Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 84 of 95

TAYLOR DERRICK CAPITAL, L.L.C.
Investment adviser

SEC file number

801-108584

Source date

March 27, 2026
TAYLOR FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-61747

Source date

February 24, 2026
TAYLOR FRIGON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-67498

Source date

March 24, 2026
TAYLOR FRIGON FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-127146

Source date

May 13, 2026
TAYLOR HOFFMAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-118886

Source date

August 5, 2026
TAYLOR SECURITIES SERVICES, INC.
Investment adviser

SEC file number

801-125793

Source date

February 23, 2026
TAYLOR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120779

Source date

February 11, 2026
TB ALTERNATIVE ASSETS LTD.
Investment adviser

SEC file number

801-100451

Source date

March 26, 2026
TB EARLY MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-75195

Source date

March 26, 2026
TB MANAGEMENT HOLDINGS LIMITED
Exempt reporting adviser

SEC file number

802-75201

Source date

March 26, 2026
TBG-BEDFORD GROUP LLC
Investment adviser

SEC file number

801-135904

Source date

August 20, 2026
TBH GLOBAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-68624

Source date

March 23, 2026
TBJP LLC
Exempt reporting adviser

SEC file number

802-136663

Source date

June 5, 2026
TBL-VV, LLC
Exempt reporting adviser

SEC file number

802-136118

Source date

April 2, 2026
TC FINANCIAL MANAGEMENT, CO. INC.
Investment adviser

SEC file number

801-133018

Source date

September 4, 2026
TC LATIN AMERICA PARTNERS LLC
Investment adviser

SEC file number

801-118150

Source date

March 31, 2026
TC WORKS, LLC
Exempt reporting adviser

SEC file number

802-114542

Source date

September 21, 2026
TCFG INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-77596

Source date

August 24, 2026
TCG CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-113853

Source date

March 26, 2026
TCG CROSSOVER MANAGEMENT, LLC
Investment adviser

SEC file number

801-120001

Source date

May 29, 2026
TCG LABS MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-129243

Source date

March 19, 2026
TCG STRATEGIC INCOME ADVISOR LLC
Investment adviser

SEC file number

801-133850

Source date

March 31, 2026
TCI FUND MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-102468

Source date

June 29, 2026
TCI WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-37083

Source date

August 27, 2026
TCM ADVISORS, LLC
Investment adviser

SEC file number

801-124720

Source date

March 31, 2026
TCMI, INC.
Investment adviser

SEC file number

801-73547

Source date

March 27, 2026
TCN PRIVATE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-119416

Source date

March 11, 2026
TCP ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-108836

Source date

July 27, 2026
TCP CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-135435

Source date

January 28, 2026
TCP MANAGEMENT LLC
Investment adviser

SEC file number

801-136823

Source date

June 24, 2026
TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-131265

Source date

May 5, 2026
TCW ASSET MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-6642

Source date

May 5, 2026
TCW INVESTMENT MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-29075

Source date

May 5, 2026
TCW PT MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-131519

Source date

May 5, 2026
TD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-52893

Source date

August 26, 2026
TD PRIVATE CLIENT WEALTH LLC
Investment adviser

SEC file number

801-77771

Source date

August 13, 2026
TDA, INC.
Investment adviser

SEC file number

801-39280

Source date

December 15, 2025
TDC CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-121287

Source date

June 10, 2026
TDG CP LLC
Exempt reporting adviser

SEC file number

802-134788

Source date

March 27, 2026
TDR CAPITAL LLP
Exempt reporting adviser

SEC file number

802-75225

Source date

June 25, 2026
TE ADVISORS LLC
Investment adviser

SEC file number

801-132773

Source date

July 1, 2026
TEA & TAXES COMPANY DBA PROSPERITEA PLANNING
Investment adviser

SEC file number

801-134175

Source date

July 30, 2026
TEALL CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-114594

Source date

March 13, 2026
TEALWOOD ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-29095

Source date

February 6, 2026
TEAM FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-127441

