Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 26 of 95

DARWIN VENTURES, LLC
Investment adviser

SEC file number

801-73144

Source date

March 31, 2026
DARWIN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-80103

Source date

July 7, 2026
DARWINS RIVER CAPITAL, LP
Investment adviser

SEC file number

801-132200

Source date

June 22, 2026
DASH ACQUISITIONS INC.
Investment adviser

SEC file number

801-113360

Source date

September 10, 2026
DATA DRIVEN INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-136759

Source date

June 16, 2026
DATA POINT MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-77080

Source date

March 25, 2026
DATALIGN ADVISORY, INC.
Investment adviser

SEC file number

801-122733

Source date

June 2, 2026
DATAPOWER VENTURES ADVISORS LLC
Exempt reporting adviser

SEC file number

802-134169

Source date

July 1, 2026
DATATRIBE FOUNDRY, LLC
Exempt reporting adviser

SEC file number

802-121596

Source date

March 26, 2026
DATATRIBE OPPORTUNITIES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122464

Source date

March 26, 2026
DAUNTLESS CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-126122

Source date

August 20, 2026
DAUS FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-127526

Source date

August 18, 2026
DAVENPORT & COMPANY LLC
Investment adviser

SEC file number

801-13057

Source date

July 27, 2026
DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-123626

Source date

April 16, 2026
DAVENTRY GROUP LP
Investment adviser

SEC file number

801-119485

Source date

July 15, 2026
DAVERN CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-134155

Source date

March 27, 2026
DAVID CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-136108

Source date

March 31, 2026
DAVID GROUP CAPITAL MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-137012

Source date

July 3, 2026
DAVID KENNON INCORPORATED
Investment adviser

SEC file number

801-115025

Source date

March 2, 2026
DAVID P. GILLIAM & ASSOCIATES, INC.
Investment adviser

SEC file number

801-123723

Source date

June 17, 2026
DAVID VAUGHAN INVESTMENTS, LLC
Investment adviser

SEC file number

801-12642

Source date

July 20, 2026
DAVIDE LEONE AND PARTNERS INVESTMENT COMPANY LTD
Exempt reporting adviser

SEC file number

802-114995

Source date

May 29, 2026
DAVIDOV WEALTH GROUP, LLC
Investment adviser

SEC file number

801-119871

Source date

July 31, 2026
DAVIDSON ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-131303

Source date

July 17, 2026
DAVIDSON CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-60519

Source date

April 14, 2026
DAVIDSON INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-10883

Source date

December 15, 2025
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-129877

Source date

September 9, 2026
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-72222

Source date

April 1, 2026
DAVIDSON WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-71216

Source date

June 15, 2026
DAVIES FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-126564

Source date

March 30, 2026
DAVIMAN FINANCIAL, LLC
Investment adviser

SEC file number

801-130177

Source date

July 1, 2026
DAVINCI FINANCIAL DESIGNS LLC
Investment adviser

SEC file number

801-80733

Source date

April 29, 2026
DAVIS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-134318

Source date

September 18, 2026
DAVIS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-118162

Source date

March 27, 2026
DAVIS FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-129578

Source date

March 26, 2026
DAVIS INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-123320

Source date

January 22, 2026
DAVIS INVESTMENT VENTURES, LLC
Investment adviser

SEC file number

801-74372

Source date

April 29, 2026
DAVIS PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-122268

Source date

June 25, 2026
DAVIS SELECTED ADVISERS - NY, INC.
Investment adviser

SEC file number

801-53272

Source date

March 19, 2026
DAVIS SELECTED ADVISERS LP
Investment adviser

SEC file number

801-31648

Source date

March 19, 2026
DAVIS WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-130754

Source date

July 6, 2026
DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113620

Source date

March 20, 2026
DAVIVIENDA INVESTMENT ADVISOR USA LLC
Investment adviser

SEC file number

801-127034

Source date

June 10, 2026
DAWN CAPITAL LLP
Exempt reporting adviser

SEC file number

802-117087

Source date

June 24, 2026
DAWSON PARTNERS (US) INC.
Investment adviser

SEC file number

801-135112

Source date

June 9, 2026
DAWSON PARTNERS INC.
Investment adviser

SEC file number

801-127412

Source date

June 9, 2026
DAY ONE VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-118147

