBLE EAGLE FAMILY OFFICES, LLC
Investment adviser

SEC file number

801-122127

Source date

June 22, 2026
DOUBLE EAGLE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136470

Source date

July 9, 2026
DOUBLEBLUE CAPITAL MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-121951

Source date

May 5, 2026
DOUBLELINE ALTERNATIVES LP
Investment adviser

SEC file number

801-88173

Source date

March 31, 2026
DOUBLELINE CAPITAL LP
Investment adviser

SEC file number

801-70942

Source date

March 31, 2026
DOUBLELINE ETF ADVISER LP
Investment adviser

SEC file number

801-122996

Source date

March 31, 2026
DOUCET ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-132665

Source date

March 19, 2026
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-93169

Source date

February 25, 2026
DOUGHERTY & ASSOCIATES, LLC
Investment adviser

SEC file number

801-132948

Source date

April 10, 2026
DOUGLAS CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-10647

Source date

March 16, 2026
DOUGLAS LANE & ASSOCIATES, LLC
Investment adviser

SEC file number

801-107161

Source date

March 30, 2026
DOUGLASS INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-130445

Source date

March 10, 2026
DOUGLASS WINTHROP ADVISORS LLC
Investment adviser

SEC file number

801-56993

Source date

March 24, 2026
DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC.
Investment adviser

SEC file number

801-135457

Source date

March 23, 2026
DOVER ADVISORS, LLC
Investment adviser

SEC file number

801-124840

Source date

July 21, 2026
DOVER INVESTMENT ADVISORY CORPORATION
Investment adviser

SEC file number

801-114388

Source date

November 12, 2025
DOVER PARTNERS INC
Investment adviser

SEC file number

801-35543

Source date

March 10, 2026
DOVETAIL FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-119910

Source date

June 11, 2026
DOVETAIL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112276

Source date

February 26, 2026
DOW FAMILY OFFICE ADVISORY, LLC
Investment adviser

SEC file number

801-135723

Source date

May 1, 2026
DOWLING CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-108405

Source date

April 1, 2026
DOWLING FINANCIAL SERVICES, INC
Investment adviser

SEC file number

801-130694

Source date

February 19, 2026
DOWNING CAPITAL GROUP MANAGEMENT, L. L. C.
Exempt reporting adviser

SEC file number

802-123045

Source date

March 12, 2026
DOWNING STREET WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131457

Source date

March 31, 2026
DOWNSHIFT FINANCIAL, LLC
Investment adviser

SEC file number

801-131232

Source date

June 29, 2026
DOWNSTREAM PERENNIAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127068

Source date

March 18, 2026
DOWNTOWN WEALTH STUDIOS, LLC
Investment adviser

SEC file number

801-127415

Source date

March 11, 2026
DOXARA CAPITAL LP
Investment adviser

SEC file number

801-134993

Source date

February 25, 2026
DOYENNE WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-122292

Source date

May 8, 2026
DP COSTA LLC
Exempt reporting adviser

SEC file number

802-135098

Source date

March 9, 2026
DP EQUITY INVESTMENTS LLC
Exempt reporting adviser

SEC file number

802-121684

Source date

June 26, 2026
DPE DEUTSCHLAND II A GMBH & CO. KG I.L.
Exempt reporting adviser

SEC file number

802-77590

Source date

March 24, 2026
DPE INVESTMENT GESELLSCHAFT MBH
Exempt reporting adviser

SEC file number

802-120982

Source date

March 24, 2026
DRA ADVISORS LLC
Investment adviser

SEC file number

801-46908

Source date

August 17, 2026
DRACO EVOLUTION CORP.
Investment adviser

SEC file number

801-129504

Source date

March 31, 2026
DRAFT VENTURES LLC
Exempt reporting adviser

SEC file number

802-135967

Source date

March 25, 2026
DRAGON CAPITAL MANAGEMENT (HK) LIMITED
Investment adviser

SEC file number

801-132130

Source date

June 24, 2026
DRAGON LEGEND CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-130615

Source date

June 15, 2026
DRAGONEER INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-74292

Source date

May 4, 2026
DRAGONFLY DIGITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-124921

Source date

March 31, 2026
DRAGUS CAPITAL, LLC
Investment adviser

SEC file number

801-72521

Source date

March 30, 2026
DRAKE & ASSOCIATES, LLC
Investment adviser

SEC file number

801-115301

Source date

July 6, 2026
DRAKE CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-65564

Source date

March 11, 2026
DRAPER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-110197

Source date

April 15, 2026
DRAPER MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-111745

Source date

March 31, 2026
DRAPER NEXUS VENTURE PARTNERS II, LLC
Exempt reporting adviser

SEC file number

802-80789

Source date

February 25, 2026
DRAPERDRAGON MANAGEMENT COMPANY II, LLC
Exempt reporting adviser

SEC file number

802-130152

Source date

March 27, 2026
DRAPERDRAGON MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129209

Source date

March 31, 2026
DRAVO BAY LLC
Investment adviser

SEC file number

801-117998

Source date

March 26, 2026
DRAWBRIDGE CAPITAL, LLC
Investment adviser

SEC file number

801-115050

Source date

September 22, 2026
DRC INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-132041

Source date

July 8, 2026