Source date

June 2, 2026
TEAM HAYS INC.
Investment adviser

SEC file number

801-127517

Source date

April 6, 2026
TEAM HEWINS, LLC
Investment adviser

SEC file number

801-112939

Source date

July 22, 2026
TEAM8 LABS LTD.
Exempt reporting adviser

SEC file number

802-113903

Source date

March 26, 2026
TEAMWORK FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-114801

Source date

August 14, 2026
TEAMWORTHY GROUP LLC
Exempt reporting adviser

SEC file number

802-112069

Source date

March 12, 2026
TEBUAH CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-119972

Source date

March 25, 2026
TECA PARTNERS, LP
Investment adviser

SEC file number

801-130766

Source date

March 30, 2026
TECH PIONEERS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134348

Source date

March 31, 2026
TECH SQUARE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-119606

Source date

August 20, 2026
TECHAVIV MANAGEMENT CO. LTD
Exempt reporting adviser

SEC file number

802-123086

Source date

March 30, 2026
TECHBLOOM INC.
Investment adviser

SEC file number

801-131236

Source date

May 7, 2025
TECHBRIDGE INVESTMENT LP
Investment adviser

SEC file number

801-137251

Source date

August 8, 2026
TECHNEXUS LLC
Exempt reporting adviser

SEC file number

802-134399

Source date

March 31, 2026
TECHOPERATORS, LLC
Exempt reporting adviser

SEC file number

802-74907

Source date

February 25, 2026
TECHQUITY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-113705

Source date

March 31, 2026
TECHSTARS CENTRAL, LLC
Exempt reporting adviser

SEC file number

802-76363

Source date

March 30, 2026
TECHU ANGELS MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-110355

Source date

March 11, 2026
TECTONIC ADVISORS LLC
Investment adviser

SEC file number

801-66385

Source date

March 30, 2026
TECTONIC CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-134938

Source date

March 31, 2026
TECTONIC VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-110867

Source date

March 26, 2026
TECUM CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121803

Source date

March 31, 2026
TED BUCHAN & COMPANY, LLC
Investment adviser

SEC file number

801-113273

Source date

March 12, 2026
TEEPLE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-124740

Source date

July 9, 2026
TEEWINOT CAPITAL ADVISERS, L.L.C.
Investment adviser

SEC file number

801-66324

Source date

June 24, 2026
TEGEAN CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132792

Source date

March 26, 2026
TEJARA CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-126587

Source date

August 13, 2026
TEKA CAPITAL PEF I, INC
Exempt reporting adviser

SEC file number

802-76477

Source date

April 17, 2026
TEKMEN WELLS LLC
Investment adviser

SEC file number

801-78418

Source date

January 30, 2026
TEKNE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-76834

Source date

September 11, 2026
TELEGRAPH HILL PARTNERS MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-75159

Source date

March 17, 2026
TELEIOS CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-108167

Source date

April 30, 2026
TELEMARK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-73615

Source date

March 9, 2026
TELEMETRY INVESTMENTS, L.L.C.
Exempt reporting adviser

SEC file number

802-121070

Source date

March 30, 2026
TELEO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-121861

Source date

March 27, 2026
TELEPORT LLC
Exempt reporting adviser

SEC file number

802-137230

Source date

August 5, 2026
TELESCOPE PARTNERS LLC
Investment adviser

SEC file number

801-132453

Source date

March 26, 2026
TELIS GROUP CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129385

Source date

March 29, 2026
TELLIGENT INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-61024

Source date

March 19, 2026
TELOS CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-69837

Source date

May 1, 2026
TELOS PARTNERS LLC
Investment adviser

SEC file number

801-136053

Source date

July 29, 2026
TELSEY CONSUMER FUND MANAGEMENT LP
Investment adviser

SEC file number

801-122814

Source date

March 20, 2026
TEMA ETFS LLC
Investment adviser

SEC file number

801-131126

Source date

September 16, 2026
TEMBO CAPITAL MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-118526

Source date

March 10, 2026
TEMPERED INVESTMENT MANAGEMENT LTD.
Investment adviser

SEC file number

801-121254

Source date

September 24, 2026
TEMPEST CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135421

Source date

January 27, 2026
TEMPEST PEAK MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127397

Source date

March 20, 2026
TEMPLER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136275