Source date

March 19, 2026
DAYAH CAPITAL LLC
Investment adviser

SEC file number

801-136819

Source date

June 24, 2026
DAYBREAK FUND ADVISORS LLC
Investment adviser

SEC file number

801-107702

Source date

May 21, 2026
DAYBREAK VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132203

Source date

March 24, 2026
DAYBRIGHT ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-93173

Source date

March 27, 2026
DAYLIGHT CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-122197

Source date

March 31, 2026
DAYMARK WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-124936

Source date

September 25, 2026
DAYONE CAPITAL FUND I GP LTD
Exempt reporting adviser

SEC file number

802-124784

Source date

March 18, 2026
DAYONE CAPITAL INVESTMENT LIMITED
Exempt reporting adviser

SEC file number

802-124785

Source date

March 18, 2026
DAYONE CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-124786

Source date

March 18, 2026
DAYTON CRAFT MANAGER, LLC
Exempt reporting adviser

SEC file number

802-136068

Source date

March 30, 2026
DAYTONA STREET CAPITAL LLC
Investment adviser

SEC file number

801-130630

Source date

March 12, 2026
DB & C ADVISORS, LLC
Investment adviser

SEC file number

801-114290

Source date

September 17, 2026
DB ADVISORY AMERICA, LIMITED(LTD)
Investment adviser

SEC file number

801-121559

Source date

January 29, 2026
DBA ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128735

Source date

March 20, 2026
DBAFC, L.L.C.
Exempt reporting adviser

SEC file number

802-119755

Source date

March 25, 2026
DBAY ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-111905

Source date

April 22, 2026
DBD RETIREMENT AND FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-129039

Source date

January 12, 2026
DBK FINANCIAL COUNSEL, LLC
Investment adviser

SEC file number

801-123343

Source date

February 19, 2026
DBL INVESTORS, LLC
Exempt reporting adviser

SEC file number

802-80434

Source date

March 26, 2026
DBL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-80976

Source date

March 26, 2026
DBS INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-116815

Source date

February 2, 2026
DBX ADVISORS LLC
Investment adviser

SEC file number

801-71808

Source date

September 16, 2026
DC (INDIA) ADVISORS LLP
Exempt reporting adviser

SEC file number

802-119210

Source date

July 3, 2026
DC CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136686

Source date

August 14, 2026
DC CAPITAL PARTNERS MANAGEMENT, L.P.
Investment adviser

SEC file number

801-110274

Source date

May 21, 2026
DCA FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-128127

Source date

March 30, 2026
DCM ADVISORS, LLC
Investment adviser

SEC file number

801-112041

Source date

March 31, 2026
DCM MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-75945

Source date

March 31, 2026
DCP MANAGEMENT, LTD.
Exempt reporting adviser

SEC file number

802-112605

Source date

March 16, 2026
DCVC BIO MANAGEMENT CO, LLC
Exempt reporting adviser

SEC file number

802-113645

Source date

March 31, 2026
DCVC MANAGEMENT CO, LLC
Exempt reporting adviser

SEC file number

802-130133

Source date

March 31, 2026
DDD PARTNERS, LLC
Investment adviser

SEC file number

801-115160

Source date

July 10, 2026
DDELTA REAL ESTATE INVESTMENTS INC.
Investment adviser

SEC file number

801-129133

Source date

March 27, 2026
DDFG, INC
Investment adviser

SEC file number

801-122983

Source date

April 8, 2026
DDO ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-131196

Source date

March 26, 2026
DE GROOTE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-78358

Source date

May 27, 2026
DEAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-68942

Source date

June 16, 2026
DEAN FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-62586

Source date

March 27, 2026
DEAN INVESTMENT ASSOCIATES, LLC
Investment adviser

SEC file number

801-9895

Source date

March 27, 2026
DEAN ROLAND RUSSELL, LLC
Investment adviser

SEC file number

801-56225

Source date

March 16, 2026
DEAN WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-126534

Source date

February 23, 2026
DEAN, JACOBSON FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-77262