Source date

April 17, 2026
TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-70802

Source date

July 6, 2026
TEMPLETON ASSET MANAGEMENT LTD.
Investment adviser

SEC file number

801-46997

Source date

September 16, 2026
TEMPLETON FINANCIAL SERVICES INC.
Investment adviser

SEC file number

801-66521

Source date

March 31, 2026
TEMPLETON GLOBAL ADVISORS LIMITED
Investment adviser

SEC file number

801-42343

Source date

September 16, 2026
TEMPLETON INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-15125

Source date

September 16, 2026
TEMPLUM CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135312

Source date

January 16, 2026
TEMPO CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-76305

Source date

May 19, 2026
TEMPO WEALTH, LLC
Investment adviser

SEC file number

801-132895

Source date

March 17, 2026
TEMPORIS CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-129320

Source date

February 26, 2026
TEMPUS WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-108462

Source date

March 16, 2026
TEN COVES CAPITAL, LP
Investment adviser

SEC file number

801-119818

Source date

March 31, 2026
TEN ELEVEN VENTURES, LLC
Exempt reporting adviser

SEC file number

802-100487

Source date

March 11, 2026
TEN PEAKS PARTNERS L.L.C.
Investment adviser

SEC file number

801-135885

Source date

May 20, 2026
TENAC ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119886

Source date

March 27, 2026
TENACITY VENTURE CAPITAL FUND I MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-135920

Source date

March 20, 2026
TENARON CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-107665

Source date

May 14, 2026
TENAYA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-119265

Source date

March 18, 2026
TENBRIDGE PARTNERS LLC
Investment adviser

SEC file number

801-132129

Source date

March 26, 2026
TENCAP WEALTH COACHING, LLC
Investment adviser

SEC file number

801-130427

Source date

March 20, 2026
TENCORE PARTNERS, LP
Investment adviser

SEC file number

801-119149

Source date

April 17, 2026
TENE GROWTH CAPITAL 3 FUNDS MANAGEMENT COMPANY LTD
Exempt reporting adviser

SEC file number

802-80431

Source date

March 31, 2026
TENERE CAPITAL, LLC
Investment adviser

SEC file number

801-121490

Source date

September 25, 2026
TENET WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-135114

Source date

August 26, 2026
TENEX CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73311

Source date

March 31, 2026
TENFORE HOLDINGS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-78164

Source date

April 6, 2026
TENG YUE PARTNERS, L.P.
Investment adviser

SEC file number

801-78101

Source date

August 4, 2026
TENGRAM CAPITAL PARTNERS L.P.
Investment adviser

SEC file number

801-80038

Source date

March 30, 2026
TENMA MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-127610

Source date

June 8, 2026
TENNENBAUM CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-60384

Source date

June 17, 2026
TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC
Investment adviser

SEC file number

801-96325

Source date

June 8, 2026
TENON FINANCIAL LLC
Investment adviser

SEC file number

801-128567

Source date

January 7, 2026
TENONETEN MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120991

Source date

March 13, 2026
TENOR CAPITAL MANAGEMENT COMPANY, L.P.
Investment adviser

SEC file number

801-71508

Source date

March 30, 2026
TENSILE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-76835

Source date

July 31, 2026
TENSOR EDGE CAPITAL, LLC
Investment adviser

SEC file number

801-132977

Source date

September 14, 2026
TENZING FINANCIAL LLC
Investment adviser

SEC file number

801-132538

Source date

August 31, 2026
TENZING GLOBAL MANAGEMENT LLC
Investment adviser

SEC file number

801-117052

Source date

March 30, 2026
TENZING PRIVATE EQUITY LLP
Exempt reporting adviser

SEC file number

802-110055

Source date

June 15, 2026
TEPHRA DIGITAL LLC
Exempt reporting adviser

SEC file number

802-124870

Source date

June 3, 2026
TEPLITZ FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-126103

Source date

September 8, 2026
TEPP RIA LLC
Investment adviser

SEC file number

801-131621

Source date

March 26, 2026
TERAMO ADVISORS, LLC
Investment adviser

SEC file number

801-112238

Source date

March 31, 2026
TERNARY FUND MANAGEMENT PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-127843

Source date

March 13, 2026
TERPSI CAPITAL LP
Exempt reporting adviser

SEC file number

802-131338

Source date

March 6, 2026
TERRA ALPHA INVESTMENTS LLC
Investment adviser

SEC file number

801-122204

Source date

March 12, 2026
TERRA FIRMA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-118043

Source date

March 30, 2026
TERRA FIRMA CAPITAL CORPORATION
Exempt reporting adviser

SEC file number

802-127401

Source date

February 11, 2026
TERRA FIRMA CAPITAL PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-76032

Source date

March 31, 2026
TERRA NOVA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-55603

Source date

May 4, 2026
TERRA NOVA CAPITAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-135679

Source date

February 25, 2026
TERRA PARTNERS ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-100475

Source date

March 25, 2026
TERRA REIT ADVISORS, LLC
Investment adviser

SEC file number

801-112101

Source date

March 31, 2026
TERRA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-125822

Source date

March 30, 2026
TERRACAP MANAGEMENT LLC
Investment adviser

SEC file number

801-78909

Source date

May 1, 2026
TERRAFIRMA WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-134751

Source date

March 11, 2026
TERRAFORM WEALTH, LLC
Investment adviser

SEC file number

801-127626

Source date

March 25, 2026
TERRAIN CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132646

Source date

March 31, 2026
TERRAMONT INFRASTRUCTURE MANAGEMENT LLC
Investment adviser

SEC file number

801-123768

Source date

March 16, 2026
TERRAPIN ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121926

Source date

March 30, 2026
TERRIL BROTHERS INC
Investment adviser

SEC file number

801-15619

Source date

March 30, 2026
TERRY MCDANIEL & COMPANY
Investment adviser

SEC file number

801-24465

Source date

March 31, 2026
TESLAEX GLOBAL INC
Exempt reporting adviser

SEC file number

802-134583

Source date

September 19, 2025
TESORO CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135753

Source date

March 3, 2026
TETLEY INVESTMENTS, LLC
Investment adviser

SEC file number

801-121491

Source date

March 2, 2026
TETON ADVISORS, LLC
Investment adviser

SEC file number

801-47568

Source date

March 30, 2026
TETON WEALTH GROUP LLC
Investment adviser

SEC file number

801-128312

Source date

March 25, 2026
TETRAGON FINANCIAL MANAGEMENT LP
Investment adviser

SEC file number

801-74151

Source date

June 4, 2026
TETRAGON PARTNERS L.P.
Investment adviser

SEC file number

801-74150

Source date

June 4, 2026
TEUCRIUM INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-123441

Source date

September 23, 2026
TEVIS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-121011

Source date

March 3, 2026
TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.
Investment adviser

SEC file number

801-114364

Source date

June 16, 2026
TEXAS FAMILY WEALTH, LLC
Investment adviser

SEC file number

801-128585

Source date

March 23, 2026
TEXAS YALE CAPITAL CORP.
Investment adviser

SEC file number

801-64116

Source date

August 28, 2026
TEZA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-80584

Source date

March 31, 2026
TF CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135244

Source date

March 30, 2026
TF VENTURE CAPITAL MANAGEMENT CO., LTD.
Exempt reporting adviser

SEC file number

802-127092

Source date

March 25, 2026
TFB ADVISORS, LLC
Investment adviser

SEC file number

801-126142

Source date

April 27, 2026
TFC FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-17784

Source date

March 4, 2026
TFJ MANAGEMENT, LLC
Investment adviser

SEC file number

801-121579

Source date

March 31, 2026
TFO FAMILY OFFICE PARTNERS, LLC
Investment adviser

SEC file number

801-72840

Source date

September 15, 2026
TFO WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-62074