Source date

March 23, 2026
DEANE RETIREMENT STRATEGIES, INC.
Investment adviser

SEC file number

801-68307

Source date

March 23, 2026
DEANS KNIGHT CAPITAL MANAGEMENT LTD.
Investment adviser

SEC file number

801-69980

Source date

April 27, 2026
DEARBORN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72068

Source date

March 3, 2026
DEARBORN PARTNERS L.L.C.
Investment adviser

SEC file number

801-54279

Source date

March 23, 2026
DEBUSSY CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-137305

Source date

August 14, 2026
DECAGON ASSET MANAGEMENT (US) LP
Investment adviser

SEC file number

801-125991

Source date

June 26, 2026
DECAGON ASSET MANAGEMENT LLP
Investment adviser

SEC file number

801-124747

Source date

June 24, 2026
DECAMILLA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-123600

Source date

March 3, 2026
DECATHLON CAPITAL MANAGEMENT II, LLC
Investment adviser

SEC file number

801-108317

Source date

March 31, 2026
DECATUR CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-66165

Source date

March 26, 2026
DECCAN VALUE INVESTORS L.P.
Investment adviser

SEC file number

801-72904

Source date

March 31, 2026
DECENNIAL FUND MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-117984

Source date

March 25, 2026
DECENTRAL PARK ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-113801

Source date

April 9, 2025
DECHENG CAPITAL LLC
Investment adviser

SEC file number

801-118587

Source date

March 31, 2026
DECIBEL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-121300

Source date

March 23, 2026
DECIENS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113317

Source date

May 20, 2026
DECIENS CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-121043

Source date

May 20, 2026
DECISION INVESTMENTS, INC.
Investment adviser

SEC file number

801-132048

Source date

March 16, 2026
DECISIONMAP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128871

Source date

March 11, 2026
DECISIONPOINT FINANCIAL, LLC
Investment adviser

SEC file number

801-113384

Source date

September 1, 2026
DECKER RETIREMENT PLANNING INC.
Investment adviser

SEC file number

801-120733

Source date

May 29, 2026
DECKER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-70112

Source date

March 27, 2026
DECLARATION PARTNERS LP
Investment adviser

SEC file number

801-118098

Source date

May 11, 2026
DEDEKER FINANCIAL, LLC
Investment adviser

SEC file number

801-127915

Source date

July 21, 2026
DEDICATED CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-78393

Source date

March 30, 2026
DEDORA CAPITAL, INC.
Investment adviser

SEC file number

801-96227

Source date

March 25, 2026
DEEM GLOBAL (UK) LIMITED
Exempt reporting adviser

SEC file number

802-128844

Source date

March 23, 2026
DEEP BLUE CAPITAL, LLC
Investment adviser

SEC file number

801-134608

Source date

January 8, 2026
DEEP JOURNEY PROTOCOL VENTURES LTD.
Exempt reporting adviser

SEC file number

802-133873

Source date

March 27, 2026
DEEP TRACK CAPITAL, LP
Investment adviser

SEC file number

801-120500

Source date

March 31, 2026
DEEPCURRENTS INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-110457

Source date

March 31, 2026
DEEPWATER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126301

Source date

August 12, 2026
DEEPWORK CAPITAL, LLC
Investment adviser

SEC file number

801-127680

Source date

March 31, 2026
DEEPXIOM LTD
Exempt reporting adviser

SEC file number

802-137101

Source date

July 16, 2026
DEER MANAGEMENT CO. LLC
Investment adviser

SEC file number

801-125875

Source date

May 13, 2026
DEER PARK ROAD MANAGEMENT COMPANY, LP
Investment adviser

SEC file number

801-74577

Source date

April 29, 2026
DEERFIELD FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-25156

Source date

March 3, 2026
DEERFIELD MANAGEMENT COMPANY, L.P.
Investment adviser

SEC file number

801-73284

Source date

July 31, 2026
DEERPATH CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-76599

Source date

March 30, 2026
DEF DIGITAL EAST ADVISORS SARL
Exempt reporting adviser

SEC file number

802-129332

Source date

March 26, 2026
DEFENDER CAPITAL LLC
Investment adviser

SEC file number

801-80977

Source date

January 28, 2026
DEFI ALLIANCE LLC
Exempt reporting adviser

SEC file number

802-125941

Source date

March 27, 2026
DEFIANCE ETFS, LLC
Investment adviser

SEC file number

801-113321

Source date

July 6, 2026
DEFILADE CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-134248

Source date

June 26, 2026
DEFINE FINANCIAL, LLC
Investment adviser

SEC file number

801-122024

Source date

May 18, 2026
DEFINE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-114577

Source date

March 27, 2026
DEFINED WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117859

Source date

June 29, 2026
DEFINITION CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136863

Source date

July 14, 2026
DEFY PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-111912

Source date

March 24, 2026
DEGREEN PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-130724

Source date

March 11, 2026
DEGROOF PETERCAM ASSET MANAGEMENT
Investment adviser

SEC file number

801-77449

Source date

April 29, 2026
DEKONING AND COMPANY, LLC
Investment adviser

SEC file number

801-67113

Source date

March 31, 2026
DEL MAR WEALTH MANAGEMENT INC
Investment adviser

SEC file number

801-119990

Source date

March 27, 2026
DELANCEY CREDIT SOLUTIONS LIMITED
Exempt reporting adviser

SEC file number

802-130751

Source date

June 25, 2026
DELANCEY INVESTMENT ADVISORY SERVICES LIMITED
Exempt reporting adviser

SEC file number

802-130190

Source date

June 25, 2026
DELARME WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-128936

Source date

July 2, 2026
DELAWARE AVENUE WEALTH PLANNERS, LLC
Investment adviser

SEC file number

801-131049

Source date

September 11, 2026
DELBROOK CAPITAL ADVISORS INC.
Exempt reporting adviser

SEC file number

802-112201

Source date

March 11, 2026
DELCAM CAPITAL. LLC
Exempt reporting adviser

SEC file number

802-132685

Source date

February 23, 2026
DELEGATE ADVISORS, LLC
Investment adviser

SEC file number

801-72996

Source date

March 25, 2026
DELGADO WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132758

Source date

June 30, 2026
DELGATTO CAPITAL GROUP LLC
Exempt reporting adviser

SEC file number

802-118257

Source date

March 25, 2026
DELIBERATE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-120048

Source date

July 7, 2026
DELLINSF MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-110766

Source date

February 6, 2026
DELLORA INVESTMENTS LP
Investment adviser

SEC file number

801-134957

Source date

September 15, 2026
DELOACHE CAPITAL FUND MANAGER LLC
Exempt reporting adviser

SEC file number

802-132621

Source date

April 2, 2026
DELOS ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-124845

Source date

March 27, 2026
DELOS ADVISORS, INC.
Exempt reporting adviser

SEC file number

802-132416

Source date

February 27, 2026
DELOS CAPITAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-132415

Source date

March 27, 2026
DELOS CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-100478

Source date

March 31, 2026
DELOS PRIVATE CLIENT GROUP, LLC
Investment adviser

SEC file number

801-119589

Source date

September 11, 2026
DELPHI MANAGEMENT INC
Investment adviser

SEC file number

801-18367

Source date

March 30, 2026
DELPHI VENTURES GENERAL PARTNER LLC
Exempt reporting adviser

SEC file number

802-124865

Source date

March 31, 2026
DELPHINUS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-129648

Source date

January 26, 2026
DEL-SETTE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-79849

Source date

September 3, 2026
DELTA ACCUMULATION, LLC
Investment adviser

SEC file number

801-132565

Source date

March 30, 2026
DELTA ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-126783

Source date

March 31, 2026
DELTA ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-60492

Source date

July 22, 2026
DELTA BLOCKCHAIN MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-126066

Source date

March 26, 2026
DELTA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-64169

Source date

March 11, 2026
DELTA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-118594

Source date

March 31, 2026
DELTA CAPITAL PARTNERS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135717