Source date

April 24, 2026
TFP MANAGEMENT, LLC
Investment adviser

SEC file number

801-121243

Source date

March 26, 2026
TFR CAPITAL, LLC
Investment adviser

SEC file number

801-131226

Source date

July 27, 2026
TFS ADVISORS, LLC
Investment adviser

SEC file number

801-121268

Source date

March 5, 2026
TGF MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-131790

Source date

March 27, 2026
TGM ASSOCIATES L.P.
Investment adviser

SEC file number

801-49682

Source date

April 20, 2026
TGP INVESTMENTS II, LLC
Exempt reporting adviser

SEC file number

802-81140

Source date

March 5, 2026
TGP INVESTMENTS III, LLC
Exempt reporting adviser

SEC file number

802-130000

Source date

March 5, 2026
TGSO ADVISOR LLC
Exempt reporting adviser

SEC file number

802-135906

Source date

March 20, 2026
TH FINANCIAL, LLC
Investment adviser

SEC file number

801-136006

Source date

April 17, 2026
THACKERAY PARTNERS, LP
Investment adviser

SEC file number

801-77850

Source date

September 4, 2026
THAMES CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-113654

Source date

March 27, 2026
THAYER FINANCIAL, L.L.C.
Investment adviser

SEC file number

801-135029

Source date

February 18, 2026
THAYER PARTNERS LLC
Investment adviser

SEC file number

801-118392

Source date

April 2, 2026
THAYER STREET PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-110963

Source date

March 30, 2026
THAYER VENTURES MANAGEMENT COMPANY, L.L.C.
Exempt reporting adviser

SEC file number

802-108562

Source date

March 31, 2026
THCP ADVISORY LIMITED
Exempt reporting adviser

SEC file number

802-129396

Source date

February 18, 2026
THE ABBIT MANAGEMENT CORP
Investment adviser

SEC file number

801-15995

Source date

September 1, 2026
THE ADVISORY FIRM
Investment adviser

SEC file number

801-136852

Source date

September 17, 2026
THE ADVISORY GROUP OF SAN FRANCISCO, LLC
Investment adviser

SEC file number

801-56848

Source date

March 18, 2026
THE ADVISORY RESOURCE GROUP, LLC
Investment adviser

SEC file number

801-111999

Source date

March 16, 2026
THE ADVOCATE GROUP, LLC
Investment adviser

SEC file number

801-72157

Source date

September 19, 2026
THE ALTERNATIVE SELECTED OPPORTUNITIES LTD.
Exempt reporting adviser

SEC file number

802-129127

Source date

March 24, 2026
THE AMBRUS GROUP LLC
Investment adviser

SEC file number

801-135190

Source date

May 28, 2026
THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP
Investment adviser

SEC file number

801-77148

Source date

February 21, 2026
THE AMERIFLEX GROUP, INC.
Investment adviser

SEC file number

801-117784

Source date

September 11, 2026
THE ARANDA GROUP ADVISORS, LLC
Investment adviser

SEC file number

801-117280

Source date

March 4, 2026
THE ARCHER CONSULTING GROUP, LLC
Investment adviser

SEC file number

801-113282

Source date

August 26, 2026
THE ARKANSAS FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-23922

Source date

September 4, 2026
THE ASCENT GROUP, LLC
Investment adviser

SEC file number

801-121182

Source date

March 30, 2026
THE ASTRO GROUP LLC
Exempt reporting adviser

SEC file number

802-137055

Source date

July 10, 2026
THE AUGUST GROUP CAPITAL LIMITED
Investment adviser

SEC file number

801-120147

Source date

September 21, 2026
THE B GROUP, INC.
Exempt reporting adviser

SEC file number

802-119698

Source date

March 3, 2026
THE BALDWIN GROUP WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-120404

Source date

August 14, 2026
THE BANC FUNDS COMPANY, L.L.C.
Investment adviser

SEC file number

801-53866

Source date

April 28, 2026
THE BAUPOST GROUP, L.L.C.
Investment adviser

SEC file number

801-55245

Source date

March 30, 2026
THE BENDIX FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-80004

Source date

September 8, 2026
THE BOLLARD GROUP LLC
Investment adviser

SEC file number

801-72749

Source date

July 15, 2026
THE BREIT GROUP, LLC
Investment adviser

SEC file number

801-132479

Source date

March 25, 2026
THE BURNEY COMPANY
Investment adviser

SEC file number

801-10232

Source date

March 30, 2026
THE CAPITAL CHART ROOM, LTD
Investment adviser

SEC file number

801-60779

Source date

March 6, 2026
THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC
Investment adviser

SEC file number

801-113587

Source date

March 19, 2026
THE CAPITAL MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-13252