Source date

March 6, 2026
DELTA EMERALD VENTURES ADVISORS LLC
Exempt reporting adviser

SEC file number

802-132002

Source date

March 25, 2026
DELTA FINANCIAL ADVISORS, INC
Investment adviser

SEC file number

801-120897

Source date

March 16, 2026
DELTA FINANCIAL ADVISORS, L.L.C.
Investment adviser

SEC file number

801-61891

Source date

July 23, 2026
DELTA GLOBAL MANAGEMENT LP
Investment adviser

SEC file number

801-128345

Source date

March 27, 2026
DELTA INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-114006

Source date

April 17, 2026
DELTA WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-129219

Source date

June 10, 2026
DELTA WEALTH MANAGEMENT
Investment adviser

SEC file number

801-44823

Source date

March 3, 2026
DELTATERRA INVESTMENTS LLC
Exempt reporting adviser

SEC file number

802-135835

Source date

March 12, 2026
DELTA-V CAPITAL, LLC
Investment adviser

SEC file number

801-101495

Source date

March 26, 2026
DELTEC ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-58090

Source date

March 18, 2026
DELTROIT ASSET MANAGEMENT (UK) LLP
Investment adviser

SEC file number

801-131854

Source date

June 29, 2026
DELTROIT ASSET MANAGEMENT (US) LLC
Investment adviser

SEC file number

801-132759

Source date

March 31, 2026
DEMAND WEALTH LLC
Investment adviser

SEC file number

801-118145

Source date

March 13, 2026
DEMARCHE ASSOCIATES INC
Investment adviser

SEC file number

801-11574

Source date

March 2, 2026
DEMARS FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-112885

Source date

March 3, 2026
DEMERS CONSTANCE ELAINE
Investment adviser

SEC file number

801-136148

Source date

May 12, 2026
DEMETER TACTICAL INVESTMENTS CORP.
Investment adviser

SEC file number

801-129609

Source date

July 15, 2026
DEMIAN CAPITAL
Investment adviser

SEC file number

801-110384

Source date

March 10, 2026
DEMMING FINANCIAL SERVICES CORP.
Investment adviser

SEC file number

801-69410

Source date

September 17, 2026
DEMOPOLIS EQUITY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131835

Source date

March 12, 2026
DENALI ADVISORS, LLC
Investment adviser

SEC file number

801-60039

Source date

March 27, 2026
DENALI WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-71260

Source date

March 18, 2026
DENDUR CAPITAL LP
Investment adviser

SEC file number

801-115073

Source date

March 19, 2026
DENHAM CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-73614

Source date

March 31, 2026
DENMU LLC
Exempt reporting adviser

SEC file number

802-134314

Source date

February 26, 2026
DENTAL INNOVATION ALLIANCE MANAGEMENT COMPANY, LP
Exempt reporting adviser

SEC file number

802-131597

Source date

March 16, 2026
DENVER ANGELS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117925

Source date

April 1, 2026
DENVER PWM, LLC
Investment adviser

SEC file number

801-79624

Source date

September 16, 2026
DENVER WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-114166

Source date

August 20, 2026
DEPENDABLE ALTERNATIVE INVESTMENTS, LLC
Investment adviser

SEC file number

801-118426

Source date

January 13, 2026
DEPRINCE, RACE & ZOLLO, INC.
Investment adviser

SEC file number

801-48779

Source date

May 8, 2026
DERASTONE LLC
Investment adviser

SEC file number

801-113640

Source date

March 24, 2026
DERBY COPELAND MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-126844

Source date

March 31, 2026
DERBY LANE PARTNERS LP
Investment adviser

SEC file number

801-132381

Source date

April 16, 2026
DERIVATY CO
Investment adviser

SEC file number

801-119381

Source date

March 31, 2026
DERIVE WEALTH LLC
Investment adviser

SEC file number

801-132085

Source date

January 28, 2026
DERMOT FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131328

Source date

March 12, 2026
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC.
Investment adviser

SEC file number

801-61316

Source date

September 24, 2026
DERRYRUSH WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134487

Source date

August 19, 2026
DES MOINES INVESTMENTS, LLC
Investment adviser

SEC file number

801-122812

Source date

June 17, 2026
DESCHUTES INVESTMENT CONSULTING, LLC
Investment adviser

SEC file number

801-72021

Source date

March 19, 2026
DESCHUTES PORTFOLIO STRATEGY, LLC
Investment adviser

SEC file number

801-72004

Source date

September 18, 2026
DESERANNO CORPORATION
Investment adviser

SEC file number

801-63581

Source date

February 20, 2026
DESERT ROSE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-124883

Source date

March 20, 2026
DESIGNED WEALTH USA LTD.
Investment adviser

SEC file number

801-134267

Source date

August 20, 2026
DESIGNER TECHNOLOGIES, INC.
Investment adviser

SEC file number

801-107518

Source date

March 27, 2026
DESTELLO CAPITAL MANAGEMENT LIMITED LIABILITY COMPANY
Exempt reporting adviser

SEC file number

802-135734

Source date

March 3, 2026
DESTINATION WEALTH MANAGEMENT
Investment adviser

SEC file number

801-53077

Source date

July 14, 2026
DESTINY ADVISORS LLC
Investment adviser

SEC file number

801-123048

Source date

March 17, 2026
DESTINY CAPITAL CORPORATION
Investment adviser

SEC file number

801-33822

Source date

August 24, 2026
DESTINY FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-134301

Source date

September 16, 2026
DESTINY WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-79789

Source date

June 19, 2026
DESTRA CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-71604

Source date

March 12, 2026
DETALUS ADVISORS, LLC
Investment adviser

SEC file number

801-61481

Source date

March 19, 2026
DETROIT VENTURE PARTNERS LP
Exempt reporting adviser

SEC file number

802-107570

Source date

March 17, 2026
DEUTERIUM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-112932

Source date

July 7, 2026
DEUTSCHE BANK SECURITIES INC.
Investment adviser

SEC file number

801-9638

Source date

September 10, 2026
DEUTSCHE BETEILIGUNGS AG
Exempt reporting adviser

SEC file number

802-136504

Source date

May 15, 2026
DEUTSCHE FINANCE INTERNATIONAL LLP
Exempt reporting adviser

SEC file number

802-117223

Source date

March 26, 2026
DEVELOP CAPITAL PARTNERS, LP.
Investment adviser

SEC file number

801-135331

Source date

January 28, 2026
DEVELOP MICHIGAN, INC.
Exempt reporting adviser

SEC file number

802-78686

Source date

March 13, 2026
DEVELOPMENT PARTNERS INTERNATIONAL LLP
Exempt reporting adviser

SEC file number

802-74686

Source date

July 2, 2026
DEVENIR INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-69108

Source date

March 25, 2026
DEVIATION CAPITAL LP
Exempt reporting adviser

SEC file number

802-136855

Source date

June 26, 2026
DEW POINT CAPITAL, INC.
Investment adviser

SEC file number

801-122323

Source date

March 27, 2026
DEW WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-108014

Source date

September 8, 2026
DEWITT INVESTMENT RESEARCH & MANAGEMENT INC
Investment adviser

SEC file number

801-133885

Source date

April 14, 2026
DEXTRA ADVISORS LLC
Investment adviser

SEC file number

801-126573

Source date

July 23, 2026
DEXUS CAPITAL INVESTORS LIMITED
Exempt reporting adviser

SEC file number

802-75384

Source date

September 8, 2026
DF INVESTMENT MANAGER, LLC
Investment adviser

SEC file number

801-132424

Source date

March 31, 2026
DFA AUSTRALIA LIMITED
Investment adviser

SEC file number

801-48036

Source date

March 24, 2026
DFC PREFERRED ADVISORS LLC
Investment adviser

SEC file number

801-119781

Source date

March 11, 2026
DFJ DRAGONFUND LTD.
Exempt reporting adviser

SEC file number

802-75172

Source date

April 1, 2026
DFJ FRONTIER MANAGEMENT COMPANY II, LLC
Exempt reporting adviser

SEC file number

802-75174

Source date

January 9, 2026
DFJ GROWTH MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75173

Source date

March 30, 2026
DFJ MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75167

Source date

March 30, 2026
DFN MANAGEMENT LLC.
Investment adviser

SEC file number

801-129302

Source date

March 31, 2026
DFS LAB LLC
Exempt reporting adviser

SEC file number

802-126257

Source date

March 19, 2026
DFW CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74370

Source date

March 23, 2026