Source date

July 2, 2026
THE CAPROCK GROUP, LLC
Investment adviser

SEC file number

801-61642

Source date

August 7, 2026
THE CAPSTREET GROUP, LLC
Investment adviser

SEC file number

801-73420

Source date

April 21, 2026
THE CARROLL GROUP, INC.
Investment adviser

SEC file number

801-132891

Source date

March 30, 2026
THE CATALYST CAPITAL GROUP INC.
Investment adviser

SEC file number

801-118609

Source date

July 24, 2026
THE CATALYST GROUP, INC.
Investment adviser

SEC file number

801-131797

Source date

June 2, 2026
THE CAVANAUGH GROUP INC
Investment adviser

SEC file number

801-50257

Source date

June 5, 2026
THE CENTRAL TRUST BANK
Investment adviser

SEC file number

801-69885

Source date

March 13, 2026
THE CEOS' FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-133004

Source date

May 15, 2025
THE CID GROUP LTD.
Exempt reporting adviser

SEC file number

802-76208

Source date

March 2, 2026
THE CIRCUMFERENCE GROUP LLC
Investment adviser

SEC file number

801-113735

Source date

March 20, 2026
THE CLARUS GROUP, INC.
Investment adviser

SEC file number

801-119388

Source date

July 17, 2026
THE CLIFFORD GROUP LLC
Investment adviser

SEC file number

801-123547

Source date

September 21, 2026
THE COLUMN GROUP MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-76006

Source date

March 19, 2026
THE COMMUNITY DEVELOPMENT VENTURE CAPITAL ALLIANCE
Exempt reporting adviser

SEC file number

802-114357

Source date

March 31, 2026
THE CONNOR GROUP FUND MANAGER, LLC
Investment adviser

SEC file number

801-136355

Source date

April 24, 2026
THE CUE BALL GROUP, LLC
Exempt reporting adviser

SEC file number

802-75554

Source date

March 27, 2026
THE CYNOSURE GROUP
Investment adviser

SEC file number

801-107042

Source date

September 24, 2026
THE CYPRESS FUNDS LLC
Investment adviser

SEC file number

801-53527

Source date

March 27, 2026
THE DALA GROUP, LLC
Investment adviser

SEC file number

801-127948

Source date

July 15, 2026
THE DARROW COMPANY, INC.
Investment adviser

SEC file number

801-34359

Source date

July 9, 2026
THE DAVID J. YVARS GROUP INC.
Investment adviser

SEC file number

801-129169

Source date

February 4, 2026
THE DE BURLO GROUP, INC.
Investment adviser

SEC file number

801-71288

Source date

March 30, 2026
THE EASTRADE ASSET MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-120456

Source date

February 6, 2026
THE EDGAR LOMAX COMPANY
Investment adviser

SEC file number

801-19358

Source date

March 13, 2026
THE EHRLICH GROUP LLC
Investment adviser

SEC file number

801-128007

Source date

January 28, 2026
THE EIDEARD GROUP, LLC
Investment adviser

SEC file number

801-66396

Source date

March 16, 2026
THE ELECTRUM GROUP LLC
Investment adviser

SEC file number

801-77395

Source date

March 30, 2026
THE ELLERSON GROUP INC
Investment adviser

SEC file number

801-48299

Source date

March 13, 2026
THE ENERGY & MINERALS GROUP LP
Investment adviser

SEC file number

801-135002

Source date

August 14, 2026
THE ENTERPRISE INVESTMENT COMPANY
Investment adviser

SEC file number

801-103471

Source date

April 29, 2026
THE ENTREPRENEUR'S INVESTMENT OFFICE LTD
Exempt reporting adviser

SEC file number

802-131960

Source date

March 27, 2026
THE EQUITY ALLIANCE ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-129055

Source date

March 31, 2026
THE ESTATE PLANNERS GROUP LLC
Investment adviser

SEC file number

801-110033

Source date

March 31, 2026
THE ETF STORE, INC.
Investment adviser

SEC file number

801-112654

Source date

August 4, 2026
THE EXXEL GROUP VI (CAYMAN ISLANDS) INC.
Exempt reporting adviser

SEC file number

802-76462

Source date

March 17, 2026